| Company | CIK | Ticker Symbol | Document |
| Li Zhaohui | 1520147 | | 3[html] |
| Liberty Global, Inc. | 1316631 | NASDAQ:LBTYA NASDAQ:LBTYB NASDAQ:LBTYK | 8-K[html] |
| Lifeloc Technologies Inc | 1493137 | | 10-12G/A[html] |
| Lightwave Logic, Inc. | 1325964 | | 3[html] |
| Limelight Networks, Inc. | 1391127 | NASDAQ:LLNW | 4[html] |
| Lin Jinshui | 1521078 | | SC 13D[html] |
| Lin Xiuzi | 1521071 | | SC 13D[html] |
| Lindberg Craig Anthony | 1482979 | | 4[html] |
| Lindl Jessica | 1407598 | | 4[html] |
| Lindroth Douglas S | 1363436 | | 4[html] |
| Lindstrom Allen W | 1417702 | | 4[html] |
| Liotta Gary P | 1489051 | | 4[html] |
| Locust Walk Capital Management, LP | 1494781 | | D/A[html] |
| LogMeIn, Inc. | 1420302 | | 4[html] |
| Lone Pine Resources Inc. | 1506932 | | 8-A12B[html] S-1/A[html] |
| Longorio Philip N | 1427849 | | 4[html] |
| Lotus Pharmaceuticals, Inc. | 1292087 | | 3[html] 3[html] 3[html] 3[html] 3[html] |
| Lu Jun | 1520149 | | 3[html] |
| Lumber Liquidators Holdings, Inc. | 1396033 | NYSE:LL | 4[html] |
| Lundquist Jane | 1298007 | | 4[html] |
| Lynch Richard J. | 1407680 | | 4[html] |
| LyondellBasell Industries N.V. | 1489393 | | S-1/A[html] |
| M&G INVESTMENT MANAGEMENT LTD | 922898 | | SC 13G[html] |
| M&T BANK CORP | 36270 | NYSE:MTB NYSE:MTB^A | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MAC-GRAY CORP | 1038280 | NYSE:TUC | 8-K[html] |
| MACDONALD JOHN R | 1249295 | | 4[html] 4/A[html] |
| MADAR JEAN | 901876 | | 4[html] |
| MAGEE RICHARD L | 1176409 | | 4/A[html] |
| MAGILL MICHAEL D | 1240746 | | 4[html] |
| MAGMA DESIGN AUTOMATION INC | 1065034 | NASDAQ:LAVA | 4[html] |
| MAGNETEK, INC. | 751085 | NYSE:MAG | 8-K[html] |
| MAGNUM HUNTER RESOURCES CORP | 1335190 | AMEX:PRC | 424B3[html] |
| MAKO Surgical Corp. | 1411861 | NASDAQ:MAKO | 4[html] 4[html] |
| MALEK FREDERIC V | 938919 | | 4[html] |
| MALKIN ROY K | 1244408 | | 4[html] |
| MANAGED SECTORS VARIABLE ACCOUNT | 827121 | | N-Q[html] |
| MANHATTAN PHARMACEUTICALS INC | 1001316 | | 8-K[html] |
| MANNING & NAPIER FUND, INC /NY/ | 751173 | | 497[html] |
| MAP Pharmaceuticals, Inc. | 1401923 | NASDAQ:MAPP | 8-K[html] |
| MARCHEX INC | 1224133 | NASDAQ:MCHX | 4/A[html] 4/A[html] 4/A[html] |
| MARCUS CORP | 62234 | NYSE:MCS | 4[html] |
| MARINE GROWTH VENTURES INC | 1334794 | | 8-K/A[html] |
| MARINE PETROLEUM TRUST | 62362 | NASDAQ:MARPS | 8-K[html] |
| MARINO GARY O | 942046 | | 4[html] |
| MARKET VECTORS ETF TRUST | 1137360 | | SC 13G[html] |
| MARMADUKE JOHN H | 1062341 | | 4[html] |
| MARTIN R BRAD | 1186888 | | 4[html] |
| MARTIN R EDEN | 1220120 | | 4[html] |
| MASCOT PROPERTIES, INC. | 1520358 | | S-1[html] |
| MASON SCOTT C | 1120330 | | 4[html] |
| MASSACHUSETTS INVESTORS GROWTH STOCK FUND | 63090 | | 497[html] |
| MASSACHUSETTS INVESTORS TRUST | 63091 | | 497[html] |
| MASSEY EXPLORATION CORP. | 1433818 | | 10-K[html] |
| MASSMUTUAL PREMIER FUNDS | 927972 | | 40-17G[html] |
| MATHENY DRUE | 1180017 | | 4[html] |
| MATTHEWS INTERNATIONAL FUNDS | 923184 | | N-Q[html] |
| MAXWELL TECHNOLOGIES INC | 319815 | NASDAQ:MXWL | 4[html] |
| MAYER JOHN G | 1258420 | | 4[html] |
| MB FINANCIAL INC /MD | 1139812 | | 8-K/A[html] |
| MCAFEE LAWRANCE W | 1263096 | | 4[html] |
| MCARDLE JANINE J | 1250240 | | 4[html] |
| MCBRIDE KENNETH THOMAS | 1254776 | | 4[html] |
| MCCAFFREY JOHN J JR | 1241873 | | 4[html] |
| MCCARTNEY JOHN | 923380 | | 4[html] |
| MCCLANAHAN DAVID M | 1236676 | | 4[html] |
| MCCLATCHY CO | 1056087 | NYSE:MNI | SC 13G[html] |
| MCCULLOUGH R MICHAEL | 1212932 | | 4[html] |
| MCCUSKER FLETCHER JAY | 1256570 | | 4[html] |
| MCDONALD REBECCA ANN | 1185110 | | 4[html] |
| MCDONNELL GERALD M | 1230747 | | 5[html] |
| MCDOWELL RICHARD E | 1186993 | | 4[html] |
| MCGILL PETERSON PATTI | 1223397 | | 3[html] |
| MCKENNA ANDREW J | 1037488 | | 4[html] |
| MCKERNAN JOHN R JR | 1129822 | | 4[html] |
| MCKESSON CORP | 927653 | NYSE:MCK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MCLAUGHLIN JOHN PETER | 1277967 | | 4[html] |
| MCLAUGHLIN MARK D | 1309507 | | 4[html] |
| MCLEAN MALCOM P JR | 1174632 | | 4[html] |
| MECKLER ALAN M | 938640 | | 4[html] |
| MEDIA SCIENCES INTERNATIONAL INC | 1024022 | NASDAQ:MSII | 8-K[html] |
| MEDICAL PROPERTIES TRUST INC | 1287865 | NYSE:MPW | 8-K[html] |
| MEDICINES CO /DE | 1113481 | | 10-K/A[html] |
| MEDICIS PHARMACEUTICAL CORP | 859368 | NYSE:MRX | 4[html] |
| MEDIVATION, INC. | 1011835 | NASDAQ:MDVN | ARS[html] |
| MEDTRONIC INC | 64670 | NYSE:MDT | 8-K[html] |
| MENDEZ JOHN M | 1199117 | | 4[html] |
| MENG TERESA H | 1277622 | | 4[html] |
| MENS WEARHOUSE INC | 884217 | | 4[html] 4[html] |
| MERCANTILE BANK CORP | 1042729 | NASDAQ:MBWM | 4[html] |
| MERCIER ANDREA W | 1223422 | | 3[html] |
| MERKADEAU STUART L | 1256951 | | 4[html] |
| MERRILL LYNCH DEPOSITOR INC PPLUS TRUST SERIES SPR 1 | 1271387 | | 8-K[html] |
| MERTEN ALAN G | 1234208 | | 4[html] |
| MESA ROYALTY TRUST/TX | 313364 | | 8-K[html] |
| META FINANCIAL GROUP INC | 907471 | NASDAQ:CASH | 8-K[html] |
