| Company | CIK | Ticker Symbol | Document |
| Secured Land Transfers LLC | 1420681 | | 424B3[html] |
| Selati Sydney | 1321071 | | 4[html] |
| Serruya Michael | 1401800 | | 4[html] |
| Shanks Eugene B. JR | 1452651 | | 3[html] 4[html] |
| Shanks Robert L | 1470999 | | 4[html] |
| Sharkey Andrew G III | 1326361 | | 4[html] |
| Shasta Theodore | 1468776 | | 4[html] |
| ShengdaTech, Inc. | 1160165 | NASDAQ:SDTH | 8-K[html] |
| Shengkai Innovations, Inc. | 1327364 | | 8-K[html] |
| Sherif Tarek | 1466275 | | 4[html] |
| Shipley Glen E | 1308052 | | 4[html] |
| Shire plc | 936402 | NASDAQ:SHPGY | 8-K[html] 8-K[html] |
| Shortall Eugene | 1483224 | | 4[html] |
| Shortt Thomas H | 1461101 | | 4[html] |
| Silent Power, Inc. | 1508640 | | D[html] |
| Silicon Graphics International Corp | 1316625 | NASDAQ:RACK | 4[html] |
| Silver Dragon Resources Inc. | 1017290 | | EFFECT[html] |
| Silver Point Capital L.P. | 1332784 | | 4[html] |
| Silver Point Capital Management, L.L.C. | 1382624 | | 4[html] |
| Simon Howard Allan | 1303832 | | 4[html] |
| Sino Agro Food, Inc. | 1488419 | | 10-Q[html] |
| Sino Gas International Holdings, Inc. | 1326364 | | 8-K[html] |
| SinoTech Energy Ltd | 1502505 | | 6-K[html] |
| Skinny Nutritional Corp. | 1176325 | | 10-Q[html] |
| SkyPeople Fruit Juice, Inc | 1066923 | | 4[html] |
| Skybridge Diversified Hedge Fund Portfolio, LLC | 1520568 | | N-2[html] N-8A[html] |
| Skype S.a r.l. | 1498209 | | RW[html] |
| Small Jesse | 1494245 | | 4[html] |
| Smart-tek Solutions Inc | 947011 | | 10-Q[html] |
| Smith William Maxwell | 1435931 | | 4[html] |
| Snyder Thomas James | 1413028 | | 4[html] |
| SolarWinds, Inc. | 1428669 | | 8-K[html] |
| Sonmez Murat | 1324126 | | 4[html] |
| Sonora Resources Corp. | 1473591 | | 3[html] SC 13D[html] |
| Sotheby's International Realty Affiliates LLC | 1420426 | | 424B3[html] |
| Sotheby's International Realty Licensee LLC | 1420425 | | 424B3[html] |
| Sotheby's International Realty Referral Company, LLC | 1420427 | | 424B3[html] |
| Sotheby's International Realty, Inc. | 1420935 | | 424B3[html] |
| Sound Financial, Inc. | 1410087 | | 4[html] |
| Sparks Finance LLC | 1519741 | | EFFECT[html] |
| Speed James H. Jr. | 1492211 | | 4[html] |
| Spengler William | 1297399 | | 4[html] |
| Spindletop Healthcare Capital, L.P. | 1521227 | | D[html] |
| Spirit Airlines, Inc. | 1498710 | | S-1/A[html] |
| Spradlin Shane M. | 1427690 | | 4[html] |
| St. Joe Title Services LLC | 1420496 | | 424B3[html] |
| Stachiw Mark Atkerson | 1392405 | | 4[html] |
| Stan Checketts Properties, LC | 1427435 | | 4[html] |
| Standard Gold | 773717 | | 10-Q[html] |
| Standifird R Jason | 1460271 | | 4[html] |
| Stapleton Acquisition Co | 1445358 | | SC 13E3/A[html] |
| Star Bulk Carriers Corp. | 1386716 | NASDAQ:SBLK NASDAQ:SBLKW | 6-K/A[html] |
| Starboard Investment Trust | 1464413 | | 497[html] |
| Starboard Value LP | 1517137 | | SC 13D/A[html] |
| Steel Partners LLC | 1422282 | | 4[html] |
| Steimer Olivier | 1439107 | | 4[html] |
| Steinberg Richard A | 1344446 | | 4[html] |
| Stephens David B | 1464196 | | 4[html] |
| Stewart Capital Mutual Funds | 1376720 | | 485BPOS[html] |
| Stone West Mary E | 1309219 | | 4[html] |
| Stonefield Investment Fund I, LLC | 1492174 | | D/A[html] |
| Stookey Eric A | 1391466 | | 4[html] |
| Strid Eric W | 1311553 | | 4[html] |
| SubHub, Inc. | 1354888 | | S-4[html] |
| Suchenski Richard | 1494894 | | 4[html] |
| Sumisho Computer Systems Corp | 1330071 | | CB/A[html] |
| Sun Life (N.Y.) Variable Account N | 1385245 | | N-4[html] |
