| Company | CIK | Ticker Symbol | Document |
| SULLIVAN THOMAS D | 1417490 | | 4[html] |
| SUMMIT FINANCIAL GROUP INC | 811808 | NASDAQ:SMMF | 3[html] 3[html] 3[html] 8-K[html] |
| SUN GORDMANS, LP | 1496420 | | SC 13G[html] |
| SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | SC TO-T/A[html] |
| SUNSHINE SILVER MINES Corp | 1517006 | | D[html] |
| SUPER TEST PETROLEUM INC | 1045545 | | EFFECT[html] |
| SUPERIOR ENERGY SERVICES INC | 886835 | NYSE:SPN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 4[html] |
| SUPERLIGHT INC | 1514514 | | S-1[html] |
| SURGICARE OF MINNEAPOLIS, LTD. | 1141489 | | D[html] |
| SUSQUEHANNA BANCSHARES INC | 700863 | NYSE:SUS^A NASDAQ:SUSQ | 8-K[html] |
| SYSCO CORP | 96021 | NYSE:SYY | 4[html] |
| Sabre Industries, Inc. | 1490224 | | CERTNAS[html] |
| Salient MLP & Energy Infrastructure Fund | 1513970 | | 40-17G[html] CERTNYS[html] N-2/A[html] |
| Samuel Sato M | 1393866 | | 4[html] |
| Sanofi | 1121404 | NYSE:SNY | POSASR[html] |
| Sawtell Michael A | 1306014 | | 4[html] |
| Scapparone Horacio | 1521493 | | 3[html] |
| Scheib Joseph H | 1310436 | | 4[html] |
| Schmale Neal E | 1191641 | | 4[html] |
| Schmidtlein Michael J | 1345053 | | 4[html] |
| Schultz Scott | 1515055 | | 3[html] |
| Schwartz Brad E | 1208395 | | 4[html] |
| Schwartz Steven | 1379533 | | 4[html] |
| Scodari Joseph C | 1319892 | | 4[html] |
| Scott Robert L | 1511631 | | 4[html] 4[html] |
| Scripps Networks Interactive, Inc. | 1430602 | NYSE:SNI | 8-K[html] |
| Sears Authorized Hometown Stores, LLC | 1488850 | | S-4/A[html] |
| Sears Brands Management Corp | 1488916 | | S-4/A[html] |
| Sears Holdings Management Corp | 1488979 | | S-4/A[html] |
| Sears Home Appliance Showrooms, LLC | 1488915 | | S-4/A[html] |
| Sears Home Improvement Products, Inc. | 1488963 | | S-4/A[html] |
| Sears Outlet Stores, L.L.C. | 1488851 | | S-4/A[html] |
| Sears Protection Co | 1488853 | | S-4/A[html] |
| Sears Protection Co (Florida), L.L.C. | 1488852 | | S-4/A[html] |
| Sears, Roebuck de Puerto Rico, Inc. | 1488854 | | S-4/A[html] |
| Seaspan CORP | 1332639 | NYSE:SSW | 6-K[html] |
| Seattle Funding Group of California, LLC | 1521597 | | D[html] |
| Sechrist Todd M. | 1498463 | | 4[html] |
| Seeger Laureen | 1357325 | | 4[html] |
| Serengeti Lycaon Overseas Ltd | 1486013 | | D/A[html] |
| Serengeti Lycaon Partners LP | 1486012 | | D/A[html] |
| Serengeti Opportunities Ltd | 1413335 | | D/A[html] |
| Serengeti Opportunities Partners LP | 1413334 | | D/A[html] |
| Serengeti Rapax Fund Ltd | 1439416 | | D/A[html] |
| Serengeti Rapax Partners LP | 1439413 | | D/A[html] |
| Servatius Gregory | 1351355 | | 4[html] |
| Shafer Bradford J | 1302448 | | 4[html] |
| ShangPharma Corp | 1499470 | | 6-K[html] |
| Sheaffer James W | 1492234 | | 4[html] |
| Shell Brazil Holding B.V. | 1517349 | | 3[html] |
| Shen Xing | 1520146 | | 3[html] |