| METABOLIX, INC. | 1121702 | NASDAQ:MBLX | 8-K[html] |
| METRO BANCORP, INC. | 1085706 | NASDAQ:COBH | 4[html] |
| METTLER TOLEDO INTERNATIONAL INC/ | 1037646 | | 4[html] |
| MEXICO INVESTMENTS INC | 1075370 | | S-4/A[html] |
| MF Global Holdings Ltd. | 1401106 | NYSE:MF | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| MFS INSTITUTIONAL TRUST | 867969 | | N-Q[html] |
| MFS MUNICIPAL SERIES TRUST | 751656 | | 497[html] |
| MFS SERIES TRUST I | 798244 | | 497[html] |
| MFS SERIES TRUST II | 798250 | | 497[html] |
| MFS SERIES TRUST III | 225604 | | 497[html] |
| MFS SERIES TRUST IV | 63068 | | 497[html] |
| MFS SERIES TRUST IX /MA/ | 63075 | | 497[html] |
| MFS SERIES TRUST V | 200489 | | 497[html] |
| MFS SERIES TRUST VI | 863032 | | 497[html] |
| MFS SERIES TRUST VII | 318874 | | 497[html] |
| MFS SERIES TRUST VIII | 819673 | | 497[html] |
| MFS SERIES TRUST X | 783740 | | 497[html] |
| MFS SERIES TRUST XI | 911637 | | 497[html] |
| MFS SERIES TRUST XIII | 356349 | | 485BPOS[html] 497[html] 497K[html] |
| MFS SERIES TRUST XV | 764719 | | 497[html] |
| MFS SERIES TRUST XVI | 63067 | | 497[html] 497[html] |
| MFS Series Trust XII | 1330967 | | 497[html] |
| MGE ENERGY INC | 1161728 | NASDAQ:MGEE | 4[html] |
| MH ELITE PORTFOLIO OF FUNDS INC | 1054816 | | N-Q[html] |
| MICREL INC | 932111 | NASDAQ:MCRL | 4[html] |
| MICROMET, INC. | 1131907 | NASDAQ:MITI | 4[html] |
| MICROSEMI CORP | 310568 | NASDAQ:MSCC | 4[html] |
| MICROSTRATEGY INC | 1050446 | NASDAQ:MSTR | 4[html] 4[html] |
| MICROVISION INC | 65770 | NASDAQ:MVIS NASDAQ:MVISW | D[html] |
| MID-AMERICA ANGELS INVESTMENTS LLC | 1383457 | | D[html] |
| MILLER DOUGLAS S | 1193054 | | 4[html] |
| MILLER JOSEPH A | 1206155 | | 3[html] |
| MILLER MELVIN E | 1291362 | | 4[html] |
| MILLETT MARK D | 1195949 | | 4[html] |
| MILSTEIN PHILIP L | 1195907 | | 4[html] |
| MINERA ANDES INC /WA | 1030219 | | 6-K[html] |
| MINES MANAGEMENT INC | 66649 | AMEX:MGN | 4[html] |
| MIT Holding, Inc. | 1367416 | | 8-K[html] |
| MITCHELL GROUP INC | 1190327 | | 13F-HR[html] |
| MITCHELL MAX H | 1283695 | | 4[html] |
| MIZUHO FINANCIAL GROUP INC | 1335730 | NYSE:MFG | 6-K[html] |
| MMRGlobal, Inc. | 1285701 | | SC 13G[html] |
| MOHR MARSHALL | 1252986 | | 4[html] |
| MOLLUSK HOLDINGS LLC | 1263308 | | 4[html] |
| MONTGOMERY STREET INCOME SECURITIES, INC | 67813 | NYSE:MTS | N-Q[html] |
| MONTPELIER RE HOLDINGS LTD | 1165880 | NYSE:MRH | 4[html] |
| MOODY CHARLES D JR | 1274106 | | 4[html] |
| MOOG INC | 67887 | NYSE:MOG/A NYSE:MOG/B | 8-K[html] |
| MOORE JOHN A /MA/ | 1225867 | | 3[html] |
| MOQIZONE HOLDING Corp | 904350 | | RW[html] RW[html] |
| MORANO KEVIN R | 1095350 | | 4[html] |
| MORCH OTTO C | 1250698 | | 4[html] |
| MORGAN STANLEY | 895421 | NYSE:FFD NYSE:MS NYSE:MS^A NYSE:MSJ NYSE:MSK NYSE:MSZ NYSE:MWG NYSE:MWO NYSE:MWR NYSE:APF NYSE:CAF NYSE:RNE NYSE:MSD NYSE:EDD NYSE:MSF NYSE:MGB NYSE:MSY NYSE:IIF NASDAQ:ESTX NASDAQ:MSNQ NASDAQ:NBXH | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] |
| MORI FRANK R | 1017704 | | 4[html] |
| MORRIS EDNA | 1170836 | | 4[html] |
| MORRIS I WISTAR III | 898242 | | SC 13D[html] |
| MORRISON ROBERT S | 1025098 | | 4[html] |
| MOVE INC | 1085770 | NASDAQ:MOVE | 4[html] |
| MPF BADGER ACQUISITION CO., II, LLC | 1521535 | | D[html] |
| MUELLER EDWARD A | 1225916 | | 4[html] |
| MULTIBAND CORP | 732412 | NASDAQ:MBND | S-1/A[html] |
| MUNN W DOUGLAS | 1244756 | | 5[html] |
| MURRAY PATRICK M | 1248351 | | 4[html] |
| MUSSALLEM MICHAEL A | 1204551 | | 4[html] |
| MYERS DAVID CHARLES | 1453365 | | 4[html] |
| MYERS INDUSTRIES INC | 69488 | NYSE:MYE | 4[html] |
| MYERS RICHARD B | 1356702 | | 4[html] |
| Macy's, Inc. | 794367 | NYSE:M | 8-K[html] |
| Magnolia Solar Corp | 1437491 | | 8-K[html] |
| Mailloux J Wayne | 1464801 | | 4[html] |
| Mairs & Power Funds Trust | 1521353 | | N-8A[html] |
| Mammen Mathai | 1421050 | | 4[html] |
| Mantra Venture Group Ltd. | 1413891 | | 8-K[html] |
| Maple Run Apartments, LLC | 1521530 | | D[html] |
| Martin Stanley | 1445135 | | 3[html] |
| Martin V. Larkin | 1409530 | | 4[html] |
| Mastech Holdings, Inc. | 1437226 | AMEX:MHH | 4[html] 4[html] 4[html] |
| Masterton-Hume Ian | 1397870 | | 4[html] |
| McConnaughhay Trudy P | 1440256 | | 4[html] |
| McCorkle Frederick | 1299261 | | 4[html] |
| McCormick & Schmicks Seafood Restaurants Inc. | 1288741 | | SC TO-T/A[html] |
| McDuffie Jennifer | 1352102 | | 5[html] |
| McGahn Daniel P | 1425153 | | 4[html] |
| McGeachy N. Roderick III | 1446517 | | 4[html] |
| McGeorge W Scott | 1339474 | | 4[html] |
| McGurk William J | 1313289 | | 4[html] |
| McHaffie Hugh | 1490928 | | 3[html] |
| McKee Allen P. | 1463183 | | 4[html] |
| McKenzie Ken | 1511289 | | 3[html] |
| McKinney Jack R | 1398066 | | 4[html] |
| McManus John L | 1193923 | | 4[html] |
| McQuistion Cristina F | 1444969 | | 4[html] |
| Mead Gerard | 1346826 | | 4[html] |
| Mecox Lane Ltd | 1501775 | | 6-K[html] |
| MedClean Technologies, Inc. | 40528 | | 4[html] |
| Meindl Edward | 1446095 | | 4[html] |