| SunSi Energies Inc. | 1407268 | | 8-K/A[html] |
| Sundrop Mobile, Inc. | 1499762 | | D[html] |
| Sunshine Group (Florida) Ltd. Corp. | 1511547 | | 424B3[html] |
| Sunshine Group, Ltd. | 1420643 | | 424B3[html] |
| Sunshine Urological Services L P | 1324996 | | D[html] |
| Sunu Paul | 1414126 | | 4[html] |
| Sunway Global Inc. | 1096840 | | 10-Q[html] |
| SupportSave Solutions Inc | 1401475 | | 8-K[html] |
| Swenson Nicholas John | 1478067 | | 4[html] |
| Swift Intermodal, LLC | 1519742 | | EFFECT[html] |
| Swift Leasing Co., LLC | 1519743 | | EFFECT[html] |
| Swift Services Holdings, Inc. | 1519737 | | CT ORDER[html] EFFECT[html] |
| Swift Transportation Co. of Arizona, LLC | 1519745 | | EFFECT[html] |
| Swift Transportation Co. of Virginia, LLC | 1519746 | | EFFECT[html] |
| Swift Transportation Co., LLC | 1519744 | | EFFECT[html] |
| Swift Transportation Services, LLC | 1519747 | | EFFECT[html] |
| Swisher Hygiene Inc. | 1504747 | | 4[html] |
| TA / ATLANTIC & PACIFIC IV LP | 1235807 | | 4[html] |
| TA ASSOCIATES AP IV LP | 1235813 | | 4[html] |
| TA ASSOCIATES INC | 1034569 | | 4[html] 4[html] |
| TA ASSOCIATES IX LLC | 1235811 | | 4[html] |
| TA ASSOCIATES SPF LP | 1235803 | | 4[html] |
| TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | 1235818 | | 4[html] |
| TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | 1235805 | | 4[html] |
| TA Associates AP V L.P. | 1392149 | | 4[html] |
| TA Atlantic & Pacific V L P | 1319730 | | 4[html] |
| TA IX LP | 1121410 | | 4[html] |
| TA Investors II L.P. | 1355450 | | 4[html] |
| TABER HAROLD C JR | 1266255 | | 4[html] |
| TAN LIP BU | 1008463 | | 4[html] |
| TANGER FACTORY OUTLET CENTERS INC | 899715 | NYSE:SKT NYSE:SKT^C | 10-Q/A[html] |
| TANGER PROPERTIES LTD PARTNERSHIP /NC/ | 1004036 | | 10-Q/A[html] |
| TAPHANDLES LLC | 1508897 | | D/A[html] |
| TARGACEPT INC | 1124105 | NASDAQ:TRGT | 424B5[html] 8-K[html] |
| TARGET CORP | 27419 | NYSE:TGT | 4[html] |
| TASTY BAKING CO | 96412 | NASDAQ:TSTY | SC 14D9/A[html] SC TO-T/A[html] |
| TAW Holding Inc. | 1420740 | | 424B3[html] |
| TAYLOR MARY ALICE | 1088860 | | 4[html] |
| TCTC Holdings, LLC | 1483870 | | 3[html] SC 13D[html] |
| TE Connectivity Ltd. | 1385157 | NYSE:TEL | 8-K[html] |
| TEC Technology, Inc. | 1101246 | | 10-Q[html] |
| TECHNOLOGY RESEARCH CORP | 741556 | NASDAQ:TRCI | 4[html] |
| TEEN EDUCATION GROUP, INC. | 1413581 | | PRE 14C[html] |
| TEIXEIRA J ANDRE | 1202430 | | 4[html] |
| TEKMIRA PHARMACEUTICALS CORP | 1447028 | | 6-K[html] |
| TELESTONE TECHNOLOGIES CORP | 817129 | NASDAQ:TSTC | 8-K[html] |
| TELEVANTOS JOHN Y | 1236561 | | 4[html] |
| TELIK INC | 1109196 | NASDAQ:TELK | 8-K[html] S-8[html] |
| TELVENT GIT S A | 1257803 | NASDAQ:TLVT | 6-K[html] |
| TESLA MOTORS INC | 1318605 | | 4[html] |
| TESORO LOGISTICS LP | 1507615 | | 8-K[html] |
| TESSCO TECHNOLOGIES INC | 927355 | NASDAQ:TESS | 4[html] |
| TEVA PHARMACEUTICAL INDUSTRIES LTD | 818686 | NASDAQ:TEVA | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| TEVENS TIMOTHY T | 1214453 | | 4[html] |
| TEXAS INSTRUMENTS INC | 97476 | NYSE:TXN | 4[html] 4[html] 4[html] 4[html] |
| THAI FUND, INC. | 822794 | NYSE:TTF | DEF 14A[html] |
| THERANOSTICS HEALTH, INC. | 1390534 | | D[html] D/A[html] |
| THERAVANCE INC | 1080014 | NASDAQ:THRX | 8-K[html] |
| THL Credit, Inc. | 1464963 | | 4[html] |
| THL Equity Advisors VI, LLC | 1375547 | | 4[html] |
| THOMAS H. LEE ADVISORS, LLC | 1260943 | | 4[html] |
| THORATEC CORP | 350907 | NASDAQ:THOR | 4[html] |
