| Company | CIK | Ticker Symbol | Document |
| 1992 GRAT REMAINDER TRUST FBO GARY LAUDER | 1260297 | | 4[html] |
| 1ST SOURCE CORP | 34782 | NASDAQ:SRCE | 4[html] |
| 3DICON CORP | 1375195 | | 8-K[html] 8-K[html] |
| 3M CO | 66740 | NYSE:MMM | 8-K[html] 8-K[html] |
| 57th Street General Acquisition Corp | 1476719 | | D[html] |
| A&I REALTY INVESTMENTS, INC. | 1521115 | | D[html] |
| A123 SYSTEMS, INC. | 1167178 | | 4[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 8-K[html] |
| ABRAHAM WILLIAM | 1238327 | | 4[html] |
| ABU HAKIMA IHAB | 1262710 | | 4[html] |
| ACADIA REALTY TRUST | 899629 | NYSE:AKR | 8-K[html] |
| ACCO BRANDS CORP | 712034 | NYSE:ABD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ACKMAN WILLIAM A | 1056513 | | 4[html] |
| ACM Capital Partners, LLC | 1519940 | | 4[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACOF Operating Manager III LLC | 1462608 | | 4[html] |
| ACXIOM CORP | 733269 | NASDAQ:ACXM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADAMS JOHN A | 1282225 | | 4[html] |
| ADAMS ROBERT D | 1187845 | | 4[html] |
| ADKINS RALPH J | 1228531 | | 4[html] |
| ADOLOR CORP | 1076167 | NASDAQ:ADLR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 8-K[html] |
| ADVANCED MEDICAL ISOTOPE Corp | 1449349 | | 8-K[html] |
| ADVANCED MEMBRANE SYSTEMS INC | 1112148 | | D[html] |
| ADVANCED MICRO DEVICES INC | 2488 | NYSE:AMD | 4[html] |
| ADVENT SOFTWARE INC /DE/ | 1002225 | | 4[html] |
| ADVISORS DISCIPLINED TRUST 701 | 1511588 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 703 | 1511590 | | 487[html] |
| AEGON NV | 769218 | NYSE:AEB NYSE:AED NYSE:AEF NYSE:AEG NYSE:AEH NYSE:AEV | 6-K[html] |
| AEP INDUSTRIES INC | 785787 | NASDAQ:AEPI | 3[html] |
| AEROCENTURY CORP | 1036848 | AMEX:ACY | 8-K[html] |
| AETNA INC /PA/ | 1122304 | | 424B5[html] |
| AFFYMAX INC | 1158223 | NASDAQ:AFFY | 4[html] |
| AFRICA ISRAEL INVESTMENTS LTD | 1320637 | | 4[html] 4/A[html] |
| AFRICAN DEVELOPMENT BANK | 785677 | | SUPPL[html] |
| AGILENT TECHNOLOGIES INC | 1090872 | NYSE:A | 4[html] 4[html] 4[html] |
| AI DOCUMENT SERVICES, INC. | 1402536 | | 10-Q[html] 10-Q[html] 10-Q[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | N-CSR/A[html] |
| AKI INC | 1067549 | | 424B3[html] |
| ALABAMA POWER CO | 3153 | NYSE:ABA NYSE:ALF NYSE:ALM NYSE:ALP^N NYSE:ALP^O NYSE:ALP^P NYSE:ALQ NYSE:ALZ | 424B5[html] 424B5[html] FWP[html] FWP[html] |
| ALANCO TECHNOLOGIES INC | 98618 | NASDAQ:ALAN | 4[html] 8-K[html] |
| ALBRIGHT SECURITIES LLC | 1334591 | | FOCUSN/A[html] |
| ALCOA INC | 4281 | NYSE:AA AMEX:AA^ | 8-K[html] |
| ALDER JAMES | 1314141 | | 4[html] |
| ALETHEIA INSIDER INDEX L P | 1304479 | | D/A[html] |
| ALEXANDERS J CORP | 103884 | | 10-Q[html] |
| ALION SCIENCE & TECHNOLOGY CORP | 1166568 | | 8-K[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 8-K[html] DEFA14A[html] |
| ALLER THOMAS L | 1209092 | | 4[html] |
| ALLIANT ENERGY CORP | 352541 | NYSE:LNT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 20-F[html] |
| ALLISON ROBERT J JR | 1200688 | | 4[html] |
| ALLSTATE CORP | 899051 | NYSE:ALL | 8-K[html] 8-K[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| ALNYLAM PHARMACEUTICALS, INC. | 1178670 | NASDAQ:ALNY | CT ORDER[html] |
| ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 4[html] |
| AMAZONICA, CORP. | 1518548 | | S-1[html] |
| AMERICAN FIDELITY DUAL STRATEGY FUND INC | 1061130 | | N-Q[html] |
| AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] |
| AMERICAN HONDA RECEIVABLES LLC | 890975 | | 424B5[html] FWP[html] |
| AMERICAN MEDICAL ALERT CORP | 700721 | NASDAQ:AMAC | SC 13D/A[html] |
| AMERICAN PUBLIC EDUCATION INC | 1201792 | NASDAQ:APEI | 4[html] 4[html] |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | 1499875 | | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC II | 886984 | | SC 13D/A[html] |
| AMERICAN WAGERING INC | 1005214 | | 10-K[html] |
| AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | 4[html] 424B4[html] 8-K[html] |
| AMES NATIONAL CORP | 1132651 | NASDAQ:ATLO | 4[html] |
| ANADARKO PETROLEUM CORP | 773910 | NYSE:APC | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANALYTE HEALTH, INC. | 1450769 | | D[html] |
| ANDERSON DAVID L | 903510 | | 4[html] |
| ANGELINI MICHAEL P | 1227463 | | 4[html] |
| ANIDO ARMANDO | 1219866 | | 4[html] |
| ANNALY CAPITAL MANAGEMENT INC | 1043219 | NYSE:NLY NYSE:NLY^A | 4[html] |
| ANSYS INC | 1013462 | NASDAQ:ANSS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANTOIAN EDWARD N | 1221848 | | 3[html] |
| AON CORP | 315293 | NYSE:AOC | 4[html] |
| AP PHARMA INC /DE/ | 818033 | | 8-K[html] S-1[html] |
| APPLE REIT SIX INC | 1277151 | | 8-K[html] |