| Mendel Scott | 1515051 | | 3[html] |
| Mercantile Bancorp, Inc. | 1289701 | AMEX:MBR | 8-K[html] |
| Midway Gold Corp | 1319009 | AMEX:MDW | 424B2[html] 8-K[html] 8-K[html] FWP[html] |
| Mildenhall Joseph N | 1396245 | | 4[html] |
| Miller Jody | 1325501 | | 4[html] |
| Mirabelli Christopher | 1262326 | | 3[html] |
| Mitchell E Keith | 1424581 | | 4[html] |
| Mitsubishi UFJ Securities Holdings Co., Ltd. | 1374022 | | 13F-HR[html] |
| Mobile Radio Dipsa | 1300357 | | EFFECT[html] |
| Moffitt Kevin L | 1521474 | | 3[html] 4[html] |
| Mojo Ventures, Inc. | 1414953 | | 8-K[html] |
| Molycorp, Inc. | 1489137 | | S-1[html] |
| Monarch Financial Holdings, Inc. | 1364856 | NASDAQ:MNRK | 4[html] |
| Moore John G. | 1449667 | | 4[html] |
| Moore Richard Warren | 1517710 | | 4[html] |
| Moore Thomas Evans | 1463450 | | 4[html] |
| Moran Thomas B. | 1468851 | | 4[html] |
| Morgans Hotel Group Co. | 1342126 | NASDAQ:MHGC | 4[html] |
| Morningstar, Inc. | 1289419 | NASDAQ:MORN | 4[html] |
| Moss Matthew | 1302673 | | 5[html] |
| Motors Liquidation Co | 40730 | NYSE:BGM NYSE:GBM NYSE:GM NYSE:GMS NYSE:GMW NYSE:GPM NYSE:GRM NYSE:GXM NYSE:HGM NYSE:RGM NYSE:XGM | 144[html] |
| Mulligan Perry | 1444369 | | 4[html] |
| Murray Margaret A | 1490056 | | 4[html] 4[html] |
| MyGofer LLC | 1488848 | | S-4/A[html] |
| MyOtherCountryClub.com | 1477168 | | 10-Q[html] |
| Myers Max J | 1453841 | | 4[html] |
| N-VIRO INTERNATIONAL CORP | 904896 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NASDAQ Stock Market LLC | 1354457 | | 25-NSE[html] 25-NSE[html] |
| NATIONAL HEALTHCARE CORP | 1047335 | AMEX:NHC AMEX:NHC^A | 4[html] |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ | 70502 | | 424B3[html] |
| NATIONAL WESTERN LIFE INSURANCE CO | 70684 | NASDAQ:NWLI | 4[html] |
| NATIONWIDE VARIABLE INSURANCE TRUST | 353905 | | N-Q[html] |
| NATURES SUNSHINE PRODUCTS INC | 275053 | | SC 13G[html] |
| NCR CORP | 70866 | NYSE:NCR | 4[html] |
| NEEDHAM FUNDS INC | 1002537 | | N-Q[html] |
| NESSELRODE KARL L | 1270557 | | 4[html] |
| NESTOR MICHAEL | 1196063 | | 4[html] |
| NETFLIX INC | 1065280 | NASDAQ:NFLX | 4[html] |
| NETLOGIC MICROSYSTEMS INC | 1135711 | NASDAQ:NETL | 4[html] |
| NETWORK 1 SECURITY SOLUTIONS INC | 1065078 | | 4[html] 4[html] 4[html] 4[html] |
| NEW AMERICA ENERGY CORP. | 1373853 | | 3[html] |
| NEWBRIDGE BANCORP | 714530 | NASDAQ:NBBC | 8-K[html] |
| NEWCASTLE CAPITAL GROUP LLC | 1251293 | | 4[html] |
| NEWCASTLE CAPITAL MANAGEMENT LP | 1251296 | | 4[html] |
| NEWCASTLE PARTNERS L P | 932334 | | 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND I, L.P. | 1461757 | | 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND II, L.P. | 1461758 | | 4[html] |
| NEWHOUSE JOSEPH P | 1181578 | | 4[html] |
| NEXSTAR BROADCASTING GROUP INC | 1142417 | NASDAQ:NXST | 4[html] 4[html] |
| NF Energy Saving Corp | 1213660 | | DEF 14A[html] |
| NICHOLS HOLLI | 1221455 | | 4[html] |
| NICKLES ALLEN R | 1265669 | | 4[html] |
| NIEBLA JESUS FERNANDO | 1185112 | | 4[html] |
| NII HOLDINGS INC | 1037016 | NASDAQ:NIHD | 4[html] |
| NOBEL LEARNING COMMUNITIES INC | 721237 | NASDAQ:NLCI | 8-K[html] DEFA14A[html] SC TO-C[html] |
| NODIFF ERIC W | 1312875 | | 4[html] |
| NOMURA HOLDINGS INC | 1163653 | NYSE:NMR | 6-K[html] |
| NORCRAFT COMPANIES LP | 1288248 | | 8-K[html] |
| NORDSON CORP | 72331 | NASDAQ:NDSN | 4[html] |
| NORRIS CRAIG A | 1256576 | | 4[html] |
| NORTHERN FUNDS | 916620 | | 497[html] 497[html] |
| NORTHERN OIL & GAS, INC. | 1104485 | | 8-K[html] |
| NORTHQUEST CAPITAL FUND INC | 1142728 | | 497AD[html] |
| NORTHRIM BANCORP INC | 1163370 | NASDAQ:NRIM | 8-K[html] |
| NORTHSTAR CAPITAL MANAGEMENT INC | 1136921 | | 13F-HR/A[html] |
| NOTEBAERT RICHARD C | 1112731 | | 4[html] |
| NOVO NORDISK A S | 353278 | NYSE:NVO | 6-K[html] |
| NPS PHARMACEUTICALS INC | 890465 | NASDAQ:NPSP | 8-K[html] |
| NVIDIA CORP | 1045810 | NASDAQ:NVDA | 8-K[html] |
| Nallicheri Melanie I | 1521432 | | 4[html] |
| Navios Maritime Holdings Inc. | 1333172 | NYSE:NM | 6-K[html] 6-K[html] |
| NeuMedia, Inc. | 317788 | | SC 13D/A[html] |
| Nevels James E | 1327751 | | 4[html] |
| Newcastle Focus Fund II LP | 1382543 | | 4[html] |
| Nihilent Technologies Inc. | 1520724 | | SC 13G[html] |
| Norcraft Holdings, L.P. | 1305018 | | 8-K[html] |
| Nordic Capital V Alpha Ltd | 1463813 | | 4[html] |
| Nordic Capital V Ltd | 1463812 | | 4[html] |
| Norges Bank | 1374170 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| Norris Patricia B | 1368389 | | 5[html] |
| Northern Lights Fund Trust | 1314414 | | 485APOS[html] 485BPOS[html] 485BPOS[html] 485BPOS[html] 497[html] 497[html] N-Q[html] |
| Northern Lights Variable Trust | 1352621 | | 485BPOS[html] AW[html] AW[html] N-Q[html] N-Q[html] |
| Northwest Bancshares, Inc. | 1471265 | | 4[html] 8-K[html] |
| NuStar Energy L.P. | 1110805 | | 424B5[html] 8-K[html] |
| Nuveen Short Duration Credit Opportunities Fund | 1509253 | | CERTNYS[html] N-2/A[html] |
| O'Connor Colony Property Strategies LLC | 1521541 | | D[html] |
