| Company | CIK | Ticker Symbol | Document |
| 1514768 Alberta Ltd. | 1521356 | | 3[html] |
| A123 SYSTEMS, INC. | 1167178 | | 3[html] |
| ADAMS P. BRADLEY | 1497453 | | 3[html] 3[html] 3[html] 3[html] |
| AMERIGON INC | 903129 | NASDAQ:ARGN | 3[html] 3[html] |
| AMSURG CORP | 895930 | NASDAQ:AMSG | 3[html] |
| ARTHROCARE CORP | 1005010 | | 3[html] 3[html] 3[html] 3[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 3[html] |
| BENOWITZ ADAM | 1411963 | | 3[html] |
| BIOANALYTICAL SYSTEMS INC | 720154 | NASDAQ:BASI | 3[html] |
| BLONDER TONGUE LABORATORIES INC | 1000683 | AMEX:BDR | 3[html] |
| Bailey John J. | 1521323 | | 3[html] |
| Baumhauer Caspar | 1521436 | | 3[html] |
| Bubloski Rose Ann | 1301059 | | 3[html] 3[html] 3[html] |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD | 925645 | NASDAQ:CETV | 3[html] |
| CHILDRENS PLACE RETAIL STORES INC | 1041859 | | 3[html] |
| Cannon Marc | 1521106 | | 3[html] |
| Chandler Jodi A | 1521337 | | 3[html] |
| Colonial Bankshares Inc | 1317019 | NASDAQ:COBK | 3[html] |
| Convio, Inc. | 1407450 | | 3[html] |
| Costa Brava Partnership III LP | 1319959 | | 3[html] |
| DOCUMENT SECURITY SYSTEMS INC | 771999 | AMEX:DMC | 3[html] |
| EDGAR ONLINE INC | 1080224 | NASDAQ:EDGR | 3[html] |
| EGGERT TERRI | 1477107 | | 3[html] |
| Enze Charles R | 1380968 | | 3[html] |
| FISHER COMMUNICATIONS INC | 1034669 | NASDAQ:FSCI | 3[html] 3[html] |
| FRANKLIN TEMPLETON LTD DURATION INCOME TRUST | 1233087 | AMEX:FTF | 3[html] |
| FRANKLIN UNIVERSAL TRUST | 833040 | NYSE:FT | 3[html] |
| First Business Financial Services, Inc. | 1305399 | NASDAQ:FBIZ | 3[html] |
| GERON CORP | 886744 | NASDAQ:GERN | 3[html] |
| GLOBAL HIGH INCOME FUND INC | 897996 | | 3[html] |
| GLOBAL INDUSTRIES LTD | 895663 | NASDAQ:GLBL | 3[html] |
| GROMEK JOSEPH R | 1231586 | | 3[html] |
| Gallagher Marie T. | 1521126 | | 3[html] |
| Goldfarb Matthew | 1367065 | | 3[html] |
| HAMOT SETH W | 1071036 | | 3[html] |
| Herr Eric | 1333745 | | 3[html] |
| Holtermann Alexander | 1296034 | | 3[html] |
| IGATE CORP | 1024732 | NASDAQ:IGTE | 3[html] |
| IIEKKING G DOUG | 1203346 | | 3[html] |
| INVACARE CORP | 742112 | NYSE:IVC | 3[html] |
| Jpak Group, Inc. | 1321559 | | 3[html] |
| Kilgore Jack C. | 1521242 | | 3[html] |
| Kraupp Michael J. | 1521433 | | 3[html] |
| Liedl Thomas | 1521445 | | 3[html] |
| Lindahl Goran | 1356607 | | 3[html] |
| MANAGED HIGH YIELD PLUS FUND INC | 1060392 | NYSE:HYF | 3[html] |
| MULTI FINELINE ELECTRONIX INC | 830916 | | 3[html] |
| MURTHY PHANEESH | 1259137 | | 3[html] |
| Melin Heidi M | 1329865 | | 3[html] |
| Miclot Andrew | 1298643 | | 3[html] |
| Miller Cynthia S | 1425376 | | 3[html] |
| NOVAGEN SOLAR INC. | 1425173 | | 3[html] |
| Nallicheri Melanie I | 1521432 | | 3[html] |
| New England Bancshares, Inc. | 1338248 | NASDAQ:NEBS | 3[html] |
