| Company | CIK | Ticker Symbol | Document |
| 1ST CONSTITUTION BANCORP | 1141807 | NASDAQ:FCCY | 4[html] |
| 1st Century Bancshares, Inc. | 1420525 | NASDAQ:FCTY | 8-K[html] |
| 1st United Bancorp, Inc. | 1415277 | | 8-K[html] |
| 2011-D Bayou City Two Well Drilling Program, L.P. | 1521842 | | D[html] |
| 3D SYSTEMS CORP | 910638 | NASDAQ:TDSC | 8-K[html] |
| 3M CO | 66740 | NYSE:MMM | 3[html] 8-K[html] |
| 4100 Old Milton Partners, LLC | 1521553 | | D[html] |
| 99 CENTS ONLY STORES | 1011290 | NYSE:NDN | 10-K[html] |
| ABAKAN, INC | 1400000 | | 3[html] |
| ABERDEEN CHILE FUND, INC. | 846676 | AMEX:CH | N-Q[html] |
| ABERDEEN INDONESIA FUND, INC. | 859120 | AMEX:IF | N-Q[html] |
| ABERDEEN ISRAEL FUND, INC. | 865277 | AMEX:ISL | N-Q[html] |
| ABERDEEN LATIN AMERICA EQUITY FUND, INC. | 862599 | | N-Q[html] |
| ABINGTON BANCORP, INC./PA | 1397533 | | 8-K[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] 4[html] 4[html] |
| ACCESS ONE COMMUNICATIONS CORP | 1048764 | | S-4[html] |
| ACCREDITED BUSINESS CONSOLIDATORS CORP. | 933425 | | 10-Q[html] 10-Q[html] |
| ACTUATE CORP | 1062478 | NASDAQ:ACTU | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] 4[html] 4[html] |
| ADVANCED ANALOGIC TECHNOLOGIES INC | 1104042 | NASDAQ:AATI | 425[html] 425[html] 425[html] |
| ADVANTEST CORP | 1158838 | NYSE:ATE | 6-K[html] DFAN14A[html] |
| ADVANTUS SERIES FUND INC | 766351 | | N-Q[html] |
| ADVISORS DISCIPLINED TRUST 345 | 1450841 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 346 | 1450840 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 347 | 1450839 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 469 | 1475881 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 488 | 1479403 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 495 | 1479411 | | 485BPOS[html] |
| ADVISORS SERIES TRUST | 1027596 | | 485BXT[html] N-Q[html] N-Q[html] |
| AEGIS FUNDS | 1251896 | | N-Q[html] |
| AEROPOSTALE INC | 1168213 | NYSE:ARO | 4[html] |
| AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC | 1169578 | | N-2[html] |
| AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC | 1169583 | | N-2[html] |
| AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC | 1169580 | | N-2[html] |
| AFC ENTERPRISES INC | 1041379 | NASDAQ:AFCE | 8-K[html] |
| AFFYMAX INC | 1158223 | NASDAQ:AFFY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| AGILENT TECHNOLOGIES INC | 1090872 | NYSE:A | 4[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] 425[html] 8-K[html] |
| AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | NSAR-B[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | NSAR-B[html] |
| AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | NSAR-A[html] NSAR-B[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | NSAR-A[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 10-K[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AKORN INC | 3116 | NASDAQ:AKRX | 8-K[html] |
| ALEXANDER ROBERT E | 1220980 | | 4[html] |
| ALGER PORTFOLIOS | 832566 | | N-Q[html] |
| ALLEN ROBERT A | 1179767 | | 4[html] |
| ALLIANCE DATA SYSTEMS CORP | 1101215 | NYSE:ADS | 8-K[html] |
| ALLIANCEBERNSTEIN CAP FUND, INC. | 81443 | | N-Q[html] POS EX[html] |
| ALLIANCEBERNSTEIN GLOBAL GROWTH FUND INC | 1170206 | | N-Q[html] |
| ALLIANCEBERNSTEIN INTERNATIONAL GROWTH FUND INC | 920701 | | N-Q[html] |
| ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC | 825316 | | N-Q[html] |
| ALLIANZ LIFE INSURANCE CO OF NEW YORK | 80019 | | 40-OIP/A[html] |
| ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA | 72499 | | 40-OIP/A[html] |
| ALLIANZ LIFE OF NY VARIABLE ACCOUNT C | 845775 | | 40-OIP/A[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT A | 808468 | | 40-OIP/A[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT B | 836346 | | 40-OIP/A[html] |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 1091439 | | N-Q[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 6-K[html] |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | 1124804 | NASDAQ:MDRX | 8-K[html] |
| ALLSTATE ASSURANCE CO SEPARATE ACCOUNT B | 110230 | | DEF 14A[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| ALOIAN D PIKE | 1192899 | | 4[html] |
| ALTMEYER JAMES E | 1197877 | | 4[html] |
| ALTRIA GROUP, INC. | 764180 | | 4[html] |
| AMARILLO BIOSCIENCES INC | 1014763 | | S-8[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | 4[html] |
| AMBASSADOR FUNDS | 1113914 | | N-Q[html] |
| AMEDISYS INC | 896262 | NASDAQ:AMED | DEFA14A[html] DEFA14A[html] |