| THORNBURG INVESTMENT TRUST | 816153 | | N-CSRS[html] |
| THUNDER MOUNTAIN GOLD INC | 711034 | | 8-K[html] DEF 14A[html] |
| TIAA REAL ESTATE ACCOUNT | 946155 | | 8-K[html] |
| TIANYIN PHARMACEUTICAL CO., INC. | 1362718 | AMEX:TPI | 8-K[html] |
| TIBCO SOFTWARE INC | 1085280 | NASDAQ:TIBX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TIDAL PETROLEUM INC | 1014687 | | D[html] |
| TIEKEN ROBERT W | 1201068 | | 4[html] |
| TILDEN ASSOCIATES INC | 1027484 | | 10-Q[html] |
| TIMBERLAND CO | 814361 | NYSE:TBL | 4[html] |
| TIME WARNER CABLE INC. | 1377013 | NYSE:TWC | 8-A12B[html] |
| TIME WARNER ENTERTAINMENT COMPANY, L. P. | 893657 | | 8-A12B[html] |
| TITANIUM METALS CORP | 1011657 | NYSE:TIE | 4[html] 4[html] 8-K[html] |
| TNS INC | 1268671 | NYSE:TNS | 8-K[html] |
| TOBEY AUBREY C | 1257812 | | 4[html] |
| TOLLGRADE COMMUNICATIONS INC \PA\ | 1002531 | | 15-12G[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
| TORCHMARK CORP | 320335 | NYSE:TMK NYSE:TMK^A | 4[html] |
| TOROSSIAN PAPKEN DER | 1230633 | | 4[html] |
| TORTOLANO JAMES VINCENT | 1184247 | | 4[html] |
| TOUCHSTONE FUNDS GROUP TRUST | 914243 | | 40-17G[html] |
| TOUCHSTONE INSTITUTIONAL FUNDS TRUST | 1174490 | | 40-17G[html] |
| TOUCHSTONE INVESTMENT TRUST | 66117 | | 40-17G[html] |
| TOUCHSTONE STRATEGIC TRUST | 711080 | | 40-17G[html] |
| TOUCHSTONE TAX FREE TRUST | 352667 | | 40-17G[html] |
| TOUCHSTONE VARIABLE SERIES TRUST | 920547 | | 40-17G[html] |
| TRACY JOHN M | 1487142 | | 4[html] |
| TRADESTATION GROUP INC | 1111559 | NASDAQ:TRAD | SC 13D[html] |
| TRANSACT ENERGY CORP | 1383394 | | 10-Q[html] |
| TRANSAMERICA FUNDS | 787623 | | 485BPOS[html] |
| TRANSAMERICA INCOME SHARES, INC. | 99197 | NYSE:TAI | CORRESP[html] DEF 14A[html] PRE 14A[html] |
| TRANSAMERICA SERIES TRUST | 778207 | | 485BPOS[html] |
| TRANSATLANTIC HOLDINGS INC | 862510 | NYSE:TRH | 8-K[html] |
| TRANSCEND SERVICES INC | 858452 | NASDAQ:TRCR | 4[html] |
| TRANSGLOBE ENERGY CORP | 736744 | NASDAQ:TGA | 6-K[html] |
| TRANSIT MANAGEMENT HOLDING CORP | 1421378 | | 8-K/A[html] SC 13D/A[html] |
| TRANSWITCH CORP /DE | 944739 | | 8-K[html] 8-K[html] |
| TRANZYME INC | 1274644 | | 8-K[html] |
| TRAVELZOO INC | 1133311 | NASDAQ:TZOO | 8-K[html] |
| TRAVIS TIMOTHY J | 1193502 | | 4[html] |
| TRB SYSTEMS INTERNATIONAL INC | 1042610 | | 10-Q[html] |
| TREY RESOURCES INC | 1236275 | | 8-K[html] |
| TRG Services, Escrow, Inc. | 1420736 | | 424B3[html] |
| TRG Settlement Services, LLP | 1420684 | | 424B3[html] |
| TRI VALLEY CORP | 22551 | | S-1[html] |
| TRILLIUM ASSET MANAGEMENT CORP | 884541 | | PX14A6G[html] |
| TRINITY CAPITAL CORP | 99771 | | 8-K[html] |
| TRIPLE-S MANAGEMENT CORP | 1171662 | NYSE:GTS | 4[html] |
| TRIUMPH GROUP INC | 1021162 | NYSE:TGI | FWP[html] |
| TRUSTCO BANK CORP N Y | 357301 | | FWP[html] |
| TRW AUTOMOTIVE HOLDINGS CORP | 1267097 | NYSE:TRW | 8-K[html] |
| TSUKAMOTO ANN | 1230632 | | 4[html] 4/A[html] |
| TTF ENTERTAINMENT, INC. | 1520956 | | D[html] |
| TTM TECHNOLOGIES INC | 1116942 | NASDAQ:TTMI | 4[html] |
| TURKISH INVESTMENT FUND, INC. | 856218 | NYSE:TKF | DEF 14A[html] |
| TURNER WILLIAM H | 1231130 | | 4[html] |
| TURPIN CHERYL N | 1198863 | | 4[html] |
| TUTTLE MICHAEL R | 1220456 | | 4[html] |
| TW NY CABLE HOLDING INC. | 1402063 | | 8-A12B[html] |
| TWIN CITY TECHNICAL L.L.C. | 1521160 | | 3[html] SC 13D[html] |
| TYLER ANN M | 1242482 | | 4[html] |
| TYSON LAURA D | 1183429 | | 4[html] |
| Talson Partners, LP | 1466354 | | D/A[html] |
| Tanaka Masaaki | 1398946 | | 3[html] |