| Shenefelt Chris | 1421171 | | 4[html] |
| Shinnecock Futures Alpha Fund LP | 1489896 | | D/A[html] |
| Shire plc | 936402 | NASDAQ:SHPGY | EFFECT[html] |
| Shoptaw Robert L | 1375586 | | 4[html] |
| Sigbop, LLC | 1520016 | | D[html] |
| Signature Exploration & Production Corp. | 1165320 | | 8-K[html] |
| Silver Wheaton Corp. | 1323404 | NYSE:SLW | 6-K[html] |
| Simon Chantal D | 1464010 | | 4[html] |
| Sindelar David M | 1483911 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Slavitt Andrew M | 1411209 | | 4[html] |
| Smith David E | 1378591 | | SC 13D/A[html] |
| Smith David W | 1289191 | | 4[html] |
| Smith Vickie | 1436591 | | 4[html] |
| Smooth Global (China) Holdings, Inc. | 1077637 | | 10-Q[html] |
| Snap Interactive, Inc | 1355839 | | S-8[html] |
| Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | | 3/A[html] 4[html] 8-K[html] SC 13D/A[html] |
| Solar AUMHC Funding LLC | 1521305 | | D[html] |
| Solar Senior Capital Ltd. | 1508171 | | 4[html] |
| Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
| Sonora Resources Corp. | 1473591 | | 4[html] 8-K[html] |
| Southfield Hallcon Investment Corp. | 1521566 | | D[html] |
| Speirs Robert | 1421110 | | 4[html] |
| Spence Andrew B | 1496683 | | 4[html] |
| Spiegel Robert J. | 1492256 | | 4[html] |
| Spink Katharine E. | 1457130 | | 4[html] |
| Spirit Airlines, Inc. | 1498710 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] CERTNAS[html] |
| Spratt Randall N | 1333295 | | 4[html] |
| Standard Gold | 773717 | | SC 13G[html] |
| StarWest, LLC | 1488857 | | S-4/A[html] |
| Starboard Investment Trust | 1464413 | | AW[html] AW[html] |
| Steel Partners LLC | 1422282 | | 4[html] |
| Steenkamp Henri J | 1402487 | | 4[html] |
| Stelben John J | 1476019 | | 4[html] |
| Stephens Investment Management Group LLC | 1314440 | | 13F-HR[html] |
| Stinson John Michael | 1344889 | | 4[html] |
| Stock Doodle LLC | 1518573 | | EFFECT[html] |
| Stockman Michael | 1512254 | | 4[html] |
| Stonehenge LLC | 1323651 | | 3[html] |
| Strategic Mining Corp | 1490381 | | 8-K[html] |
| Sultan Ghazi | 1441346 | | 4[html] |
| SunOpta Inc. | 351834 | NASDAQ:STKL | 8-K[html] |
| SupportSave Solutions Inc | 1401475 | | 8-K[html] |
| Swisher Hygiene Inc. | 1504747 | | 4[html] |
| T. Rowe Price California Tax-Free Income Trust | 798086 | | 24F-2NT[html] |
| T. Rowe Price State Tax-Free Income Trust | 795384 | | 24F-2NT[html] |
| T. Rowe Price Tax-Efficient Funds, Inc. | 1038490 | | 24F-2NT[html] |
| T. Rowe Price Tax-Exempt Money Fund, Inc. | 315748 | | 24F-2NT[html] |
| T. Rowe Price Tax-Free High Yield Fund, Inc. | 758003 | | 24F-2NT[html] |
| T. Rowe Price Tax-Free Income Fund, Inc. | 202927 | | 24F-2NT[html] |
| T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. | 730200 | | 24F-2NT[html] |
| T3 Motion, Inc. | 1434589 | | 8-K[html] |
| TABLE TRAC INC | 1090396 | | DEF 14A[html] |