| APPLEGATE BRION B | 1006421 | | 4[html] |
| APPLIED MICRO CIRCUITS CORP | 711065 | NASDAQ:AMCC | 144[html] 144[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | 4[html] 4[html] 4[html] |
| AQR Global Risk Premium Offshore Fund Ltd | 1402853 | | D/A[html] |
| AQUA AMERICA INC | 78128 | NYSE:WTR | 8-K[html] |
| ARC RESOURCES LTD. | 1029509 | | 6-K[html] 6-K[html] |
| ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] 4/A[html] |
| ARCHULETA ADELMO E | 1252930 | | 4[html] |
| ARES CAPITAL CORP | 1287750 | NASDAQ:ARCC | 8-K[html] DEFA14A[html] |
| ARES CORPORATE OPPORTUNITIES FUND III LP | 1428903 | | 4[html] |
| ARES MANAGEMENT LLC | 1259313 | | 4[html] |
| ARES PARTNERS MANAGEMENT CO LLC | 1259042 | | 4[html] |
| ARGENT INVESTORS MANAGEMENT Corp | 1521116 | | 4/A[html] |
| ARGENTEX MINING CORP | 1167887 | | 424B3[html] EFFECT[html] |
| ARIZONA STAR RESOURCE CORP /FI | 809103 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| ARMSTRONG MARIANNE | 1238626 | | 4[html] |
| ARNOLD DANIEL C | 1185639 | | 4[html] |
| ARROW ELECTRONICS INC | 7536 | NYSE:ARW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ARTESIAN RESOURCES CORP | 863110 | NASDAQ:ARTNA | 8-K[html] |
| ASHERMAN PHILIP K | 1224933 | | 4[html] |
| ASHLAND INC. | 1305014 | NYSE:ASH | 4[html] |
| ASSET ACCEPTANCE CAPITAL CORP | 1264707 | NASDAQ:AACC | 4[html] |
| ASSING FERNANDO RAFAEL | 1464287 | | 4[html] 4[html] |
| ASSISTED LIVING CONCEPTS INC | 929994 | NYSE:ALC | 4[html] 4[html] |
| ASSOCIATED BANC-CORP | 7789 | NYSE:ABW^A NASDAQ:ASBC | 4[html] 4[html] |
| ASSURANCEAMERICA CORP | 8497 | | 8-K[html] |
| ASTORIA FINANCIAL CORP | 910322 | NYSE:AF | 8-K[html] 8-K[html] |
| ASTRO MED INC /NEW/ | 8146 | | 4[html] 4[html] 4[html] 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATLANTIC POWER CORP | 1419242 | | ARS[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] |
| AUDIOVOX CORP | 807707 | NASDAQ:VOXX | 8-K[html] |
| AVALONBAY COMMUNITIES INC | 915912 | NYSE:AVB | 4[html] |
| AVATAR HOLDINGS INC | 39677 | NASDAQ:AVTR | 4[html] 4[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | 4[html] |
| AVINO SILVER & GOLD MINES LTD | 316888 | | 6-K[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 8-K[html] 8-K[html] |
| AVIVA PLC | 1140022 | | 6-K[html] 6-K[html] |
| AVNET INC | 8858 | NYSE:AVT | 4[html] |
| AXA PREMIER VIP TRUST | 1160168 | | 485BPOS[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | 10-Q[html] |
| AZZAD FUNDS | 1031008 | | N-Q[html] |
| Academy Funds Trust | 1415726 | | 485BPOS[html] 485BPOS[html] |
| Adama Technologies Corp | 1422222 | | 10-Q[html] |
| Adler Michael B | 1363013 | | 4[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 4[html] |
| Advantage Advisers Xanthus Fund, L.L.C. | 1076673 | | N-Q[html] |
| Adzema Kurt | 1486769 | | 4/A[html] |
| Aeterna Zentaris Inc. | 1113423 | NASDAQ:AEZS | 6-K[html] 6-K[html] |
| Aircastle LTD | 1362988 | NYSE:AYR | DEFA14A[html] |
| Akin Thomas A | 1301256 | | 4[html] |
| Alamo Energy Corp. | 1360334 | | 3[html] |
| Alario Jeffrey D | 1357530 | | 4[html] |
| Aletheia Insider Index II, L.P. | 1460197 | | D/A[html] |
| Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | PRE 14A[html] |
| Allshouse Scott A | 1308324 | | 4[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] 4/A[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 4[html] 425[html] 425[html] FWP[html] |
| Alston Victor | 1366296 | | 4[html] |
| Alterna Tax Certificate Fund II LP | 1490101 | | D/A[html] |
| Alveron Energy Corp. | 1271073 | | 8-K[html] |
| Aman Timothy Paul | 1520674 | | 3[html] |
| Ambrosio Anthony G | 1347941 | | 4[html] |
| American Electric Technologies Inc | 1043186 | NASDAQ:AETI | 4[html] |
| Amincor, Inc. | 1167905 | | 10-12G/A[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | CERTNAS[html] |
| Ancestry.com Inc. | 1469433 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Anderson Phillip M | 1491365 | | 4[html] |
| Ansco & Associates LLC | 1344042 | | S-3/A[html] S-4/A[html] |
| Anthera Pharmaceuticals Inc | 1316175 | | 4[html] 4[html] |
| Apex Digital LLC | 1344043 | | S-3/A[html] S-4/A[html] |
| Apple REIT Eight, Inc. | 1387361 | | 8-K[html] |
| Apple REIT Nine, Inc. | 1418121 | | 8-K[html] |
| Apple REIT Seven, Inc. | 1329011 | | 8-K[html] |
| Approach Delaware, LLC | 1481185 | | S-3ASR[html] |
| Approach Oil & Gas Inc. | 1481182 | | S-3ASR[html] |
| Approach Operating, LLC | 1481184 | | S-3ASR[html] |
| Approach Resources I, LP | 1481181 | | S-3ASR[html] |
| Approach Resources Inc | 1405073 | NASDAQ:AREX | S-3ASR[html] |
| Approach Services, LLC | 1481186 | | S-3ASR[html] |