| AMERICA SERVICE GROUP INC /DE | 877476 | | 8-K[html] DEFA14A[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 4[html] |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC | 1062231 | NYSE:AXL | 4[html] |
| AMERICAN EAGLE OUTFITTERS INC | 919012 | NYSE:AEO | 10-Q[html] 8-K[html] |
| AMERICAN INDEPENDENCE CORP | 97196 | NASDAQ:AMIC | DEFA14A[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 424B5[html] |
| AMERICAN INTERNATIONAL INDUSTRIES INC | 1073146 | NASDAQ:AMIN | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| AMERICAN SOIL TECHNOLOGIES INC | 1031896 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| AMERISOURCEBERGEN CORP | 1140859 | NYSE:ABC | 4[html] |
| AMERON INTERNATIONAL CORP | 790730 | NYSE:AMN | 8-K[html] |
| AMG CROCKETT LLC | 1090560 | | S-4/A[html] |
| AMG HILCREST LLC | 1090559 | | S-4/A[html] |
| AMG HILLSIDE LLC | 1090557 | | S-4/A[html] |
| AMG LIVINGSTON LLC | 1090556 | | S-4/A[html] |
| AMG LOGAN LLC | 1090555 | | S-4/A[html] |
| AMG SOUTHERN TENNESSEE LLC | 1090554 | | S-4/A[html] |
| AMG TRINITY LLC | 1090552 | | S-4/A[html] |
| AMKOR TECHNOLOGY INC | 1047127 | NASDAQ:AMKR | 4[html] 8-K[html] |
| AMOROSO ALFRED J | 1200483 | | 4[html] |
| AMP Holding Inc. | 1425287 | | 8-K/A[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 4[html] 8-K[html] |
| ANGEION CORP/MN | 815093 | | 8-K[html] |
| ANGEL STEPHEN F | 1190775 | | 4[html] |
| ANGLO AMERICAN PLATINUM CORP LTD /FI | 945360 | | 424B3[html] |
| ANIMAS RESOURCES LTD | 1423468 | | 20-F[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANNALY CAPITAL MANAGEMENT INC | 1043219 | NYSE:NLY NYSE:NLY^A | 8-K[html] DEFA14A[html] |
| ANTHONY RICHARD E | 1128852 | | 4[html] |
| ANWORTH MORTGAGE ASSET CORP | 1047884 | NYSE:ANH NYSE:ANH^A NYSE:ANH^B | 8-K[html] |
| AON CORP | 315293 | NYSE:AOC | 3[html] 3[html] |
| AOXING PHARMACEUTICAL COMPANY, INC. | 1060426 | | DEF 14A[html] |
| APPLIED MATERIALS INC /DE | 6951 | | DFAN14A[html] |
| APTARGROUP INC | 896622 | NYSE:ATR | S-8[html] |
| ARASKOG RAND V | 1014314 | | 4[html] |
| ARBIGE MICHAEL V | 1225608 | | 3[html] |
| ARBITRON INC | 109758 | NYSE:ARB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | 8-K[html] |
| ARCHAMBEAU SHELLYE L | 1191713 | | 4[html] |
| ARCHER DANIELS MIDLAND CO | 7084 | | 4[html] |
| ARENA PHARMACEUTICALS INC | 1080709 | NASDAQ:ARNA | 8-K[html] |
| ARGENTEX MINING CORP | 1167887 | | 8-K[html] |
| ARQULE INC | 1019695 | NASDAQ:ARQL | 4[html] |
| ARTISAN FUNDS INC | 935015 | | 485APOS[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] NSAR-A[html] |
| ASB Bancorp Inc | 1520300 | | S-1[html] |
| ASELAGE STEVE | 1221599 | | 4[html] |
| ASGI Agility Income Fund | 1499947 | | 3[html] SC 13D[html] |
| ASGI Aurora Opportunities Fund, LLC | 1508781 | | 3[html] |
| ASHLEY VALLEY MEDICAL CENTER LLC | 1090551 | | S-4/A[html] |
| ASIARIM CORP | 1415813 | | 8-K[html] 8-K/A[html] |
| ASPEN INSURANCE HOLDINGS LTD | 1267395 | NYSE:AHL NYSE:AHL^ NYSE:AHL^A | CT ORDER[html] |
| ASSURANCEAMERICA CORP | 8497 | | 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATKINSON BRADLEY K | 1248453 | | 4[html] |
| ATMI INC | 1041577 | NASDAQ:ATMI | 8-K[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| ATWOOD OCEANICS INC | 8411 | NYSE:ATW | 4[html] |
| AUGMENIX INC | 1432435 | | D[html] |
| AUTOZONE INC | 866787 | NYSE:AZO | 4[html] |
| AVALONBAY COMMUNITIES INC | 915912 | NYSE:AVB | 4[html] |
| AVANIR PHARMACEUTICALS, INC. | 858803 | NASDAQ:AVNR | 8-K[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | EFFECT[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 4[html] 4[html] |
| AYLESWORTH WILLIAM A | 1190231 | | 4[html] |
| AZTEC EQUITIES CORP | 8943 | | 4/A[html] |
| Abrams Edward B | 1330738 | | 4[html] |
| Acadia Healthcare Company, Inc. | 1520697 | | 425[html] |
| Ach J Wickliffe | 1386641 | | 4[html] |
| AcroBoo, Inc. | 1497251 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Actual Worlds, Inc. | 1520593 | | D/A[html] |
| Advanced Biomedical Technologies Inc. | 1385799 | | 8-K[html] |
| Advanced Portfolio Technologies, Inc. | 1431227 | | S-1[html] |
| Advantage Advisers Whistler Fund, L.L.C. | 1089876 | | NSAR-B[html] |
| AdvisorShares Trust | 1408970 | | 497[html] |
| Agadi Harshavardhan V | 1498132 | | 4[html] |
| Agather Elaine B | 1389113 | | 4[html] |
| Aksel Group, Inc. | 1521729 | | D[html] |
| All State Properties Holdings, Inc. | 745543 | | 8-K[html] |