| O'Connor Fund of Funds: Equity Opportunity LLC | 1157957 | | N-Q[html] |
| O'Connor Fund of Funds: Multi-Strategy | 1506707 | | N-CSR[html] |
| OAKTREE CAPITAL MANAGEMENT LP | 949509 | | 3[html] |
| OAKTREE FUND GP I, L.P. | 1402746 | | 3[html] |
| OAKTREE HOLDINGS, LLC | 1407181 | | 3[html] |
| OBAN INDUSTRIES, INC. | 1514158 | | 10-12G/A[html] |
| OCM HOLDINGS I, LLC | 1407178 | | 3[html] |
| OCM PRINCIPAL OPPORTUNITIES FUND II LP | 1049809 | | 3[html] |
| OCM PRINCIPAL OPPORTUNITIES FUND III L P | 1272111 | | 3[html] |
| OCM Principal Opportunities Fund III GP, L.P. | 1319922 | | 3[html] |
| OCM Spirit Holdings II, LLC | 1521309 | | 3[html] |
| OCM Spirit Holdings, LLC | 1521310 | | 3[html] |
| ODDLEIFSON CHRISTOPHER | 1221413 | | 4[html] |
| OFS Capital, LLC | 1487918 | | N-2/A[html] |
| OGE ENERGY CORP. | 1021635 | NYSE:OGE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| OKLAHOMA GAS & ELECTRIC CO | 74145 | | 424B5[html] FWP[html] |
| OLD POINT FINANCIAL CORP | 740971 | NASDAQ:OPOF | 4[html] 8-K[html] |
| OLSON W KREGG | 1276257 | | 4[html] |
| OMNICELL, Inc | 926326 | NASDAQ:OMCL | 4[html] |
| OMNOVA SOLUTIONS INC | 1090061 | NYSE:OMN | 4[html] 4[html] |
| ON TRACK INNOVATIONS LTD | 1021604 | NASDAQ:OTIV | 6-K[html] |
| ONEAMERICA FUNDS INC | 853618 | | N-Q[html] |
| OPPENHEIMER AMT FREE NEW YORK MUNICIPALS | 748009 | | N-CSRS[html] |
| OPPENHEIMER BALANCED FUND | 729968 | | N-CSRS[html] |
| OPPENHEIMER CHAMPION INCOME FUND | 820120 | | N-CSRS[html] |
| OPPENHEIMER DISCOVERY FUND | 777547 | | N-CSRS[html] |
| OPPENHEIMER GLOBAL FUND | 74658 | | N-CSRS[html] |
| OPPENHEIMER GLOBAL OPPORTUNITIES FUND | 861457 | | N-CSRS[html] |
| OPPENHEIMER GLOBAL STRATEGIC INCOME FUND | 850134 | | N-CSRS[html] |
| OPPENHEIMER INTERNATIONAL BOND FUND | 939800 | | N-CSRS[html] |
| OPPENHEIMER LTD TERM GOVERNMENT FUND | 788303 | | N-CSRS[html] |
| OPPENHEIMER MASTER EVENT-LINKED BOND FUND, LLC | 1433742 | | N-CSRS[html] |
| OPPENHEIMER MUNICIPAL FUND | 799102 | | N-CSRS[html] |
| OPPENHEIMER ROCHESTER INTERMEDIATE TERM MUNICIPAL FUND | 1417386 | | N-CSRS[html] |
| ORAN STUART I | 1017974 | | 3[html] |
| ORASURE TECHNOLOGIES INC | 1116463 | NASDAQ:OSUR | 4[html] |
| ORB Automotive | 1381805 | | 8-K[html] |
| ORBIT INTERNATIONAL CORP | 74818 | NASDAQ:ORBT | 4[html] |
| ORBOTECH LTD | 749037 | NASDAQ:ORBK | 6-K[html] |
| OSBORNE RICHARD M | 923589 | | 4[html] |
| OSKIN DAVID W | 1190086 | | 4[html] |
| OTELCO INC. | 1288359 | NASDAQ:OTT | 4[html] |
| OVERLAND STORAGE INC | 889930 | NASDAQ:OVRL | EFFECT[html] |
| OVERSTOCK.COM, INC | 1130713 | NASDAQ:OSTK | 8-K/A[html] |
| OWEN MARC E | 1197897 | | 4[html] |
| OXIS INTERNATIONAL INC | 109657 | | 4[html] |
| Oak Valley Bancorp | 1431567 | NASDAQ:OVLY | 4[html] |
| Oaktree Capital Group Holdings GP, LLC | 1403525 | | 3[html] |
| Oaktree Capital Group Holdings, L.P. | 1403527 | | 3[html] |
| Oaktree Capital Group, LLC | 1403528 | | 3[html] |
| Oaktree Capital I, L.P. | 1403530 | | 3[html] |
| Oaktree Holdings, Inc. | 1403382 | | 3[html] |
| Obernier Robert | 1338919 | | 4[html] |
| Oboy Scott A | 1343472 | | 4[html] |
| Ohana Laurent | 1332459 | | 4[html] |
| Olli Amy Fliegelman | 1375103 | | 4[html] |
| Omdan Consulting & Instructing Ltd. | 1521264 | | SC 13G[html] |
| Omega Navigation Enterprises, Inc. | 1324915 | NASDAQ:ONAV | 6-K[html] |
| Oppenheimer Rochester Arizona Municipal Fund | 1357434 | | N-CSR[html] |
| Oppenheimer Rochester Maryland Municipal Fund | 1357435 | | N-CSR[html] |
| Oppenheimer Rochester Massachusetts Municipal Fund | 1357433 | | N-CSR[html] |
| Oppenheimer Rochester Michigan Municipal Fund | 1357432 | | N-CSR[html] |
| Oppenheimer Rochester Minnesota Municipal Fund | 1357431 | | N-CSR[html] |
| Oppenheimer Rochester Ohio Municipal Fund | 1357428 | | N-CSR[html] |
| Oppenheimer Rochester Virginia Municipal Fund | 1357429 | | N-CSR[html] |
| Options Media Group Holdings, Inc. | 1413993 | | 8-K[html] |
| Oritani Financial Corp | 1483195 | NASDAQ:ORIT | 4[html] |
| Orlov George | 1312332 | | 4[html] |
| Osterkorn Eugene A | 1333768 | | 4[html] |
| Ott Alexander | 1496305 | | 4[html] |
| Otten Anthony L. | 1450795 | | 4[html] |
| Owen Russell Hartley | 1492235 | | 4[html] |
| Ozeroff Christopher David | 1454996 | | 4[html] |
| P/E Funds Ltd - Class A Shares | 1521010 | | D[html] |
| PAA NATURAL GAS STORAGE LP | 1481506 | | 8-K[html] |
| PACE SELECT ADVISORS TRUST | 930007 | | 497[html] |
| PACHOLEC FRANK | 1229293 | | 4[html] |
| PACIFIC CONTINENTAL CORP | 1084717 | NASDAQ:PCBK | 4[html] |
| PACIFIC SUNWEAR OF CALIFORNIA INC | 874841 | NASDAQ:PSUN | 8-K[html] |
| PACIFIC WEBWORKS INC | 1086303 | | 8-K[html] |
| PACWEST BANCORP | 1102112 | NASDAQ:PACW | 8-K[html] |
| PADOVANI ROBERTO | 1191314 | | 4[html] |
| PAIN THERAPEUTICS INC | 1069530 | | 8-K[html] |
| PALMEDO PHILIP F | 1244374 | | 4[html] |
| PALMER TERRY M | 1205289 | | 4[html] |
| PALOMAR MEDICAL TECHNOLOGIES INC | 881695 | NASDAQ:PMTI | 8-K[html] |
| PANERA BREAD CO | 724606 | NASDAQ:PNRA | 4[html] |
