| Company | CIK | Ticker Symbol | Document |
| US BANCORP \DE\ | 36104 | | FWP[html] |
| US CONCRETE INC | 1073429 | | 4[html] |
| US ECOLOGY, INC. | 742126 | NASDAQ:ECOL | 8-K[html] |
| US GEOTHERMAL INC | 1172136 | | 8-K[html] |
| USA Mobility, Inc | 1289945 | NASDAQ:USMO | 8-K[html] |
| United States Oil & Gas Corp | 1439154 | | D/A[html] |
| Universal Bioenergy, Inc. | 1320729 | | 8-K[html] |
| Universal Business Payment Solutions Acquisition Corp | 1507986 | | 8-K[html] SC 13G[html] SC 13G[html] |
| VALCENT PRODUCTS INC. | 1122081 | | 6-K[html] |
| VALHI HOLDING CO | 1338019 | | 4[html] |
| VALHI INC /DE/ | 59255 | | 4[html] |
| VALIDUS HOLDINGS LTD | 1348259 | NYSE:VR | 4[html] |
| VALLEY FINANCIAL CORP /VA/ | 921590 | | 4[html] 4/A[html] |
| VALLEY FORGE FUND INC | 102681 | | 485BPOS[html] |
| VAN ECK FUNDS | 768847 | | 497[html] 497K[html] |
| VAN ECK VIP TRUST | 811976 | | 497[html] |
| VAN HALL THOMAS A | 1136636 | | 4[html] |
| VAN RIPER DANIEL S | 1138019 | | 4[html] |
| VANGUARD MALVERN FUNDS | 836906 | | 485BPOS[html] |
| VANLENT ANNE | 1229243 | | 4[html] |
| VANTAGEPOINT VENTURE ASSOCIATES IV LLC | 1256847 | | 4[html] |
| VANTAGEPOINT VENTURE PARTNERS IV LP | 1114993 | | 4[html] |
| VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP | 1267585 | | 4[html] |
| VANTAGEPOINT VENTURE PARTNERS IV Q LP | 1129585 | | 4[html] |
| VARIABLE INSURANCE PRODUCTS FUND | 356494 | | 485BPOS[html] |
| VARIABLE INSURANCE PRODUCTS FUND II | 831016 | | 485BPOS[html] |
| VARIABLE INSURANCE PRODUCTS FUND IV | 720318 | | 485BPOS[html] |
| VARIABLE INSURANCE PRODUCTS III | 927384 | | 485BPOS[html] |
| VARIAN MEDICAL SYSTEMS INC | 203527 | NYSE:VAR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| VEBA for Retirees of Kaiser Aluminum | 1369009 | | 4[html] |
| VECTREN CORP | 1096385 | NYSE:VVC | 4[html] |
| VENTAS INC | 740260 | NYSE:VTR | S-3ASR[html] |
| VENUTI MICHAEL C | 1229815 | | 4[html] |
| VERBANAC DANIEL J | 1280547 | | 4[html] |
| VERIFONE SYSTEMS, INC. | 1312073 | | 8-K[html] CORRESP[html] DEF 14A[html] DEFA14A[html] UPLOAD[html] UPLOAD[html] |
| VERISIGN INC/CA | 1014473 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| VERMILLION, INC. | 926617 | | SC 13D/A[html] |
| VERTEX PHARMACEUTICALS INC / MA | 875320 | | 4[html] |
| VERTUCA CARL R JR | 1134049 | | 4[html] |
| VICON INDUSTRIES INC /NY/ | 310056 | | SC 13D/A[html] |
| VINTAGE PARTNERS GP, LLC | 1449935 | | SC 13D/A[html] |
| VIRGIN MEDIA INC. | 1270400 | NASDAQ:VMED NASDAQ:VMEDW | 8-K[html] |
| VIRGINIA MINES INC. | 1020011 | | 6-K[html] |
| VIRTUS INSIGHT TRUST | 1003859 | | 485BPOS[html] |
| VIRTUS INSTITUTIONAL TRUST | 1004658 | | 485BPOS[html] |
| VISCOUNT SYSTEMS INC | 1158387 | | DEF 14A[html] |
| VISTA GOLD CORP | 783324 | AMEX:VGZ | 4[html] |
| VISTAPRINT N.V. | 1262976 | NASDAQ:VPRT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| VITESSE SEMICONDUCTOR CORP | 880446 | | 4[html] |
| VIVIAN ROBERT T | 1219750 | | 4[html] |