| Allianz Variable Insurance Products Fund of Funds Trust | 1301708 | | N-Q[html] |
| Allworx Corp. | 1472232 | | S-4[html] |
| Ally Auto Assets LLC | 1477336 | | 10-D[html] 10-D[html] 10-D[html] 10-D[html] 10-D[html] 10-D[html] |
| Ally Auto Receivables Trust 2010-1 | 1487211 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-2 | 1494387 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-3 | 1498624 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-4 | 1504773 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-5 | 1507149 | | 10-D[html] |
| Ally Auto Receivables Trust 2011-1 | 1511861 | | 10-D[html] |
| Ally Master Owner Trust | 1499357 | | 10-D[html] 10-D/A[html] |
| Ally Wholesale Enterprises LLC | 1492632 | | 10-D[html] 10-D/A[html] |
| AlphaPoint Technology, Inc. | 1473654 | | S-1/A[html] |
| Ameresco, Inc. | 1488139 | | 3[html] 4[html] S-8[html] |
| America Management Companies, LLC | 1515208 | | S-4/A[html] |
| American Aerogel Corp | 1521740 | | D[html] |
| American Eagle Energy Inc. | 1401983 | | 8-K[html] |
| Anacor Pharmaceuticals Inc | 1411158 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] S-8[html] |
| Anbouba Imad K. | 1507030 | | 4[html] |
| Andalusia Physician Practices, LLC | 1515213 | | S-4/A[html] |
| Andersen Nevin N | 1436782 | | 4[html] |
| Angelina Michael E | 1330708 | | 4[html] |
| ApartmentVestors Fund 1 LLC | 1521892 | | D[html] |
| Apple REIT Eight, Inc. | 1387361 | | 8-K/A[html] |
| Applied Minerals, Inc. | 8328 | | S-1[html] |
| Archipelago Learning, Inc. | 1470699 | | 8-K[html] |
| Arrowpoint Income Opportunity Fund, Ltd. | 1521757 | | D/A[html] |
| Ascena Retail Group, Inc. | 1498301 | | 8-K[html] |
| Ashland Physician Services, LLC | 1515212 | | S-4/A[html] |
| Ashley Valley Physician Practice, LLC | 1515215 | | S-4/A[html] |
| Asia Carbon Industries, Inc. | 1491479 | | 8-K[html] |
| AspenBio Pharma, Inc. | 1167419 | NASDAQ:APPY | 8-K[html] |
| Assured Pharmacy, Inc. | 1100592 | | D[html] |
| Athens Physicians Practice, LLC | 1515211 | | S-4/A[html] |
| Athens Regional Medical Center, LLC | 1515210 | | S-4/A[html] |
| Atlantic Shutter Systems, Inc. | 1477342 | | EFFECT[html] |
| Attitude Drinks Inc. | 1416183 | | 10-Q/A[html] |
| Augustine James N Jr | 1521742 | | 3[html] |
| Automated Securities Clearance LLC | 1355612 | | S-1[html] |
| Azabache Energy Inc. | 1439682 | | D[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] |
| BACOW LAWRENCE S | 1229890 | | 4[html] 4[html] |
| BAGLEY JAMES W | 1016317 | | 4[html] |
| BAILEY H C JR | 1225591 | | 4[html] |
| BAIRD ZOE | 1036398 | | 4[html] 4[html] |
| BAKER HUGHES INC | 808362 | NYSE:BHI | 4[html] |
| BALCHEM CORP | 9326 | NASDAQ:BCPC | 8-K[html] |
| BALL CORP | 9389 | NYSE:BLL | 4[html] |
| BALTIA AIR LINES INC | 869187 | | CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| BANCFIRST CORP /OK/ | 760498 | | 8-K[html] |
| BANGA AJAY | 1338914 | | 4[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| BANK OF AMERICA NA | 1102113 | | 4[html] |
| BANK OF SOUTH CAROLINA CORP | 1007273 | NASDAQ:BKSC | 4[html] |
| BANKUNITED FINANCIAL CORP | 894490 | NASDAQ:BKUNA | 8-K[html] |
| BAR HARBOR BANKSHARES | 743367 | AMEX:BHB | 4[html] |
| BARATTA ROBERT M | 1194807 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 6-K[html] |
| BARKER HOWARD W JR | 1216285 | | 4[html] |
| BARNES GALEN R | 1197720 | | 4[html] |
| BARNUM WILLIAM M JR | 1223284 | | 4[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 4[html] |
| BARRON THOMAS A | 1243389 | | 4[html] |
| BARRY THOMAS E | 1188336 | | 4[html] |
| BASIC ENERGY SERVICES INC | 1109189 | NYSE:BAS | 4[html] |
| BASSETT FURNITURE INDUSTRIES INC | 10329 | NASDAQ:BSET | 4[html] |
| BASSETT JOHN E III | 1017057 | | 4[html] |
| BATTLE A GEORGE | 1203980 | | 4[html] 4[html] |
| BAXTER PHILLIP W | 1253451 | | 4[html] |
| BAYHILL CAPITAL CORP | 726293 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| BBH Capital Partners IV (Cayman) | 1521787 | | D[html] |
| BBH Capital Partners QP IV (Cayman) | 1521786 | | D[html] |
| BEASLEY BROADCAST GROUP INC | 1099160 | NASDAQ:BBGI | 8-K[html] |
| BEAZER HOMES USA INC | 915840 | NYSE:BZH | 4[html] 4[html] |
| BELDEN & BLAKE CORP /OH/ | 880114 | | 15-12G[html] |
| BELK INC | 1051771 | | 8-K[html] |
| BELL K LANCE | 1521886 | | 3[html] |
| BELLAMY ADRIAN D P | 1212631 | | 4[html] |
| BENACIN PHILIPPE | 901877 | | 4[html] |
| BENJAMIN GEORGE N III | 1194231 | | 4[html] |
| BERGER MILES L | 1180999 | | 4[html] |
| BERRA ALBERT L | 1214069 | | 4[html] |