| PARK DENNIS S | 1368448 | | 4[html] |
| PARK OHIO HOLDINGS CORP | 76282 | | 4[html] |
| PARKWAY PROPERTIES INC | 729237 | NYSE:PKY NYSE:PKY^D | 4[html] |
| PARSOW ALAN S | 1271381 | | 4[html] |
| PASQUESI JOHN M | 1227099 | | 4[html] |
| PASSPORT POTASH INC | 1508128 | | D[html] |
| PATTAROZZI RICHARD A | 1194160 | | 4[html] |
| PC CONNECTION INC | 1050377 | NASDAQ:PCCC | ARS[html] |
| PC TEL INC | 1057083 | | 8-K/A[html] |
| PDL BIOPHARMA, INC. | 882104 | NASDAQ:PDLI | 8-K[html] |
| PEABODY ENERGY CORP | 1064728 | NYSE:BTU | 4[html] |
| PEARSON KEVIN J | 1245781 | | 4[html] |
| PELLOW JAMES P | 1207482 | | 4[html] |
| PENN SERIES FUNDS INC | 702340 | | N-Q[html] |
| PENNICHUCK CORP | 788885 | NASDAQ:PNNW | SC 13D/A[html] |
| PEOPLES BANCORP INC/MD | 1060244 | | 8-K[html] |
| PEOPLESTRING CORP | 1455819 | | 8-K[html] |
| PEPCO HOLDINGS INC | 1135971 | | 8-K[html] |
| PEPSICO INC | 77476 | NYSE:PEP | 4[html] 4[html] SC 13D/A[html] |
| PERFICIENT INC | 1085869 | NASDAQ:PRFT | 11-K[html] |
| PERKINSON ROBERT E JR | 1199121 | | 4[html] |
| PERRIGO CO | 820096 | NASDAQ:PRGO | 4[html] |
| PERUSAHAAN PERSEROAN PERSERO PT TELEKOMUNIKASI INDONESIA TBK | 1001807 | | 6-K[html] |
| PERVASIP CORP | 90721 | | 4[html] |
| PETTIT WILLIAM W | 1230748 | | 5[html] |
| PG&E CORP | 1004980 | | 4[html] |
| PHC INC /MA/ | 915127 | | 425[html] 425[html] |
| PHILADELPHIA STOCK EXCHANGE INC | 876798 | | 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] |
| PICO HOLDINGS INC /NEW | 830122 | | 4[html] |
| PILGRIM LONNIE A | 1256662 | | 4[html] |
| PILGRIMS PRIDE CORP | 802481 | | 4[html] |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | 1181504 | NYSE:PZC | NSAR-A[html] |
| PIMCO FUNDS | 810893 | | 497[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| PIMCO MUNICIPAL INCOME FUND III | 1181506 | NYSE:PMX | NSAR-A[html] |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III | 1181505 | NYSE:PYN | NSAR-A[html] |
| PIMI AGRO CLEANTECH, INC. | 1463191 | | SC 13G[html] |
| PINNACLE WEST CAPITAL CORP | 764622 | NYSE:PNW | 8-K[html] |
| PINTO MICHAEL P | 1245785 | | 4[html] |
| PIONEER BANCORP, INC. | 1453897 | | D[html] |
| PIXELWORKS, INC | 1040161 | NASDAQ:PXLW | 4[html] |
| PIZZI CHARLES P | 1192898 | | 4[html] |
| PLAINS ALL AMERICAN PIPELINE LP | 1070423 | | 8-K[html] |
| PLUG POWER INC | 1093691 | NASDAQ:PLUG | 424B5[html] |
| PMC SIERRA INC | 767920 | | 4[html] |
| POF Spirit Foreign Holdings, LLC | 1521308 | | 3[html] |
| POGUE JERRY | 1195138 | | 4[html] |
| POLARIS INDUSTRIES INC/MN | 931015 | | 4/A[html] |
| PONS ROBERT M | 1274520 | | 4[html] |
| POPS RICHARD F | 1126490 | | 4[html] |
| PORTUGAL TELECOM SGPS SA | 944747 | | 6-K[html] |
| POST DATA, INC. | 1520320 | | S-1[html] |
| POTASH AMERICA, INC. | 1431880 | | 8-K[html] |
| POWELL INDUSTRIES INC | 80420 | NASDAQ:POWL | 8-K[html] |
| POWER PURCHASING INC | 1075363 | | S-4/A[html] |
| POWERDYNE INTERNATIONAL, INC. | 1435617 | | 10-Q[html] |
| POWERSHARES EXCHANGE TRADED FUND TRUST | 1209466 | | 497[html] |
| POWRTEC CORP | 1387673 | | 8-K[html] |
| PPC INC | 1045544 | | EFFECT[html] |
| PPLUS Trust Series GSC-2 | 1294808 | | 8-K[html] |
| PPR S.A. | 1142252 | | SC TO-T/A[html] |
| PREMIER EXHIBITIONS, INC. | 796764 | NASDAQ:PRXI | 10-K[html] 8-K[html] |
| PRICE LINDEN H | 1182286 | | 4[html] |
| PRIDE INTERNATIONAL INC | 833081 | NYSE:PDE | 4[html] 425[html] 8-K[html] |
| PRINCIPAL CAPITAL I | 1272325 | | S-3ASR[html] |
| PRINCIPAL CAPITAL II | 1272326 | | S-3ASR[html] |
| PRINCIPAL CAPITAL III | 1272327 | | S-3ASR[html] |
| PRINCIPAL FINANCIAL GROUP INC | 1126328 | NYSE:PFG NYSE:PFG^B | S-3ASR[html] |
| PRINCIPAL FINANCIAL SERVICES INC | 1094589 | | S-3ASR[html] |
| PRIVATEBANCORP, INC | 889936 | NASDAQ:PVTB NASDAQ:PVTBP | DEFA14A[html] |
| PROASSURANCE CORP | 1127703 | | 4[html] |
| PROFIT FUNDS INVESTMENT TRUST | 1016887 | | NSAR-A[html] |
| PROGRESS ENERGY INC | 1094093 | NYSE:FPC^A NYSE:PGN | 10-K/A[html] |
| PROSPERITY BANCSHARES INC | 1068851 | NASDAQ:PRSP | 4[html] |
| PROVIDENCE SERVICE CORP | 1220754 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PRUCHANSKY STEVEN R | 1223427 | | 3[html] |
| PRUDENTIAL PLC | 1116578 | | 6-K[html] |
| PRYSTASH DAVID J | 1366890 | | 4[html] |
| PS Management GP, LLC | 1336477 | | 4[html] |
| PUBLIC SERVICE CO OF NEW MEXICO | 81023 | | S-3/A[html] |
| PULSE ELECTRONICS CORP | 96763 | NYSE:TNL | 8-K[html] |
| PUTNAM INVESTMENT MANAGEMENT LLC | 81273 | | 13F-HR/A[html] |
| Pace George W. | 1521504 | | 3[html] |
| Pacific Airport Group | 1347557 | | 6-K[html] |
| Pacific West Financial Consultants, Inc. | 1324653 | | 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] 13F-HR[html] |
| Pak Young | 1301738 | | 4[html] |
| Palafox Joint Venture | 1395075 | | 424B5[html] |
| Palm Joseph P. | 1521496 | | 3[html] |
| Parex Resources Inc. | 1506666 | | D[html] |
| Park Ronald | 1466285 | | 4[html] |
| Parker Geoffrey M. | 1491874 | | 4[html] |
| Parker Jesse L | 1380566 | | 4[html] |
