| Company | CIK | Ticker Symbol | Document |
| NATIONAL PRESTO INDUSTRIES INC | 80172 | NYSE:NPK | 8-K[html] |
| NATIONAL RETAIL PROPERTIES, INC. | 751364 | | 8-K[html] |
| NATIONAL STEEL CO | 1049659 | | 6-K[html] |
| NATIONWIDE HEALTH PROPERTIES INC | 780053 | NYSE:NHP NYSE:NHP^B | 8-K[html] |
| NATURALLY ADVANCED TECHNOLOGIES INC | 1210294 | | 10-Q[html] |
| NAUTILUS, INC. | 1078207 | | 8-K[html] |
| NAZARIAN DANA | 1455837 | | 4[html] |
| NCR CORP | 70866 | NYSE:NCR | 4[html] 4[html] 4[html] |
| NEFF PETER J | 1204983 | | 4[html] |
| NEFF THOMAS J | 1072511 | | 4[html] |
| NEILSEN ESTATE OF CRAIG H | 1382069 | | SC 13D/A[html] |
| NELSON ANNA SPANGLER | 1194591 | | 4[html] |
| NELSON ZACHARY | 1073342 | | 4[html] |
| NEOGENOMICS INC | 1077183 | | 4[html] 4[html] 8-K[html] |
| NEOMAGIC CORP | 1030485 | | 8-K[html] |
| NESTEGARD SUSAN K | 1222107 | | 4[html] |
| NETREIT, INC. | 1080657 | | 8-K[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] |
| NETWORK 1 FINANCIAL GROUP, INC. | 1057695 | | 10-Q[html] |
| NEUTRA CORP. | 1512886 | | 10-Q[html] |
| NEVADA GEOTHERMAL POWER INC | 1177440 | | 6-K[html] 6-K[html] |
| NEW ALTERNATIVES FUND INC | 355767 | | 485BPOS[html] N-Q[html] |
| NEW AMERICA HIGH INCOME FUND INC | 825345 | NYSE:HYB | N-Q[html] |
| NEW ENERGY SYSTEMS GROUP | 1144320 | | 8-K[html] |
| NEW YORK COMMUNITY BANCORP INC | 910073 | NYSE:NYB NYSE:NYB^U NASDAQ:HAVNP | 4[html] 4[html] 4[html] 4[html] |
| NEWBRIDGE BANCORP | 714530 | NASDAQ:NBBC | 4[html] 4[html] 4[html] 4[html] |
| NEWELL RUBBERMAID INC | 814453 | NYSE:NWL | 4[html] |
| NEWS CORP | 1308161 | NASDAQ:NWS NASDAQ:NWSA | 4[html] |
| NEWTEK BUSINESS SERVICES INC | 1094019 | NASDAQ:NEWT | 4[html] |
| NEXEN INC | 16873 | NYSE:NXY NYSE:NXY^B | 6-K[html] |
| NEXSTAR BROADCASTING GROUP INC | 1142417 | NASDAQ:NXST | 4[html] |
| NICHOLAS COLOMBE M | 1200435 | | 4[html] |
| NICOR INC | 72020 | NYSE:GAS | 425[html] |
| NICULESCU PETER S | 1222983 | | 4[html] |
| NII HOLDINGS INC | 1037016 | NASDAQ:NIHD | SC 13G[html] |
| NIKOLAUS DONALD H | 1251060 | | 4[html] |
| NKSJ Holdings, Inc. | 1458205 | | 6-K[html] |
| NN INC | 918541 | NASDAQ:NNBR | 8-K[html] |
| NOBLE ROMANS INC | 709005 | | 4[html] |
| NORTH BAY RESOURCES INC | 1450524 | | 4[html] |
| NORTHERN TRUST CORP | 73124 | NASDAQ:NTRS | S-8[html] |
| NORTHROP GRUMMAN CORP /DE/ | 1133421 | | 4[html] |
| NORTHWEST BIOTHERAPEUTICS INC | 1072379 | | 10-Q[html] |
| NORTHWESTERN MUTUAL SERIES FUND INC | 742212 | | 485BPOS[html] 485BPOS[html] |
| NOSBUSCH KEITH D | 1204912 | | 4[html] |
| NOVARTIS AG | 1114448 | NYSE:NVS | 6-K[html] |
| NOWAK BOGDAN | 1203192 | | 4[html] |
| NRT Arizona Commercial LLC | 1420464 | | 424B3[html] |
| NRT Arizona LLC | 1420463 | | 424B3[html] |
| NRT Arizona Referral LLC | 1420462 | | 424B3[html] |
| NRT Colorado LLC | 1420338 | | 424B3[html] |
| NRT Columbus LLC | 1420461 | | 424B3[html] |
| NRT Commercial LLC | 1420460 | | 424B3[html] |
| NRT Commercial Utah LLC | 1420459 | | 424B3[html] |
| NRT Development Advisors LLC | 1420451 | | 424B3[html] |
| NRT Devonshire LLC | 1511504 | | 424B3[html] |
| NRT Hawaii Referral LLC | 1420458 | | 424B3[html] |
| NRT Insurance Agency, Inc. | 1420690 | | 424B3[html] |
| NRT LLC | 1420457 | | 424B3[html] |
| NRT Mid-Atlantic LLC | 1420754 | | 424B3[html] |
| NRT Missouri LLC | 1420753 | | 424B3[html] |
| NRT Missouri Referral Network LLC | 1420752 | | 424B3[html] |
| NRT New England LLC | 1511503 | | 424B3[html] |
| NRT New York LLC | 1420456 | | 424B3[html] |
| NRT Northfolk LLC | 1511502 | | 424B3[html] |
| NRT Philadelphia LLC | 1511501 | | 424B3[html] |
| NRT Pittsburgh LLC | 1420758 | | 424B3[html] |
| NRT REOExperts LLC | 1511499 | | 424B3[html] |
| NRT Referral Network LLC | 1511500 | | 424B3[html] |
| NRT Relocation LLC | 1420455 | | 424B3[html] |
| NRT Settlement Services of Missouri LLC | 1420454 | | 424B3[html] |
| NRT Settlement Services of Texas LLC | 1420453 | | 424B3[html] |
| NRT Sunshine Inc. | 1420452 | | 424B3[html] |
| NRT Texas LLC | 1420749 | | 424B3[html] |
| NRT Utah LLC | 1420450 | | 424B3[html] |
| NUTI WILLIAM | 1185755 | | 4[html] |
| NUTT BRIAN H. | 1520961 | | 3[html] |
| NUTTER WALLACE LEE | 1028902 | | 4[html] |
| NV ENERGY, INC. | 741508 | NYSE:NVE | 4[html] |
| NYSE Euronext | 1368007 | NYSE:NYX | 425[html] DEFA14A[html] |
| Nachmanson Jonas | 1496306 | | 4[html] 4[html] |
| Narula Ravi | 1429509 | | 4[html] |
| Nash Cathleen H | 1366266 | | 4[html] |
| National Asset Recovery Corp. | 1430683 | | 10-Q[html] |
| National Coordination Alliance LLC | 1420324 | | 424B3[html] |
| Native American Energy Group, Inc. | 1499501 | | 10-Q[html] |
| Natixis Funds Trust I | 770540 | | 485BPOS[html] 497[html] 497[html] |
| Natixis Funds Trust II | 52136 | | 485BPOS[html] |
| Natixis Funds Trust IV | 1095726 | | 485BPOS[html] |
| Naugatuck Valley Financial Corp | 1493552 | NASDAQ:NVSL | 424B3[html] 424B3[html] |
| Nealon Thomas M | 1377138 | | 4[html] |
| Neighborhood Insurance, Inc. | 1505753 | | S-4/A[html] |
| Nelsen Keith J | 1521145 | | 3[html] |
| Neutron Energy, Inc. | 1516508 | | S-1/A[html] |
| New Mountain Finance Corp | 1496099 | | 497AD[html] EFFECT[html] |
| New Mountain Finance Holdings, L.L.C. | 1491925 | | 497AD[html] EFFECT[html] |
| New Source Energy Group, Inc. | 1430415 | | 10-Q[html] |
| NewStar Financial, Inc. | 1373561 | NASDAQ:NEWS | 8-K[html] |
| Newberry Brenda D | 1385206 | | 4[html] |
| Newport Bancorp Inc | 1355855 | NASDAQ:NFSB | 8-K[html] |
| Nichols David J | 1318774 | | 4[html] |
| Nicolaisen Donald T | 1345885 | | 4[html] |
| Nies John A | 1326257 | | 4[html] |
| Niroomand Kaweh | 1470874 | | 4[html] |
| Niska Gas Storage Partners LLC | 1483830 | | 8-K[html] |
| Nobao Renewable Energy Holdings Ltd | 1489067 | | F-1/A[html] |
| Norges Bank | 1374170 | | SC 13G[html] |
| Norman Kim | 1346907 | | 4[html] |
| North American Energy Partners Inc. | 1368519 | NYSE:NOA | 6-K[html] 6-K[html] |
| Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 485BPOS[html] 485BPOS[html] |
| Northern Lights Variable Trust | 1352621 | | 485BPOS[html] |
| Northwest Bancshares, Inc. | 1471265 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | DEFA14A[html] |
| Nuance Communications, Inc. | 1002517 | NASDAQ:NUAN | 4[html] |
| O NEILL THOMAS P JR | 1049158 | | 4[html] |
| O REILLY AUTOMOTIVE INC | 898173 | | 8-A12G/A[html] 8-K[html] |
| O'Connell Louise | 1420366 | | 4[html] |
| O'Connor Brad G | 1520206 | | 4[html] |
| O'Connor Fund of Funds: Event LLC | 1156202 | | N-Q[html] |
| O'Connor Fund of Funds: Long/Short Credit Strategies LLC | 1174281 | | N-Q[html] |
| O'Connor Fund of Funds: Long/Short Strategies LLC | 1186641 | | N-Q[html] |
| O'Connor Fund of Funds: Technology LLC | 1186643 | | N-Q[html] |
| O'Hara John E | 1517779 | | 3/A[html] |
| O'Loughlin Kimberly | 1463284 | | 4[html] |
| O'Shea Robert J | 1382617 | | 4[html] |
| OATES JAMES M | 1180238 | | 4[html] |
| OBERWEIS FUNDS | 803020 | | 485BPOS[html] |
| OBRIEN THOMAS C | 1196038 | | 4[html] |
| OCONNOR T MICHAEL | 1237325 | | 4[html] |
| ODONOVAN JAMES J | 1215092 | | 4[html] |
| OEP General Partner III, L.P. | 1448689 | | 4[html] |
| OEP Parent LLC | 1509226 | | 4[html] |
| OEPX, LLC | 1447892 | | 4[html] |
| OGDEN ROGER | 1076354 | | 3[html] 4[html] |
| OGrady Shawn P | 1491022 | | 4[html] |
| OIL STATES INTERNATIONAL, INC | 1121484 | NYSE:OIS | 8-K[html] |
| OLAYAN HUTHAM S | 1357222 | | 4[html] |
| OLD NATIONAL BANCORP /IN/ | 707179 | | 8-K[html] |
| OLD SECOND BANCORP INC | 357173 | NASDAQ:OSBC NASDAQ:OSBCP | 8-K[html] |
| OLECHOWSKI ANDREJ | 1253702 | | 4[html] |
| OLYMPIC STEEL INC | 917470 | NASDAQ:ZEUS | 8-K[html] |
| OLYMPUS PACIFIC MINERALS INC | 1164099 | | D[html] |
| OMALEY DAVID B | 1105801 | | 4[html] |
| OMIDYAR PIERRE M | 1079553 | | 4[html] |
| ONCOSEC MEDICAL Inc | 1444307 | | 8-K[html] |
| ONEAMERICA FUNDS INC | 853618 | | 485BPOS[html] |
| ONEOK INC /NEW/ | 1039684 | | 8-K[html] |
| ONEOK Partners LP | 909281 | | 8-K[html] |
| OPENTABLE INC | 1125914 | | 4[html] |
| OPNEXT INC | 1157780 | NASDAQ:OPXT | 8-K[html] |
| OPPENHEIM RICHARD J | 1261305 | | 4/A[html] |
| OPPENHEIMER LTD TERM GOVERNMENT FUND | 788303 | | 497[html] 497K[html] |
| OPTI INC | 899297 | | 8-K[html] |
| ORACLE CORP | 1341439 | NASDAQ:ORCL | 11-K[html] |
| ORBCOMM Inc. | 1361983 | NASDAQ:ORBC | 8-K[html] SC 13D/A[html] |
| ORCHID CELLMARK INC | 1107216 | NASDAQ:ORCH | 8-K[html] |
| ORDWAY RONALD D | 1228189 | | 4[html] |
| ORSATTI CHARLES T | 1248188 | | 4[html] |
| OSBORNE RICHARD M | 923589 | | 4[html] |
| OSHKOSH CORP | 775158 | | 8-K/A[html] |
| OSI SYSTEMS INC | 1039065 | NASDAQ:OSIS | 4[html] |
| OUTREACH FINANCIAL SERVICES, LLC | 1518383 | | D[html] |
| OVERHILL FARMS INC | 1101020 | AMEX:OFI | 8-K[html] |
| OWEN JOSEPH J | 1214457 | | 4[html] |
| OWENS ILLINOIS INC /DE/ | 812074 | | 4[html] |
| OWENS JAMES W | 1171767 | | 4[html] |
| Oates Robert P | 1334373 | | 4[html] |
| Ocheltree Jerry L | 1339019 | | 4[html] |
| Oculus Innovative Sciences, Inc. | 1367083 | NASDAQ:OCLS | 424B5[html] |
| Old Mutual Funds I | 1292278 | | 497[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| Old Mutual Funds II | 775180 | | 485BPOS[html] 497[html] 497K[html] |
| Olympic Reprographics, LLC | 1509521 | | S-4[html] |
| Oncor International LLC | 1420449 | | 424B3[html] |
| One Equity Partners III, L.P. | 1448688 | | 4[html] |
| Opko Health, Inc. | 944809 | AMEX:OPK | 4[html] |
| Orchids Paper Products CO /DE | 1324189 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Ottawa Savings Bancorp, Inc. | 1321070 | | 8-K[html] |
| Owen Randel G | 1346846 | | 4[html] |
| PACHOLDER HIGH YIELD FUND INC | 837951 | AMEX:PHF | 40-17G[html] |
| PACIFIC GLOBAL FUND INC | 890206 | | 485BPOS[html] 497[html] |
| PADGETT BARRY L. | 1511194 | | 4[html] |
| PADVAL UMESH | 1300840 | | 4[html] |
| PALM HARBOR HOMES INC /FL/ | 923473 | | 8-K[html] |
| PALMS JOHN M | 1072611 | | 4[html] |
| PALOMAR MEDICAL TECHNOLOGIES INC | 881695 | NASDAQ:PMTI | 8-K[html] |
| PAN AMERICAN SILVER CORP | 771992 | NASDAQ:PAAS | 6-K[html] 6-K[html] 6-K[html] |
| PAPA JOHNS INTERNATIONAL INC | 901491 | | 3[html] |
| PAPADOPOULOS STELIOS | 1202098 | | 4[html] |
| PARADIGM CAPITAL CORP | 1112746 | | 13F-HR[html] |
| PARENTEAU FRANCOIS | 1263369 | | SC 13G[html] |
| PARK CITY GROUP INC | 50471 | | 424B3[html] |
| PARK JI H | 1475727 | | 4[html] 4/A[html] |
| PARK OHIO HOLDINGS CORP | 76282 | | 4[html] |
| PARKER CHARLES E JR | 1231219 | | 4[html] |
| PARKER F GARDNER | 1020949 | | 4[html] |
| PARKVALE FINANCIAL CORP | 820907 | NASDAQ:PVSA | 10-Q[html] |
| PARLUX FRAGRANCES INC | 802356 | NASDAQ:PARL | 4[html] 8-K[html] |
| PARNASSUS FUNDS | 747546 | | 485BPOS[html] |
| PARNASSUS INCOME FUNDS | 866256 | | 485BPOS[html] |
| PARTNERRE LTD | 911421 | NYSE:PRE NYSE:PRE^C NYSE:PRE^D | 8-K[html] |
| PASQUALE DOUGLAS M | 1070021 | | 4[html] |
| PASQUESI JOHN M | 1227099 | | 4[html] |
| PATRICK BAILEY W | 1260378 | | 4[html] |
| PATSLEY PAMELA H | 1182591 | | 4[html] |
| PAX WORLD FUNDS SERIES TRUST I | 76721 | | 485BPOS[html] |
| PAYMENT DATA SYSTEMS INC | 1088034 | | 4[html] |
| PAYNE MELVIN C | 1024177 | | 4[html] |
| PCP - RIVER WALK, L.P. | 1520115 | | D[html] |
| PEARSON PLC | 938323 | NYSE:PSO | 6-K[html] 6-K[html] |
| PECO ENERGY CO | 78100 | NYSE:PE^A NYSE:PE^B NYSE:PE^C NYSE:PE^D | 8-K[html] |
| PEELER JOHN R | 1053572 | | 4[html] |
| PELOSE GEORGE D | 1268540 | | 4[html] |
| PENSKE AUTOMOTIVE GROUP, INC. | 1019849 | NYSE:PAG | 4[html] |
| PERDUE DAVID A | 1185046 | | 3[html] |
| PERFALL A CLAYTON | 1262173 | | 4[html] |
| PERKINS THOMAS J | 1045569 | | 4[html] |
| PERRIGO CO | 820096 | NASDAQ:PRGO | 4[html] |
| PERVASIP CORP | 90721 | | 4[html] |
| PETERS AULANA L | 1192904 | | 4[html] |
| PETERSEN ENERGIA INVERSORA, S.A. | 1435384 | | SC 13D/A[html] |
| PETERSON WAYNE R | 1250095 | | 4[html] |
| PETROHAWK ENERGY CORP | 1059324 | NYSE:HK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| PETSMART INC | 863157 | NASDAQ:PETM | 4[html] 4[html] |
| PEiR Group International, LLC | 1354781 | | S-4[html] |
| PEiR Group, LLC | 1354782 | | S-4[html] |
| PHILADELPHIA STOCK EXCHANGE INC | 876798 | | 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] |
| PIGLIUCCI RICCARDO | 1197087 | | 4[html] |
| PIMCO Equity Series VIT | 1479359 | | 485BPOS[html] |
| PIMCO REIT, Inc. | 1517132 | | S-11/A[html] |
| PIMCO VARIABLE INSURANCE TRUST | 1047304 | | 485BPOS[html] |
| PINKERTON JOHN H | 1223933 | | 4[html] |
| PINNACLE AIRLINES CORP | 1166291 | NASDAQ:PNCL | 8-K[html] |
| PINOLA RICHARD J | 1099662 | | 4[html] |
| PINSLEY HOWARD M | 1200027 | | 4[html] |
| PINT GERALD D | 1283684 | | 4[html] |
| PIONEER FINANCIAL SERVICES INC | 1216752 | | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] |
| PIONEER MONEY MARKET TRUST | 812195 | | 497[html] 497K[html] |
| PIONEER NATURAL RESOURCES CO | 1038357 | NYSE:PXD | S-3ASR[html] |
| PIONEER NATURAL RESOURCES USA INC | 846920 | | S-3ASR[html] |
| PIONEER RAILCORP | 796374 | | CORRESP[html] PRER14A[html] PRER14A[html] PRER14A[html] PRER14A[html] PRER14A[html] SC 13E3/A[html] SC 13E3/A[html] SC 13E3/A[html] SC 13E3/A[html] SC 13E3/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| PIONEER REAL ESTATE SHARES | 908996 | | 497[html] 497K[html] |
| PIONEER RESEARCH FUND | 1094522 | | 497[html] 497K[html] |
| PIONEER SERIES TRUST II | 1265389 | | 497[html] 497K[html] |
| PITNEY BOWES INC /DE/ | 78814 | | 3/A[html] |
| PLUMAS BANCORP | 1168455 | NASDAQ:PLBC | 8-K[html] |
| PMFG, Inc. | 1422862 | NASDAQ:PMFG | 4[html] |
| PMI Construction Group | 1408300 | | 10-Q[html] |
| PMI GROUP INC | 935724 | NYSE:PMI | 8-K[html] |
| PNM RESOURCES INC | 1108426 | NYSE:PNM | 8-K[html] |
| POHL CHRISTOPHER | 1243266 | | 4[html] |
| POKERTEK, INC. | 1302177 | NASDAQ:PTEK | D[html] |
| POLHILL LARRY R | 1097350 | | 4[html] |
| POLK BENJAMIN | 1266254 | | 4[html] |
| POLK DENNIS | 1270710 | | 4[html] |
| POLLARD MICHAEL L | 1237243 | | 4[html] |
| POLSON DOUGLAS L | 1076455 | | 4[html] |
| POLYMEDIX, INC | 1341843 | | 4[html] |
| POMPEO JOSEPH E | 1210009 | | 4[html] |
| POPE MICHAEL W | 1229672 | | 4[html] |
| POPULAR INC | 763901 | NASDAQ:BPOP NASDAQ:BPOPM NASDAQ:BPOPN NASDAQ:BPOPO NASDAQ:BPOPP | 8-K[html] |
| PORTRAIT INNOVATIONS HOLDING Co | 1489123 | | RW[html] |
| POSTE GEORGE | 1180770 | | 4[html] |
| POTOMAC BANCSHARES INC | 925173 | | 8-K[html] |
| POTTER MATTHEW B | 1429378 | | 4[html] |
| POTTER MICHAEL J | 1191211 | | 4[html] |
| POTTER ROBERT J | 1012926 | | 4[html] |
| POWELL DENNIS G | 1229024 | | 4[html] |
| POWER SOLUTIONS INTERNATIONAL, INC. | 1137091 | | 8-K/A[html] |
| POWERREVIEWS INC | 1347314 | | D[html] |
| PPL Corp | 922224 | NYSE:PLV NYSE:PPL NYSE:PPL^A NYSE:PPL^B | 8-K[html] |
| PPL ENERGY SUPPLY LLC | 1161976 | NYSE:PLS | 8-K[html] |
| PRAXAIR INC | 884905 | NYSE:PX | 4[html] |
| PREMIER OIL FIELD SERVICES, INC. | 1488638 | | 10-Q[html] |
| PREMIERWEST BANCORP | 1102287 | | 8-K[html] |
| PRESSURE BIOSCIENCES INC | 830656 | NASDAQ:PBIO | 4[html] |
| PRESTON JAMES E | 1051396 | | 4[html] |
| PRICE CHARITIES | 1164292 | | 4[html] |
| PRICE HUGH B | 1191777 | | 4[html] |
| PRICESMART INC | 1041803 | NASDAQ:PSMT | 4[html] 4[html] |
| PRIDE INTERNATIONAL INC | 833081 | NYSE:PDE | 8-K[html] |
| PRIMEDIA INC | 884382 | NYSE:PRM | SC 13D/A[html] |
| PRIMUS TELECOMMUNICATIONS GROUP INC | 1006837 | | 10-Q[html] 4[html] |
| PRINE MALCOLM M | 1246458 | | 4[html] |
| PROFUNDS | 1039803 | | 485BPOS[html] |
| PROGEN PHARMACEUTICALS LTD | 943502 | NASDAQ:PGLA NASDAQ:PGLAW | 6-K[html] |
| PROGENICS PHARMACEUTICALS INC | 835887 | NASDAQ:PGNX | 8-K[html] |
| PROLOGIS | 899881 | NYSE:PLD NYSE:PLD^F NYSE:PLD^G | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PROMOTORA DE INFORMACIONES SA /FI | 1159513 | | 6-K[html] |
| PROSPER MARKETPLACE INC | 1416265 | | 424B3[html] 424B3[html] |
| PROVIDENT COMMUNITY BANCSHARES, INC. | 926164 | NASDAQ:PCBS | 4[html] 8-K[html] |
| PRUDENTIAL INVESTMENT PORTFOLIOS 3 | 1104631 | | 24F-2NT[html] |
| PRUDENTIAL PLC | 1116578 | | 6-K[html] 6-K[html] |
| PUBLIC MUTUAL BERHAD | 1521176 | | SC 13G[html] |
| PUBLIC SERVICE CO OF NEW HAMPSHIRE | 315256 | | 424B5[html] |
| PUERNER JOHN P | 1434224 | | 4[html] |
| PURCHES FREDERICK E | 1269500 | | 4[html] |
| PUSHOR KATHLEEN S | 1250886 | | 4[html] |
| PUTNAM VARIABLE TRUST | 822671 | | 485BPOS[html] |
| Pacific Bepure Industry Inc | 1429426 | | 10-Q[html] |
| Packard Dighton | 1346909 | | 4[html] |
| Pagano Russell P. | 1428107 | | 4[html] |
| Pampa Energy Inc. | 1469395 | | 6-K[html] |
| Pansoft CO LTD | 1430452 | NASDAQ:PSOF | 6-K[html] |
| Paradigm Oil & Gas, Inc. | 1191354 | | 10-Q[html] |
| Patni Computer Systems LTD | 1324503 | NYSE:PTI | SC 13D[html] |
| Patterson Julien G | 1461661 | | 4[html] |
| Pax World Funds Trust II | 1426870 | | 485BPOS[html] |
| Pentwater Capital Management LP | 1425851 | | SC 13G[html] |
| Perrin Maria | 1497710 | | 4[html] |
| Phillips Donald James II | 1323982 | | 4[html] |
| Phillips Shawn R | 1427418 | | 4[html] |
| Pique Gonzalo G | 1429460 | | 4[html] |
| Plainsboro Funds | 1521268 | | N-1A[html] N-8A[html] |
| Plandel Resources, Inc. | 1493712 | | S-1/A[html] |
| Plank Kevin A | 1344637 | | SC 13D/A[html] |
| Planwell, LLC | 1354885 | | S-4[html] |
| Platinum Management (NY) LLC | 1368616 | | 13F-HR[html] |
| Plohetski John | 1381970 | | 4[html] |
| Pohl Michael J | 1312506 | | 4[html] |
| Polonia Bancorp | 1368252 | | 8-K[html] |
| Poole David P | 1356213 | | 4[html] |
| Popp John William Jr. | 1477268 | | 4[html] |
| Porter Bancorp, Inc. | 1358356 | NASDAQ:PBIB | 8-K[html] |
| PowerShares Exchange-Traded Fund Trust II | 1378872 | NASDAQ:PAGG NASDAQ:PBTQ NASDAQ:PKOL NASDAQ:PSAU NASDAQ:PSTL NASDAQ:PTRP | 485BXT[html] 485BXT[html] |
| Powershares Actively Managed Exchange-Traded Fund Trust | 1418144 | | 497[html] |
| Premiere Publishing Group, Inc. | 1338929 | | 10-Q[html] |
| Primerica, Inc. | 1475922 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Primet Precision Materials Inc | 1315669 | | D[html] |
| Prinzen Frederik B | 1439747 | | 4[html] |
| Processing Solutions LLC | 1420744 | | 424B3[html] |
| Proctor Hawthorne L. | 1408929 | | 4[html] |
| Proton Therapy USA, Inc. | 1448970 | | D[html] |
| Purdum Robert L | 1297868 | | 4[html] |
| PureSafe Water Systems, Inc. | 764839 | | 10-Q[html] |
| Pyenson Eric J. | 1520778 | | 4[html] |
| QLIK TECHNOLOGIES INC | 1305294 | | 4[html] 4[html] |
| QUAINT OAK BANCORP INC | 1391933 | | 4[html] |
| QUAKER INVESTMENT TRUST | 870355 | | 497[html] 497K[html] |
| QUANTA SERVICES INC | 1050915 | NYSE:PWR | S-8[html] |
| QUANTRX BIOMEDICAL CORP | 820608 | | 10-Q[html] |
| QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. | 1166380 | NASDAQ:QTWW | 424B3[html] 8-K[html] |
| QUATERRA RESOURCES INC | 1339688 | AMEX:QMM | 6-K[html] |
| QUEST DIAGNOSTICS INC | 1022079 | NYSE:DGX | 8-K[html] |
| QUESTCOR PHARMACEUTICALS INC | 891288 | NASDAQ:QCOR | 8-K[html] |
| QUESTROM ALLEN I | 1246091 | | 4[html] |
| QUICK MARK | 1183976 | | 4[html] |
| QUIST STEVEN M | 1220569 | | 4[html] |
| Quad/Graphics, Inc. | 1481792 | | 8-K[html] |
| RAABE JAMES C | 1199258 | | 4[html] |
| RAE SYSTEMS INC | 1084876 | AMEX:RAE | SC 13D/A[html] |
| RAGER JON F | 1236902 | | 4/A[html] |
| RAHN WILLIAM | 1311181 | | 4[html] |
| RAINES LENDERS L P | 845399 | | 10-Q[html] |
| RAINMAKER SYSTEMS INC | 1094007 | NASDAQ:RMKR | 8-K[html] |
| RAMSEY LONG-BIASED (GELS) MASTER, LTD. | 1521272 | | D[html] |
| RAMSEY ROGER A | 938683 | | 4[html] |
| RANGE RESOURCES CORP | 315852 | NYSE:RRC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| RARE ELEMENT RESOURCES LTD | 1419806 | | 6-K[html] 6-K[html] |
| RAYNOLDS ROBERT G | 1211447 | | 4[html] |
| RAYONIER INC | 52827 | NYSE:RYN | 8-K[html] |
| RBS Holdings N.V. | 1038727 | NYSE:ABN^E NYSE:ABN^F NYSE:ABN^G | FWP[html] |
| RCM (UK) Ltd | 1498421 | | 13F-HR[html] |
| REALOGY CORP | 1355001 | | 424B3[html] |
| REALPAGE INC | 1286225 | | 8-K[html] |
| REBAR THOMAS G | 1274937 | | 4[html] |
| REBER JOHN M | 1225817 | | 4[html] |
| RED METAL RESOURCES, LTD. | 1358654 | | 424B3[html] |
| RED ROBIN GOURMET BURGERS INC | 1171759 | NASDAQ:RRGB | 10-Q[html] |
| REDDY ICE HOLDINGS INC | 1268984 | NYSE:FRZ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| REDFIELD CARL | 1180677 | | 4[html] |
| REDMOND WILLIAM E JR | 1197597 | | 4[html] |
| REDWOOD TRUST INC | 930236 | NYSE:RWT | 8-K[html] |
| REDtone Asia Inc | 1341319 | | 10-Q/A[html] 8-K/A[html] |
| REHABCARE GROUP INC | 812191 | NYSE:RHB | 425[html] |
| REICHENTAL ABRAHAM N | 1200987 | | 4[html] |
| REID DAVID C | 1265753 | | 4[html] |
| REINSURANCE GROUP OF AMERICA INC | 898174 | NYSE:RGA NYSE:RGA^A | 8-K[html] |
| REISSNER JAMES K | 1126742 | | 4[html] |
| RELIANCE STEEL & ALUMINUM CO | 861884 | NYSE:RS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| RENAISSANCERE HOLDINGS LTD | 913144 | NYSE:RNR NYSE:RNR^B NYSE:RNR^C NYSE:RNR^D | 4[html] 8-K[html] |
| RENTON HOLLINGS | 1187333 | | 4[html] |
| REPSOL YPF SA | 847838 | | SC 13D/A[html] |
| REPUBLIC SERVICES, INC. | 1060391 | NYSE:RSG | 4[html] |
| RESSNER MICHAEL P | 1219224 | | 4[html] |
| RETAIL VENTURES INC | 874444 | NYSE:RVI | 10-K/A[html] 8-K[html] |
| RETHORE BERNARD G | 1159996 | | 4[html] |
| REVLON CONSUMER PRODUCTS CORP | 890547 | | 8-K[html] |
| REVLON INC /DE/ | 887921 | | 8-K[html] |
| REXAHN PHARMACEUTICALS, INC. | 1228627 | AMEX:RNN | 4[html] SC 13D/A[html] |
| RFG Acquisition II Inc. | 1377040 | | 10-Q[html] |
| RICCI PAUL | 1218326 | | 4[html] |
| RICHARDSON ELECTRONICS LTD/DE | 355948 | | 4[html] |
| RICHMOND BRENT E | 1197923 | | 4[html] |
| RICKS RON | 1027718 | | 4[html] |
| RICOH CO LTD | 317891 | | 6-K[html] |
| RIDLEY DAVIS S /TX | 1091946 | | 4[html] |
| RIGEL PHARMACEUTICALS INC | 1034842 | NASDAQ:RIGL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| RIMAGE CORP | 892482 | NASDAQ:RIMG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| RINCK GARY M | 1283681 | | 4[html] |
| RINGROSE PETER S | 1199298 | | 4[html] |
| RIPP ROBERT | 1059475 | | 4[html] |
| RISS PAUL H | 1191257 | | 4[html] |
| ROADSHIPS HOLDINGS, INC. | 1389067 | | 10-Q[html] |
| ROBARDS KAREN P | 1141903 | | 4[html] |
| ROBECO SAGE TRITON FUND LLC | 1267994 | | 497[html] |
| ROBERTS MATTHEW | 1215028 | | 4[html] |
| ROCK MITCHELL | 1240676 | | 4[html] |
| ROCKWELL AUTOMATION INC | 1024478 | NYSE:ROK | 4[html] |
| ROCKWELL COLLINS INC | 1137411 | NYSE:COL | 4[html] 4[html] |
| ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 785815 | NASDAQ:RMCF | 4[html] |
| RODE MURRAY D | 1284455 | | 4[html] |
| RODRIGUEZ PABLO | 1203195 | | 4[html] |
| ROEMER JAMES P | 1220864 | | 4[html] 4[html] |
| ROGERS KEVIN G | 1274283 | | 4[html] |
| RONALD C ELKINS | 1016744 | | 4[html] |
| ROSE ERIC A MD | 1139301 | | 4[html] |
| ROSENBERG MORRIS | 1202786 | | 4[html] |
| ROSENTHAL JAMES A | 1509446 | | 4[html] |
| ROSKIN WILLIAM A | 1200610 | | 4[html] |
| ROSS EDWARD C | 1238391 | | 4[html] |
| ROSS STORES INC | 745732 | NASDAQ:ROST | 8-K[html] |
| ROSTOCK VENTURES CORP | 1396054 | | 10-Q[html] |
| ROTECH HEALTHCARE INC | 1175108 | | S-3[html] S-4[html] |
| ROTHBLATT MARTINE A | 1106578 | | 4[html] |
| ROTHMAN NOEL N | 1195903 | | 4[html] |
| ROYAL BANK OF CANADA \ | 1000275 | NYSE:RY | 424B2[html] |
| ROYAL BANK OF SCOTLAND GROUP PLC | 844150 | | FWP[html] |
| ROYAL BANK OF SCOTLAND PLC | 729153 | | FWP[html] |
| ROYAL GOLD INC | 85535 | NASDAQ:RGLD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| RUBIN STEVEN | 1222065 | | 4[html] |
| RUDDEN EILEEN | 1217131 | | 4[html] |
| RUDDICK CORP | 85704 | NYSE:RDK | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K/A[html] |
| RUDOLPH TECHNOLOGIES INC | 1094392 | NASDAQ:RTEC | 4[html] |
| RUDY THOMAS L JR | 1281535 | | 4[html] |
| RUSH CARL V JR | 1028870 | | 4[html] |
| RUSSELL INVESTMENT CO | 351601 | | 485BPOS[html] |
| RUSSELL INVESTMENT FUNDS | 824036 | | 485BPOS[html] |
| RXI PHARMACEUTICALS CORP | 1390478 | NASDAQ:RXII | PRE 14A[html] |
| RYDEX DYNAMIC FUNDS | 1092720 | | 485BPOS[html] |
| RYDEX VARIABLE TRUST | 1064046 | | 485BPOS[html] |
| RadNet, Inc. | 790526 | NASDAQ:RDNT | 4[html] |
| Rajgopal Raj | 1449544 | | 4[html] |
| Rao Gnaneshwar B. | 1450650 | | 4[html] |
| Ratton Steve W JR | 1346906 | | 4[html] |
| Rauch Michael H | 1433022 | | 4[html] |
| Raup George | 1432891 | | 4[html] |
| Real Estate Referral LLC | 1421083 | | 424B3[html] |
| Real Estate Referrals LLC | 1420751 | | 424B3[html] |
| Real Estate Services LLC | 1420445 | | 424B3[html] |
| Realogy Franchise Group LLC | 1420444 | | 424B3[html] |
| Realogy Global Services LLC | 1420443 | | 424B3[html] |
| Realogy Licensing LLC | 1420442 | | 424B3[html] |
| Realogy Operations LLC | 1420326 | | 424B3[html] |
| Realogy Services Group LLC | 1420430 | | 424B3[html] |
| Realogy Services Venture Partner LLC | 1420431 | | 424B3[html] |
| RedFort Multi-Strategy, L.P. | 1520634 | | D[html] |
| Reding Robert W | 1362049 | | 4[html] |
| Reef Oil & Gas Income & Development Fund III LP | 1411643 | | 10-Q[html] |
| Referral Associates of New England LLC | 1420932 | | 424B3[html] |
| Referral Network LLC | 1420955 | | 424B3[html] |
| Referral Network Plus, Inc. | 1511412 | | 424B3[html] |
| Referral Network, LLC | 1420339 | | 424B3[html] |
| Regency Energy Partners LP | 1338613 | NASDAQ:RGNC | 8-K/A[html] |
| Reichman Itzhak | 1414610 | | 4[html] |
| Reid Jason D. | 1497103 | | 4[html] |
| Rennard Robert W | 1477464 | | 4[html] |
| Reprographics Fort Worth, Inc. | 1354889 | | S-4[html] |
| Reprographics Northwest, LLC | 1354886 | | S-4[html] |
| RevenueShares ETF Trust | 1384032 | | N-Q[html] |
| Reynolds Kim | 1476480 | | 4[html] |
| Reynolds Thomas C | 1393945 | | 4[html] |
| Rhinehart Mary K | 1444193 | | 4[html] |
| Richard Carl | 1312917 | | 4[html] |
| Riddle Kimberly A | 1520774 | | 3[html] |
| RidgeWorth Funds | 883939 | | 497[html] |
| Ridgways, LLC | 1354880 | | S-4[html] |
| Risch Gregory Alan | 1480103 | | 4[html] |
| Ritzert Gerald J | 1478105 | | 4[html] |
| Riverbed Technology, Inc. | 1357326 | NASDAQ:RVBD | 4[html] |
| Robeco-Sage Multi-Strategy TEI Fund, L.L.C. | 1479573 | | 497[html] |
| Robeco-Sage Multi-Strategy TEI Institutional Fund LLC | 1441466 | | 497[html] |
| Roberts Joseph William | 1389155 | | 4[html] |
| Robusto Dino | 1348889 | | 4[html] |
| Rogers Theodore C | 1297864 | | 4[html] |
| Roman Jimenez Juan Jose | 1317669 | | 4[html] |
| Ronan Peter W | 1415924 | | 4[html] |
| Rosen Erez | 1516524 | | 4[html] |
| Rosenthal Bennett | 1304465 | | 4[html] |
| Royal Bank of Scotland N.V. | 897878 | | FWP[html] |
| Russell Exchange Traded Funds Trust | 1469030 | | 497J[html] |
| SABEL IVAN R | 1217563 | | 4[html] |
| SACHS ROBERT J | 1271847 | | 4[html] |
| SADIGH MANDANA | 1504807 | | 4[html] |
| SAGA COMMUNICATIONS INC | 886136 | AMEX:SGA | 4[html] |
| SAINTS CAPITAL GRANITE, L.P. | 1520041 | | 3[html] SC 13D[html] |
| SAINTS CAPITAL VI L P | 1423322 | | 4/A[html] SC 13D/A[html] |
| SALISBURY BANCORP INC | 1060219 | AMEX:SAL | 8-K[html] |
| SALTICH JACK L | 1247561 | | 4[html] |
| SAM Sustainable Asset Management Ltd. | 1418427 | | SC 13G/A[html] |
| SAMPSON CURTIS A | 941310 | | 4[html] |
| SAMPSON RANDALL D | 1042527 | | 4[html] |
| SANDERS WILLIAM REID | 1052783 | | 4[html] |
| SANFORD TERRY E | 1193238 | | 4[html] |
| SANTORA GREG J | 1188901 | | 4[html] |
| SAPPI LTD | 1072483 | NYSE:SPP | 6-K[html] |
| SARATOGA RESOURCES INC /TX | 1096339 | | 8-K[html] |
| SATCON TECHNOLOGY CORP | 889423 | NASDAQ:SATC | DEF 14A[html] |
| SAUER BRAD T | 1205397 | | 4[html] |
| SBLENDORIO GLENN | 1277478 | | 4[html] |
| SCANGOS GEORGE A | 1202102 | | 4[html] |
| SCG Financial Acquisition Corp. | 1512074 | | 10-Q[html] |
| SCHAWK INC | 719164 | NYSE:SGK | 8-K[html] |
| SCHEID STEVEN | 1188413 | | 4[html] |
| SCHLACHTER HARRY | 1403787 | | 4[html] |
| SCHMITT ANDREW B | 1232201 | | 4[html] |
| SCHMITT JEROME B | 1197927 | | 4[html] |
| SCHOEN JEFFREY S | 1388387 | | 4[html] |
| SCHOPFER HENRY G III | 1248998 | | 4[html] |
| SCHWARTZ DAVID Y | 1198854 | | 4[html] |
| SCICLONE PHARMACEUTICALS INC | 880771 | NASDAQ:SCLN | PRE 14A[html] |
| SCIENTIFIC GAMES CORP | 750004 | NASDAQ:SGMS | DEFA14A[html] SC TO-C[html] |
| SCOCIMARA ERIBERTO R | 1203907 | | 4[html] |
| SCORDELIS BYRON A | 1189059 | | 3[html] 4[html] |
| SCOTT DEBORAH E | 1242488 | | 4[html] |
| SCULLEY ANDREW GEORGE JR | 1436271 | | 4[html] |
| SEALED AIR CORP/DE | 1012100 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| SEARS HOLDINGS CORP | 1310067 | NASDAQ:SHLD | 8-K[html] |
| SEATTLE GENETICS INC /WA | 1060736 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| SED INTERNATIONAL HOLDINGS INC | 800286 | | 8-K[html] |
| SELECT COMFORT CORP | 827187 | NASDAQ:SCSS | 4[html] |
| SELECT MEDICAL HOLDINGS CORP | 1320414 | | S-8[html] |
| SEN YU INTERNATIONAL HOLDINGS, INC. | 724915 | | 10-K/A[html] 10-Q/A[html] |
| SENECA GLOBAL FUND, L.P. | 1414581 | | 424B3[html] |
| SENESCO TECHNOLOGIES INC | 1035354 | AMEX:SNT | SC 13G[html] |
| SENETEK PLC /ENG/ | 789944 | | 10-Q[html] 8-K[html] |
| SENNA JOSEPH J | 1246241 | | 4[html] |
| SENSE TECHNOLOGIES INC | 1077638 | | NT 10-K[html] |
| SERGEL RICHARD P | 1095170 | | 4[html] |
| SEXTON O GRIFFITH | 1338580 | | 4[html] |
| SHAPIRO NORTON | 1017637 | | 4[html] |
| SHAW ALAN | 1180767 | | 4[html] |
| SHAW THOMAS S | 1078772 | | 4[html] |
| SHEA WILLIAM J | 1255686 | | 4/A[html] |
| SHELRON GROUP INC | 1125903 | | 10-Q[html] |
| SHERWIN STEPHEN A | 1079462 | | 4[html] |
| SHOEDAZZLE.COM INC | 1447321 | | D[html] |
| SHUSTER JAY | 1220353 | | 4[html] |
| SIEGALL CLAY B | 1167496 | | 4[html] |
| SIEMENS AKTIENGESELLSCHAFT | 1135644 | | 6-K[html] |
| SIGA TECHNOLOGIES INC | 1010086 | NASDAQ:SIGA | 4[html] 4[html] |
| SILGAN HOLDINGS INC | 849869 | NASDAQ:SLGN | 4[html] 4[html] |
| SILICON IMAGE INC | 1003214 | NASDAQ:SIMG | 424B3[html] 8-K[html] EFFECT[html] |
| SILICON LABORATORIES INC | 1038074 | NASDAQ:SLAB | 4[html] 4/A[html] |
| SILICON SOUTH INC | 1093928 | | 10-Q[html] |
| SILVER BULL RESOURCES, INC. | 1031093 | AMEX:MMG | 10-K/A[html] |
| SILVER HILL MINES INC | 1434994 | | 10-Q[html] |
| SILVER HORN MINING LTD. | 1058307 | | 10-Q[html] |
| SIMMONS HAROLD C | 1037854 | | 4[html] 4[html] |
| SIMON PROPERTY GROUP INC /DE/ | 1063761 | | 8-K[html] |
| SIMONCIC RICHARD J | 1181945 | | 4[html] |
| SIMONE PETER J | 1194518 | | 4[html] 4[html] |
| SIMONTON JAMES L | 1246450 | | 4[html] |
| SIMPSON TODD E | 1216477 | | 4[html] |
| SINAI ALLEN L | 1241634 | | 4/A[html] |
| SINCLAIR D BRUCE | 1066857 | | 4[html] |
| SINGER KAREN | 1265181 | | 4[html] |
| SINGLE TOUCH SYSTEMS INC | 1157817 | | 8-K[html] |
| SINOCOM PHARMACEUTICAL, INC. | 1434017 | | 10-Q[html] |
| SINOHUB, INC. | 1406574 | | 4[html] SC 13D/A[html] |
| SIONIX CORP | 764667 | | S-1/A[html] |
| SKATES RONALD L | 1189841 | | 4[html] |
| SKILLING DAVID VAN | 1193396 | | 4[html] |
| SKY DIGITAL STORES CORP. | 1375483 | | SC 13D[html] SC 13D[html] SC 13D[html] |
| SL INDUSTRIES INC | 89270 | AMEX:SLI | 4[html] |
| SLACIK CLAUDIA | 1256103 | | 4[html] |
| SLATTERY FRANK P JR | 1240626 | | 4[html] |
| SLOANE BARRY | 1124485 | | 4[html] |
| SLOANE BARRY R | 1246238 | | 4[html] |
| SLOTKIN TODD J | 1184025 | | 4[html] |
| SMILEY STEPHEN P | 1200137 | | 4[html] |
| SMISEK JEFFERY A | 1193038 | | 4[html] |
| SMITH BARRY M | 1212067 | | 3[html] 4[html] |
| SMITH MICHAEL A | 1201211 | | 4[html] |
| SMITH MICRO SOFTWARE INC | 948708 | NASDAQ:SMSI | 4[html] 8-K/A[html] |
| SMITH RICHARD COURTER SR | 1321745 | | 4[html] |
| SMITH ROBERT T | 1251396 | | 3[html] 4[html] |
| SMITS MARK W | 1518730 | | 4[html] |
| SMUCKER J M CO | 91419 | | NO ACT[html] |
| SNEAD CHERYL W | 1193814 | | 4[html] |
| SOEFL INC. | 1452176 | | DEF 14C[html] |
| SOLAR ENERTECH CORP | 1307873 | | 8-K[html] |
| SOLERA HOLDINGS, INC | 1324245 | NYSE:SLH | 4[html] |
| SOMMER REGINA O | 1190873 | | 4[html] |
| SONIC CORP | 868611 | NASDAQ:SONC | 8-K[html] |
| SONNABEND STEPHANIE | 1246243 | | 4[html] |
| SONOMAWEST HOLDINGS INC | 102588 | | PREM14C[html] SC 13E3/A[html] SC 13E3/A[html] |
| SOOK PERRY A | 1250261 | | 4[html] |
| SOONER HOLDINGS INC /OK/ | 861370 | | 8-K[html] |
| SOPHROSYNE TECHNOLOGY PARTNERS LTD | 1369500 | | D/A[html] |
| SOROS FUND MANAGEMENT LLC | 1029160 | | SC 13G[html] |
| SOUNDBITE COMMUNICATIONS INC | 1163698 | NASDAQ:SDBT | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| SOUPMAN, INC. | 1475273 | | 8-K/A[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| SOUTHERN CHINA LIVESTOCK, INC. | 1415599 | | 8-K[html] PRER14C[html] UPLOAD[html] |
| SOUTHERN CO | 92122 | NYSE:SO | 4[html] 4/A[html] |
| SOUTHERN CONNECTICUT BANCORP INC | 1137046 | AMEX:SSE | 4[html] |
| SOUTHWEST AIRLINES CO | 92380 | NYSE:LUV | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SOUTHWEST OIL & GAS INCOME FUND VII A L P | 808028 | | 15-12G[html] |
| SOUTHWEST OIL & GAS INCOME FUND VIII-A L P | 825881 | | 15-12G[html] |
| SOUTHWEST ROYALTIES INC INCOME FUND V | 782149 | | 15-12G[html] |
| SOUTHWEST ROYALTIES INC INCOME FUND VI | 796489 | | 15-12G[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND VIII B L P | 825886 | | 15-12G[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND X-A LP | 859910 | | 15-12G[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND X-C LP | 887426 | | 15-15D[html] |
| SOUTHWESTERN ENERGY CO | 7332 | NYSE:SWN | 8-K[html] |
| SPARTAN STORES INC | 877422 | NASDAQ:SPTN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SPECIAL OPPORTUNITIES FUND, INC. | 897802 | NYSE:PIF | 4[html] |
| SPILMAN ROBERT H JR | 1017081 | | 4[html] |
| SPIRIT OF AMERICA INVESTMENT FUND INC | 1039667 | | N-Q[html] |
| SPITLER JANET P | 1220455 | | 4[html] |
| SPREADTRUM COMMUNICATIONS INC | 1287950 | NASDAQ:SPRD | 6-K[html] |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | 1387508 | | SC 13D/A[html] |
| SQ Acquisition Company, LLC | 1467245 | | D[html] |
| SQLSTREAM, INC. | 1467833 | | D[html] |
| SRI SURGICAL EXPRESS INC | 1014041 | NASDAQ:STRC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SRINIVASAN SAM | 1287039 | | 4[html] |
| STAAR INVESTMENT TRUST | 1011996 | | 485BPOS[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| STABENOW ARTHUR B | 1048519 | | 4[html] |
| STAGE STORES INC | 6885 | NYSE:SSI | 8-K[html] |
| STALLINGS THOMAS J | 1272861 | | 4[html] |
| STANDARD MICROSYSTEMS CORP | 93384 | NASDAQ:SMSC | 8-K[html] |
| STANDARD MOTOR PRODUCTS INC | 93389 | NYSE:SMP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| STAPLES DAVID M | 1119398 | | 4[html] |
| STATE FARM VARIABLE PRODUCT TRUST | 1034633 | | 485BPOS[html] |
| STATE INVESTORS BANCORP, INC. | 1513971 | | 424B3[html] 424B3[html] |
| STATE STREET Corp | 93751 | NYSE:STT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | 1107414 | | 485BPOS[html] |
| STATOIL ASA | 1140625 | NYSE:STO | 6-K[html] |
| STEEL DYNAMICS INC | 1022671 | NASDAQ:STLD | 4[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
| STEEL PARTNERS II LP | 915653 | | 4[html] |
| STEELE RESOURCES CORP | 1404280 | | 10-K/A[html] |
| STEIN ISAAC | 1180772 | | 4[html] |
| STEINHAFEL GREGG W | 1201729 | | 4[html] |
| STEMCELLS INC | 883975 | NASDAQ:STEM | 4[html] 4/A[html] 4/A[html] |
| STEPHENS CHAD L | 1224089 | | 4[html] |
| STEUERT D MICHAEL | 1194765 | | 4[html] |
| STEVEN-WAISS KELLEY | 1498143 | | 4[html] |
| STIFEL FINANCIAL CORP | 720672 | NYSE:SF | 4[html] |
| STOKELY JOHN D JR | 1370449 | | 4[html] |
| STOLLENWERK JOHN J | 1185509 | | 4[html] |
| STOLPER MARK | 1281961 | | 4[html] |
| STONE ROBERT C JR | 1250652 | | 4[html] |
| STRANDJORD M JEANNINE | 1193824 | | 4[html] |
| STRATEGIC DIAGNOSTICS INC/DE/ | 911649 | | 4[html] |
| STRUCTURED OBLIGATIONS CORP LONG TERM CERT SER 2003 3 | 1255604 | | 8-K[html] |
| STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-4 | 1264157 | | 8-K[html] |
| STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-5 | 1269371 | | 8-K[html] |
| STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-1 | 1223444 | | 8-K[html] |
| STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-2 | 1227090 | | 8-K[html] |
| STRUCTURED OBLIGATIONS CORP TRUST SPRINT CAPITAL CER 2002-1 | 1279940 | | 8-K[html] |
| STUBBS STONEY M JR | 1236196 | | 4[html] |
| STURDIVANT FREDERICK D | 1244022 | | 4[html] |
| SUBJEX CORP | 1107699 | | 10-Q[html] |
| SUGISHITA DAVID | 1206022 | | 4[html] |
| SULLIVAN DANIEL J | 95185 | | 4/A[html] |
| SUMME GREGORY L | 1143422 | | 4[html] |
| SUN BANCORP INC /NJ/ | 1017793 | | PRE 14A[html] |
| SUN HYDRAULICS CORP | 1024795 | NASDAQ:SNHY | 4[html] |
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| SUN LIFE NY VARIABLE ACCOUNT D | 791683 | | AW[html] |
| SUN LIFE OF CANADA U S VARIABLE ACCOUNT I | 1074760 | | AW[html] |
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| SUNTRUST BANKS INC | 750556 | NYSE:STI NYSE:STI^A NYSE:STI^Z | 8-K[html] |
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| SUPERGEN INC | 919722 | NASDAQ:SUPG | 4[html] DEFA14A[html] |
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| SYKES ENTERPRISES INC | 1010612 | NASDAQ:SYKE | 8-K[html] |
| SYMANTEC CORP | 849399 | NASDAQ:SYMC | 10-K[html] |
| SYNGENTA AG | 1123661 | NYSE:SYT | 6-K[html] |
| SYNOVUS FINANCIAL CORP | 18349 | NYSE:SNV | 4[html] |
| SYNTROLEUM CORP | 1029023 | NASDAQ:SYNM | 8-K[html] |
| Sadusky Vincent L | 1303539 | | 4[html] |
| Sagard Capital Partners GP, Inc. | 1423388 | | 4[html] |
| Sagard Capital Partners Management CORP | 1423386 | | 4[html] |
| Sagard Capital Partners, L.P. | 1423385 | | 4[html] |
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| Sanger William A | 1346845 | | 4[html] |
| Sargent Timothy Willis | 1521263 | | 3[html] |
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| Scharp Robert C | 1345101 | | 4[html] |
| Schechter David S. | 1411497 | | 3[html] 4[html] |
| Schmidt Andrew C | 1301466 | | 4[html] |
| Schmidtlein Michael J | 1345053 | | 4[html] |
| Schomer Richard Frederick | 1410535 | | 4[html] |
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| Sechrist Todd M. | 1498463 | | 4[html] |
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