| Company | CIK | Ticker Symbol | Document |
|---|---|---|---|
| ABERDEEN CHILE FUND, INC. | 846676 | AMEX:CH | N-Q[html] |
| ABERDEEN INDONESIA FUND, INC. | 859120 | AMEX:IF | N-Q[html] |
| ABERDEEN ISRAEL FUND, INC. | 865277 | AMEX:ISL | N-Q[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 4[html] |
| BAR HARBOR BANKSHARES | 743367 | AMEX:BHB | 4[html] |
| CCA INDUSTRIES INC | 721447 | AMEX:CAW | 8-K[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| COMPETITIVE TECHNOLOGIES INC | 102198 | AMEX:CTT | S-8[html] |
| CUBIC ENERGY INC | 319156 | AMEX:QBC | 8-K[html] |
| Clough Global Allocation Fund | 1288795 | AMEX:GLV | NSAR-B[html] |
| Clough Global Equity Fund | 1316463 | AMEX:GLQ | NSAR-B[html] |
| Clough Global Opportunities Fund | 1350869 | AMEX:GLO | NSAR-B[html] |
| Dejour Energy Inc. | 1323838 | AMEX:DEJ | 6-K[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND | 1177161 | AMEX:EVM AMEX:EIA | N-CSRS[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II | 1196869 | AMEX:EIA | N-CSRS[html] |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND | 1196871 | AMEX:MAB | N-CSRS[html] |
| EATON VANCE MUNICIPAL BOND FUND | 1176984 | AMEX:EIM AMEX:EIV | N-CSRS[html] |
| EATON VANCE MUNICIPAL BOND FUND II | 1196867 | AMEX:EIV | N-CSRS[html] |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND | 1196874 | AMEX:EMJ | N-CSRS[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND | 1177162 | AMEX:ENX AMEX:NYH | N-CSRS[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II | 1196875 | AMEX:NYH | N-CSRS[html] |
| EATON VANCE OHIO MUNICIPAL BOND FUND | 1196876 | AMEX:EIO | N-CSRS[html] |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND | 1196877 | AMEX:EIP | N-CSRS[html] |
| ENVIRONMENTAL TECTONICS CORP | 33113 | AMEX:ETC | 10-K[html] |
| ESPEY MFG & ELECTRONICS CORP | 33533 | AMEX:ESP | 4[html] 4[html] |
| FIRST WEST VIRGINIA BANCORP INC | 37049 | AMEX:FWV | 4[html] |
| FRANKLIN TEMPLETON LTD DURATION INCOME TRUST | 1233087 | AMEX:FTF | NSAR-B[html] |
| Fibrocell Science, Inc. | 357097 | AMEX:ILE | 8-K[html] |
| GOLDEN STAR RESOURCES LTD | 903571 | AMEX:GSS | 4[html] |
| GREAT BASIN GOLD LTD | 865492 | AMEX:GBG | 6-K[html] |
| HOOPER HOLMES INC | 741815 | AMEX:HH | 8-K[html] |
| Hallwood Group Inc | 355766 | AMEX:HWG | 8-K[html] |
| IA GLOBAL INC | 1077634 | AMEX:IAO | 8-K[html] |
| IMPERIAL OIL LTD | 49938 | AMEX:IMO | 8-K[html] |
| INVESTORS CAPITAL HOLDINGS LTD | 1001871 | AMEX:ICH | 8-K[html] |
| ITERIS, INC. | 350868 | AMEX:ITI | 8-K[html] |
| LADENBURG THALMANN FINANCIAL SERVICES INC | 1029730 | AMEX:LTS | 4[html] |
| MGT CAPITAL INVESTMENTS INC | 1001601 | AMEX:MGT | 8-K[html] |
| MICHAEL BAKER CORP | 9263 | AMEX:BKR | 8-K[html] |
| Midway Gold Corp | 1319009 | AMEX:MDW | 4[html] SC 13G[html] |
| NATIONAL HEALTHCARE CORP | 1047335 | AMEX:NHC AMEX:NHC^A | 4[html] 4[html] 4[html] |
| NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | 746514 | AMEX:NEN | 8-K[html] |
| NOVAGOLD RESOURCES INC | 1173420 | AMEX:NG | 6-K[html] |
| NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1087783 | AMEX:NFZ AMEX:NKR AMEX:NXE | CORRESP[html] |
| NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1161069 | AMEX:NKR | CORRESP[html] |
| NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1177212 | AMEX:NXE | CORRESP[html] |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1074952 | NYSE:NAC AMEX:NVX AMEX:NZH | CORRESP[html] |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1127706 | AMEX:NVX | CORRESP[html] |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1137888 | AMEX:NZH | CORRESP[html] |
| NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND | 905000 | AMEX:NCU | CORRESP[html] |
| NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090118 | AMEX:NFC AMEX:NGK AMEX:NGO | CORRESP[html] |
| NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1166572 | AMEX:NGK | CORRESP[html] |
| NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1177218 | AMEX:NGO | CORRESP[html] |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | 1083839 | NYSE:NAD AMEX:NXZ AMEX:NZF | CORRESP[html] |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1131062 | AMEX:NXZ | CORRESP[html] |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1137887 | AMEX:NZF | CORRESP[html] |
| NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1097668 | AMEX:NZX AMEX:NKG | CORRESP[html] |
| NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1177219 | AMEX:NKG | CORRESP[html] |
| NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND | 899758 | AMEX:NPG | CORRESP[html] |
| NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090117 | AMEX:NKL | CORRESP[html] |
| NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090116 | AMEX:NVG | CORRESP[html] |
| NUVEEN INSURED NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090123 | AMEX:NKO | CORRESP[html] |
| NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090119 | AMEX:NFM AMEX:NZR AMEX:NWI | CORRESP[html] |
| NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1137885 | AMEX:NZR | CORRESP[html] |
| NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1177214 | AMEX:NWI | CORRESP[html] |
| NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090120 | AMEX:NMB | CORRESP[html] |
| NUVEEN MICHIGAN DIVIDEND ADVANTAGE MUNICIPAL FUND | 1087785 | AMEX:NZW | CORRESP[html] |
| NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND | 899782 | AMEX:NOM | CORRESP[html] |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | 1266585 | NYSE:NMD AMEX:NMZ | CORRESP[html] N-23C-2[html] |
| NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND | 1087786 | AMEX:NXJ AMEX:NUJ | CORRESP[html] |
| NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1161070 | AMEX:NUJ | CORRESP[html] |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | 1074769 | NYSE:NAN AMEX:NXK | CORRESP[html] |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1131063 | AMEX:NXK | CORRESP[html] |
| NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090121 | AMEX:NRB AMEX:NNO AMEX:NII | CORRESP[html] |
| NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1158730 | AMEX:NNO | CORRESP[html] |
| NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1177216 | AMEX:NII | CORRESP[html] |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND | 1087788 | AMEX:NXI AMEX:NBJ AMEX:NVJ | CORRESP[html] |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1145728 | AMEX:NBJ | CORRESP[html] |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1165383 | AMEX:NVJ | CORRESP[html] |
| NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1158729 | AMEX:NVY | CORRESP[html] |
| NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1087787 | AMEX:NXM AMEX:NVY | CORRESP[html] |
| NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND | 1090122 | AMEX:NGB AMEX:NNB | CORRESP[html] |
| NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | 1158728 | AMEX:NNB | CORRESP[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | 4[html] |
| PALATIN TECHNOLOGIES INC | 911216 | AMEX:PTN | EFFECT[html] |
| PITTSBURGH & WEST VIRGINIA RAILROAD | 78838 | AMEX:PW | 4[html] 8-K[html] DEFR14A[html] |
| RADIENT PHARMACEUTICALS Corp | 838879 | AMEX:ADL | 8-K[html] |
| RAE SYSTEMS INC | 1084876 | AMEX:RAE | SC 13D/A[html] |
| REGENERX BIOPHARMACEUTICALS INC | 707511 | AMEX:RGN | EFFECT[html] |
| RELM WIRELESS CORP | 2186 | AMEX:RWC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SL INDUSTRIES INC | 89270 | AMEX:SLI | DEFA14A[html] |
| SONDE RESOURCES CORP. | 1177470 | AMEX:SNG | 6-K[html] 6-K[html] |
| TECHE HOLDING CO | 934538 | AMEX:TSH | 4[html] |
| UMH PROPERTIES, INC. | 752642 | AMEX:UMH | 8-K[html] |
| WINLAND ELECTRONICS INC | 749935 | AMEX:WEX | 4[html] |