| VMWARE, INC. | 1124610 | NYSE:VMW | 4[html] 4[html] |
| VOC Brazos Energy Partners, LP | 1505678 | | SC 13D[html] |
| VOC Energy Trust | 1505413 | | SC 13D[html] |
| VOGT CARL W | 1103610 | | 4[html] |
| VULCAN ASPHALT REFINING CORP | 1045546 | | S-4/A[html] |
| Value Assets International, S.A. | 1521009 | | 3[html] 4[html] |
| Value Holdings Capital S.A. | 1520053 | | 3[html] 4[html] |
| Van Hulst Jack | 1386706 | | 4[html] |
| Van Kampen Unit Trusts Taxable Income Series 322 | 1503949 | | 487[html] |
| Vander Vort John | 1379218 | | 3[html] |
| VanderWal Scott | 1521158 | | 3[html] |
| Vann Kyle D | 1362531 | | 4[html] |
| Vecchia Marco | 1492466 | | 4[html] |
| Veracity Management Global, Inc. | 1391750 | | 10-Q[html] |
| Verigy Ltd. | 1352341 | NASDAQ:VRGY | 4[html] |
| Verisk Analytics, Inc. | 1442145 | | 4[html] 4[html] |
| Vicor Technologies, Inc. | 1335104 | | 8-K[html] |
| Vidtel, Inc | 1440353 | | D[html] |
| ViewPoint Financial Group Inc. | 1487052 | | 144[html] 144[html] 144[html] 144[html] |
| Virginia Energy Company, LLC | 1487032 | | 424B2[html] |
| Vocus, Inc. | 1329919 | NASDAQ:VOCS | 4[html] |
| Volcom Inc | 1324570 | NASDAQ:VLCM | SC TO-T/A[html] |
| Vyteris, Inc. | 1139950 | | 10-Q[html] 8-K[html] |
| WABASH NATIONAL CORP /DE | 879526 | | 8-K[html] |
| WACHTEL HARRY M | 1128972 | | 4[html] |
| WADDELL & REED INVESTED PORTFOLIOS | 1141323 | | 485BPOS[html] |
| WAECHTER STEPHEN L | 1230983 | | 4[html] |
| WAGNER ROBERT D | 1186255 | | 4[html] |
| WAGNER WILLIAM J | 1187006 | | 4[html] |
| WAHL EARL K JR | 1207730 | | 4[html] |
| WALPOLE NEAL | 1502339 | | 4[html] |
| WALTER INVESTMENT MANAGEMENT CORP | 1040719 | | 8-K[html] |
| WALTER W EDWARD | 1194638 | | 4[html] |
| WAMPLER RICHARD D II | 1287803 | | 4[html] |
| WARGO J DAVID | 1082013 | | 4[html] |
| WASHINGTON BANKING CO | 1058690 | NASDAQ:WBCO | 4[html] |
| WATERSTONE FINANCIAL INC | 1329517 | NASDAQ:WSBF | 8-K[html] |
| WATTLES THOMAS G | 1174545 | | 4[html] |
| WEATHERFORD CLIFTON THOMAS | 1228620 | | 4[html] |
| WEATHERLY B F | 1191296 | | 4[html] |
| WEBERLING JERRY A | 1195127 | | 4[html] |
| WEBSTER FINANCIAL CORP | 801337 | NYSE:WBS | 4[html] |
| WEINER MICHAEL MD | 1139300 | | 4[html] |
| WEINGARTEN REALTY INVESTORS /TX/ | 828916 | | 4[html] 4[html] |
| WEINSTEIN DAVID N | 1259801 | | 4[html] |
| WELKE KAREN E | 1189034 | | 4[html] |
| WELLCARE HEALTH PLANS, INC. | 1279363 | | 4[html] 4[html] |
| WELLCOME TRUST LTD | 1026720 | | 4[html] |
| WELLPOINT, INC | 1156039 | | 4[html] |
| WELLS FARGO & CO/MN | 72971 | | 424B2[html] |
| WELLS FARGO FUNDS TRUST | 1081400 | | 425[html] 425[html] 497[html] 497[html] 497[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| WELLS FARGO MASTER TRUST | 1087961 | | POS AMI[html] |
| WELLS FARGO VARIABLE TRUST | 1081402 | | 425[html] 497[html] |
| WERNER ENTERPRISES INC | 793074 | NASDAQ:WERN | 3[html] |
| WERTHEIMBER FRANCIS | 1226192 | | 4[html] |
| WESCO FINANCIAL CORP | 105729 | AMEX:WSC | SC 13E3/A[html] |