| Approval Services Company, LLC | 1503717 | | 8-K[html] |
| Aquila Tony | 1399053 | | 4[html] |
| Ardea Biosciences, Inc./DE | 1103390 | | 4[html] 4[html] |
| Arthur Thomas D | 1466095 | | 4[html] |
| Artio Global Investors Inc. | 1419178 | | 4[html] 4[html] 4[html] 4[html] |
| Ashtead Group plc/ADR | 1518258 | | F-6EF[html] |
| Asia Entertainment & Resources Ltd. | 1417754 | | 6-K[html] |
| Asian Century Quest Capital LLC | 1451318 | | 13F-HR/A[html] |
| Asmacure, Inc. | 1483937 | | D[html] |
| Atlantic Coast Financial CORP | 1404296 | | 8-K[html] |
| Augme Technologies, Inc. | 1137204 | | 8-K[html] S-1/A[html] |
| Aust Stephen C. | 1521005 | | 3[html] |
| AutoGenomics, Inc. | 1439210 | | RW[html] |
| Axial Capital Master, L.P. | 1521096 | | 13F-NT[html] |
| Ayer Capital Management, LP | 1471149 | | 4[html] |
| Ayer Capital Partners, LLC | 1519942 | | 4[html] |
| Azar Richard Essa | 1521008 | | 4[html] |
| B COMMUNICATIONS LTD | 1402606 | NASDAQ:SMLC | 6-K[html] |
| BAILEY DON M | 1223697 | | 4[html] |
| BAKER JOHN D II | 1190089 | | 4[html] |
| BAKER LEE S | 1258111 | | 4[html] |
| BAKER LENOX D JR MD | 1201942 | | 4[html] |
| BAKER LLOYD W | 1187856 | | 4[html] |
| BAKSHI KEN | 1236722 | | 4[html] |
| BALLY TECHNOLOGIES, INC. | 2491 | NYSE:BYI | 4[html] |
| BANATAO DIOSDADO P | 1134607 | | 4[html] |
| BANCOLOMBIA SA | 1071371 | | 6-K[html] |
| BANCORP RHODE ISLAND INC | 1109525 | NASDAQ:BARI | DEFA14A[html] DEFA14A[html] |
| BANK BRADESCO | 1160330 | | 6-K[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] 4[html] 424B5[html] FWP[html] |
| BANK OF AMERICA NA | 1102113 | | 4[html] 4[html] |
| BANNER CORP | 946673 | NASDAQ:BANR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 6-K[html] |
| BARKER KENNETH A | 1220055 | | 4[html] |
| BARNES GROUP INC | 9984 | NYSE:B | 4[html] |
| BARRICK GOLD CORP | 756894 | NYSE:ABX | CORRESP[html] |
| BARTLING JULIA | 1250226 | | 4[html] |
| BARTON BRUCE | 1266514 | | 4[html] |
| BASIC ENERGY SERVICES INC | 1109189 | NYSE:BAS | 4[html] |
| BATTLE A GEORGE | 1203980 | | 3[html] |
| BAUM RICHARD | 1233547 | | 4[html] |
| BAUMER JOHN M | 1243584 | | 3[html] |
| BAYH SUSAN B | 1192083 | | 4[html] |
| BAYLAKE CORP | 275119 | | DEFR14A[html] |
| BAYLY GEORGE V | 1047074 | | 4[html] |
| BAYTEX ENERGY CORP. | 1279495 | NYSE:BTE | 6-K[html] 6-K[html] |
| BCP IV GP L.L.C. | 1516552 | | 4[html] |
| BEALL DONALD R | 1185802 | | 4[html] |
| BEAUDOIN THOMAS L | 1187367 | | 4[html] |
| BEDROSIAN ARTHUR P | 1256670 | | 4[html] |
| BELK H W MCKAY | 1222730 | | 4[html] |
| BELK INC | 1051771 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] SC TO-I/A[html] |
| BELK JOHN R | 1189863 | | 4[html] |
| BELK KATHERINE MCKAY | 1247897 | | 4[html] |
| BELK THOMAS M JR | 1247020 | | 4[html] |
| BENCHMARK ELECTRONICS INC | 863436 | NYSE:BHE | 8-K[html] |
| BENIHANA INC | 935226 | NASDAQ:BNHN NASDAQ:BNHNA | 425[html] 8-A12G/A[html] 8-K[html] |
| BENNETT DOUGLAS M | 1224600 | | 4[html] |
| BENNETT MICHAEL L | 1230225 | | 4[html] |
| BERARDI HECTOR | 1246494 | | 4[html] |
| BERKLEY W R CORP | 11544 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BERKLEY WILLIAM R | 918186 | | 4[html] |
| BERKLEY WILLIAM R JR | 1236253 | | 4[html] |
| BERKSHIRE BANCORP INC /DE/ | 759718 | | 8-K[html] |
| BERKSHIRE FUNDS | 1030979 | | 485BPOS[html] |
| BERKSHIRE HATHAWAY INC | 1067983 | NYSE:BRK/A NYSE:BRK/B | 424B3[html] |
| BERKSHIRE HILLS BANCORP INC | 1108134 | NASDAQ:BHLB | 8-K[html] |
| BERNARD BETSY J | 1166854 | | 4[html] |
| BERQUIST CARL T | 1238140 | | 4[html] |
| BFC FINANCIAL CORP | 315858 | | 8-K[html] |
| BGC Partners, Inc. | 1094831 | NASDAQ:BGCP | 4[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] |
| BIDZOS D JAMES | 1204816 | | 4[html] |
| BIGGS ERROL L | 1222319 | | 4[html] |
| BIO-PATH HOLDINGS INC | 1133818 | | 8-K[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] |
| BIOMARIN PHARMACEUTICAL INC | 1048477 | NASDAQ:BMRN | 8-K[html] |
| BISCHOFF PATRICK | 1268502 | | 4[html] |
| BJS WHOLESALE CLUB INC | 1037461 | | 8-K[html] |
| BLACKROCK BALANCED CAPITAL FUND, INC. | 110055 | | 497[html] |
| BLACKROCK BOND FUND, INC. | 276463 | | 497[html] DEFA14A[html] |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST | 1159038 | NYSE:BJZ | PREC14A[html] |
| BLACKROCK FUNDS | 844779 | | 485BPOS[html] |
| BLACKROCK GLOBAL GROWTH FUND, INC. | 1043434 | | 485BPOS[html] DEFA14A[html] |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST | 902719 | | PREC14A[html] |
| BLACKROCK MARYLAND MUNICIPAL BOND TRUST | 1169029 | AMEX:BZM | PREC14A[html] |
| BLACKROCK MUNICIPAL 2018 TERM TRUST | 1159040 | NYSE:BPK | PREC14A[html] |