| Patton Albertson & Miller, LLC | 1511037 | | 13F-HR[html] |
| Pauls Louis E Jr | 1465656 | | 4[html] |
| Paulsen Chett B | 1437045 | | 4[html] |
| Paulsen Richard B | 1436030 | | 4[html] |
| People's United Financial, Inc. | 1378946 | NASDAQ:PBCT | 4[html] |
| Peoples Federal Bancshares, Inc. | 1485964 | | 4[html] |
| Perfect World Co., Ltd. | 1403849 | NASDAQ:PWRD | 6-K[html] |
| Pershing Square Capital Management, L.P. | 1336528 | | 4[html] |
| Pershing Square GP, LLC | 1336476 | | 4[html] |
| Philip Morris International Inc. | 1413329 | NYSE:PM | 4[html] |
| Phillips Donald James II | 1323982 | | 4[html] |
| Pinnacle Foods Finance LLC | 1420566 | | 8-K[html] |
| Plymouth Oil Company, L.L.C. | 1521544 | | D[html] |
| Porter Tracy L | 1483268 | | 4[html] |
| Powell Donald E | 1429883 | | 4[html] |
| Powell William Howard | 1299373 | | 4[html] |
| PowerShares Exchange-Traded Fund Trust II | 1378872 | NASDAQ:PAGG NASDAQ:PBTQ NASDAQ:PKOL NASDAQ:PSAU NASDAQ:PSTL NASDAQ:PTRP | 497[html] |
| Priestly Kay G | 1360864 | | 4[html] |
| Private Brands, Ltd. | 1488849 | | S-4/A[html] |
| Prosperitas Real Estate Partners III (A), L.P. | 1500753 | | D/A[html] |
| Prosperitas Real Estate Partners III (B), L.P. | 1500825 | | D/A[html] |
| Prosperitas Real Estate Partners III, L.P. | 1494020 | | D/A[html] |
| Pueblo Holdings Inc | 1405889 | | 424B5[html] |
| Pueblo Midstream Gas Corp | 1405887 | | 424B5[html] |
| Pugh Gordon G | 1376545 | | 4[html] |
| Puravita Corp | 1515620 | | S-1/A[html] |
| Pyenson Eric J. | 1520778 | | 4[html] |
| QC Energy Resources, Inc. | 1075365 | | S-4/A[html] |
| QCR HOLDINGS INC | 906465 | NASDAQ:QCRH | 4[html] 4[html] |
| QD CAPITAL CORP | 1271103 | | S-4/A[html] |
| QD Risk Services, Inc. | 1478115 | | S-4/A[html] |
| QKL Stores Inc. | 808047 | | POS AM[html] |
| QLIK TECHNOLOGIES INC | 1305294 | | 4[html] 8-K[html] |
| QLOGIC CORP | 918386 | NASDAQ:QLGC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| QNB CORP | 750558 | | 8-K[html] |
| QR Loyalty Systems INC | 1521441 | | D[html] |
| QUAINT OAK BANCORP INC | 1391933 | | 10-Q/A[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| QUALA SYSTEMS INC | 1075358 | | S-4/A[html] |
| QUALCOMM INC/DE | 804328 | | 4[html] 8-K[html] |
| QUALITY CARRIERS INC | 1075372 | | S-4/A[html] |
| QUALITY DISTRIBUTION INC | 922863 | NASDAQ:QLTY | 8-K[html] S-4/A[html] |
| QUALITY DISTRIBUTION LLC | 1178994 | | S-4/A[html] |
| QUALSTAR CORP | 758938 | NASDAQ:QBAK | 4[html] |
| QUALTERS IRENE M | 1220566 | | 4[html] |
| Qihoo 360 Technology Co Ltd | 1508913 | | S-8[html] |
| Quamtel, Inc. | 1122991 | | 10-Q[html] |
| Quercus Trust | 1403463 | | 4[html] |
| R.V.B. Holdings Ltd | 1064411 | | 6-K[html] SC 13D/A[html] |
| RA CAPITAL MANAGEMENT, LLC | 1346824 | | SC 13G[html] |
| RADIANT SYSTEMS INC | 845818 | NASDAQ:RADS | 4[html] |
| RADIENT PHARMACEUTICALS Corp | 838879 | AMEX:ADL | 8-K[html] |
| RADIO ONE, INC. | 1041657 | NASDAQ:ROIA NASDAQ:ROIAK | 8-K[html] |
| RADISYS CORP | 873044 | NASDAQ:RSYS | 8-K[html] |
| RADY ERNEST S | 1221359 | | 4[html] |
| RAE SYSTEMS INC | 1084876 | AMEX:RAE | 8-K[html] |
| RAMTRON INTERNATIONAL CORP | 849502 | NASDAQ:RMTR | EFFECT[html] |
| RAND CAPITAL CORP | 81955 | NASDAQ:RAND | 8-K[html] |
| RAPPAPORT ANDREW | 1162157 | | 4[html] |
| RASER TECHNOLOGIES INC | 1103078 | NYSE:RZ | 8-K[html] |
| RAVEN INDUSTRIES INC | 82166 | NASDAQ:RAVN | 3[html] |
| RAYONIER INC | 52827 | NYSE:RYN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| RBC FUNDS TRUST | 1272950 | | NSAR-A[html] |
| READING INTERNATIONAL INC | 716634 | AMEX:RDI AMEX:RDI/B | 8-K[html] 8-K[html] |
| REAL ESTATE ASSOCIATES LTD III | 318986 | | 8-K[html] |
| REDDICK FRANK | 1168217 | | 4[html] |
| REDDY ICE HOLDINGS INC | 1268984 | NYSE:FRZ | 4[html] |
| REDIFF COM INDIA LTD | 1103783 | NASDAQ:REDF | 6-K[html] |
| REED DEBRA L | 1225947 | | 4[html] |
| REED ELSEVIER NV | 929872 | NYSE:ENL | 6-K[html] |
| REED ELSEVIER PLC | 929869 | NYSE:RUK | 6-K[html] |
| REES NIGEL A | 1199775 | | 4[html] |
| REGIONS FINANCIAL CORP | 1281761 | | 8-K[html] |
| REHABCARE GROUP INC | 812191 | NYSE:RHB | 425[html] |
| REINSURANCE GROUP OF AMERICA INC | 898174 | NYSE:RGA NYSE:RGA^A | 424B5[html] 8-K[html] FWP[html] |
| RETAIL VENTURES INC | 874444 | NYSE:RVI | 425[html] |
| RETRACTABLE TECHNOLOGIES INC | 946563 | AMEX:RVP | 8-K[html] |
| REVA Medical, Inc. | 1496268 | | 8-K[html] 8-K[html] |
| REYNOLDS MICHAEL | 1224808 | | 4[html] |
| RFID Global Solution Inc | 1338335 | | D[html] D[html] D/A[html] |
| RHJ International SA | 1513271 | | 13F-HR[html] |
| RICHARDSON DAVID M | 1230749 | | 5[html] |
| RIGHTNOW TECHNOLOGIES INC | 1111247 | NASDAQ:RNOW | 4[html] 4[html] |
| RISS PAUL H | 1191257 | | 4[html] |
| ROBERTSON SANFORD | 1250105 | | 4[html] |
| ROBINSON TANYA D | 1278639 | | 4[html] |
| ROBINSON WARREN L | 1195507 | | 4[html] |
| ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 785815 | NASDAQ:RMCF | 10-K[html] |
| ROGERS JOHN W JR | 938885 | | 4[html] |
| ROMA FINANCIAL CORP | 1355823 | NASDAQ:ROMA | 4[html] |