| TACHNER ADAM H | 1277629 | | 4[html] |
| TAKE TWO INTERACTIVE SOFTWARE INC | 946581 | | 8-K[html] |
| TALLIAN PETER J | 1223560 | | 4[html] |
| TAM S.A. | 1353691 | NYSE:TAM | 6-K[html] |
| TANDY BRANDS ACCESSORIES INC | 869487 | NASDAQ:TBAC | 4[html] |
| TARGET CORP | 27419 | NYSE:TGT | 3[html] |
| TASTY BAKING CO | 96412 | NASDAQ:TSTY | 25-NSE[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TAT TECHNOLOGIES LTD | 808439 | NASDAQ:TATTF | 6-K[html] |
| TAYLOR CAPITAL GROUP INC | 1025536 | NASDAQ:TAYC NASDAQ:TAYCP | 4[html] |
| TAYLOR RONALD L | 1239938 | | 4[html] |
| TAYLOR SANDRA E | 1243142 | | 4[html] |
| TEETS RICHARD P JR | 1195950 | | 4[html] |
| TELE NORTE LESTE PARTICIPACOES SA | 1066113 | | 425[html] 425[html] 425[html] 425[html] 425[html] 6-K[html] |
| TELECOM CORP OF NEW ZEALAND LTD | 875809 | NYSE:NZT | 6-K[html] 6-K[html] |
| TELEFONOS DE MEXICO S A B DE C V | 866213 | | 6-K[html] |
| TENGION INC | 1296391 | | SC 13G[html] |
| TERADYNE, INC | 97210 | NYSE:TER | 8-K[html] |
| TESORO LOGISTICS LP | 1507615 | | 8-K[html] |
| TESSCO TECHNOLOGIES INC | 927355 | NASDAQ:TESS | 10-K[html] |
| TESSERA TECHNOLOGIES INC | 1261694 | NASDAQ:TSRA | 8-K[html] |
| TETRA TECHNOLOGIES INC | 844965 | NYSE:TTI | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TFLIC SERIES LIFE ACCOUNT | 933275 | | 497[html] |
| TFS Financial CORP | 1381668 | NASDAQ:TFSL | 4[html] |
| THAYER EQUITY INVESTORS V LP | 1164105 | | SC 13D[html] |
| THE DRATEL GROUP, INC. | 314051 | | FOCUSN[html] X-17A-5[html] |
| THERAGENICS CORP | 795551 | NYSE:TGX | 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 8-K[html] |
| THERAVANCE INC | 1080014 | NASDAQ:THRX | 4[html] 4[html] 4[html] 4[html] |
| THERMO FISHER SCIENTIFIC INC. | 97745 | NYSE:TMO | 8-K[html] |
| THOMAS JEFFREY D | 1142223 | | 4[html] |
| THOMPSON SCOTT L | 1206399 | | 4[html] |
| THUNDER MOUNTAIN GOLD INC | 711034 | | DEFR14A[html] |
| TIAA CREF LIFE FUND | 1068204 | | N-Q[html] |
| TIDELANDS BANCSHARES INC | 1178409 | NASDAQ:TDBK | 4[html] |
| TIDEWATER INC | 98222 | NYSE:TDW | 8-K[html] |
| TIFF INVESTMENT PROGRAM INC | 916622 | | 497[html] |
| TIFFANY & CO | 98246 | NYSE:TIF | 8-K[html] |
| TIGER JIUJIANG MINING, INC. | 1490949 | | S-1/A[html] |
| TIMBIE MARK T | 1272723 | | 4[html] |
| TIPTON TODD N. | 1416067 | | 4[html] |
| TIVO INC | 1088825 | NASDAQ:TIVO | 8-K[html] 8-K[html] |
| TNP Transfer Agent, LLC | 1519208 | | EFFECT[html] |
| TOMLINSON LAWRENCE | 1207626 | | 4[html] |
| TOMPKINS NICHOLAS | 1145265 | | 4[html] |
| TOTAL RETURN VARIABLE ACCOUNT | 827119 | | N-Q[html] |
| TOTAL SA | 879764 | | 6-K[html] SC TO-T/A[html] |
| TOWER FINANCIAL CORP | 1072847 | NASDAQ:TOFC | 8-K[html] |
| TOWNSEND RONALD | 1039038 | | 4[html] |
| TPC Group Inc. | 1452217 | | 8-K[html] |
| TRACTOR SUPPLY CO /DE/ | 916365 | | 4[html] |
| TRAILER BRIDGE INC | 1039184 | NASDAQ:TRBR | 4[html] 4[html] |
