Company | CIK | Ticker Symbol | Document |
A-Power Energy Generation Systems, Ltd. | 1399233 | NASDAQ:APWR | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
A. H. Belo CORP | 1413898 | NYSE:AHC | 4[html] 4[html] 4[html] 4[html] 4[html] |
A123 SYSTEMS, INC. | 1167178 | | 4[html] |
ABAXIS INC | 881890 | NASDAQ:ABAX | 4[html] |
ABBASI SOHAIB | 1275992 | | 4[html] |
ABELSON BARRY M | 1185443 | | 4[html] |
ABERDEEN ASSET MANAGEMENT PLC/UK | 1080434 | | 13F-HR/A[html] |
ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTUR | 913662 | | SC 13D/A[html] |
ABERDEEN FUND DISTRIBUTORS, LLC | 1423570 | | X-17A-5[html] |
ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] |
ACACIA RESEARCH CORP | 934549 | NASDAQ:ACTG | 8-K[html] |
ACCO BRANDS CORP | 712034 | NYSE:ABD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
ACCURIDE CORP | 817979 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
ACE Ltd | 896159 | NYSE:ACE | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
ACKERMAN THOMAS F | 1141720 | | 4[html] |
ACM Cards, Inc. | 1505759 | | S-4/A[html] |
ACORDA THERAPEUTICS INC | 1008848 | NASDAQ:ACOR | 8-K[html] |
ACRES Holdings, LLC | 1512436 | | D[html] |
ACT-DE LLC | 1410544 | | SC 13D/A[html] |
ACTIVE NETWORK INC | 1163932 | | S-1/A[html] |
ADAPX INC | 1421441 | | D/A[html] |
ADORNATO THEODORE | 1272471 | | 4[html] |
ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] |
ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 8-K[html] |
ADVENT SOFTWARE INC /DE/ | 1002225 | | 4[html] 4[html] |
ADVISORS DISCIPLINED TRUST 704 | 1511591 | | 497J[html] |
ADVISORS DISCIPLINED TRUST 705 | 1511592 | | 487[html] |
ADVISORS DISCIPLINED TRUST 726 | 1515225 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 732 | 1515231 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 733 | 1515232 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 734 | 1515233 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 735 | 1515234 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 736 | 1515235 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 740 | 1515239 | | S-6[html] |
ADVISORS DISCIPLINED TRUST 743 | 1519563 | | 487[html] |
ADVISORS INNER CIRCLE FUND | 878719 | | 485BPOS[html] 497[html] |
ADVOCAT INC | 919956 | NASDAQ:AVCA | SC 13D[html] |
AES CORP | 874761 | | 4[html] |
AETNA INC /PA/ | 1122304 | | 8-K[html] |
AETRIUM INC | 908598 | NASDAQ:ATRM | 8-K[html] |
AFFINITY MEDIAWORKS CORP | 1433821 | | 10-K[html] |
AFL CIO HOUSING INVESTMENT TRUST | 225030 | | 485BPOS[html] |
AGCO CORP /DE | 880266 | | 4[html] |
AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] S-8[html] |
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) | 1112996 | | 497[html] 497[html] 497K[html] 497K[html] |
AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | 497[html] 497K[html] |
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | 485BPOS[html] 497J[html] 497K[html] |
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | N-CSR[html] |
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | 497[html] 497K[html] |
AIXTRON SE | 1089496 | | 6-K[html] |
ALANCO TECHNOLOGIES INC | 98618 | NASDAQ:ALAN | 8-K[html] SC 13D/A[html] |