| ROSENTRATER ELDON P | 1263565 | | 4[html] |
| ROSS STEVEN D | 1189415 | | 4[html] |
| ROTHBLATT MARTINE A | 1106578 | | 4[html] |
| ROTHWELL ALLAN R | 1240443 | | 4[html] |
| ROWLAND G JOYCE | 1228379 | | 4[html] |
| ROYAL BANK OF CANADA \ | 1000275 | NYSE:RY | 424B2[html] FWP[html] |
| ROYAL BANK OF SCOTLAND GROUP PLC | 844150 | | 424B5[html] 424B5[html] |
| ROYAL BANK OF SCOTLAND PLC | 729153 | | 424B5[html] 424B5[html] |
| RPM INTERNATIONAL INC/DE/ | 110621 | | 424B5[html] FWP[html] |
| RS INVESTMENT TRUST | 814232 | | N-Q[html] |
| RS Variable Products Trust | 1363565 | | N-Q[html] |
| RUDNICK SETH | 1184420 | | 3[html] |
| RUHLMANN JOHN J | 1231554 | | 4[html] |
| RURAL/METRO CORP /DE/ | 906326 | | 4[html] |
| RUSSELL DONALD | 1274549 | | 4[html] |
| RUSSO GUY M | 1207891 | | 3[html] |
| RYBURN HARRY L | 1235482 | | 4[html] |
| Rabinovitsj Daniel A | 1325243 | | 4[html] |
| Radius Health, Inc. | 1428522 | | 3[html] 8-K[html] |
| Raffone Lawrence M. | 1486875 | | 4[html] |
| Ramdial Krishna | 1460527 | | 3[html] |
| Rapisarda Paul Howard | 1487846 | | 4[html] |
| Rassaby Alan A | 1298993 | | 4[html] |
| Recreational Water Products, Inc. | 1358930 | | S-4/A[html] |
| Red 5 Ltd | 1503475 | | EFFECT[html] |
| Regency Energy Finance CORP | 1394929 | | 424B5[html] |
| Regency Energy Partners LP | 1338613 | NASDAQ:RGNC | 424B5[html] |
| Regency Field Services LLC | 1394584 | | 424B5[html] |
| Regency Gas Marketing LLC | 1394572 | | 424B5[html] |
| Regency Gas Services LP | 1394577 | | 424B5[html] |
| Regency Gas Utility LLC | 1394587 | | 424B5[html] |
| Regency Haynesville Intrastate Gas LLC | 1503190 | | 424B5[html] |
| Regency Liquids Pipeline LLC | 1394575 | | 424B5[html] |
| Regency Midcontinent Express LLC | 1503192 | | 424B5[html] |
| Regency Midcontinent Express Pipeline I LLC | 1503193 | | 424B5[html] |
| Regency Midstream LLC | 1521258 | | 424B5[html] |
| Regency OLP GP LLC | 1394931 | | 424B5[html] |
| Regency Texas Pipeline LLC | 1521259 | | 424B5[html] |
| Restivo James P | 1427813 | | 4[html] |
| Reversion Capital Partners, L.P. | 1521226 | | D[html] |
| Rhone Trustees (Bahamas) Ltd | 1399533 | | 4[html] |
| Richard Carl | 1312917 | | 4[html] |
| Richmond Hill Capital Partners, LP | 1501574 | | D[html] |
| Ridder Paul D | 1398947 | | 4[html] |
| Riley Jr. Gilbert N | 1472308 | | 4[html] |
| Rizzo Charles | 1403560 | | 3[html] |
| Roadrunner Transportation Systems, Inc. | 1440024 | | SC 13D[html] |
| Robinson Craig A | 1447334 | | 4[html] |
| Robinson Roy | 1429796 | | 4[html] |
| Rock-Tenn CO | 230498 | NYSE:RKT | 425[html] 8-K[html] |
| Rockville Financial, Inc. /CT/ | 1501364 | | 4[html] |
| Rockwood Holdings, Inc. | 1315695 | NYSE:ROC | 8-K[html] |
| Roland Sheryl | 1384425 | | 3[html] |
| Rovi Corp | 1424454 | NASDAQ:MVSN | 8-K[html] |
| Royal Dutch Shell plc | 1306965 | NYSE:RDS/A NYSE:RDS/B | 6-K[html] 6-K[html] |
| Russo Gregory A | 1445134 | | 3[html] |
| Ryan Jon | 1521391 | | 3[html] |
| S Y BANCORP INC | 835324 | NASDAQ:SYBT NASDAQ:SYBTP | 4[html] |
| SAKS DAVID | 1464765 | | 4[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SALOVAARA KRISTIAN ROBERT | 1373822 | | 4[html] |
| SALTON RUSSELL A III | 1230750 | | 5[html] |
| SANDELL ASSET MANAGEMENT CORP | 1140474 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| SANDERFORD ROBIN | 1182846 | | 4[html] |
| SANDERS GEORGE/ | 1197636 | | 4[html] |
| SANDERSON FARMS INC | 812128 | NASDAQ:SAFM | 10-Q[html] |
| SANDRIDGE ENERGY INC | 1349436 | NYSE:SD | 4[html] |
| SANFILIPPO JOHN B & SON INC | 880117 | | 4[html] 4[html] |
| SANMINA-SCI CORP | 897723 | NASDAQ:SANM | 10-K/A[html] |
| SANTONA GLORIA | 1179714 | | 4[html] |
| SARATOGA ADVANTAGE TRUST | 924628 | | N-14[html] |
| SAUER JON W | 1242236 | | 4[html] |
| SAUNDERS PETER A A | 1060868 | | 4[html] |
| SAVVIS, Inc. | 1058444 | NASDAQ:SVVS | 4[html] 4[html] 4[html] 425[html] 425[html] |
| SAXE JON S | 1114914 | | 4[html] |
| SAYLOR MICHAEL J | 1079782 | | 4[html] 4[html] |
| SCANLON JOHN G | 1385527 | | 4[html] |
| SCBT FINANCIAL CORP | 764038 | NASDAQ:SCBT | 8-K[html] |
| SCHATZ DOUGLAS S | 1007705 | | 4[html] |
| SCHIAVONE SALVATORE | 1236461 | | 3[html] |
| SCHLACHTER HARRY | 1403787 | | 4[html] |
| SCHMIDT ERIC E | 1242463 | | 4[html] |
| SCHMITT ANDREW B | 1232201 | | 4[html] |
| SCHROEDER PAUL J JR | 1180001 | | 4[html] |
| SCHULMEISTER CURT T | 1403492 | | 4[html] |
| SCHUMACHER ROBERT L | 1199122 | | 4[html] |
| SCHWAB INVESTMENTS | 869365 | | NSAR-A/A[html] |
| SCHWARZ HERMAN MARK | 1465134 | | 4[html] |
| SCHWARZ MARK E | 1208889 | | 4[html] |
| SCHWENCK PRICE W | 1091441 | | 4[html] |
| SCICLONE PHARMACEUTICALS INC | 880771 | NASDAQ:SCLN | 4[html] 4[html] 4[html] |
| SCIENTIFIC LEARNING CORP | 1042173 | NASDAQ:SCIL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SCOTT GLORIA R | 1189983 | | 4/A[html] |
| SCOTTS LIQUID GOLD INC | 88000 | | 8-K[html] |
| SCUDDER MICHAEL L | 1199246 | | 4[html] 4/A[html] |
| SCULLEY ANDREW GEORGE JR | 1436271 | | 4[html] |