| BERRY WILLIAM B | 1234250 | | 4[html] |
| BERTOLET CAPITAL TRUST | 1216907 | | N-Q[html] |
| BESBECK STEVEN M | 1218415 | | 4[html] |
| BEST BUY CO INC | 764478 | NYSE:BBY | DEF 14A[html] |
| BETZWOOD PARTNERS LP | 1460384 | | D[html] |
| BEZOS JEFFREY P | 1043298 | | 4[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] |
| BIEDERMAN CHARLES | 1187919 | | 4[html] |
| BIENAIME JEAN JACQUES | 1221590 | | 4[html] |
| BILLINGSLEY ROGER D | 1431198 | | 4[html] |
| BIOCUREX INC | 1092562 | | 4[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] |
| BIOMARIN PHARMACEUTICAL INC | 1048477 | NASDAQ:BMRN | 4[html] 4[html] |
| BIONDI FRANK | 1032669 | | 4[html] |
| BIOSPECIFICS TECHNOLOGIES CORP | 875622 | NASDAQ:BSTC | 4[html] |
| BISHOP THOMAS W | 1248918 | | 4[html] |
| BJS WHOLESALE CLUB INC | 1037461 | | 8-K[html] |
| BLACK BOX CORP | 849547 | NASDAQ:BBOX | 4[html] 4[html] 4[html] |
| BLACKROCK FUNDS | 844779 | | N-Q[html] |
| BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. | 918848 | | 485BPOS[html] 497[html] |
| BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | 882150 | NYSE:MYN | 4[html] |
| BLACKWOOD HUGH | 1501375 | | 4[html] |
| BLAIR JAMES C | 1024000 | | 4[html] |
| BLANCHARD JAMES H | 1026931 | | 4[html] |
| BLATT GREGORY R | 1206793 | | 4[html] |
| BLICKENSTAFF ALVIN G | 1207319 | | 4[html] |
| BLOCK STEPHEN A | 1183721 | | 4[html] |
| BLUE CHIP VALUE FUND INC | 810439 | NYSE:BLU | N-PX[html] |
| BLUE COAT SYSTEMS INC | 1095600 | NASDAQ:BCSI | 8-K[html] |
| BODY CENTRAL CORP | 1379246 | | 3[html] 4[html] 8-K[html] |
| BOEHLKE ROBERT J | 1192776 | | 4[html] |
| BOGER JOSHUA S | 1197023 | | 4[html] |
| BOGER KENNETH S | 1046336 | | 4[html] |
| BOJTOS PETER | 1264404 | | 4[html] |
| BOLINDER WILLIAM H | 1244614 | | 4[html] |
| BOLT WILLIAM J | 1199632 | | 4[html] |
| BONFIGLIO JOHN N | 1222253 | | 3[html] 4[html] |
| BONSO ELECTRONICS INTERNATIONAL INC | 846546 | NASDAQ:BNSO | SC 13D/A[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] 4[html] 4[html] 4[html] 4[html] |
| BOSTON PROPERTIES INC | 1037540 | NYSE:BXP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BOSTON PROPERTIES LTD PARTNERSHIP | 1043121 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BOUR ANTHONY W | 1184483 | | 4[html] |
| BOURBON COMMUNITY HOSPITAL LLC | 1090547 | | S-4/A[html] |
| BOYER JEFFREY N | 1214225 | | 4[html] |
| BOYLE TIMOTHY P | 1079756 | | 4[html] |
| BRAAM RONALD H | 1181533 | | 4[html] |
| BRADLEY FRANCIS R | 1231772 | | 4[html] |
| BRAILSFORD MARVIN D | 1180961 | | 4[html] |
| BRAM CRAIG C | 1279152 | | 4/A[html] |
| BRANDSTROM RAYMOND R | 1199279 | | 4[html] |
| BREARTON DAVID A | 1192472 | | 4[html] |
| BRF-BRASIL FOODS S.A. | 1122491 | | 6-K[html] |
| BRIDGES INVESTMENT FUND INC | 14170 | | N-Q[html] |
| BRILL KEITH | 1521905 | | 3[html] 4[html] |
| BRIM HOSPITALS INC | 1063632 | | S-4/A[html] |
| BRIMHALL REED H | 1239303 | | 4[html] |
| BROADCOM CORP | 1054374 | NASDAQ:BRCM | CT ORDER[html] |
| BROCADE COMMUNICATIONS SYSTEMS INC | 1009626 | NASDAQ:BRCD | EFFECT[html] |
| BROOKNER MARK J | 938954 | | 4[html] |
| BROWN MICHAEL J | 1035909 | | 4[html] |
| BROWN MICHAEL W | 1205542 | | 4[html] |
| BROWN SHOE CO INC | 14707 | NYSE:BWS | 8-K[html] S-8[html] |
| BROWN THOMAS K | 1378438 | | 4[html] |
| BRUCE FUND INC | 47071 | | N-Q[html] |
| BRUNO JOHN G | 1283118 | | 4[html] |
| BTHC XV, Inc. | 1412090 | | 10-Q[html] 8-K[html] |
| BUCKEYE PARTNERS, L.P. | 805022 | NYSE:BPL | 424B7[html] |
| BUENAVENTURA MINING CO INC | 1013131 | | 6-K[html] |
| BUFFALO TRACE RADIATION ONCOLOGY ASSOCIATES LLC | 1090976 | | S-4/A[html] |
| BUKA VENTURES INC. | 1451433 | | 10-Q[html] |
| BUNTE AL | 1279707 | | 4[html] |
| BURKE JAMES J JR | 1091323 | | 4[html] |
| BUSBY BRUCE L | 1288254 | | 4[html] |
| Bacopoulos Nicholas G | 1444429 | | 4[html] |
| Baker Mark Robert | 1331438 | | 4[html] |
| Banco Santander Rio S.A. | 1515794 | | F-1[html] F-N[html] |
| Banco Santander, S.A. | 891478 | NYSE:STD NYSE:STD^A NYSE:STD^B NYSE:STD^C NYSE:STD^I | 6-K[html] |
| Banham John Michael Middlecott | 1357635 | | 4[html] |
| Barham Norman | 1299260 | | 4[html] |
| Barlow H R Brereton | 1513860 | | 4[html] |
| Barnhart Victor J | 1436098 | | 4[html] |
| Barrow Medical Center, LLC | 1515209 | | S-4/A[html] |
| Bartow General Partner, LLC | 1515214 | | S-4/A[html] |
| Bartow Healthcare System, Ltd. | 1515262 | | S-4/A[html] |
| Bartow Memorial Ltd Partner, LLC | 1515263 | | S-4/A[html] |