| BLACKROCK MUNICIPAL BOND FUND, INC. | 225635 | | DEFA14A[html] |
| BLACKROCK MUNICIPAL BOND INVESTMENT TRUST | 1169028 | NYSE:BIE | PREC14A[html] |
| BLACKROCK MUNICIPAL BOND TRUST | 1167467 | NYSE:BBK | PREC14A[html] |
| BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST | 1181026 | | PREC14A[html] |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | 1137392 | NYSE:BBF | PREC14A[html] |
| BLACKROCK MUNIHOLDINGS FUND INC | 1034665 | NYSE:MHD | PREC14A[html] |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. | 1038186 | NYSE:MHN | PREC14A[html] |
| BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC | 888410 | NYSE:MCA | 4[html] |
| BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. | 890393 | NYSE:MIY | 4[html] |
| BLACKROCK MUNIYIELD QUALITY FUND III, INC | 883412 | NYSE:MYI | N-23C-2[html] |
| BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST | 1169031 | AMEX:BLJ | PREC14A[html] |
| BLACKROCK NEW YORK MUNICIPAL BOND TRUST | 1167470 | NYSE:BQH | PREC14A[html] |
| BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST | 1089821 | AMEX:BPS | PREC14A[html] |
| BLACKROCK SHORT TERM BOND SERIES, INC. | 1119261 | | 497[html] DEFA14A[html] |
| BLACKROCK UTILITIES & TELECOMMUNICATIONS FUND, INC. | 868452 | | DEFA14A[html] |
| BLACKROCK VIRGINIA MUNICIPAL BOND TRUST | 1169034 | AMEX:BHV | PREC14A[html] |
| BLACKROCK WORLD INCOME FUND, INC. | 835620 | | 497[html] |
| BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP | 1273169 | | 4[html] |
| BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP | 1273170 | | 4[html] |
| BLACKSTONE FAMILY GP LLC | 1404964 | | 4[html] |
| BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP | 1277408 | | 4[html] |
| BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP | 1273623 | | 4[html] |
| BLAYLOCK RONALD E | 1214686 | | 4[html] |
| BLONDER TONGUE LABORATORIES INC | 1000683 | AMEX:BDR | S-8[html] |
| BLOODWORTH LUCIAN F | 1194771 | | 4[html] |
| BLUE CHIP VALUE FUND INC | 810439 | NYSE:BLU | NSAR-A[html] |
| BLUE SKY URANIUM CORP. | 1463978 | | D[html] |
| BMC SOFTWARE INC | 835729 | NYSE:BMC | 4[html] 4[html] |
| BNC BANCORP | 1210227 | NASDAQ:BNCN | 8-K[html] |
| BOESENBERG CHARLES | 1184213 | | 4[html] |
| BOOSALES JAMES T | 1250097 | | 4[html] |
| BORDERS GROUP INC | 940510 | NYSE:BGP | 4[html] |
| BOSMA ROGER | 1088326 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] |
| BOSTON SCIENTIFIC CORP | 885725 | NYSE:BSX | 4[html] |
| BOWMAN A BLAINE | 1008891 | | 4[html] |
| BPZ RESOURCES, INC. | 1023734 | AMEX:BPZ | 8-K[html] |
| BRADSHAW RALPH W | 1107682 | | 4[html] |
| BRANAGAN IAN D | 1457179 | | 4[html] |
| BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD | 1038572 | | 6-K[html] |
| BREARTON DAVID A | 1192472 | | 4[html] |
| BRIDGES INVESTMENT FUND INC | 14170 | | 485BPOS[html] |
| BRIDGETON TACTICAL ADVISORS FUND, LP | 794775 | | 10-Q/A[html] |
| BRISTOL MYERS SQUIBB CO | 14272 | | 4[html] |
| BRITELL JENNE K | 1142318 | | 4[html] |
| BROCKBANK MARK ELLWOOD | 1068341 | | 4[html] |
| BROEKMATE HENRI | 1259514 | | 4[html] |
| BROOKFIELD ASSET MANAGEMENT INC. | 1001085 | NYSE:BAM | 6-K[html] |
| BROOKNER MARK J | 938954 | | 4[html] |
| BROOKS JONATHAN | 1024769 | | 3[html] |
| BROUSSARD BRUCE D | 1185643 | | 4[html] |
| BROWN ERIC F | 1203476 | | 4[html] |
| BROWN MICHAEL W | 1205542 | | 4[html] |
| BROWN NOLAN G | 1249931 | | 4[html] |
| BROWN THOMAS C | 1052833 | | 4[html] |
| BRUGGEWORTH ROBERT A | 1140842 | | 4[html] |
| BRUNO JOHN G | 1283118 | | 4[html] |
| BRYANT ANDREW S | 1237335 | | 4[html] |
| BRYSON VAUGHN D | 1189539 | | 3[html] |
| BUCCELLATO CARL | 903848 | | 4[html] |
| BUCHANAN EDISON C | 1203783 | | 4[html] |
| BUCKNER CHARLES OLIVER | 1263376 | | 4[html] |
| BUFANO KATHRYN | 1200224 | | 4[html] |
| BULL GEORGE | 1233533 | | 4[html] |
| BULLWINKEL GEORGE J | 1175185 | | 4[html] |
| BURGER CAROLYN S | 1234212 | | 4[html] |
| BURKE SHEILA P | 1197209 | | 4[html] |
| BURKE ZANE M | 1213555 | | 4[html] |
| BURTON ROBERT G SR | 1164465 | | 4[html] |
| BUSH WILLIAM H T | 1243391 | | 4[html] |
| BUTLER JOHN R JR | 1221977 | | 4[html] |
| BYNOE LINDA | 1206129 | | 4[html] |
| BYRNE STEPHEN A | 1175188 | | 4[html] |
| Bacterin International Holdings, Inc. | 1453593 | | 4[html] 4[html] 4[html] |
| Bailes James Raleigh | 1356013 | | 4[html] |
| Baker Thomas C | 1293295 | | 4[html] |
| Baltic Trading Ltd | 1474042 | | 8-K[html] |
| Band Digital Inc. | 1378921 | | D[html] |
| Bank of Commerce Holdings | 702513 | NASDAQ:BOCH | 8-K[html] |
| Bankrate, Inc. | 1518222 | NASDAQ:RATE | S-1/A[html] |
| Barker Timothy J | 1495486 | | 4[html] |