| OVENDEN JAMES | 1223272 | | 3[html] |
| PEPSICO INC | 77476 | NYSE:PEP | 3[html] |
| PROTHRO BRUCE | 1237834 | | 3[html] |
| PRYSTASH DAVID J | 1366890 | | 3[html] |
| Pan-Asia iGATE Solutions | 1521363 | | 3[html] |
| Patni Computer Systems LTD | 1324503 | NYSE:PTI | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Primo Water Corp | 1365101 | | 3[html] |
| ROY MICHAEL J | 1521418 | | 3[html] |
| Reinhard Kathryn C. | 1521322 | | 3[html] |
| Roark, Rearden & Hamot LLC | 1319943 | | 3[html] |
| SCHAFFNER SCOTT | 1521027 | | 3[html] |
| SEREDA PETER L | 1141275 | | 3[html] |
| SKYWEST INC | 793733 | NASDAQ:SKYW | 3[html] 3[html] |
| STRATEGIC GLOBAL INCOME FUND INC | 880943 | NYSE:SGL | 3[html] |
| SUBAYE, INC. | 1139570 | | 3[html] |
| SYMANTEC CORP | 849399 | NASDAQ:SYMC | 3[html] 3[html] |
| Shah Baiju R. | 1520926 | | 3[html] |
| Sircar Sujit | 1443908 | | 3[html] |
| Smith Jeffrey W | 1519818 | | 3[html] |
| T3 Motion, Inc. | 1434589 | | 3[html] |
| TALEO CORP | 1134203 | NASDAQ:TLEO | 3[html] |
| TELEPHONE & DATA SYSTEMS INC /DE/ | 1051512 | | 3[html] |
| TEMPLETON DRAGON FUND INC | 919893 | NYSE:TDF | 3[html] |
| TEMPLETON EMERGING MARKETS FUND | 809708 | NYSE:EMF | 3[html] |
| TEMPLETON EMERGING MARKETS INCOME FUND | 909112 | NYSE:TEI | 3[html] |
| TEMPLETON GLOBAL INCOME FUND | 828803 | NYSE:GIM | 3[html] |
| TEMPLETON RUSSIA & EAST EUROPEAN FUND INC | 930828 | | 3[html] |
| TIEDEMANN JULIAN A | 1521465 | | 3[html] |
| TORTOISE ENERGY CAPITAL CORP | 1319869 | NYSE:TYY | 3[html] |
| TORTOISE ENERGY INFRASTRUCTURE CORP | 1268533 | NYSE:TYG | 3[html] |
| TORTOISE NORTH AMERICAN ENERGY CORP | 1314104 | NYSE:TYN | 3[html] |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC | 1408201 | | 3[html] |
| TRANSIT MANAGEMENT HOLDING CORP | 1421378 | | 3[html] 3[html] |
| TROY JOSEPH J | 1215701 | | 3[html] |
| Trollope Rowan M | 1521443 | | 3[html] |
| Turner Kelli | 1459490 | | 3[html] |
| USANA HEALTH SCIENCES INC | 896264 | NASDAQ:USNA | 3[html] |
| VCAF GP, LLC | 1446143 | | 3[html] |
| VICON INDUSTRIES INC /NY/ | 310056 | | 3[html] |
| VISION CAPITAL ADVISORS, LLC | 1411962 | | 3[html] |
| VISTA GOLD CORP | 783324 | AMEX:VGZ | 3[html] |
| Vision Capital Advantage Fund, L.P. | 1446144 | | 3[html] |
| Vision Opportunity Master Fund, Ltd. | 1349985 | | 3[html] |
| WANG YONGBO | 1520889 | | 3[html] |
| WOLOSZKO JEAN | 1237839 | | 3[html] |
| Wang Huanyong | 1521469 | | 3[html] |
| Wang Lixia | 1521457 | | 3[html] |
| Weber Lori A | 1520340 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Wong See Meng | 1521183 | | 3[html] |
| Woodward Eric | 1521262 | | 3[html] |
| deSouza Francis A | 1520943 | | 3[html] |
| iGATE Holding Corp | 1521346 | | 3[html] |
| iGate Global Solutions Ltd | 1521359 | | 3[html] |
| iGate Inc. | 1521414 | | 3[html] |
| iGate Technologies Inc. | 1521362 | | 3[html] |