| Base Garold R | 1363916 | | 4[html] |
| Basham Gary D | 1363917 | | 4[html] |
| Baty Stanley L | 1304008 | | 4[html] |
| Beacon Federal Bancorp, Inc. | 1401573 | NASDAQ:BFED | 8-K[html] |
| Behringer Harvard Opportunity REIT I, Inc. | 1308711 | | 8-K[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Beneficial Mutual Bancorp Inc | 1378020 | NASDAQ:BNCL | 8-K[html] |
| Bennett Paul J | 1357137 | | 4[html] |
| BigBand Networks, Inc. | 1381325 | NASDAQ:BBND | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Billet Finder Inc | 1514149 | | EFFECT[html] |
| BioCritica, Inc. | 1521626 | | D[html] |
| BioScrip, Inc. | 1014739 | NASDAQ:BIOS | S-8 POS[html] |
| Biodel Inc | 1322505 | NASDAQ:BIOD | 4[html] |
| Bisignano Frank | 1346629 | | 4[html] |
| BlackRock Fixed Income Value Opportunities | 1450337 | | N-Q[html] |
| BlackRock Funds II | 1398078 | | N-Q[html] N-Q[html] |
| BlackRock Funds III | 893818 | | 497[html] N-Q[html] |
| BlackRock Kelso Capital CORP | 1326003 | NASDAQ:BKCC | 8-K[html] |
| Blackstone / GSO Market Neutral Credit Overseas Fund Ltd | 1521531 | | D[html] |
| Blair Robert A | 1378543 | | 4[html] |
| Blakemore Ralph T. | 1400603 | | 4[html] |
| Blakeney Investors | 1493091 | | D/A[html] |
| Blue Belt Holdings, Inc. | 1521866 | | D[html] |
| Blue Chip Special Opportunity Fund LLC | 1521793 | | D[html] |
| Blue Ridge Investments, L.L.C. | 1453700 | | 4[html] |
| Boardroom Insiders, Inc. | 1496310 | | D[html] |
| Boardwalk Pipeline Partners, LP | 1336047 | | 424B2[html] |
| Boettger Bryan L | 1521491 | | 3[html] |
| Bolivar Physician Practices, LLC | 1515264 | | S-4/A[html] |
| Bon Salle Andrew | 1521275 | | 3[html] |
| Boone Newspapers, Inc. | 1521506 | | D[html] |
| Booz Allen Hamilton Inc. | 13222 | | D/A[html] |
| Bourbon Physician Practice, LLC | 1515265 | | S-4/A[html] |
| Bowers Robert E | 1327008 | | 4[html] |
| Boyer Richard B | 1312865 | | 4[html] |
| Braemar Energy Ventures II, LP | 1410447 | | 3[html] |
| Brainsway Ltd. | 1505065 | | F-1/A[html] |
| Bramshott Europe Fund L.P. | 1521902 | | D[html] |
| Bramshott Europe Fund plc | 1520977 | | D[html] |
| Braun Harald J | 1432148 | | 4[html] |
| Bravada Gold Corp | 1500620 | | D[html] D[html] |
| Bready Cameron M | 1461620 | | 4[html] |
| Bridge Capital Holdings | 1304740 | NASDAQ:BBNK | 8-K[html] |
| Bridgepoint Education Inc | 1305323 | | CT ORDER[html] |
| Bromme Michael | 1478497 | | 4[html] |
| Brookdale Senior Living Inc. | 1332349 | NYSE:BKD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Brown Mills A | 1451197 | | 4[html] |
| Builders FirstSource, Inc. | 1316835 | NASDAQ:BLDR | 8-K[html] |
| Buller Kent | 1519338 | | 4[html] |
| Burkey M Kathryn | 1334339 | | 4[html] |
| Burwick David A | 1318320 | | 4[html] |
| Bush Jonathan | 1412213 | | 4[html] |
| Butler D. Scott | 1406315 | | 3[html] |
| Byrne Patrick J | 1316476 | | 4[html] |
| CABLEVISION SYSTEMS CORP /NY | 1053112 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CAFARO DEBRA A | 1215188 | | 4[html] |
| CALAIS RESOURCES INC | 1044650 | | 10-Q[html] |
| CALDWELL & ORKIN FUNDS INC | 864230 | | 40-17G[html] |
| CALIFORNIA WATER SERVICE GROUP | 1035201 | NYSE:CWT | 8-K[html] |
| CALIPER LIFE SCIENCES INC | 1014672 | NASDAQ:CALP NASDAQ:CALPW | 4[html] |
| CALVERT CASH RESERVES | 701219 | | NSAR-A[html] |
| CALVERT SOCIAL INDEX SERIES INC | 1105446 | | NSAR-A[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | NSAR-A[html] |
| CALVERT WORLD VALUES FUND INC | 884110 | | NSAR-A[html] |
| CAMCO FINANCIAL CORP | 16614 | NASDAQ:CAFI | 8-K[html] |
| CAMDEN PROPERTY TRUST | 906345 | NYSE:CPT | 424B5[html] |
| CAMERON INTERNATIONAL CORP | 941548 | NYSE:CAM | 8-K[html] 8-K[html] FWP[html] |
| CAMPBELL DANIEL W | 1184200 | | 4[html] |
| CAMPBELL THOMAS G | 1251303 | | 4[html] |
| CAMTEK LTD | 1109138 | NASDAQ:CAMT | 6-K[html] |
| CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | 1045520 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| CANON INC | 16988 | NYSE:CAJ | 6-K[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| CANYON COPPER CORP. | 1112706 | | 4[html] |
| CAPITAL CITY BANK GROUP INC | 726601 | | 4[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | PRE 14C[html] |
| CARDTRONICS INC | 1277856 | NASDAQ:CATM | 3[html] |
| CARE HEALTH CO INC | 1063649 | | S-4/A[html] |
| CARLEY THOMAS J | 1257908 | | 4[html] |
| CARLISLE COMPANIES INC | 790051 | NYSE:CSL | 8-K[html] |
| CARLSEN STEVEN W | 1244609 | | 4[html] |
| CARNESALE ALBERT | 1239382 | | 4[html] |