| WESTAR ENERGY INC /KS | 54507 | | 8-K[html] |
| WESTELL TECHNOLOGIES INC | 1002135 | NASDAQ:WSTL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| WESTERLUND DAVID A | 1205948 | | 4[html] |
| WESTFIELD FINANCIAL INC | 1157647 | NASDAQ:WFD | 8-K[html] |
| WESTPAC BANKING CORP | 719245 | NYSE:WBK | 6-K[html] |
| WETHERBE JAMES C | 1193659 | | 4[html] |
| WHEELER KURT | 1252525 | | 3[html] |
| WHITE THOMAS J | 1438867 | | 4[html] |
| WHOLE FOODS MARKET INC | 865436 | NASDAQ:WFMI | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| WIERENGA WENDALL | 1235945 | | 4[html] |
| WIEST ROGER V SR | 1182907 | | 4[html] |
| WIKILOAN INC. | 846377 | | 8-K[html] |
| WILBURN ROBERT C | 1177129 | | 4/A[html] |
| WILENSKY GAIL R | 1018538 | | 4[html] |
| WILKINS III JAMES R | 1252758 | | 4[html] |
| WILLIAM BLAIR FUNDS | 822632 | | 485BPOS[html] |
| WILLIAMS CLAY C | 1248338 | | 4[html] |
| WILLIAMS KENDALL B | 1232462 | | 4[html] |
| WILLIAMS SONOMA INC | 719955 | | 8-K[html] |
| WILLIAMSON JOHN B III | 1238836 | | 4[html] |
| WILLIS LEASE FINANCE CORP | 1018164 | NASDAQ:WLFC NASDAQ:WLFCP | 4[html] |
| WILMINGTON TRUST CORP | 872821 | NYSE:WL | 8-K[html] |
| WILSHIRE BANCORP INC | 1285224 | NASDAQ:WIBC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| WILSON DIANA M | 1226648 | | 4[html] |
| WILSON DOW R | 1313996 | | 4[html] |
| WILSON DWIGHT T | 1275598 | | 4[html] |
| WINN STEPHEN T | 929212 | | 4[html] |
| WINOKUR BARTON J | 1234051 | | 4[html] |
| WIRELESS RONIN TECHNOLOGIES INC | 1356093 | NASDAQ:RNIN | 4[html] |
| WISCONSIN POWER & LIGHT CO | 107832 | AMEX:WIS^ | 8-K[html] |
| WITHERS DEAN W | 1238724 | | 4[html] |
| WOLF BARTH J | 1186154 | | 4[html] |
| WOLF CHRISTOPHER W | 1209798 | | 4[html] |
| WOLF TIMOTHY V | 1189245 | | 4[html] |
| WOLOHAN JAMES L | 1232447 | | 4[html] |
| WOOD RITCH N | 1184211 | | 4[html] |
| WOODCOCK STEPHEN F | 1191298 | | 4[html] |
| WOODS E ANTHONY | 1209897 | | 4[html] |
| WORKSTREAM INC | 1095266 | NASDAQ:WSTM | S-8[html] |
| WORRELL TERRY N | 1174546 | | 4[html] |
| WORTZMAN MITCHELL S | 1257586 | | 4[html] |
| WRASP 33, INC | 1511447 | | 10-12G/A[html] |
| WRASP 34 INC | 1511448 | | 10-12G/A[html] |
| WRIGHT DONALD | 1194112 | | 4[html] |
| WRIGHT JAMES F | 1180390 | | 4[html] |
| WRIGHT MEDICAL GROUP INC | 1137861 | NASDAQ:WMGI | 4[html] |
| WSFS FINANCIAL CORP | 828944 | NASDAQ:WSFS | 4[html] |
| WUNDERLICH INVESTMENT CO INC | 1142191 | | D[html] |
| WURZER DAVID M | 1207118 | | 4[html] |
| WYER WILLIAM C | 1208430 | | 4[html] |
| Wabash Mine Holding CO | 1310075 | | 424B2[html] |
| Wakeham Dirk | 1495510 | | 4[html] |
| Waksal Harlan | 1449008 | | 4[html] |
| Walicek Bruce A | 1327346 | | 4[html] |
| Walrod Michael O | 1348602 | | 4[html] |
| Ward Thomas | 1520900 | | 3[html] |
| Warfel John E. | 1445834 | | 4[html] |
| Warner Chilcott plc | 1323854 | NASDAQ:WCRX | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Warrick Holding CO | 1310076 | | 424B2[html] |