| TRANSAMERICA ASSET ALLOCATION VARIABLE FUNDS | 1018953 | | N-Q[html] |
| TRANSAMERICA INCOME SHARES, INC. | 99197 | NYSE:TAI | N-CSR[html] NSAR-B[html] |
| TRANSAMERICA PARTNERS PORTFOLIOS | 917153 | | N-Q[html] |
| TRANSAMERICA SERIES TRUST | 778207 | | N-Q[html] |
| TRANSGENOMIC INC | 1043961 | | 8-K[html] |
| TRANSIT MANAGEMENT HOLDING CORP | 1421378 | | 8-K/A[html] |
| TRANSWITCH CORP /DE | 944739 | | 4[html] |
| TRI COUNTY FINANCIAL CORP /MD/ | 855874 | | 4[html] |
| TRICO BANCSHARES / | 356171 | NASDAQ:TCBK | 8-K[html] |
| TRIUMPH GROUP INC | 1021162 | NYSE:TGI | 8-K[html] |
| TTM TECHNOLOGIES INC | 1116942 | NASDAQ:TTMI | 4[html] |
| TURKIYE GARANTI BANKASI A S /FI | 919398 | | EFFECT[html] F-6 POS[html] |
| TWEEDY JOHN F | 1231912 | | 4[html] |
| Talon Therapeutics, Inc. | 1140028 | NASDAQ:HNAB | 4[html] |
| Tango Trust | 1486312 | | 4[html] |
| Taomee Holdings Ltd | 1507051 | | 8-A12B[html] F-1/A[html] F-6[html] |
| TapSlide, Inc. | 1358652 | | 8-K[html] |
| Targa Resources Partners LP | 1379661 | NASDAQ:NGLS | 10-Q/A[html] |
| Tattersall Advisory Group, Inc. | 1377573 | | 5[html] |
| Taylor Geoffrey | 1498433 | | 4[html] |
| Taylor Jeffrey W | 1380517 | | 4[html] |
| TeleNav, Inc. | 1474439 | | 4[html] |
| Telemar Norte Leste S.A. | 1429071 | | 425[html] 425[html] 425[html] 425[html] 425[html] |
| Telemar Participacoes S.A. | 1359730 | | 425[html] 425[html] 425[html] |
| Tempco, Inc. | 836937 | | 8-K[html] |
| Terra Secured Income Fund 2, LLC | 1521512 | | D[html] |
| Thomas Martin J | 1437447 | | 3[html] |
| Thompson Creek Metals CO Inc. | 1415020 | NYSE:TC | 8-K[html] |
| Thorne Holding Corp. | 1495403 | | D[html] |
| Timberline Fund, LP | 1518589 | | D[html] |
| Titan Energy Worldwide, Inc. | 1080398 | | 10-K/A[html] |
| Tobin Robert | 1310578 | | 4[html] |
| Torre David D | 1350297 | | 4[html] |
| Toups Michael P | 1498430 | | 3[html] |
| Townsend John Richard | 1514138 | | 4[html] |
| TransDigm Group INC | 1260221 | NYSE:TDG | 4[html] 4[html] |
| Transcept Pharmaceuticals Inc | 1178711 | NASDAQ:TSPT | 8-K[html] |
| Trauschke Sean | 1462584 | | 4[html] |
| Troia Christopher | 1323985 | | 4[html] |
| Trolli Michele D | 1313448 | | 4[html] |
| Troob Capital Management LLC | 1317574 | | SC 13G[html] |
| Tuckson Reed Vaughn | 1511051 | | 4[html] |
| Tukua Darrell R | 1380345 | | 4[html] |
| Tung Kong | 1520451 | | 3[html] 4[html] |
| Two Harbors Investment Corp. | 1465740 | | 424B5[html] |
| Tyson John E | 1436031 | | 4[html] |
| U S PHYSICAL THERAPY INC /NV | 885978 | | 4[html] 4[html] |
| UBS AG | 1114446 | NYSE:UBS NYSE:UBS^D | 424B2[html] 424B2[html] FWP[html] |
| UBS MASTER SERIES INC | 780403 | | 24F-2NT[html] |
| UDR, Inc. | 74208 | | 3[html] |
| UNION FIRST MARKET BANKSHARES CORP | 883948 | NASDAQ:UBSH | 4[html] |
| UNION PACIFIC CORP | 100885 | NYSE:UNP | 8-K[html] |
| UNITED JET CENTER INC | 1045542 | | EFFECT[html] |
| UNITED REFINING CO | 101462 | | EFFECT[html] |
| UNITED REFINING CO /PA/ | 1040270 | | EFFECT[html] |
| UNITED THERAPEUTICS Corp | 1082554 | NASDAQ:UTHR | 4[html] 4[html] |
| UNITEDHEALTH GROUP INC | 731766 | NYSE:UNH | 4[html] S-8[html] S-8[html] S-8 POS[html] |
| UNIVERSITY GENERAL HEALTH SYSTEM, INC. | 1383960 | | 10-Q[html] |
| URANIUM ENERGY CORP | 1334933 | AMEX:UEC | 425[html] 8-K[html] |
| URSTADT BIDDLE PROPERTIES INC | 1029800 | NYSE:UBA NYSE:UBP NYSE:UBP^C NYSE:UBP^D | 4[html] |
| URSTADT CHARLES J | 102382 | | 4[html] |
| URSTADT PROPERTY CO INC | 1267830 | | 4[html] |
| US 1 INDUSTRIES INC | 351498 | | PRER14A[html] SC 13E3/A[html] |
| US BANCORP \DE\ | 36104 | | 424B2[html] 8-K[html] |
| US ECOLOGY, INC. | 742126 | NASDAQ:ECOL | 4[html] |
| USA Real Estate Fund 1 Inc | 1496438 | | D/A[html] |
| USL SEPARATE ACCOUNT USL B | 805749 | | 497[html] 497[html] |
| USL SEPARATE ACCOUNT USL VL-R | 101686 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| Ungar Stephen | 1492035 | | 4[html] |
| Unique Underwriters, Inc. | 1514113 | | S-1/A[html] |
| United Continental Holdings, Inc. | 100517 | | SC TO-I[html] |
| United Financial Bancorp, Inc. | 1405049 | NASDAQ:UBNK | 8-K[html] |
| Urban Barns Foods Inc. | 1410253 | | 8-K[html] |
| Utano Jaime | 1475374 | | 5[html] |
| VALENTINE MATHIAS A | 906042 | | 4[html] |
| VALENTINE MICHAEL J | 1171336 | | 4[html] |
| VALERO ENERGY CORP/TX | 1035002 | | 8-K[html] |
| VALHI HOLDING CO | 1338019 | | 4[html] |
| VALHI INC /DE/ | 59255 | | 4[html] |
| VALIDUS HOLDINGS LTD | 1348259 | NYSE:VR | 4[html] |
| VAN MAAREN JAN PAUL | 1195659 | | 4[html] |
| VANGUARD TAX-MANAGED FUNDS | 923202 | | 485BPOS[html] |
| VANGUARD WELLESLEY INCOME FUND | 105544 | | NSAR-A[html] |
| VASONA NETWORKS, INC. | 1521083 | | D[html] |
| VCA ANTECH INC | 817366 | NASDAQ:WOOF | 4[html] |
| VENEGONI JOHN V | 1229294 | | 4[html] |
| VERISIGN INC/CA | 1014473 | | 4[html] |
| VERSANT CORP | 865917 | NASDAQ:VSNT | SC 13D[html] |
| VERSAR INC | 803647 | AMEX:VSR | 4[html] |
| VIAD CORP | 884219 | NYSE:VVI | 8-K[html] |
| VIANO JANET M | 1199248 | | 4[html] 4/A[html] |
| VIASAT INC | 797721 | NASDAQ:VSAT | 4[html] |
| VIASYSTEMS GROUP INC | 1101169 | | 4[html] |
| VICON INDUSTRIES INC /NY/ | 310056 | | 8-K[html] |
| VICTORY VARIABLE INSURANCE FUNDS | 1068663 | | N-Q[html] |
| VILLERE ST DENIS J & CO LLC | 1113629 | | SC 13G/A[html] |
| VIRGIN MEDIA INC. | 1270400 | NASDAQ:VMED NASDAQ:VMEDW | ARS[html] |
| VIRGIN MEDIA INVESTMENT HOLDINGS LTD | 1322791 | | ARS[html] |
| VIROPHARMA INC | 946840 | NASDAQ:VPHM | 8-K[html] |
| VISUALANT INC | 1074828 | | 8-K[html] D[html] |
| VITALE MARY BETH | 1186863 | | 4[html] |
| VIVUS INC | 881524 | NASDAQ:VVUS | 8-K[html] |
| VOCALTEC COMMUNICATIONS LTD | 1005699 | NASDAQ:VOCL | 6-K[html] |
| VON SELDENECK JUDITH M | 1226612 | | 4[html] |
| VONDEYLEN JEFFREY H | 1221510 | | 4[html] |
| VULCAN ASPHALT REFINING CORP | 1045546 | | EFFECT[html] |
| Valiant Health Care, Inc. | 1449709 | | 8-K[html] |
| Value Assets International, S.A. | 1521009 | | 4[html] 4[html] 4[html] |
| Value Holdings Capital S.A. | 1520053 | | 4[html] 4[html] 4[html] |
| Van Eis Jan | 1479018 | | 4[html] |
| Van Kampen Unit Trusts Series 1074 | 1500931 | | S-6[html] |
| Van Kampen Unit Trusts Taxable Income Series 323 | 1503950 | | 487[html] |
| Vanzura Rick | 1433105 | | 4[html] |
| Varsity Worth Hills, LP | 1521559 | | D[html] |
| Vasquez Darlene Anderson | 1413577 | | 3[html] |
| Vera Bradley, Inc. | 1495320 | | 8-K[html] |
| Verghese P Mathew | 1480127 | | 4[html] |
| Verigy Ltd. | 1352341 | NASDAQ:VRGY | DEFA14A[html] |
| Verisk Analytics, Inc. | 1442145 | | 4[html] |
| Verso Paper Corp. | 1421182 | NYSE:VRS | 8-K[html] |
| Vertro, Inc. | 1094808 | NASDAQ:MIVA | 8-K[html] |
| Vicor Technologies, Inc. | 1335104 | | 8-K[html] RW[html] |
| Victory LG Inc. | 1515115 | | S-1/A[html] |
| Vinson Harry | 1349701 | | 4[html] |
| Virgin Media Investments Ltd | 1481423 | | ARS[html] |
| VirnetX Holding Corp | 1082324 | AMEX:VHC | 4[html] |
| VirtualScopics, Inc. | 1307752 | NASDAQ:VSCP | 8-K[html] |
| Vishay Precision Group, Inc. | 1487952 | | S-3/A[html] |
| Voice Assist, Inc. | 1428469 | | 8-K/A[html] |
| Volcom Inc | 1324570 | NASDAQ:VLCM | SC 14D9/A[html] SC TO-T/A[html] |
| Vossoughi Kourosh | 1515053 | | 3[html] |
| Vrysen John G | 1335746 | | 3[html] |
| Vyteris, Inc. | 1139950 | | 8-K[html] |
| WAGONER RICHARD | 1230753 | | 5[html] |
| WALCHUK RICK W | 1290092 | | 3[html] |
| WALCOTT PETER W | 1197453 | | 4[html] |
| WALLACE BASS C JR | 1182288 | | 4[html] |
| WALT DISNEY CO/ | 1001039 | NYSE:DIS | 3[html] |
| WALTER INVESTMENT MANAGEMENT CORP | 1040719 | | 4[html] 8-K[html] |
| WANSEM PAUL J VAN DER | 1223907 | | 4[html] |
| WARBURG PINCUS & CO | 929408 | | 4[html] |
| WARBURG PINCUS LLC | 1162870 | | 4[html] |
| WARBURG PINCUS X PARTNERS, L.P. | 1451560 | | 4[html] |
| WAREHIME MICHAEL A | 1507351 | | 4[html] |
| WAREHIME PATRICIA A | 1507350 | | 4[html] |
| WASATCH FUNDS TRUST | 806633 | | 497[html] |
| WASHINGTON GENE | 1258423 | | 4[html] |
| WASTE CONNECTIONS, INC. | 1057058 | NYSE:WCN | 8-K[html] |
| WATTS J C JR | 1213577 | | 4[html] |
| WCA WASTE CORP | 1282398 | NASDAQ:WCAA | 8-K[html] |
| WEBB MAYNARD G JR | 1209189 | | 4[html] |
| WEBMEDIABRANDS INC. | 1083712 | | 4[html] |
| WEIGHT WATCHERS INTERNATIONAL INC | 105319 | NYSE:WTW | 4[html] 4[html] 4[html] |
| WEIL WILLIAM S | 1276897 | | 4[html] |
| WEILLER VALUE FUND LP | 1297389 | | D/A[html] |
| WEISBERG SETH | 1254801 | | 4[html] |
| WELCH DANIEL G | 1206199 | | 4[html] |
| WELCH P CRAIG JR | 1079715 | | 4[html] |
| WELLS CORE OFFICE INCOME REIT INC | 1256069 | | ARS[html] |
| WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND | 1210123 | AMEX:EAD | 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] 5[html] |
| WELLS REAL ESTATE INVESTMENT TRUST II INC | 1252849 | | ARS[html] |
| WERNER HAROLD R | 1013603 | | 3[html] |
| WEST DAVID J | 1141569 | | 4[html] |
| WESTERN ASSET FUNDS INC | 863520 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] |
| WESTERN ASSET INFLATION MANAGEMENT FUND INC. | 1283721 | NYSE:IMF | N-Q[html] |
| WESTERN RESERVE BANCORP INC | 1051473 | | 8-K[html] |
| WESTFIELD FINANCIAL INC | 1157647 | NASDAQ:WFD | 8-K[html] |
| WETZEL JOSEPH M | 1208626 | | 4[html] |
| WEYCO GROUP INC | 106532 | NASDAQ:WEYS | 4[html] 4[html] 4[html] |
| WEYERHAEUSER CO | 106535 | NYSE:WY | 8-K[html] |
| WGP-KHC LLC | 1503195 | | 424B5[html] |
| WHITMAN ROBERT A | 1017012 | | 144[html] |
| WHOLE FOODS MARKET INC | 865436 | NASDAQ:WFMI | 4[html] |
| WHYTAS THOMAS E | 1293166 | | 4[html] |
| WIDMER URS | 1207937 | | 4[html] |
| WILLIAMS COMPANIES INC | 107263 | NYSE:WMB | 8-K[html] |
| WILLIAMS MARCUS A. | 1508190 | | 4[html] |
| WILLIAMS SONOMA INC | 719955 | | 4[html] |
| WILMERS ROBERT G | 1164543 | | 4[html] |
| WILMINGTON TRUST CORP | 872821 | NYSE:WL | 15-12B[html] |
| WILSHIRE BANCORP INC | 1285224 | NASDAQ:WIBC | 4[html] |
| WILSON JOHN R | 1249562 | | 3[html] |
| WILSON PATRICIA A | 1284135 | | 4[html] |
| WIMM BILL DANN FOODS OJSC | 1166718 | NYSE:WBD | 6-K[html] SC 13D/A[html] |
| WINOKUR BARTON J | 1234051 | | 4[html] |
| WIRELESS RONIN TECHNOLOGIES INC | 1356093 | NASDAQ:RNIN | 8-K[html] |
| WISCONSIN ENERGY CORP | 783325 | NYSE:WEC | 4[html] |
| WISE STEPHANIE R | 1279183 | | 4[html] |
| WITTKOWSKE JOHN | 1195344 | | 4[html] |
| WMG Acquisition Corp | 1309987 | | 8-K[html] DEFA14A[html] |
| WOO CAROLYN Y | 1205211 | | 4[html] |
| WOOD ROBERT JOHN | 1280011 | | 4[html] |
| WOODMAN DEAN S | 1202695 | | 4[html] |
| WOODWARD JAMES H JR | 1191895 | | 4[html] |
| WORLD ACCEPTANCE CORP | 108385 | NASDAQ:WRLD | 8-K[html] |
| WRIGHT DOREEN A | 1187813 | | 4[html] |
| WRL SERIES ANNUITY ACCOUNT | 841056 | | 497[html] |
| Wagler Theresa E | 1301637 | | 4[html] |
| Walicek Bruce A | 1327346 | | 4[html] |
| Warburg Pincus Partners LLC | 1322709 | | 4[html] |
| Warburg Pincus Private Equity X, L.P. | 1414565 | | 4[html] |
| Warburg Pincus X LLC | 1414564 | | 4[html] |
| Warburg Pincus X, L.P. | 1414561 | | 4[html] |
| Warman D Scott N | 1449155 | | 4[html] |
| Warner Music Group Corp. | 1319161 | NYSE:WMG | 8-K[html] DEFA14A[html] |
| Watkins David | 1461107 | | 4[html] |
| Watson David Hibbert | 1482442 | | 4[html] |
| Waubeeka LLC | 1323654 | | 3[html] |
| Weaver Richard Bradley | 1521371 | | 3[html] |
| WebMD Health Corp. | 1326583 | NASDAQ:WBMD | 4[html] |
| Weber City Road LLC | 1303666 | | S-4/A[html] |
| Wegleitner Mark A | 1521360 | | 3[html] 4[html] |
| Weilheimer Laurence | 1362211 | | 4[html] |