| SEARS HOLDINGS CORP | 1310067 | NASDAQ:SHLD | S-4/A[html] |
| SEARS ROEBUCK & CO | 319256 | | S-4/A[html] |
| SEARS ROEBUCK ACCEPTANCE CORP | 88255 | | S-4/A[html] |
| SEATTLE GENETICS INC /WA | 1060736 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SECOND CURVE CAPITAL LLC | 1136704 | | 4[html] |
| SEGEL SETH R | 1244412 | | 4[html] |
| SEIF MARGARET K | 1206591 | | 4[html] |
| SEKSAY EDWARD H | 1207220 | | 4[html] |
| SELZER MICHAEL M | 1196450 | | 4[html] |
| SEMPRA ENERGY | 1032208 | NYSE:SRE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SEMTECH CORP | 88941 | NASDAQ:SMTC | ARS[html] |
| SHARPS COMPLIANCE CORP | 898770 | | 3[html] 8-K[html] |
| SHAW COMMUNICATIONS INC | 932872 | NYSE:SJR | 6-K[html] |
| SHEA CONSTANCE C | 1242228 | | 4[html] |
| SHEAHAN DENIS K | 1207221 | | 4[html] |
| SHEARES BRADLEY T | 1181183 | | 4[html] |
| SHELDON CRAIG A | 1244419 | | 4[html] |
| SHEPARD GREGORY M | 1065833 | | 4[html] SC 13D/A[html] |
| SHIH WILLY C | 1191547 | | 4[html] |
| SHIMA RICHARD J | 1230752 | | 5[html] |
| SHINNECOCK FUTURES FUND LP | 1144377 | | D/A[html] |
| SHOTT MICHAEL R | 1519437 | | 4[html] |
| SHOULAK JUDITH A | 1268907 | | 4[html] |
| SILGAN HOLDINGS INC | 849869 | NASDAQ:SLGN | 4[html] |
| SIMANDL ROBERT H | 1231699 | | 4[html] |
| SIMMONS FIRST NATIONAL CORP | 90498 | NASDAQ:SFNC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| SIMMONS HAROLD C | 1037854 | | 4[html] |
| SIMON NICHOLAS X | 1193303 | | 4[html] |
| SIMON SHARI | 1504159 | | 4[html] |
| SINGAPORE FUND INC/MD/ | 864415 | | 40-17F2[html] |
| SINOCOKING COAL & COKE CHEMICAL INDUSTRIES, INC. | 1099290 | AMEX:AAC | 8-K[html] |
| SINOHUB, INC. | 1406574 | | 10-K/A[html] |
| SKY DIGITAL STORES CORP. | 1375483 | | SC 13D[html] SC 13D[html] |
| SKYSTAR BIO-PHARMACEUTICAL CO | 1076939 | | 8-K[html] |
| SLATER A JOSEPH JR | 1238316 | | 4[html] |
| SLM CORP | 1032033 | NYSE:ISM NYSE:JSM NYSE:OSM NYSE:SLM NYSE:SLM^A NYSE:SLM^B | 8-K[html] |
| SLM FUNDING LLC | 949114 | | 424B5[html] FWP[html] |
| SLM Student Loan Trust 2011-2 | 1510873 | | 424B5[html] FWP[html] |
| SMITH GARY B | 1032553 | | 4[html] |
| SMITH MICHELLE L | 1175538 | | 4[html] |
| SMITH NICHOLAS R | 1265617 | | 4[html] |
| SMITH ROLAND | 1036513 | | 4[html] |
| SMTC CORP | 1108320 | NASDAQ:SMTX | 4[html] |
| SNELL MARK A | 1301094 | | 4[html] |
| SNYDER'S-LANCE, INC. | 57528 | NASDAQ:LNCE | 4[html] |
| SOCKET MOBILE, INC. | 944075 | NASDAQ:SCKT | 4[html] |
| SOE Inc. | 1488939 | | S-4/A[html] |
| SOLAR ENERTECH CORP | 1307873 | | 3[html] |
| SOLARFLARE COMMUNICATIONS INC | 1138621 | | D[html] |
| SOLAZYME INC | 1311230 | | 8-A12B[html] CERTNAS[html] |
| SONDE RESOURCES CORP. | 1177470 | AMEX:SNG | 6-K[html] |
| SOOK PERRY A | 1250261 | | 4[html] |
| SOPHROSYNE TECHNOLOGY PARTNERS LTD | 1369500 | | D/A[html] |
| SOUNDBITE COMMUNICATIONS INC | 1163698 | NASDAQ:SDBT | 8-K/A[html] |
| SOUTHERN MICHIGAN BANCORP INC | 703699 | | 8-K[html] |
| SOUTHERN UNION CO | 203248 | NYSE:SUG NYSE:SUG^C | 8-K[html] |
| SOUTHSIDE BANCSHARES INC | 705432 | NASDAQ:SBSI | 4[html] |
| SOUTHWEST AIRLINES CO | 92380 | NYSE:LUV | 8-K[html] |
| SPHERIX INC | 12239 | NASDAQ:SPEX | 8-K[html] |
| SPYCHALA MICHAEL R | 1245790 | | 4[html] |
| SQUIRES BURT | 1180006 | | 4[html] |
| STAFFORD RANDALL A | 1246504 | | 4[html] |
| STAFFORD WILLIAM P | 1199629 | | 4[html] |
| STAFFORD WILLIAM P II | 1199628 | | 4[html] |
| STAMPS.COM INC | 1082923 | NASDAQ:STMP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STANFIELD MICHAEL R | 1279418 | | 4[html] |
| STARFIELD RESOURCES INC | 1074795 | | 6-K[html] |
| STATE BIRD PROVISIONS LLC | 1521482 | | D[html] |
| STATE STREET Corp | 93751 | NYSE:STT | 8-K[html] |
| STEC, INC. | 1102741 | NASDAQ:STEC | 8-K[html] |
| STEEL DYNAMICS INC | 1022671 | NASDAQ:STLD | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
| STEEL PARTNERS II LP | 915653 | | 4[html] |
| STEELCASE INC | 1050825 | NYSE:SCS | 4[html] 4[html] |
| STEIN MART INC | 884940 | NASDAQ:SMRT | 8-K[html] |
| STEINOUR STEPHEN D | 1213991 | | 4[html] |
| STEPAN CO | 94049 | NYSE:SCL NYSE:SCL^ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STEPAN F QUINN | 1105432 | | 4[html] |
| STEPHENS INC /AR/ | 757657 | | 13F-HR[html] |
| STEPHENS WARREN A | 1187376 | | 4[html] |
| STERLING GROUP VENTURES INC | 1175416 | | 8-K[html] 8-K[html] |
| STEVENS ALLEN L | 1174628 | | 4[html] |
| STEVENS TERRY L | 1230457 | | 4[html] |
| STONE ENERGY CORP | 904080 | NYSE:SGY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STOUT DAVID M | 1237794 | | 4[html] |
| STRANDJORD M JEANNINE | 1193824 | | 4[html] |
| STRATEGIC GLOBAL INVESTMENTS INC | 823187 | | D/A[html] |
| STRATEGIC HOTELS & RESORTS, INC | 1057436 | NYSE:BEE NYSE:BEE^A NYSE:BEE^B NYSE:BEE^C | 8-K[html] |
| STREET JAMES E | 1015883 | | 4[html] 4[html] 4[html] 4[html] |
| STRICKLER DAVID Z JR | 1488308 | | 4[html] |
| SUBAYE, INC. | 1139570 | | 8-K[html] |
| SUFFOLK BANCORP | 754673 | NASDAQ:SUBK | 8-K[html] |
| SULLIVAN JUSTIN | 1229167 | | 4[html] |