| Bebo Laurie Ann | 1378889 | | 4[html] |
| Beck John W | 1292404 | | 4[html] |
| Behneman Madalyn | 1376985 | | 4[html] |
| Bell Copper Corp | 1477201 | | D[html] |
| Bene Stephen G | 1305823 | | 4[html] |
| Beneficial Mutual Bancorp Inc | 1378020 | NASDAQ:BNCL | 4[html] |
| Besio Gregory J | 1407939 | | 4[html] |
| Bharghavan Vaduvur | 1488152 | | 4[html] |
| Bhaumik Sam | 1395226 | | 4[html] |
| Bio-AMD Inc. | 1370030 | | 8-K[html] |
| BioDrain Medical, Inc. | 1446159 | | 424B3[html] |
| Bioflamex Corp | 1368620 | | 10-K[html] |
| Biopower Operations Corp | 1510832 | | S-1/A[html] |
| Birmingham Bloomfield Bancshares | 1335792 | | 8-K[html] |
| Birmingham Motorcycle Co LLC | 1464700 | | D/A[html] |
| BlackRock Funds II | 1398078 | | 497[html] 497[html] DEFA14A[html] |
| Blackstone Family Investment Partnership (Cayman) IV-A SMD L | 1516550 | | 4[html] |
| Blackstone Group L.P. | 1393818 | | 4[html] |
| Blackstone Group Management L.L.C. | 1404071 | | 4[html] |
| Blackstone Holdings III GP L.P. | 1478809 | | 4[html] |
| Blackstone Holdings III GP Management L.L.C. | 1478815 | | 4[html] |
| Blackstone Holdings III L.P. | 1404073 | | 4[html] |
| Blackstone Participation Partnership (Cayman) IV L.P. | 1344486 | | 4[html] |
| Blesbok LLC | 1358289 | | SC 13D/A[html] |
| Bloss Kelly C | 1357592 | | 4[html] |
| Blue Ridge Investments, L.L.C. | 1453700 | | 4[html] 4[html] |
| BlueMountain Capital Management, LLC | 1427430 | | 13F-HR/A[html] |
| Bock Lawrence A | 1312116 | | 4[html] |
| Boettcher Charles C | 1410141 | | 4[html] |
| BofI Holding, Inc. | 1299709 | NASDAQ:BOFI | 4[html] |
| Bonds.com Group, Inc. | 1179090 | | 4[html] 4[html] 4[html] |
| Boston Wallace E. Jr. | 1417316 | | 4[html] |
| Bradford Williamson Z III | 1306194 | | 4[html] |
| Brenham Oil & Gas Corp. | 1501720 | | 424B3[html] |
| Brennan John Joseph | 1485472 | | 4[html] |
| Breunig Joseph C. | 1500401 | | 4[html] 4[html] |
| Broadband Express, LLC | 1516167 | | S-3/A[html] S-4/A[html] |
| Broadband Installation Services, LLC | 1516168 | | S-3/A[html] S-4/A[html] |
| Broadbent Peregrine C | 1416932 | | 4[html] |
| Bromme Michael | 1478497 | | 4[html] |
| Bronco Drilling Company, Inc. | 1328650 | NASDAQ:BRNC | PREM14A[html] SC 14D9/A[html] SC TO-T/A[html] |
| Brookfield Investment Funds | 1520738 | | N-1A[html] N-8A[html] |
| Brooks Rodney A | 1341207 | | 4[html] |
| Brown Bruce | 1436840 | | 4[html] |
| Browning James H | 1475086 | | 4[html] |
| Brummel Lisa E | 1324935 | | 4[html] |
| Buffington Class B Partners, LLC | 1521130 | | D[html] |
| Buller Kent | 1519338 | | 3[html] |
| Bumpus John P | 1422311 | | 4[html] |
| Burke William A III | 1420622 | | 4[html] |
| Burns Robert T | 1520866 | | 3[html] 3[html] 3[html] 3[html] 3[html] |
| Buse Elizabeth | 1428425 | | 4[html] |
| Bush Jonathan | 1412213 | | 4[html] |
| Bussman Paul D | 1473881 | | 4[html] |
| Byerwalter Mariann H | 1233561 | | 4[html] |
| Bynum Brad | 1355739 | | 4[html] |
| C&J Energy Services, Inc. | 1509273 | | S-1/A[html] S-1/A[html] |
| C-2 Utility Contractors, LLC | 1344044 | | S-3/A[html] S-4/A[html] |
| CA, INC. | 356028 | NASDAQ:CA | 8-K[html] |
| CABELA MARY A | 1292777 | | 4[html] |
| CABELA RICHARD N | 1292776 | | 4[html] |
| CABELAS INC | 1267130 | | 4[html] 4[html] |
| CADENCE PHARMACEUTICALS INC | 1333248 | NASDAQ:CADX | ARS[html] |
| CADORIA SHERIAN G | 1186068 | | 4[html] |
| CAESARS ENTERTAINMENT Corp | 858339 | | 8-K[html] |
| CALIX, INC | 1406666 | | 4[html] |
| CALLIDUS SOFTWARE INC | 1035748 | NASDAQ:CALD | 8-K[html] |
| CAM LO, L.P. | 1520928 | | D[html] |
| CAMDEN PARTNERS STRATEGIC II LLC | 1160267 | | SC 13D/A[html] |
| CAMECO CORP | 1009001 | NYSE:CCJ | 6-K[html] |
| CAMPBELL & CO INC/MD | 1024890 | | 4[html] |
| CAMPBELL ALTERNATIVE ASSET TRUST | 1114485 | | 4[html] 8-K[html] |
| CAMPBELL CARLOS C | 1141148 | | 4[html] |
| CAMPBELL FUND TRUST | 1043951 | | 8-K[html] |
| CAMPBELL STRATEGIC ALLOCATION FUND LP | 910467 | | 8-K[html] |
| CAMPBELL W PATRICK | 1244543 | | 4[html] |
| CAMPBELL WILLIAM K | 1391399 | | 4[html] |
| CANADIAN NATURAL RESOURCES LTD | 1017413 | NYSE:CNQ | 6-K[html] |
| CANONGE RICHARD E | 1232743 | | 4[html] |
| CAPITAL GOLD CORP | 726845 | | EFFECT[html] |
| CARBO CERAMICS INC | 1009672 | NYSE:CRR | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CARDINAL FINANCIAL CORP | 1060523 | NASDAQ:CFNL | S-8[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | 8-K[html] |
| CARDOZO RICHARD N | 1230868 | | 4[html] |
| CARDTRONICS INC | 1277856 | NASDAQ:CATM | ARS[html] |
| CAREY W P & CO LLC | 1025378 | | 4[html] |
| CARRIAGE SERVICES INC | 1016281 | NYSE:CSV | 3[html] 4[html] 4[html] 4[html] 8-K[html] |