| Weinstein Eric | 1315902 | | 3[html] 4[html] |
| Welborn Wesley Miller | 1340386 | | 4[html] |
| Welch Barry Edward | 1487813 | | 4[html] |
| Welch Patrick Joseph | 1487814 | | 4[html] |
| Welwart William B. | 1520085 | | 3[html] |
| Wesson Randall Scott | 1521486 | | 3[html] |
| Western Copper CORP | 1364125 | | 6-K[html] |
| Western Union CO | 1365135 | NYSE:WU | 8-K[html] |
| Westway Group, Inc. | 1361872 | | 4[html] |
| Wheeler Patrick M | 1478297 | | 4[html] |
| White Nick | 1311023 | | 4[html] |
| White Patrick | 1300647 | | 4[html] |
| Whiting Ian Edward | 1326112 | | 4[html] |
| Wilhelmina International, Inc. | 1013706 | | 8-K[html] |
| Willey Richard B. | 1483265 | | 4[html] |
| Williams Gerard Anthony | 1501843 | | 4[html] |
| Williamson Mark D | 1481601 | | 4[html] |
| Wills Joan B | 1474880 | | 4[html] |
| Winwheel Bullion Holdings, LLC | 1521238 | | 4[html] |
| Winwheel Bullion Inc. | 1399480 | | 4[html] |
| Wood Mark | 1401782 | | 4[html] |
| Wood Stephen W | 1365297 | | 4[html] |
| Woods Warren David | 1490998 | | 4[html] |
| Wynn H Edward | 1386025 | | 4[html] |
| XCEL ENERGY INC | 72903 | NYSE:XCJ NYSE:XEL NYSE:XEL^A NYSE:XEL^B NYSE:XEL^C NYSE:XEL^D NYSE:XEL^E NYSE:XEL^G | 8-K[html] |
| YOUNG ERIC A | 1012847 | | 3[html] |
| YOUNG SHIRLEY | 1189617 | | 4[html] |
| YOUNGER WILLIAM H JR | 1201717 | | 4[html] |
| YUCAIPA AMERICAN ALLIANCE FUND II LP | 1431428 | | 4[html] |
| YUCAIPA AMERICAN FUNDS, LLC | 1452934 | | 4[html] |
| YUCAIPA AMERICAN MANAGEMENT, LLC | 1452932 | | 4[html] |
| YUM BRANDS INC | 1041061 | | 8-K[html] |
| Yandex N.V. | 1513845 | | 424B1[html] EFFECT[html] FWP[html] |
| Yao Yihong | 1521470 | | 3[html] |
| Yield Fund, L.P. | 1521449 | | D[html] |
| Yorktown Energy Partners VI LP | 1347504 | | 3/A[html] |
| Yorktown VI Associates LLC | 1347608 | | 3/A[html] |
| Young David Wayne | 1470287 | | 4[html] |
| Yucaipa American Alliance (Parallel) Fund II, L.P. | 1452578 | | 4[html] |
| Yucaipa American Alliance Fund II, LLC | 1452579 | | 4[html] |
| ZATZ STEVEN L | 1230589 | | 4[html] |
| ZELLNER MICHAEL W | 1181559 | | 4[html] |
| ZHENG JASON | 1506669 | | 4[html] |
| ZIELINSKI THOMAS C | 1234091 | | 4[html] |
| ZIMMER GEORGE | 1033168 | | 4[html] |
| Zephyr Gas Services LLC | 1503194 | | 424B5[html] |
| Zerilli Leo M | 1458000 | | 3[html] |
| Zinberg Marina | 1356965 | | 4[html] |
| Zinsner David | 1330891 | | 4[html] |
| Zuidema Richard W | 1298259 | | 4[html] |
| Zulick Timothy M | 1301609 | | 4[html] |
| Zumiez Inc | 1318008 | NASDAQ:ZUMZ | 10-Q[html] |
| aVINCI MEDIA CORP | 842695 | | 4[html] 4[html] 4[html] |
| ante5, Inc. | 1490161 | | 4[html] |
| de Maison Angelique | 1488753 | | 4[html] |
| hhgregg, Inc. | 1396279 | NYSE:HGG | CT ORDER[html] |
| iSoft International Inc. | 1521013 | | S-1[html] |
| nPario, Inc. | 1480062 | | D[html] D[html] |
| samyang optics co., ltd | 1494385 | | 4[html] |