| CAROLAN BRIAN | 1279714 | | 4[html] |
| CARRIZO OIL & GAS INC | 1040593 | NASDAQ:CRZO | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CARROLL DANIEL B | 1194813 | | 4[html] |
| CARROLL MILTON | 1188744 | | 4[html] |
| CARROLL WALLACE E JR | 1192888 | | 4[html] |
| CARTER MILLER JOYCELYN | 1166855 | | 4[html] |
| CASCADE FINANCIAL CORP | 928911 | NASDAQ:CASB | DEFA14A[html] |
| CASCADES TRUST | 791049 | | NSAR-A[html] NSAR-A/A[html] |
| CASEY THOMAS M. | 1411728 | | 4[html] |
| CASSIS JOHN L | 1033797 | | 4[html] |
| CASTLEVIEW HOSPITAL LLC | 1090546 | | S-4/A[html] |
| CASTLEVIEW MEDICAL LLC | 1090545 | | S-4/A[html] |
| CASTLEVIEW PHYSICIAN PRACTICE LLC | 1090544 | | S-4/A[html] |
| CASTOR JON | 1223719 | | 4[html] |
| CASUAL MALE RETAIL GROUP INC | 813298 | NASDAQ:CMRG | 4[html] 4[html] |
| CATALYST FUNDS | 1355064 | | NSAR-A[html] |
| CATERPILLAR INC | 18230 | NYSE:CAT | 424B2[html] 8-K[html] DEFA14A[html] |
| CAVALIER TELEPHONE CORP | 1089173 | | S-4[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] |
| CCA INDUSTRIES INC | 721447 | AMEX:CAW | 8-K[html] |
| CDI CORP | 18396 | NYSE:CDI | 3[html] |
| CDW Corp | 1402057 | | 8-K[html] |
| CEDAR SHOPPING CENTERS INC | 761648 | NYSE:CDR NYSE:CDR^A | 8-K[html] |
| CENTRAL ENERGY PARTNERS LP | 1260828 | | 4[html] 4[html] |
| CENTURY PROPERTIES FUND XVII | 356472 | | 8-K[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CGG VERITAS | 1037962 | | 6-K[html] 6-K[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 8-K[html] |
| CHARLES SCHWAB FAMILY OF FUNDS | 857156 | | N-Q[html] |
| CHARTER COMMUNICATIONS, INC. /MO/ | 1091667 | | 4[html] |
| CHASE ANTHONY R | 1223756 | | 4[html] |
| CHEESECAKE FACTORY INC | 887596 | | 8-K[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CHEMICAL FINANCIAL CORP | 19612 | NASDAQ:CHFC | 4[html] |
| CHEN ROBERT I | 1171523 | | SC 13D/A[html] |
| CHEVIRON MARK J | 1230087 | | 4[html] |
| CHINA FORESTRY INC | 805729 | | 8-K[html] |
| CHINA LIFE INSURANCE CO LTD | 1268896 | NYSE:LFC | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CHINA NEW MEDIA CORP | 1080627 | | 4[html] |
| CHINA UNICOM (HONG KONG) Ltd | 1113866 | NYSE:CHU | 20-F[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] 4[html] |
| CHINACAST EDUCATION CORP | 1261888 | NASDAQ:CAST | 4[html] |
| CHIPOTLE MEXICAN GRILL INC | 1058090 | NYSE:CMG NYSE:CMG/B | 8-K[html] |
| CHOICE HOTELS INTERNATIONAL INC /DE | 1046311 | | 4[html] 4[html] |
| CHRISTMAN DANIEL W | 1199143 | | 4[html] |
| CHRISTOPHER & BANKS CORP | 883943 | NYSE:CBK | S-8[html] |
| CHRONICITY INC | 1376293 | | D[html] |
| CHUBB CORP | 20171 | NYSE:CB | 4[html] |
| CHURCHILL CASH RESERVES TRUST | 763534 | | NSAR-A[html] |
| CHYRON CORP | 20232 | NASDAQ:CHYR | 4[html] 4[html] 4[html] |
| CICIORA SUSAN L | 1245558 | | 4[html] |
| CIRRUS LOGIC INC | 772406 | NASDAQ:CRUS | 8-K[html] DEFA14A[html] |
| CIRTRAN CORP | 813716 | | 10-Q/A[html] |
| CISLE DONALD M | 1167394 | | 4[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| CITIZENS BANCSHARES CORP /GA/ | 813640 | | 8-K[html] |
| CITIZENS HOLDING CO /MS/ | 1075706 | | 8-K[html] |
| CITY HOLDING CO | 726854 | NASDAQ:CHCO | 8-K[html] 8-K[html] |
| CITY OF LONDON INVESTMENT GROUP PLC | 1018138 | | SC 13D/A[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13E3[html] |
| CLARK IAN T | 1336504 | | 3[html] |
| CLEAN WIND ENERGY TOWER, INC. | 95572 | | 8-K[html] D[html] |
| CLEARWATER INVESTMENT TRUST | 811161 | | N-Q[html] |
| CLIPPER FUND INC | 736978 | | N-Q[html] |
| CLYBURN WILLIAM | 1220982 | | 4[html] |
| CNI CHARTER FUNDS | 1026977 | | NSAR-A[html] |
| COASTAL BANKING CO INC | 1093897 | | 8-K[html] |
| COATES INTERNATIONAL LTD \DE\ | 948426 | | 4[html] |
| COELHO TONY | 1078417 | | 4[html] |
| COEUR D ALENE MINES CORP | 215466 | | 4[html] 4[html] |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | 1058290 | NASDAQ:CTSH | 8-K[html] |
| COLE CREDIT PROPERTY TRUST IV, INC. | 1498547 | | S-11/A[html] |
| COLE J DANIEL | 1218701 | | 4[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 8-K[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLLIS STEVEN H | 1191508 | | 4[html] |
| COLONIAL COMMERCIAL CORP | 21828 | | 4[html] 4[html] |
| COLONY BANKCORP INC | 711669 | NASDAQ:CBAN | 8-K[html] |
| COLTER GARY F | 1210912 | | 4[html] |
| COLUMBIA ACORN TRUST | 2110 | | N-Q[html] |
| COLUMBIA BANKING SYSTEM INC | 887343 | NASDAQ:COLB | 8-K[html] |
| COLUMBIA FUNDS SERIES TRUST | 1097519 | | NSAR-B[html] |