ALAPONT JOSE MARIA | 1193559 | | 3[html] 4[html] |
ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 8-K[html] |
ALBERT PAUL M JR | 1086498 | | 4[html] |
ALCATEL LUCENT | 886125 | | F-6 POS[html] |
ALDRICH DAVID J | 1025092 | | 4[html] |
ALEXANDER HERBERT S | 1241551 | | 4/A[html] |
ALIGN TECHNOLOGY INC | 1097149 | NASDAQ:ALGN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
ALKERMES INC | 874663 | NASDAQ:ALKS | 10-K[html] |
ALLENDER PATRICK W | 1205268 | | 4[html] |
ALLERGAN INC | 850693 | NYSE:AGN | 4[html] |
ALLIED IRISH BANKS PLC | 850364 | | 6-K[html] |
ALLIED MOTION TECHNOLOGIES INC | 46129 | NASDAQ:AMOT | 4[html] |
ALMOND DANNY H | 1183817 | | 4[html] |
ALPINE GLOBAL DYNAMIC DIVIDEND FUND | 1362481 | NYSE:AGD | CORRESP[html] |
ALPINE GLOBAL PREMIER PROPERTIES FUND | 1390195 | NYSE:AWP | CORRESP[html] |
ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1379400 | NYSE:AOD | CORRESP[html] |
ALPS ETF Trust | 1414040 | | 485BPOS[html] 485BXT[html] |
ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 4[html] |
ALTHASEN PAUL | 1253705 | | 4[html] |
AMBASSADORS INTERNATIONAL INC | 946842 | NASDAQ:AMIE | 8-K[html] |
AMCAP FUND | 4405 | | 485BPOS[html] |
AMCOL INTERNATIONAL CORP | 813621 | NYSE:ACO | 4[html] |
AMDOCS LTD | 1062579 | NYSE:DOX | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
AMERIANA BANCORP | 855574 | NASDAQ:ASBI | 8-K[html] |
AMERICAN AIRLINES INC | 4515 | | 8-K[html] |
AMERICAN APPAREL, INC | 1336545 | AMEX:APP | DEF 14A[html] |
AMERICAN BAR ASSOCIATION MEMBERS / NORTHERN TRUST COLLECTIVE | 878375 | | FWP[html] |
AMERICAN DEFENSE SYSTEMS INC | 1260996 | AMEX:EAG | 8-K[html] |
AMERICAN DENTAL PARTNERS INC | 1028087 | NASDAQ:ADPI | 8-K[html] |
AMERICAN FIDELITY DUAL STRATEGY FUND INC | 1061130 | | 485BPOS[html] |
AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] |
AMERICAN FIRST FINANCIAL INC | 1156884 | | 10-12G/A[html] 10-K/A[html] 10-Q/A[html] |
AMERICAN FUNDS INSURANCE SERIES | 729528 | | 485BPOS[html] |
AMERIGON INC | 903129 | NASDAQ:ARGN | 8-K[html] DEF 14A[html] |
AMERISERV FINANCIAL INC /PA/ | 707605 | | 4[html] 4[html] |
AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | SC 13D/A[html] |
AMKOR TECHNOLOGY INC | 1047127 | NASDAQ:AMKR | 8-K[html] |
AMR CORP | 6201 | NYSE:AAR NYSE:AMR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
AMSURG CORP | 895930 | NASDAQ:AMSG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
AMYRIS, INC. | 1365916 | | 4[html] |
ANADARKO PETROLEUM CORP | 773910 | NYSE:APC | 8-K[html] |
ANDERSON DAVID L | 903510 | | 4[html] |
ANDERSON JOHN K JR | 1180806 | | 4[html] |
ANDERSONS INC | 821026 | | 4[html] |
ANDREWS WILLIAM DOUGLAS | 1074201 | | 4[html] |
ANGELO GORDON & CO LP/NY | 860662 | | 4[html] SC 13D/A[html] |
ANGELO JOHN M | 1064681 | | 4[html] |
ANGLOGOLD ASHANTI LTD | 1067428 | NYSE:AU | 6-K[html] |
ANIKA THERAPEUTICS INC | 898437 | NASDAQ:ANIK | 8-K[html] DEFA14A[html] |
ANIXTER INTERNATIONAL INC | 52795 | NYSE:AXE | 4[html] |
ANN INC. | 874214 | NYSE:ANN | 10-Q[html] 8-K[html] |
APAC CUSTOMER SERVICES, INC | 949297 | | 8-K[html] |
API Technologies Corp. | 1081078 | | POS AM[html] S-3[html] |
APPLEBEES INTERNATIONAL INC | 853665 | | S-4/A[html] |
APPLETON FUNDS | 1127451 | | 485BPOS[html] |
APPLIED MICRO CIRCUITS CORP | 711065 | NASDAQ:AMCC | 4[html] |
APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | S-8[html] |
AQR GRP 10 Fund, L.P. | 1521307 | | D[html] |
AQR Global Risk Premium Offshore Fund II Ltd | 1402855 | | D/A[html] |
AQR Global Risk Premium Tactical Offshore Fund II Ltd | 1414070 | | D/A[html] |
AQR Global Risk Premium Tactical Offshore Fund Ltd | 1402860 | | D/A[html] |
AQR Global Stock Selection Institutional Fund II, L.P. | 1454446 | | D/A[html] |
AQR Global Stock Selection Offshore Fund USD III Ltd | 1393619 | | D/A[html] |
ARC Acquisition CORP | 1354783 | | S-4[html] |
ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | CORRESP[html] UPLOAD[html] |
ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] |
ARCH COAL INC | 1037676 | NYSE:ACI | SC TO-T/A[html] |
ARES CAPITAL CORP | 1287750 | NASDAQ:ARCC | DEFA14A[html] |
ARGENTEX MINING CORP | 1167887 | | S-4/A[html] S-4/A[html] UPLOAD[html] UPLOAD[html] |
ARGOV GIDEON | 1187514 | | 4[html] |
ARIEL INVESTMENT TRUST | 798365 | | NSAR-A[html] |
ARMSTRONG GREG L | 1184537 | | 4[html] |
ARMSTRONG JERRY T | 1071951 | | 4[html] |
ARNOLD GARY P | 1224990 | | 4[html] |
ARPEY GERARD J | 1196906 | | 4[html] |
ARTVENTIVE MEDICAL GROUP, INC. | 1405249 | | DEF 14C[html] |
ARUBA NETWORKS, INC. | 1173752 | NASDAQ:ARUN | 8-K[html] |
ASENSIO LYNN D | 1491473 | | 4[html] |
ASGI Aurora Opportunities Fund, LLC | 1508781 | | SC TO-I[html] |
ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 8-K[html] |
ASIAINFO-LINKAGE, INC | 1100969 | NASDAQ:ASIA | 10-Q/A[html] |
ASIAN DEVELOPMENT BANK | 311669 | | SUPPL[html] |
ASIAN DRAGON GROUP INC. | 1314259 | | 10-Q[html] |
ASIARIM CORP | 1415813 | | 10-K/A[html] |
ASML HOLDING NV | 937966 | | 8-A12B/A[html] |
ASTON FUNDS | 912036 | | PRE 14C[html] |
ATCOH Holding CO | 1420776 | | 424B3[html] |
ATHENA SILVER CORP | 1304409 | | 8-K[html] |
ATIEH MICHAEL G | 1072501 | | 4[html] |
ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
AUTOLIV INC | 1034670 | NYSE:ALV NYSE:ALV^Z | 3/A[html] |
AUTOMATICALLY YOU INC. | 1516916 | | D[html] |
AUXILIUM PHARMACEUTICALS INC | 1182129 | NASDAQ:AUXL | 8-K[html] |
AVATAR HOLDINGS INC | 39677 | NASDAQ:AVTR | 4[html] |
AVI BIOPHARMA INC | 873303 | NASDAQ:AVII | DEF 14A[html] |
AVON PRODUCTS INC | 8868 | NYSE:AVP | 4[html] |
AVX Corp | 859163 | NYSE:AVX | 10-K[html] |
AXA FINANCIAL INC | 888002 | | 8-K[html] |
AXA PREMIER VIP TRUST | 1160168 | | 497[html] 497[html] |
AXOGEN CORP | 1358347 | | D[html] |
AYLESWORTH WILLIAM A | 1190231 | | 4[html] |
Aardsma David A | 1315387 | | 4[html] |
Access One Trust | 1301123 | | 485BPOS[html] |
Access Psychiatry Solutions, LLC | 1521312 | | D[html] |
AcroBoo, Inc. | 1497251 | | 10-Q[html] |
AerCap Holdings N.V. | 1378789 | NYSE:AER | 4[html] 4[html] 4[html] 4[html] |
AesRx, LLC | 1521095 | | D[html] |
Ag Energy Products, LLC | 1487045 | | D[html] |
Ahn Chang Ho | 1316420 | | 4[html] SC 13D/A[html] |
Ahuja Deepak | 1494732 | | 4[html] |
Alfa CTC Holdings LTD | 1382868 | | SC 13D/A[html] |
Alistair Capital Fund, L.P. | 1465058 | | D/A[html] |
Alliance HealthCare Services, Inc | 817135 | NYSE:AIQ | 8-K[html] |
Alliance Holdings GP, L.P. | 1344980 | NASDAQ:AHGP | 4[html] 4[html] 4[html] |
Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | 4[html] 4[html] 4[html] 4[html] |
Alpha Beta Netherlands Holding N.V. | 1513048 | | 425[html] |
Alpha Lujo, Inc. | 1398427 | | 10-Q[html] |
Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 8-K[html] 8-K[html] |
Alpha Referral Network LLC | 1420679 | | 424B3[html] |
Alpine Alpha 3, Ltd. | 1444185 | | 10-Q[html] |
Alternafuels, Inc. | 826743 | | 8-K[html] |
Altisource Portfolio Solutions S.A. | 1462418 | | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
American Assets Trust, Inc. | 1500217 | | 8-K[html] 8-K/A[html] |
American Exploration Corp | 1388486 | | 10-Q[html] 425[html] 425[html] |
American Independence Funds Trust | 1324443 | | 497[html] |
American Nano Silicon Technologies, Inc. | 1415917 | | 10-Q[html] |
American Reprographics CO | 1305168 | NYSE:ARP | S-4[html] |
American Reprographics Company, L.L.C. | 1355090 | | S-4[html] |
American Standard Energy Corp. | 1349976 | | 8-K/A[html] |
American Title CO of Houston | 1420678 | | 424B3[html] |
Ampio Pharmaceuticals, Inc. | 1411906 | | 8-K[html] |
Amtrust Financial Services, Inc. | 1365555 | NASDAQ:AFSI | 4[html] |
Amyuni Ted F | 1471233 | | 4[html] |
Anderson Mark C | 1417020 | | 4[html] |
Anderson Scott L. | 1474860 | | 4[html] |
Andresen-Kienz Silke | 1496374 | | 4[html] |
Andrews William Christopher | 1488415 | | 4[html] |
Applebee's Enterprises LLC | 1505762 | | S-4/A[html] |
Applebee's Franchising LLC | 1505764 | | S-4/A[html] |
Applebee's Holdings II Corp. | 1505765 | | S-4/A[html] |
Applebee's Holdings LLC | 1505766 | | S-4/A[html] |
Applebee's IP LLC | 1505768 | | S-4/A[html] |
Applebee's Restaurants Kansas LLC | 1505772 | | S-4/A[html] |
Applebee's Restaurants Mid-Atlantic LLC | 1505773 | | S-4/A[html] |
Applebee's Restaurants North LLC | 1505774 | | S-4/A[html] |
Applebee's Restaurants Texas LLC | 1505775 | | S-4/A[html] |
Applebee's Restaurants Vermont, Inc. | 1505776 | | S-4/A[html] |
Applebee's Restaurants West LLC | 1505778 | | S-4/A[html] |
Applebee's Restaurants, Inc. | 1505777 | | S-4/A[html] |
Applebee's Services, Inc. | 1505780 | | S-4/A[html] |
Applebee's UK, LLC | 1505761 | | S-4/A[html] |
Approach Resources Inc | 1405073 | NASDAQ:AREX | 8-K[html] |
Aquasil International Inc. | 1405260 | | 10-Q[html] |
ArcelorMittal | 1243429 | NYSE:MT | 6-K[html] |
Argonaut Gold, Inc. | 1348909 | | 15-12G[html] 6-K[html] |
Arista Power, Inc. | 1424640 | | 8-K[html] |
Arkin Moshe | 1321178 | | 4[html] |
Asensio Ashton Derby | 1356741 | | 4[html] |
Asia Entertainment & Resources Ltd. | 1417754 | | 6-K[html] |
Associated Client Referral LLC | 1420762 | | 424B3[html] |
Atlas Energy, L.P. | 1347218 | NYSE:AHD | 4[html] |
AtriCure, Inc. | 1323885 | NASDAQ:ATRC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
Attenex Corp | 1328553 | | S-4/A[html] |
AutoNavi Holdings Ltd | 1489895 | | 6-K[html] |
Avatar Ventures Corp. | 1416299 | | 8-K[html] |
Avimor Jacob | 1493076 | | 4[html] |
Avro Energy Inc. | 1390778 | | 8-K[html] |
Azar Richard Essa | 1521008 | | 3/A[html] 4[html] 4[html] |
Azteca Acquisition Corp | 1518749 | | S-1/A[html] |