| Tanke Biosciences Corp | 1452011 | | 10-Q[html] 8-K[html] |
| Tao Chunfeng | 1492208 | | 4[html] |
| Tartol John | 1343530 | | 4[html] |
| Taylor Wayne Kent | 1305119 | | 3[html] |
| TearLab Corp | 1299139 | NASDAQ:TEAR | DEF 14A[html] |
| Tedford Thomas W | 1491769 | | 4[html] |
| Teekay LNG Partners L.P. | 1308106 | NYSE:TGP | 6-K[html] |
| Teitelbaum David J. | 1510354 | | 4[html] |
| TeleNav, Inc. | 1474439 | | 4[html] 4[html] |
| Teleconnect Inc. | 1101688 | | 10-Q[html] |
| Tennessee Commerce Bancorp, Inc. | 1323033 | NASDAQ:TNCC | 8-K[html] |
| Terreno Realty Corp | 1476150 | | 4[html] 4[html] 4[html] 4[html] |
| Tewksbury Ted L III | 1375681 | | 4[html] 4[html] |
| Texas American Title CO | 1420774 | | 424B3[html] |
| Texas Roadhouse, Inc. | 1289460 | NASDAQ:TXRH | 8-K[html] |
| Thaler Warren S | 1293595 | | 4[html] |
| Thom Theresa Marie | 1491030 | | 4[html] |
| Thomas H. Lee Equity Fund VI, L.P. | 1375668 | | 4[html] |
| Thomas H. Lee Parallel Fund VI, L.P. | 1375663 | | 4[html] |
| Thompson Creek Metals CO Inc. | 1415020 | NYSE:TC | 4[html] 8-K[html] |
| Thornton Yvonne | 1355985 | | 4[html] |
| Till Kimberly | 1448545 | | 4[html] |
| Timberland Partners Apartment Fund II, LLC | 1507884 | | D/A[html] |
| Titan Energy Worldwide, Inc. | 1080398 | | 10-Q[html] |
| Title Resource Group Affiliates Holdings LLC | 1420432 | | 424B3[html] |
| Title Resource Group Holdings LLC | 1420504 | | 424B3[html] |
| Title Resource Group LLC | 1420503 | | 424B3[html] |
| Title Resource Group Services LLC | 1420502 | | 424B3[html] |
| Title Resources INC | 1420500 | | 424B3[html] |
| Todays Alternative Energy Corp | 1128581 | | 10-K/A[html] |
| Touchmark Bancshares, Inc. | 1403008 | | 8-K[html] |
| Transfer Technology International Corp. | 1062720 | | 8-K[html] |
| Treasury Wine Estates Ltd | 1518770 | | EFFECT[html] |
| Tredway Philip M | 1399679 | | 4[html] |
| Tremont Fair, Inc. | 1223533 | | 10-Q[html] 8-K/A[html] |
| Tsai Capital Fund LLC | 1521357 | | D[html] |
| Turner Mark | 1501028 | | 5[html] |
| Turtle Creek Management, LLC | 1423841 | | 3[html] |
| Turtle Creek Trust Co | 1484052 | | 3[html] |
| Twigg Bernard P | 1415418 | | 4[html] |
| Two Harbors Investment Corp. | 1465740 | | 4[html] 4[html] 4[html] 4[html] |
| U S GLOBAL INVESTORS INC | 754811 | NASDAQ:GROW | 4[html] |
| UBS AG | 1114446 | NYSE:UBS NYSE:UBS^D | 424B2[html] 6-K[html] 6-K[html] |
| UBS EQUITY OPPORTUNITY FUND, L.L.C. | 1131682 | | N-Q[html] |
| UBS EUCALYPTUS FUND LLC | 1094647 | | N-Q[html] |
| UBS JUNIPER CROSSOVER FUND LLC | 1123218 | | N-Q[html] |
| UBS MONEY SERIES | 1060517 | | 497[html] |
| UBS MULTI-STRAT FUND LLC | 1279038 | | N-Q[html] |
| UBS TAMARACK INTERNATIONAL FUND LLC | 1135449 | | N-Q[html] |
| UBS WILLOW FUND, L.L.C. | 1106258 | | N-Q[html] |
| UFP TECHNOLOGIES INC | 914156 | NASDAQ:UFPT | 4[html] |
| ULTRA CLEAN HOLDINGS INC | 1275014 | NASDAQ:UCTT | 4[html] 8-K[html] |
| ULTRAPAR HOLDINGS INC | 1094972 | | 6-K[html] |
| UMH PROPERTIES, INC. | 752642 | AMEX:UMH | FWP[html] |
| UNDISCOVERED MANAGERS FUNDS | 1047712 | | 40-17G[html] |
| UNIFIRST CORP | 717954 | NYSE:UNF | 4[html] 4[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| UNION BANKSHARES INC | 706863 | NASDAQ:UNB | 3[html] 8-K[html] |
| UNITED AMERICAN HEALTHCARE CORP | 867963 | NASDAQ:UAHC | 4[html] |
| UNITED BANKSHARES INC/WV | 729986 | | 8-K[html] |
| UNITED SECURITY BANCSHARES INC | 717806 | NASDAQ:USBI | 10-K/A[html] |
| UNITED THERAPEUTICS Corp | 1082554 | NASDAQ:UTHR | 4[html] 4[html] 4[html] |
| UNIVERSAL DETECTION TECHNOLOGY | 763950 | | 10-Q[html] |
| UNIVERSAL FOREST PRODUCTS INC | 912767 | NASDAQ:UFPI | 4[html] |
| UNIVERSAL HEALTH REALTY INCOME TRUST | 798783 | NYSE:UHT | 8-K[html] |
| UNIVERSAL HEALTH SERVICES INC | 352915 | NYSE:UHS | 3[html] |
| UR-ENERGY INC | 1375205 | | 6-K[html] |
| URBAN OUTFITTERS INC | 912615 | NASDAQ:URBN | 8-K[html] |
| URRY JAMES A | 1083167 | | 4[html] |
| URS CORP /NEW/ | 102379 | | 10-K/A[html] |
| US BANCORP \DE\ | 36104 | | 4[html] 424B2[html] |
| US Energy Initiatives CORP | 1107955 | | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] |
| US HOME SYSTEMS INC | 844789 | | 4[html] |
| USA Mobility, Inc | 1289945 | NASDAQ:USMO | 4[html] |
| USAA MUTUAL FUNDS TRUST | 908695 | | 485BPOS[html] |
| USCORP | 873185 | | 10-Q[html] |
| UTLEY JOHN E | 1187484 | | 4[html] |
| UTSTARCOM INC | 1030471 | NASDAQ:UTSI | 10-K/A[html] |
| Ultra Sun Corp | 1360442 | | 10-Q[html] |
| Under Armour, Inc. | 1336917 | NYSE:UA | SC 13D/A[html] |
| Unilife Corp | 1476170 | | 4[html] 4[html] |
| Unitech Energy Resources Inc. | 1520955 | | D[html] |
| United Financial Bancorp, Inc. | 1405049 | NASDAQ:UBNK | 8-K/A[html] |
| United States Oil & Gas Corp | 1439154 | | 10-Q[html] 8-K[html] |
| Universal Business Payment Solutions Acquisition Corp | 1507986 | | SC 13G[html] SC 13G[html] |
| Urban Ag. Corp. | 1381324 | | 10-Q[html] |
| VA SmallCap Partners, LLC | 1395236 | | 4[html] |
| VAILL TIMOTHY L | 1241637 | | 4/A[html] |
| VALHI HOLDING CO | 1338019 | | 4[html] 4[html] |
| VALHI INC /DE/ | 59255 | | 4[html] |
| VALLEY NATIONAL BANCORP | 714310 | NYSE:VLY NYSE:VLY^A NASDAQ:VLYWW | 8-K[html] |
| VALSPAR CORP | 102741 | NYSE:VAL | 4[html] |
| VALUE LINE U.S. GOVERNMENT MONEY MARKET FUND INC | 310012 | | N-Q[html] |
| VAN HALL THOMAS A | 1136636 | | 4[html] |
| VAN OORT DOUGLAS M | 1518733 | | 4[html] |
| VAN TREASE SANDRA | 1315830 | | 4[html] |
| VDO-PH INTERNATIONAL | 1499355 | | 10-Q[html] |
| VEECO INSTRUMENTS INC | 103145 | NASDAQ:VECO | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| VENTAS INC | 740260 | NYSE:VTR | 8-K[html] |
| VENTURA JEFFREY L | 1254449 | | 4[html] |
| VERISIGN INC/CA | 1014473 | | 4[html] |
| VERMILLION, INC. | 926617 | | 3[html] 8-K[html] DEFA14A[html] SC 13D/A[html] |
| VERTICAL HEALTH SOLUTIONS INC | 1163332 | | 3[html] SC 13D[html] |
| VERTOS MEDICAL INC | 1327078 | | D[html] |
| VIASAT INC | 797721 | NASDAQ:VSAT | 4[html] |
| VIBE RECORDS, INC. NEVADA | 1222792 | | 8-K/A[html] |
| VIDERGAUZ MARK | 1266256 | | 4[html] |
| VIGGIANO CHRISTOPHER A | 1204515 | | 4[html] |
| VIKING MUTUAL FUNDS | 1082744 | | 485BPOS[html] |
| VIKING SYSTEMS INC | 1065754 | | SC 13D[html] SC 13G[html] |
| VILLANUEVA DANIEL D | 1242282 | | 4[html] |
| VIPER POWERSPORTS INC | 1337213 | | 10-K[html] |
| VIRCO MFG CORPORATION | 751365 | | DEF 14A[html] |
| VIRGINIA COMMERCE BANCORP INC | 1099305 | | 4[html] |
| VIRGINIA MINES INC. | 1020011 | | 40-F[html] F-X[html] |
| VIRTUSA CORP | 1207074 | NASDAQ:VRTU | 4[html] |
| VISTA GOLD CORP | 783324 | AMEX:VGZ | 8-K[html] |
| VISTEON CORP | 1111335 | | 4[html] |
| VISUALANT INC | 1074828 | | D[html] D[html] D[html] D[html] D[html] D[html] |
| VITAL IMAGES INC | 912888 | NASDAQ:VTAL | SC 14D9/A[html] SC TO-T/A[html] |
| VITALE MARY BETH | 1186863 | | 4[html] |
| VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC | 1182534 | | 10-D[html] 10-D[html] 10-D[html] 10-D[html] 10-D[html] |
| VONAGE HOLDINGS CORP | 1272830 | NYSE:VG | 4[html] |
| VORNADO REALTY TRUST | 899689 | NYSE:VNO NYSE:VNO^A NYSE:VNO^E NYSE:VNO^F NYSE:VNO^G NYSE:VNO^H NYSE:VNO^I | 4[html] DEFA14A[html] |
| VOSS WILLIAM R | 1229222 | | 4[html] |
| Vale S.A. | 917851 | | 6-K[html] 6-K[html] |
| Valley High Mining CO | 1301838 | | 10-Q[html] |
| Valley of California, Inc. | 1420333 | | 424B3[html] |
| Value Assets International, S.A. | 1521009 | | 3/A[html] 4[html] 4[html] |
| Value Holdings Capital S.A. | 1520053 | | 3/A[html] 4[html] 4[html] |
| ValueAct SmallCap Management, L.P. | 1395267 | | 4[html] |
| ValueAct SmallCap Management, LLC | 1395344 | | 4[html] |
| ValueAct SmallCap Master Fund, L.P. | 1464910 | | 4[html] |
| Van Kampen Unit Trusts Series 1108 | 1511626 | | S-6/A[html] |
| Van Kampen Unit Trusts Series 1109 | 1511689 | | 487[html] |
| Van Kampen Unit Trusts Taxable Income Series 296 | 1482158 | | 497J[html] |
| Van Kampen Unit Trusts Taxable Income Series 320 | 1503946 | | 497J[html] |
| Van Kampen Unit Trusts Taxable Income Series 322 | 1503949 | | 497J[html] |
| Van Kampen Unit Trusts, Municipal Series 979 | 1487879 | | 497J[html] |
| Van Kampen Unit Trusts, Municipal Series 980 | 1487880 | | 487[html] |
| Van de Ven Michael G | 1338581 | | 4[html] |
| Vandeman George A | 1337407 | | 4[html] |
| VanderWal Scott | 1521158 | | 4[html] |
| Vangent, Inc. | 1402478 | | 8-K[html] |
| Vantage Health | 1497130 | | 10-Q[html] |
| Variable Insurance Products Fund V | 823535 | | 485BPOS[html] |
| Vatto Timo | 1470563 | | 4[html] |
| Veltmaat Hans Bernd | 1435752 | | 4[html] |
| Venture Investment Associates Energy II, L.P. | 1521313 | | D[html] |
| Verdecchio Robert N | 1204964 | | 4[html] |
| Verigy Ltd. | 1352341 | NASDAQ:VRGY | DEFM14A[html] |
| Verisk Analytics, Inc. | 1442145 | | 8-K[html] |
| Viacom Inc. | 1339947 | NYSE:VIA NYSE:VIA/B NYSE:VNV | 4[html] |
| Vinco Capital Fund I LLP | 1492679 | | D/A[html] |
| Vinnakota Rajiv | 1431876 | | 4[html] |
| Vista International Technologies Inc | 1096939 | | 10-Q[html] |
| Vivo Participacoes S.A. | 1071337 | NYSE:VIV | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| Volkswagen Auto Lease Trust 2010-A | 1503671 | | 10-D[html] |
| Volkswagen Auto Loan Enhanced Trust 2008-1 | 1431987 | | 10-D[html] |
| Volkswagen Auto Loan Enhanced Trust 2008-2 | 1449636 | | 10-D[html] |
| Volkswagen Auto Loan Enhanced Trust 2010-1 | 1480749 | | 10-D[html] |
| Volkswagen Auto Loan Enhanced Trust 2011-1 | 1514027 | | 10-D[html] |
| Voquer Stephanie | 1450606 | | 4[html] |
| Vystar Corp | 1308027 | | 8-K[html] |
| WAITE LESLIE A | 1256413 | | 4[html] |
| WALKER DAVID F | 1237466 | | 4[html] |
| WALKER JOHN E | 1081098 | | 4[html] |
| WALKER MARK A | 1241188 | | 4[html] |
| WALLACE GOLDIE H | 1131039 | | 4[html] |
| WALLACE MILTON J | 1257729 | | 4[html] |
| WALLER GREGORY D | 1204144 | | 4[html] |
| WALLER RODNEY L | 1223891 | | 4[html] |
| WALT DISNEY CO/ | 1001039 | NYSE:DIS | 424B5[html] 8-K[html] |
| WALTER INVESTMENT MANAGEMENT CORP | 1040719 | | 4[html] |
| WANGER ADVISORS TRUST | 929521 | | 485BPOS[html] |
| WANN ROBERT | 1215094 | | 4[html] |
| WARBURG PINCUS & CO | 929408 | | 4[html] |
| WARBURG PINCUS LLC | 1162870 | | 4[html] |
| WARBURG PINCUS X PARTNERS, L.P. | 1451560 | | 4[html] |
| WARD RICHARD S | 1022720 | | 4[html] |
| WARREN RESOURCES INC | 892986 | NASDAQ:WRES | 8-K[html] |
| WASTE MANAGEMENT INC | 823768 | NYSE:WMI | 4[html] 4[html] 4[html] 4[html] |
| WATERS CORP /DE/ | 1000697 | | 4[html] |
| WATSON JOHN E. | 1520959 | | 3[html] |
| WATSON STEVEN L | 1188367 | | 4[html] |
| WCA WASTE CORP | 1282398 | NASDAQ:WCAA | 8-K[html] |
| WEBMEDIABRANDS INC. | 1083712 | | 4[html] |
| WEISHAAR MARK D | 1217584 | | 4[html] |
| WEISSMAN ROBERT E | 1017402 | | 4[html] |
| WELLPOINT, INC | 1156039 | | 8-K[html] |
| WELLS FARGO ADVANTAGE GLOBAL DIVIDEND OPPORTUNITY FUND | 1386067 | NYSE:EOD | 4[html] |
| WELLS FARGO VARIABLE TRUST | 1081402 | | 485BPOS[html] |
| WENGER STEFAN | 1239679 | | 4[html] |
| WESBANCO INC | 203596 | NASDAQ:WSBC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
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| WEST MARINE INC | 912833 | NASDAQ:WMAR | 8-K[html] |
| WESTAR ENERGY INC /KS | 54507 | | 8-K[html] |
| WESTCORE TRUST | 357204 | | 485BPOS[html] |
| WESTLING JON | 1246249 | | 4[html] |
| WESTMOUNTAIN INDEX ADVISOR INC | 1421601 | | 10-Q[html] |
| WET SEAL INC | 863456 | | 8-K[html] |
| WHITE STEPHEN W | 1023820 | | 4[html] |
| WHITLEY MARK D | 1282859 | | 4[html] |
| WHOLE FOODS MARKET INC | 865436 | NASDAQ:WFMI | 10-Q[html] |
| WIDAWSKI MARK W | 1455217 | | 4[html] |
| WIDENER MARY LEE | 1052822 | | 4[html] |
| WIDEPOINT CORP | 1034760 | AMEX:WYY | 8-K[html] |
| WIDMANN ROGER M | 1208561 | | 4[html] |
| WIGHT RUSSELL B JR | 1246492 | | 4[html] |
| WILEY JOHN & SONS, INC. | 107140 | | 4[html] 4[html] |
| WILLIAMS SR JESSE T | 1127126 | | 4[html] |
| WILLIAMSBURG INVESTMENT TRUST | 842512 | | 24F-2NT[html] |
| WILLIS LEASE FINANCE CORP | 1018164 | NASDAQ:WLFC NASDAQ:WLFCP | 8-K[html] |
| WILLISON BRUCE G | 1213942 | | 4[html] |
| WILLSEY LANCE | 1202106 | | 4[html] |
| WILSHIRE MUTUAL FUNDS INC | 890453 | | 485BPOS[html] |
| WILSHIRE VARIABLE INSURANCE TRUST | 1026708 | | 485BPOS[html] |
| WINNEBAGO INDUSTRIES INC | 107687 | NYSE:WGO | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| WINTERGREEN FUND, INC. | 1326544 | | 485BPOS[html] |
| WISE ROBERT L | 1180702 | | 4[html] |
| WITTERSCHEIN ROBERT J | 1500312 | | 4[html] |
| WLG INC | 1283236 | | 10-Q[html] 15-15D[html] 8-K[html] |
| WMG Acquisition Corp | 1309987 | | 8-K[html] |
| WOJTEK FRANK A | 1044565 | | 4[html] |
| WOODS ROBERT F | 1180463 | | 4[html] |
| WOODWARD JAMES H JR | 1191895 | | 4[html] |
| WORLD FUNDS INC /MD/ | 1040674 | | 485BPOS[html] |
| WREM, Inc. | 1511520 | | 424B3[html] |
| WRIGHT MEDICAL GROUP INC | 1137861 | NASDAQ:WMGI | 4[html] 4[html] |
| WUHAN GENERAL GROUP (CHINA), INC | 842694 | NASDAQ:WUHN | 8-K[html] |
| WYNN RESORTS LTD | 1174922 | NASDAQ:WYNN | 8-K[html] |
| WYSZOMIERSKI JACK L | 1023225 | | 4[html] |
| Waggoner Thomas Lowell | 1336619 | | 4[html] |
| Wagler Theresa E | 1301637 | | 4[html] |
| Walder Fredric T | 1380208 | | 4[html] |
| Walker Ray N JR | 1483960 | | 4[html] |
| Wallace William S | 1467459 | | 4[html] |
| Walljasper William J | 1303323 | | 4[html] |
| Walsh Des | 1373040 | | 4[html] |
| Wang Rui | 1521069 | | SC 13D[html] |
| Warburg Pincus Partners LLC | 1322709 | | 4[html] |
| Warburg Pincus Private Equity X, L.P. | 1414565 | | 4[html] |
| Warburg Pincus X LLC | 1414564 | | 4[html] |
| Warburg Pincus X, L.P. | 1414561 | | 4[html] |
| Warner Music Group Corp. | 1319161 | NYSE:WMG | 8-K[html] PREM14A[html] |
| Waste2Energy Holdings, Inc. | 1432244 | | 8-K[html] |
| WaterPure International | 1363488 | | 10-Q[html] |
| Waters Stephen M | 1299115 | | 4/A[html] |
| Watts John F | 1324778 | | 4[html] |
| Waydan Title, Inc. | 1420742 | | 424B3[html] |
| Wealth Engineering LLC | 1518540 | | SC 13D[html] |
| Weinberger Steve | 1372461 | | 4[html] |
| Wentworth Lynn A | 1386671 | | 4[html] |
| West Coast Escrow CO | 1420334 | | 424B3[html] |
| WestCol Center, LLC | 1517826 | | 424B3[html] |
| Where Do I Go Tour L.P. | 1494908 | | D/A[html] |
| White Mary M | 1315526 | | 4[html] |
| Whitehurst James M | 1292272 | | 4[html] |
| Whitfield Van P. | 1477020 | | 4[html] |
| Williams David W | 1323956 | | 4[html] |
| Williams Mary Lee | 1337484 | | 4[html] |
| Williamson Francis M | 1508178 | | 4[html] |
| Willis Peter | 1489806 | | 4[html] |
| Wilson Mark Arthur | 1468050 | | 4[html] |
| WisdomTree Trust | 1350487 | | 485BXT[html] |
| Witney Frank | 1455312 | | 4[html] |
| Witowski Gerald T | 1356193 | | 4[html] |
| Wolverine Exploration Inc. | 1424404 | | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Wonder Auto Technology, Inc | 1162862 | NASDAQ:WATG | 8-K[html] |
| Wood Stephen W | 1365297 | | 4[html] |
| Woods Duane C | 1293644 | | 4[html] |
| World Real Estate Marketing LLC | 1511518 | | 424B3[html] |
| World Surveillance Group Inc. | 919742 | | 8-K[html] |
| Worthington Gajus Vincent | 1435768 | | 4[html] |
| Wright Laura | 1297907 | | 4[html] |
| Wright Leigh Alexander | 1421049 | | 4[html] |
| X RITE INC | 790818 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| XERIUM TECHNOLOGIES INC | 1287151 | NYSE:XRM | 8-K[html] |
| Xu Bing | 1521087 | | SC 13D[html] |
| Xue Yong Ke | 1455612 | | 4[html] |
| YACKTMAN FUND INC | 885980 | | 485BPOS[html] |
| YANG GEOFFREY Y | 1201592 | | 4[html] |
| YANZHOU COAL MINING CO LTD | 1048098 | NYSE:YZC | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| YEAGER FREDERICK C | 1284689 | | 4[html] |
| YENA JOHN A | 1193815 | | 4[html] |
| YINGLI GREEN ENERGY HOLDING CO LTD | 1394029 | NYSE:YGE | 6-K[html] |
| YOCK JOSE ANTONIO | 1416760 | | 4[html] |
| YOUKU.COM INC. | 1442596 | | 424B4[html] EFFECT[html] F-1MEF[html] |
| YOUNG DONA D | 1198209 | | 4[html] |
| YOUNG JULIUS S JR | 1185270 | | 4[html] |
| YOUNG LARRY D | 1206946 | | 4[html] |
| YOUNG ROBERT H | 1198211 | | 4[html] |
| YOUNG WILLIAM J | 1031044 | | 4[html] |
| YPF SOCIEDAD ANONIMA | 904851 | NYSE:YPF | SC 13D/A[html] SC 13D/A[html] |
| Yastine Barbara A. | 1506757 | | 4[html] |
| Yoost Dean A | 1337156 | | 4[html] |
| Yow Mai Chan | 1435767 | | 4[html] |
| Yue Xin | 1506420 | | 4[html] |
| ZABRISKIE JOHN L | 1128329 | | 4[html] |
| ZEBRA TECHNOLOGIES CORP | 877212 | | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ZHONG SEN INTERNATIONAL TEA CO | 1434601 | | DEF 14C[html] |
| ZILBERMAN DANIEL | 1487622 | | 4[html] |
| ZUST FRED C | 1441471 | | 4[html] |
| Zanvercelli Aldo | 1374017 | | 4[html] |
| Zentric, Inc. | 1457435 | | 10-Q[html] |
| Zevotek, Inc | 1364208 | | S-8[html] |
| Zimmerman Todd G | 1346847 | | 4[html] |
| Zinngrabe Claude J. Jr. | 1521390 | | 3[html] 4[html] |
| Zisch William M | 1341721 | | 4[html] |
| Zome Energy Networks, Inc. | 1520003 | | D[html] |
| Zueger Chris | 1520516 | | SC 13D/A[html] |
| Zuidema Richard W | 1298259 | | 4[html] |
| Zulberti Andrea M | 1326584 | | 4[html] |
| ante5, Inc. | 1490161 | | 3[html] 3[html] 4[html] SC 13D[html] SC 13D[html] |
| de Saint-Aignan Patrick | 1444295 | | 4[html] |
| de Vries Glen Michael | 1466265 | | 4[html] |
| deLaski David | 1414514 | | 4[html] |
| eLong, Inc. | 1290903 | NASDAQ:LONG | 6-K[html] |
| iTech Medical, Inc. | 1368286 | | 10-Q[html] |
| interclick, inc. | 1378846 | | 4[html] |
| rue21, inc. | 1471458 | | 4[html] |
| samyang optics co., ltd | 1494385 | | 4[html] |
| vitaminspice | 1382056 | | 10-Q[html] |
| von Pentz Markwart | 1411741 | | 4[html] |