| COLUMBIA FUNDS SERIES TRUST I | 773757 | | N-Q[html] N-Q[html] NSAR-A[html] NSAR-B[html] |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | 815425 | | N-Q[html] |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST I | 1049787 | | N-Q[html] |
| COMMERCIAL METALS CO | 22444 | NYSE:CMC | 8-K[html] |
| COMMITTED CAPITAL ACQUISITION Corp | 1399520 | | 3[html] |
| COMMONWEALTH EDISON CO | 22606 | | 8-K[html] |
| COMMUNITY HOSPITAL OF ANDALUSIA INC | 1090977 | | S-4/A[html] |
| COMMUNITY MEDICAL LLC | 1090543 | | S-4/A[html] |
| COMMVAULT SYSTEMS INC | 1169561 | NASDAQ:CVLT | 4[html] 4[html] 4[html] 4[html] 4[html] |
| COMPETITIVE TECHNOLOGIES INC | 102198 | AMEX:CTT | S-8[html] |
| COMPLETE GENOMICS INC | 1361103 | | 424B4[html] 8-K[html] EFFECT[html] |
| CONESTOGA FUNDS | 1175813 | | NSAR-A[html] |
| CONNICK HARRY F SR | 1263356 | | 4[html] |
| CONNS INC | 1223389 | | 10-Q[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CONSOL Energy Inc | 1070412 | NYSE:CNX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COOK WILLIAM M | 1226577 | | 4[html] |
| COOLSYSTEMS INC | 1101849 | | D[html] |
| CORCEPT THERAPEUTICS INC | 1088856 | NASDAQ:CORT | 4[html] |
| CORNERSTONE BANCSHARES INC | 1038773 | | 4[html] |
| CORNERSTONE HEALTHCARE PLUS REIT, INC. | 1378774 | | 8-K[html] |
| CORPBANCA/FI | 1276671 | | 6-K[html] |
| CORPORACION ANDINA DE FOMENTO | 947438 | | EFFECT[html] |
| CORPORATE BOND BACKED CERT TR SER 1998-NSC 1 | 1059378 | | 8-K[html] |
| CORVEL CORP | 874866 | NASDAQ:CRVL | 8-K[html] |
| COST PLUS INC/CA/ | 798955 | | 4[html] |
| COSTAR GROUP INC | 1057352 | NASDAQ:CSGP | 424B2[html] FWP[html] |
| COTT CORP /CN/ | 884713 | | 4[html] 4[html] |
| COVIELLO ARTHUR W JR | 1206587 | | 4[html] |
| COWAN RORY J | 1105502 | | 4[html] |
| CPFL Energy INC | 1300482 | | 6-K[html] |
| CRAFT BREWERS ALLIANCE, INC. | 892222 | NASDAQ:HOOK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CRANE CO /DE/ | 25445 | | 4[html] 4[html] |
| CRANE JAMES R | 1007833 | | 4[html] |
| CRAWFORD & CO | 25475 | NYSE:CRD/A NYSE:CRD/B | 4[html] |
| CRAWFORD SALLY | 1199735 | | 4[html] |
| CREDICORP LTD | 1001290 | NYSE:BAP | 6-K[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] 4[html] 4[html] 4/A[html] |
| CREDIT ONE FINANCIAL INC | 1201135 | | 3[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] |
| CRESUD INC | 1034957 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| CRH PUBLIC LTD CO | 849395 | | 6-K[html] |
| CROATTI CYNTHIA | 1260756 | | 4[html] |
| CROATTI RONALD D | 1261139 | | 4[html] |
| CROCKETT HOSPITAL LLC | 1090542 | | S-4/A[html] |
| CROWN CASTLE INTERNATIONAL CORP | 1051470 | NYSE:CCI | 8-K[html] |
| CROWN CRAFTS INC | 25895 | NASDAQ:CRWS | SC 13D/A[html] |
| CRUDE CARRIERS CORP. | 1481055 | | 425[html] |
| CRUM DAVID H | 1198511 | | 4[html] |
| CSC HOLDINGS LLC | 784681 | | 8-K[html] |
| CSS INDUSTRIES INC | 20629 | NYSE:CSS | 10-K[html] |
| CSat Classic Fund, L.P. | 1493509 | | D/A[html] |
| CUBIC ENERGY INC | 319156 | AMEX:QBC | 8-K[html] |
| CUMBERLAND ADVISORS INC | 1255435 | | 13F-HR/A[html] |
| CURRENCYSHARES AUSTRALIAN DOLLAR TRUST | 1353614 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES BRITISH POUND STERLING TRUST | 1353611 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 1353612 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES SWISS FRANC TRUST | 1353615 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CYBEX INTERNATIONAL INC | 60876 | NASDAQ:CYBI | 8-K[html] |
| Cabrera Susan F | 1179676 | | 4[html] |
| Calvert SAGE Fund | 1438390 | | NSAR-A[html] |
| Calysta BioSystems LLC | 1521645 | | D[html] |
| Camellia Partners, LLC | 1357858 | | 4[html] |
| Cancilla Russell J | 1454512 | | 4[html] |
| Cape Bancorp, Inc. | 1411303 | NASDAQ:CBNJ | 4[html] |
| Capital Product Partners L.P. | 1392326 | NASDAQ:CPLP | 425[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Capline Micro Lending Fund I, LLC | 1521844 | | D[html] |
| Capstone Church Capital Fund | 1307259 | | NSAR-A[html] |
| Capstone Therapeutics Corp. | 887151 | NASDAQ:CAPS | DEFA14A[html] |
| Card Activation Technologies Inc | 1384522 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Cardiovascular Systems Inc | 1180145 | NASDAQ:CSII | 4[html] 4[html] 4[html] |
| Cargill, Inc | 884100 | | 4[html] SC 13D/A[html] |
| Carter Zachary W | 1290782 | | 4[html] |
| Castellano Steven | 1485496 | | 4[html] |
| CavTel Holdings, LLC | 1521718 | | S-4[html] |
| Cavalier IP TV, LLC | 1521581 | | S-4[html] |