| Watt Fuel Cell Corp. | 1520954 | | D[html] |
| Webber Judith M | 1352688 | | 4[html] |
| Weber Mark | 1371545 | | 4[html] |
| Weinstein Adam | 1515170 | | 3[html] 3[html] |
| Wells Christopher | 1504086 | | 4[html] |
| Wersen Robert D | 1359088 | | 4[html] |
| Western Iowa Energy, L.L.C. | 1361312 | | DEFA14A[html] |
| Westway Group, Inc. | 1361872 | | 25-NSE[html] 4[html] |
| Whitcup Scott M | 1298941 | | 4[html] |
| White Flame Energy, Inc. | 1487031 | | 424B2[html] |
| Whitestone REIT | 1175535 | | 425[html] SC 14D9[html] |
| Whitestone REIT Operating Partnership, L.P. | 1490653 | | 425[html] |
| Wilder Filing, Inc. | 1480797 | | 10-Q[html] |
| Willdan Group, Inc. | 1370450 | NASDAQ:WLDN | 4[html] |
| Williams Kim | 1375725 | | 4[html] |
| Williams Mikel H | 1308951 | | 4[html] |
| Wilson Christopher A | 1421753 | | 4[html] |
| Winwheel Bullion Inc. | 1399480 | | SC 13D[html] SC 13D[html] SC 13D[html] SC 13D[html] SC 13D[html] |
| Wischnowsky Robert H | 1451909 | | 4[html] |
| Wolfgruber Kurt | 1404514 | | 3[html] 3[html] |
| Wood Stephen Michael | 1303629 | | 4[html] |
| Woodward Peter H | 1369119 | | 3[html] |
| World Energy Solutions, Inc. | 1371781 | | 8-K[html] |
| Wotton Paul K | 1300997 | | 4[html] |
| Wowjoint Holdings Ltd | 1429360 | | 6-K[html] |
| Wyks Philip | 1387247 | | 4[html] |
| XCEL ENERGY INC | 72903 | NYSE:XCJ NYSE:XEL NYSE:XEL^A NYSE:XEL^B NYSE:XEL^C NYSE:XEL^D NYSE:XEL^E NYSE:XEL^G | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| XFONE INC. | 1126216 | AMEX:XFN | 8-K[html] |
| YADKIN VALLEY FINANCIAL CORP | 1366367 | NASDAQ:YAVY | 4[html] |
| YANAY YAKY | 1402539 | | 4[html] |
| YIHENG CAPITAL PARTNERS LP | 1446832 | | D/A[html] |
| YM BIOSCIENCES INC | 1178347 | AMEX:YMI | 6-K[html] |
| YOO JAE WHAN | 1258624 | | 4[html] |
| YOUNG RODNEY A | 1195915 | | 4[html] |
| Yandex N.V. | 1513845 | | F-1/A[html] F-1/A[html] |
| Yates Lloyd M | 1311411 | | 3[html] |
| Yetter Wayne P. | 1215120 | | 4[html] |
| Young Robert H. Jr. | 1414154 | | 4[html] |
| ZAMBONINI RENATO | 1247415 | | 3[html] 4[html] |
| ZENNER PATRICK J | 1139036 | | 4[html] |
| ZIEGLER JOHN B | 1222674 | | 4[html] |
| ZIMMER GEORGE | 1033168 | | 4[html] |
| ZIMMER JAMES E | 1033169 | | 4[html] |
| ZIOPHARM ONCOLOGY INC | 1107421 | NASDAQ:ZIOP | 8-K[html] |
| ZOCCOLI MICHAEL A. | 1438874 | | 4[html] |
| ZUCCONI PAUL J | 1194325 | | 4[html] |
| ZUOAN FASHION LTD | 1501176 | | 6-K[html] |
| ZWEIG TOTAL RETURN FUND INC | 836412 | NYSE:ZTR | 4[html] |
| Zolon Corp | 878802 | | 10-K[html] |
| Zucker Anita G | 1434993 | | SC 13D/A[html] |
| Zumiez Inc | 1318008 | NASDAQ:ZUMZ | 8-K[html] |
| cortese steven j | 1375376 | | 4[html] |
| du Pont Lammot J | 1415043 | | 4[html] |
| iSHARES TRUST | 1100663 | NASDAQ:IGOV NASDAQ:ISHG | 485BXT[html] |
| interclick, inc. | 1378846 | | DEFA14A[html] |
| tw telecom inc. | 1057758 | NASDAQ:TWTC | 4/A[html] |
| van den Broek Richard | 1431872 | | 4[html] |