| CARROLL DON E | 1193239 | | 3[html] |
| CARROLS CORP | 17927 | | ARS[html] |
| CARTER MILLER JOYCELYN | 1166855 | | 4[html] |
| CARTWRIGHT HENRY E | 1429555 | | 4[html] |
| CARTWRIGHT TERRY A | 1429549 | | 4[html] |
| CARVER HOWARD L | 1274929 | | 4[html] |
| CASCADE BANCORP | 865911 | NASDAQ:CACB | 424B1[html] |
| CASCADE MICROTECH INC | 864559 | NASDAQ:CSCD | 4[html] 4[html] 8-K[html] |
| CASPER DAVID B | 1187847 | | 4[html] |
| CATES ANDREW F. | 1465849 | | 4[html] |
| CATHAY GENERAL BANCORP | 861842 | NASDAQ:CATY | 8-K[html] |
| CBOE Holdings, Inc. | 1374310 | | 8-K[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] 4[html] |
| CECIL BANCORP INC | 926865 | | 8-K[html] |
| CEDAR FAIR L P | 811532 | NYSE:FUN | DFAN14A[html] DFRN14A[html] |
| CEDAR SHOPPING CENTERS INC | 761648 | NYSE:CDR NYSE:CDR^A | SC 13D/A[html] |
| CEDERNA JAMES A | 1187329 | | 4[html] |
| CELL THERAPEUTICS INC | 891293 | NASDAQ:CTIC | 8-K[html] |
| CENOVUS ENERGY INC. | 1475260 | | EFFECT[html] |
| CENTENE CORP | 1071739 | NYSE:CNC | 4[html] 424B2[html] 8-K[html] |
| CENTERPOINT ENERGY RESOURCES CORP | 1042773 | | S-4[html] |
| CENTRAL PACIFIC FINANCIAL CORP | 701347 | | 4[html] 4[html] 4/A[html] 4/A[html] |
| CENTURY NEXT FINANCIAL Corp | 1493006 | | 8-K[html] |
| CENTURYLINK, INC | 18926 | NYSE:CTL | S-4[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CEREVAST THERAPEUTICS, INC. | 1472602 | | D[html] |
| CERNER CORP /MO/ | 804753 | | 4[html] |
| CERUS CORP | 1020214 | NASDAQ:CERS | 8-K[html] 8-K/A[html] |
| CESARATTO CESAR | 1184555 | | 4[html] |
| CF Industries Holdings, Inc. | 1324404 | NYSE:CF | 4[html] 8-K[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 4[html] |
| CH2M HILL COMPANIES LTD | 777491 | | 4[html] |
| CHANG KUO WEI HERBERT | 1192171 | | 4[html] |
| CHARLES SCHWAB FAMILY OF FUNDS | 857156 | | 485BPOS[html] |
| CHARTER FINANCIAL CORP/GA | 1136796 | | 8-K[html] |
| CHASE BANK USA, NATIONAL ASSOCIATION | 869090 | | 8-K[html] |
| CHASE ISSUANCE TRUST | 1174821 | | 8-K[html] |
| CHASTELET GERRY | 1135075 | | 4[html] |
| CHECKPOINT SYSTEMS INC | 215419 | | 8-K[html] |
| CHEMICAL FINANCIAL CORP | 19612 | NASDAQ:CHFC | 3[html] 4[html] |
| CHEMUNG FINANCIAL CORP | 763563 | | 8-K[html] |
| CHERTOFF JEFFREY M | 1252535 | | 4[html] |
| CHESAPEAKE ENERGY CORP | 895126 | NYSE:CHK NYSE:CHK^D NYSE:CHK^E | SC TO-T/A[html] |
| CHESAPEAKE MIDSTREAM PARTNERS LP | 1483096 | | 8-K[html] |
| CHESAPEAKE UTILITIES CORP | 19745 | NYSE:CPK | 4[html] 8-K[html] |
| CHESTNUT STREET EXCHANGE FUND | 19780 | | N-Q[html] |
| CHICOS FAS INC | 897429 | | 8-K[html] ARS[html] |
| CHILDERS CINDY K | 1179692 | | 4[html] |
| CHINA ADVANCED TECHOLOGY | 820771 | | S-1/A[html] |
| CHINA LIFE INSURANCE CO LTD | 1268896 | NYSE:LFC | 6-K[html] |
| CHINA LINEN TEXTILE INDUSTRY, LTD | 1336655 | | F-1/A[html] F-1/A[html] |
| CHINA RUNJI CEMENT INC | 1322729 | | 8-K[html] |
| CHINA VALVES TECHNOLOGY, INC | 1080360 | | 4[html] 4[html] 4[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] |
| CHRIST CHARLES F | 1200128 | | 4[html] |
| CHROMCRAFT REVINGTON INC | 884130 | AMEX:CRC | 4[html] 4[html] 4[html] 4[html] |
| CIBC Trust Co (Bahamas) Ltd | 1497005 | | SC 13D/A[html] |
| CICLAD 5 FCPR | 1519765 | | D[html] |
| CINCINNATI BELL INC | 716133 | NYSE:CBB NYSE:CBB^B | 4[html] 4[html] |
| CINCINNATI FINANCIAL CORP | 20286 | NASDAQ:CINF | 8-K[html] |
| CINTAS -RUS LP | 1182644 | | 424B5[html] POSASR[html] |
| CINTAS CORP | 723254 | NASDAQ:CTAS | 10-K/A[html] 424B5[html] FWP[html] POSASR[html] |
| CINTAS CORP NO 15 INC | 1182640 | | 424B5[html] POSASR[html] |
| CINTAS CORP NO 2 | 1182641 | | 424B5[html] FWP[html] POSASR[html] |
| CINTAS CORP NO 3 | 1182642 | | 424B5[html] POSASR[html] |
| CINTAS CORP NO 8 INC | 1182643 | | 424B5[html] POSASR[html] |
| CIT GROUP INC | 1171825 | NYSE:CIT NYSE:CIT^A NYSE:CIT^C NYSE:CIT^Z | 8-K[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 4[html] 8-K[html] FWP[html] |
| CITRIX SYSTEMS INC | 877890 | NASDAQ:CTXS | 4[html] |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1034546 | | 13F-HR[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13D/A[html] SC 14D9[html] |
| CLARK HOWARD LONGSTRETH JR | 1181363 | | 4[html] |
| CLARK ROGER E | 1164072 | | 4[html] |
| CLARK RUSSELL C. | 1437701 | | 4[html] |
| CLECO CORP | 1089819 | | 4[html] 4[html] 4[html] 4[html] |
| CLEMENT JAMES BOND | 1429215 | | 4[html] |
| CLOUD PEAK ENERGY INC. | 1441849 | | 8-K[html] |
| CMS Bancorp, Inc. | 1350072 | NASDAQ:CMSB | 4[html] 4[html] |
| COBIZ FINANCIAL INC | 1028734 | NASDAQ:COBZ | 8-K[html] |
| COCA COLA BOTTLING CO CONSOLIDATED /DE/ | 317540 | | 8-K[html] |
| CODORUS VALLEY BANCORP INC | 806279 | NASDAQ:CVLY | 8-K[html] |
| COG Holdings LLC | 1506931 | | 424B2[html] |
| COG Operating LLC | 1469218 | | 424B2[html] |
| COG Realty LLC | 1469217 | | 424B2[html] |
| COGUT CRAIG M | 1032672 | | 4[html] |
| COHEN JONATHAN Z | 1168756 | | 4[html] |
| COLEMAN WILLIAM T III | 1055401 | | 4[html] 4[html] |
| COLGATE PALMOLIVE CO | 21665 | | 4[html] |
| COLI VUL-4 Series Account of First Great-West Life & Annuity | 1402449 | | 497[html] |
| COLI VUL-4 Series Account of Great-West Life & Annuity Insur | 1401959 | | 497[html] |
| COLLATOS WILLIAM P | 1006420 | | 4[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 8-K[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLLIER T HARRIS III | 1197094 | | 4[html] |
| COLONIAL COMMERCIAL CORP | 21828 | | ARS[html] |
| COLVIN DONALD A | 1228888 | | 4[html] |
| COMFORT SYSTEMS USA INC | 1035983 | NYSE:FIX | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| COMMONWEALTH OF AUSTRALIA | 805157 | | CORRESP[html] CORRESP[html] S-B[html] S-B/A[html] S-B/A[html] S-B/A[html] UPLOAD[html] |
| COMMUNICATIONS SYSTEMS INC | 22701 | NASDAQ:JCS | 4[html] |
| COMMUNITY HEALTH SYSTEMS INC | 1108109 | NYSE:CYH | 8-K[html] 8-K[html] |
| COMMVAULT SYSTEMS INC | 1169561 | NASDAQ:CVLT | 4[html] 4[html] |
| COMPASS BIOTECHNOLOGIES INC. | 1327238 | | 10-K[html] |
| COMPASS MINERALS INTERNATIONAL INC | 1227654 | | 4[html] |
| COMPLETE GENOMICS INC | 1361103 | | S-1/A[html] |
| COMPUTER PROGRAMS & SYSTEMS INC | 1169445 | | 4/A[html] |
| COMSTOCK RESOURCES INC | 23194 | NYSE:CRK | 4[html] 4[html] 4[html] 4[html] |
| COMVERGE, INC. | 1372664 | NASDAQ:COMV | CT ORDER[html] |
| CONCHO RESOURCES INC | 1358071 | NYSE:CXO | 424B2[html] 8-K[html] |
| CONDRON P KEVIN | 1234730 | | 4[html] |
| CONMED CORP | 816956 | NASDAQ:CNMD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CONOCOPHILLIPS | 1163165 | NYSE:COP | 4[html] |
| CONOVER GEORGE Q | 1191942 | | 4[html] |
| CONSUMER PORTFOLIO SERVICES INC | 889609 | NASDAQ:CPSS | DEF 14A[html] |
| CONTANGO OIL & GAS CO | 1071993 | AMEX:MCF | 8-K[html] |
| CONTE ULDERICO | 1429551 | | 4[html] |
| CONVERSION SERVICES INTERNATIONAL INC | 934306 | | 8-K[html] |
| COOPER SIMON | 1238143 | | 4[html] |
| CORASANTI EUGENE R | 1238353 | | 4[html] |
| CORASANTI JOSEPH J | 1222114 | | 4[html] |
| CORBETT LUKE R | 1187268 | | 4[html] |
| CORE MOLDING TECHNOLOGIES INC | 1026655 | AMEX:CMT | 4[html] |
| CORELOGIC, INC. | 36047 | NYSE:FAF | 8-K[html] |
| CORNELIUS SIGMUND L | 1409860 | | 4[html] |
| CORNERSTONE PROGRESSIVE RETURN FUND | 1399186 | AMEX:CFP | 4[html] 4[html] 4[html] 4[html] |
| CORPBANCA/FI | 1276671 | | 6-K[html] |
| CORPORATE OFFICE PROPERTIES TRUST | 860546 | NYSE:OFC NYSE:OFC^G NYSE:OFC^H NYSE:OFC^J | 4[html] |
| CORRECTIONS CORP OF AMERICA | 1070985 | NYSE:CXW | 4[html] |
| CORTEX PHARMACEUTICALS INC/DE/ | 849636 | | 144[html] 4[html] |
| COSTCO WHOLESALE CORP /NEW | 909832 | | 4[html] |
| COSTLEY GARY E | 1202277 | | 4[html] |
| COVANCE INC | 1023131 | NYSE:CVD | 8-K[html] |
| COVENTRY GROUP | 882748 | | 485APOS[html] |
| COVER ALL TECHNOLOGIES INC | 737300 | | 424B3[html] |
| COX PHILLIP R | 1180668 | | 4[html] |
| COZZI JOHN F | 1265667 | | 4[html] |
| CPC OF AMERICA INC | 1042728 | | 10-Q[html] |
| CRAMER JAMES J | 1014001 | | 4[html] |
| CRAY INC | 949158 | NASDAQ:CRAY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CREATOR CAPITAL LTD | 882537 | | 6-K[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| CROATTI CYNTHIA | 1260756 | | 4[html] 4[html] |
| CROATTI RONALD D | 1261139 | | 4[html] 4[html] |
| CROSS A T CO | 25793 | NASDAQ:ATX | 4[html] |
| CROSSROADS SYSTEMS INC | 1093207 | | S-1/A[html] |
| CROWLEY RICHARD D JR | 1184854 | | 4[html] |
| CROWN CASTLE INTERNATIONAL CORP | 1051470 | NYSE:CCI | 4[html] |
| CRUCELL NV | 1126136 | NASDAQ:CRXL | CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CSX CORP | 277948 | NYSE:CSX | 8-K[html] |
| CUI Global, Inc. | 1108967 | | 4[html] |
| CULLEN FROST BANKERS INC | 39263 | NYSE:CFR | 4[html] |
| CUMMINS MARK R | 1036835 | | 4[html] |
| CURRIE WILLIAM G | 940226 | | 4[html] |
| CVB FINANCIAL CORP | 354647 | NASDAQ:CVBF | 8-K[html] |
| Cable Connectors, LLC | 1516170 | | S-3/A[html] S-4/A[html] |
| CableCom LLC | 1344045 | | S-3/A[html] S-4/A[html] |
| CableCom of California, Inc. | 1516171 | | S-3/A[html] S-4/A[html] |
| Calhoun Annette W | 1513401 | | 4[html] |
| Callahan Tom | 1464023 | | 4[html] |
| Calvert Variable Products, Inc. | 743773 | | 485BPOS[html] |
| Campbell Global Trend Fund, L.P. | 1478220 | | 8-K[html] |
| Campbell Multi-Strategy Trust | 1336519 | | N-23C3A[html] |
| Campbell Paul C | 1400079 | | 4[html] |
| Can-Am Communications Inc | 1344046 | | S-3/A[html] S-4/A[html] |
| Canekeratne Kris A | 1406397 | | 4[html] |
| Capital Z Management, LLC | 1419941 | | 4[html] |
| Capuano Anthony | 1461996 | | 4[html] |
| Carbonar George Anthony | 1520163 | | 3[html] |
| Cardiogenesis Corp /CA | 863680 | | 4[html] |
| CarePayment Technologies, Inc. | 1142406 | | 10-K/A[html] |
| Caribou Coffee Company, Inc. | 1332602 | NASDAQ:CBOU | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Carpenter William Geoffrey | 1451007 | | 4[html] |
| Carrico Paul | 1327977 | | 4[html] |
| Casal Edward Manuel | 1326479 | | 3[html] |
| Castellano Steven | 1485496 | | 4[html] |
| Cavatoni Philip J | 1455818 | | 4[html] |
| Cavo Broadband Communications, LLC | 1516172 | | S-3/A[html] S-4/A[html] |
| Celanese CORP | 1306830 | NYSE:CE NYSE:CE^ | 4[html] |
| Celera CORP | 1428156 | NASDAQ:CRA | 8-K[html] SC 13D[html] |
| Celgard, LLC | 1294823 | | EFFECT[html] |
| Celldex Therapeutics, Inc. | 744218 | NASDAQ:CLDX | 424B5[html] 8-K[html] |
| Cepheus Acquisition Corp. | 1491828 | | 3[html] 3[html] 8-K[html] SC 13D[html] |
| CertusView Leasing, LLC | 1516173 | | S-3/A[html] S-4/A[html] |
| Chan Johnny C.W. | 1521082 | | 3[html] |
| Chapman Harry S | 1500817 | | 4[html] |
| Chilton Kevin P. | 1516588 | | 3[html] 4[html] |
| Chin Raymond | 1521006 | | 3[html] |
| China 3C Group | 1076784 | | 10-K[html] |
| China Advanced Construction Materials Group, Inc | 1392363 | | 4[html] |
| China Distance Education Holdings LTD | 1438644 | NYSE:DL | 6-K[html] |
| China Pharmaceuticals Inc | 1341808 | | 4[html] 4[html] |
| China Shenghuo Pharmaceutical Holdings Inc | 1335106 | AMEX:KUN | 8-K[html] |
| China Sunflower Group Ltd | 1508606 | | F-6[html] |
| China Tel Group Inc | 1357531 | | 4[html] 4[html] 4/A[html] |
| Christiansen Niels B. | 1438225 | | 4[html] |
| Christmas Patrick J. | 1521123 | | 3[html] 4[html] |
| Cimino Michael Matthew | 1329384 | | 4[html] |
| Cintas Corporate Services, Inc. | 1520008 | | 424B5[html] POSASR[html] |
| Citi Trends Inc | 1318484 | NASDAQ:CTRN | 8-K[html] |
| Citigroup Funding Inc. | 1318281 | | FWP[html] |
| Clear Channel Outdoor Holdings, Inc. | 1334978 | NYSE:CCO | 3[html] 3[html] 4[html] 4[html] |
| Clearwire Corp /DE | 1442505 | | 4[html] 8-K[html] |
| Cleveland Joseph R | 1430861 | | 4[html] |
| Cloud Peak Energy Resources LLC | 1493144 | | 8-K[html] |
| Clovis Oncology, Inc. | 1466301 | | D/A[html] |
| Cohen Heather L | 1436649 | | 4[html] |
| Colangelo Gerald J. | 1474541 | | 4[html] |
| Collins Brian D | 1472047 | | 4[html] |
| Collins William C | 1521105 | | 3[html] 4[html] |
| Colony Financial, Inc. | 1467076 | | 4[html] |
| Color Optics, Inc. | 1518472 | | 424B3[html] |
| Colston Walker H II | 1366295 | | 4[html] |
| Combs Glen C | 1323521 | | 4[html] |
| Communication Services, LLC | 1516176 | | S-3/A[html] S-4/A[html] |
| Communications Construction Group LLC | 1344047 | | S-3/A[html] S-4/A[html] |
| Concho Energy Services LLC | 1469216 | | 424B2[html] |
| Concho Oil & Gas LLC | 1506930 | | 424B2[html] |
| Concord Medical Services Holdings Ltd | 1472072 | | 6-K[html] |
| Cooper Kathleen B | 1374848 | | 4[html] |
| Cornerstone Private Equity VI-A, L.P. | 1520123 | | D[html] |
| Corporate Capital Trust, Inc. | 1494538 | | 10-Q[html] |
| Corporate Property Associates 17 - Global INC | 1390213 | | 424B3[html] POS AM[html] |
| Craig John D | 1298279 | | 4[html] |
| Cullman Bancorp, Inc. | 1465969 | | 4[html] 8-K[html] |
| DAKSHINAMOORTHY SUBRAMANYAN | 1510905 | | 4[html] |
| DALLY CRAIG A | 1200568 | | 4/A[html] |
| DALTON BEVERLEY E | 1202734 | | 4[html] |
| DALY GEORGE G | 1235086 | | 4[html] |
| DAN MICHAEL T | 1246392 | | 4[html] |
| DANIELS BRUCE | 1238329 | | 4[html] |
| DARAMIC ACQUISITION CORP. | 1517261 | | EFFECT[html] |
| DARAMIC ASIA, INC. | 1517262 | | EFFECT[html] |
| DARLING INTERNATIONAL INC | 916540 | NYSE:DAR | 3[html] 3[html] 4[html] 4[html] |
| DATA I/O CORP | 351998 | NASDAQ:DAIO | 4[html] 4[html] 8-K[html] |
| DAVIS STEPHEN | 1131146 | | 4[html] |
| DAVITA INC | 927066 | NYSE:DVA | 4[html] 4[html] 4[html] |
| DB SERVICES AMERICAS INC /TA | 1018490 | | TA-1/A[html] |
| DEAN JOHN E | 1116586 | | 4[html] |
| DECARLO DAVID J | 1211957 | | 3[html] |
| DEEP WELL OIL & GAS INC | 869495 | | 10-Q[html] |
| DEERE & CO | 315189 | NYSE:DE | 8-K[html] |
| DEERE JOHN CAPITAL CORP | 27673 | | 8-K[html] |
| DEMARINES VICTOR | 1221555 | | 4[html] |
| DEMO MURRAY J | 1226048 | | 4[html] |
| DENAHAN WELLINGTON | 1235657 | | 4[html] |
| DEPOMED INC | 1005201 | NASDAQ:DEPO | 4[html] |