| Cavalier Services, LLC | 1521579 | | S-4[html] |
| Cavalier Telephone Mid-Atlantic, L.L.C. | 1521578 | | S-4[html] |
| Cavalier Telephone, L.L.C. | 1521577 | | S-4[html] |
| Celldex Therapeutics, Inc. | 744218 | NASDAQ:CLDX | SC 13G[html] |
| Chard Daniel R | 1289557 | | 4[html] |
| Chatham Lodging Trust | 1476045 | | 4[html] 4[html] 4[html] |
| Chemspec International Ltd | 1463398 | | 6-K[html] SC 13E3/A[html] |
| Chicagoland Grocery Venture DST | 1520332 | | D/A[html] |
| Chihuahua Stone, LLC | 1477343 | | EFFECT[html] |
| China Biologic Products, Inc. | 1369868 | | 4[html] SC 13D/A[html] |
| China Bright Star Ltd | 1499319 | | 10-Q/A[html] |
| China Distance Education Holdings LTD | 1438644 | NYSE:DL | 6-K[html] |
| China Environmental Protection Inc. | 1418475 | | 8-K/A[html] |
| China Equity Platform Holding Group Ltd | 1491002 | | F-1/A[html] |
| China Golden Star Holdings Ltd | 1499320 | | 10-Q/A[html] |
| China Growth Equity Investment Ltd | 1517130 | | S-1/A[html] |
| China Highlands Ltd | 1499321 | | 10-Q/A[html] |
| China Nuokang Bio-Pharmaceutical Inc. | 1474952 | | 6-K[html] |
| China Reinv Partners, L.P. | 1464665 | | 4[html] |
| China Rising Star Ltd | 1499323 | | 10-Q/A[html] |
| China Techfaith Wireless Communication Technology LTD | 1316317 | NASDAQ:CNTF | 6-K[html] |
| China Tel Group Inc | 1357531 | | PRE 14C[html] |
| China Wood, Inc. | 1368960 | | CORRESP[html] CORRESP[html] S-1/A[html] S-1/A[html] S-1/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Chiu Hon Jane (Jason) | 1477550 | | 4[html] |
| Chou John G. | 1412636 | | 4[html] |
| Christian John | 1488059 | | 4[html] |
| ChromaDex Corp. | 1386570 | | 4[html] |
| Chrysler Group LLC | 1513153 | | 4[html] |
| Churchill Financial BDC Inc. | 1517366 | | N-2/A[html] N-2/A[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| Citta Ross A | 1429773 | | 4[html] |
| Clark H. Craig | 1215001 | | 4[html] |
| Clarke Henry B. | 1424398 | | 4[html] |
| Clearwire Corp /DE | 1442505 | | 4[html] |
| Clenergen Corp | 1342916 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Clinch Professional Physician Services, LLC | 1515266 | | S-4/A[html] |
| Clinch Valley Endocrinology, LLC | 1515267 | | S-4/A[html] |
| Clinch Valley Medical Center, Inc. | 1515268 | | S-4/A[html] |
| Clinch Valley Pulmonology, LLC | 1515269 | | S-4/A[html] |
| Clinch Valley Urology, LLC | 1515270 | | S-4/A[html] |
| Clough Global Allocation Fund | 1288795 | AMEX:GLV | NSAR-B[html] |
| Clough Global Equity Fund | 1316463 | AMEX:GLQ | NSAR-B[html] |
| Clough Global Opportunities Fund | 1350869 | AMEX:GLO | NSAR-B[html] |
| Clovis Bancshares, Inc. | 1521764 | | D[html] |
| Coady Shawn W | 1520329 | | 4[html] |
| Coady Todd M | 1520172 | | 4[html] |
| Coates George J. | 1160170 | | 4[html] |
| Colorado Plains Physician Practices, LLC | 1515271 | | S-4/A[html] |
| Colt Defense LLC | 1508677 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] S-4/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Colt Finance Corp. | 1512369 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] S-4/A[html] |
| Columbia Funds Series Trust II | 1352280 | | 485BPOS[html] N-Q[html] N-Q[html] |
| Columbia Funds Variable Series Trust II | 1413032 | | N-Q[html] |
| Columbia Seligman Premium Technology Growth Fund, Inc. | 1471420 | | N-Q[html] |
| Colvin Joe F | 1436129 | | 4[html] |
| CommonWealth REIT | 803649 | NYSE:HRP NYSE:HRP^B NYSE:HRP^C NYSE:HRP^D | FWP[html] |
| Community-Based Services, LLC | 1515273 | | S-4/A[html] |
| Compco, Inc. | 1521717 | | S-4[html] |
| Connect Financial Software Solutions, LLC | 1483461 | | D[html] |
| Core-Mark Holding Company, Inc. | 1318084 | NASDAQ:CORE | 4[html] 4[html] |
| Corning Steven J | 1434791 | | 4[html] |
| Covol Engineered Fuels, LC | 1477344 | | EFFECT[html] |
| Covol Fuels No. 2, LLC | 1477345 | | EFFECT[html] |
| Covol Fuels No. 3, LLC | 1477346 | | EFFECT[html] |
| Covol Fuels No. 4, LLC | 1477347 | | EFFECT[html] |
| Covol Fuels No. 5, LLC | 1477348 | | EFFECT[html] |
| Cramer Marc J | 1506616 | | 4[html] |
| Crawford Bruce A | 1369076 | | 4[html] |
| Crestwood Midstream Partners LP | 1389030 | NYSE:KGS | 8-K[html] |
| Crockett PHO, LLC | 1515281 | | S-4/A[html] |
| Cropper Spencer S | 1360876 | | 4[html] |
| Crowdstar Inc. | 1519930 | | D[html] |
| Culhane Mark | 1407712 | | 4[html] |
| Cyclacel Pharmaceuticals, Inc. | 1130166 | NASDAQ:CYCC NASDAQ:CYCCP | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |