| Company | CIK | Ticker Symbol | Document |
| 1514768 Alberta Ltd. | 1521356 | | 3[html] SC 13D[html] |
| 18780 Bagley Properties, LP | 1518173 | | D/A[html] |
| 19th Hole Productions, LLC | 1521454 | | D[html] |
| 30 West Pershing, LLC | 1517830 | | EFFECT[html] |
| 3Power Energy Group Inc. | 1221554 | | 10-Q[html] |
| 57th Street General Acquisition Corp | 1476719 | | 8-K/A[html] |
| 5V Inc. | 1504876 | | 10-Q[html] |
| 8X8 INC /DE/ | 1023731 | | 10-K[html] |
| 99 CENTS ONLY STORES | 1011290 | NYSE:NDN | SC 13D/A[html] |
| A123 SYSTEMS, INC. | 1167178 | | 3[html] |
| A5 Laboratories Inc. | 1381054 | | 10-Q[html] |
| AAG HOLDING I, LLC | 1521131 | | D[html] |
| AALAEI FARAJ | 1192382 | | 4[html] |
| ABAXIS INC | 881890 | NASDAQ:ABAX | 4[html] |
| ABBATE ANTHONY S | 1199793 | | 4[html] |
| ABERCROMBIE & FITCH CO /DE/ | 1018840 | | 4[html] 4[html] 8-K[html] ARS[html] |
| ABERDEEN CHILE FUND, INC. | 846676 | AMEX:CH | POS EX[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] 4[html] |
| ABU GHAZALEH AMIR | 1257556 | | 4[html] |
| ACCELRYS, INC. | 1002388 | NASDAQ:ACCL | 4[html] |
| ACCREDITED BUSINESS CONSOLIDATORS CORP. | 933425 | | 10-Q[html] |
| ACE Ltd | 896159 | NYSE:ACE | 4[html] |
| ACI WORLDWIDE, INC. | 935036 | NASDAQ:ACIW | ARS[html] |
| ACM Capital Partners, LLC | 1519940 | | 4[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 10-Q/A[html] 4[html] |
| ACORDA THERAPEUTICS INC | 1008848 | NASDAQ:ACOR | 4[html] |
| ACRO INC. | 1228386 | | 10-Q[html] |
| ACTIVE NETWORK INC | 1163932 | | 8-A12B[html] S-1/A[html] |
| ACTIVECARE, INC. | 1429896 | | 10-Q[html] |
| ADAGE CAPITAL PARTNERS GP LLC | 1165408 | | 13F-HR/A[html] |
| ADAMS P. BRADLEY | 1497453 | | 3[html] 3[html] 3[html] 3[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | SC 13D/A[html] |
| ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 4[html] |
| ADVISORS DISCIPLINED TRUST 705 | 1511592 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 743 | 1519563 | | 497J[html] |
| ADVISORS SERIES TRUST | 1027596 | | N-Q[html] |
| ADVISORY BOARD CO | 1157377 | | 4[html] 4[html] 4[html] |
| AETNA INC /PA/ | 1122304 | | 8-K[html] |
| AFC ENTERPRISES INC | 1041379 | NASDAQ:AFCE | 8-K[html] |
| AGIN JOERG | 1246340 | | 4[html] |
| AGL SEPARATE ACCOUNT A | 16190 | | 497[html] 497[html] |
| AGL SEPARATE ACCOUNT D | 89031 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VL-R | 1051485 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGROINVESTMENT STOCK CORP | 1476665 | | 4[html] |
| AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) | 1112996 | | 497[html] 497K[html] |
| AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) | 105377 | | 497[html] 497K[html] |
| AIM FUNDS GROUP (INVESCO FUNDS GROUP) | 19034 | | 485BPOS[html] 497[html] 497K[html] |
| AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | 485APOS[html] 485BPOS[html] 497[html] 497[html] 497K[html] 497K[html] CORRESP[html] |
| AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL | 880859 | | 497[html] 497K[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | 497[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | 485BPOS[html] |
| AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | 485BPOS[html] 497[html] 497K[html] 497K[html] 497K[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | 485BPOS[html] |
| AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUN | 896435 | | 485BPOS[html] |
| AKAMAI TECHNOLOGIES INC | 1086222 | NASDAQ:AKAM | 8-K[html] |
| ALAMO GROUP INC | 897077 | NYSE:ALG | 4[html] |
| ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 4[html] 4[html] |
| ALEXANDER BRUCE K | 1184824 | | 4[html] |
| ALIGN TECHNOLOGY INC | 1097149 | NASDAQ:ALGN | 4[html] 8-K[html] |
| ALL Fuels & Energy Co | 1103384 | | 10-Q[html] |
| ALLERGAN INC | 850693 | NYSE:AGN | 4[html] |
| ALLIED AMERICAN STEEL CORP. | 1404212 | | 10-Q[html] |
| ALLSTATE CORP | 899051 | NYSE:ALL | 8-K[html] |
| ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 4[html] |
| ALTIUS CAPITAL PARTNERS LP | 1177654 | | D[html] |
| ALTRIA GROUP, INC. | 764180 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMALGAMATED PICTURES CORP. | 1326679 | | 10-Q[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | PX14A6G[html] PX14A6G[html] PX14A6G[html] PX14A6G[html] |
| AMBASSADORS INTERNATIONAL INC | 946842 | NASDAQ:AMIE | 8-K[html] |
| AMCOL INTERNATIONAL CORP | 813621 | NYSE:ACO | 4[html] |
| AMERICA MOVIL SAB DE CV/ | 1129137 | | 424B3[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 4[html] DEFA14A[html] |
| AMERICAN BIOGENETIC SCIENCES INC | 856984 | | 10-Q[html] |
| AMERICAN DEFENSE SYSTEMS INC | 1260996 | AMEX:EAG | 10-Q[html] |
| AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] |
| AMERICAN GREETINGS CORP | 5133 | NYSE:AM | ARS[html] |
| AMERICAN JIANYE GREENTECH HOLDINGS, LTD. | 1394108 | | 10-Q[html] |
| AMERICAN POST TENSION, INC. | 1205332 | | 10-Q[html] |
| AMERICAN RIVER BANKSHARES | 1108236 | NASDAQ:AMRB | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN SCIENTIFIC RESOURCES INC | 1114605 | | 10-Q[html] |
| AMERICAN VANGUARD CORP | 5981 | NYSE:AVD | 4[html] |
| AMERIGO ENERGY, INC. | 278165 | | 10-Q[html] |
| AMERIGON INC | 903129 | NASDAQ:ARGN | 3[html] 3[html] |
| AMERITOR SECURITY TRUST | 93839 | | N-Q[html] |
| AMERITRANS CAPITAL CORP | 1064015 | NASDAQ:AMTC NASDAQ:AMTCP | DEF 14A[html] |
| AMGEN INC | 318154 | NASDAQ:AMGN | 8-K[html] |
| AMP PRODUCTIONS LTD | 1242513 | | 10-Q[html] |
| AMR CORP | 6201 | NYSE:AAR NYSE:AMR | 4/A[html] |
| AMSURG CORP | 895930 | NASDAQ:AMSG | 3[html] 4[html] 8-K[html] 8-K[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 8-K[html] |
| AMYRIS, INC. | 1365916 | | 4[html] 4[html] |
| ANADIGICS INC | 940332 | NASDAQ:ANAD | 4/A[html] |
| ANALOGIC CORP | 6284 | NASDAQ:ALOG | 4[html] |
| ANDAIN, INC. | 1321502 | | 10-Q[html] 8-K/A[html] RW[html] |
| ANDERSON BASIL | 1180659 | | 4[html] |
| ANDERSON DAVID J | 1101124 | | 4[html] |
| ANDERSON ROBERT R | 1202728 | | 4[html] |
| ANDERSON SAMUEL J | 1195966 | | 4[html] |
| ANDREWS WILLIAM F | 1183938 | | 4[html] |
| ANGEL ACQUISITION CORP. | 1082822 | | 10-Q[html] |
| ANN INC. | 874214 | NYSE:ANN | 8-K[html] |
| ANNAPOLIS BANCORP INC | 1041429 | NASDAQ:ANNB | 8-K[html] |
| ANTARES PHARMA, INC. | 1016169 | AMEX:AIS | 8-K[html] |
| ANTICUS INTERNATIONAL CORP | 1192494 | | 10-Q[html] |
| AOXING PHARMACEUTICAL COMPANY, INC. | 1060426 | | 4[html] |
| APACHE CORP | 6769 | NYSE:APA | 4[html] 4[html] S-3ASR[html] |
| APACHE FINANCE AUSTRALIA PTY LTD | 1230168 | | S-3ASR[html] |
| APACHE FINANCE CANADA CORP | 1098142 | | S-3ASR[html] |
| APACHE FINANCE CANADA II CORP | 1230169 | | S-3ASR[html] |
| APACHE FINANCE PTY LTD | 1048865 | | S-3ASR[html] |
| APOGEE FUND L P | 1016658 | | D/A[html] |
| APPLE INC | 320193 | NASDAQ:AAPL | 4[html] |
| APPLIED MICRO CIRCUITS CORP | 711065 | NASDAQ:AMCC | 4[html] |
| AQUILA THREE PEAKS HIGH INCOME FUND | 707800 | | N-Q[html] N-Q[html] |
| AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND | 915402 | | N-Q[html] |
| ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | 8-K[html] |
| ARES CAPITAL CORP | 1287750 | NASDAQ:ARCC | 8-K[html] |
| ARGENT CAPITAL MANAGEMENT LLC | 1120926 | | 13F-HR[html] |
| ARGENTEX MINING CORP | 1167887 | | 8-K[html] |
| ARIKO BARRY A | 1197391 | | 4[html] |
| ARMACOST SAMUEL H | 1194899 | | 4[html] |
| ARNOLD DOYLE L | 1184827 | | 4[html] |
| ARPEY GERARD J | 1196906 | | 4/A[html] |
| ARROW RESOURCES DEVELOPMENT INC | 795255 | | 10-K/A[html] 10-Q[html] |
| ARTHROCARE CORP | 1005010 | | 3[html] 3[html] 3[html] 3[html] |
| ASAP Expo, Inc. | 1419275 | | 10-Q[html] |
| ASEN R SCOTT | 904589 | | 4[html] |
| ASHLAND INC. | 1305014 | NYSE:ASH | 8-K[html] |
| ASPEN TECHNOLOGY INC /DE/ | 929940 | | 4[html] |
| ASSURED GUARANTY LTD | 1273813 | NYSE:AGO | 8-K[html] |
| ATCOH Holding CO | 1420776 | | EFFECT[html] |
| ATEL 15, LLC | 1519117 | | S-1[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATKINS BETSY S | 1179631 | | 4[html] |
| ATLAS AIR WORLDWIDE HOLDINGS INC | 1135185 | | ARS[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| AURORA CAPITAL PARTNERS II L P | 1098913 | | 4[html] |
| AURORA GOLD CORP | 1037049 | | 10-Q[html] |
| AUSTIN JOSIAH T | 932267 | | 4[html] |
| AUTOVIRT INC | 1406267 | | D[html] |
| AVI BIOPHARMA INC | 873303 | NASDAQ:AVII | CT ORDER[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 4[html] 4[html] 4[html] |
| AVON PRODUCTS INC | 8868 | NYSE:AVP | 8-K[html] |
| AVRIN WILLIAM N | 1205338 | | 4[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | 8-K[html] |
| AXT INC | 1051627 | NASDAQ:AXTI | 8-K[html] |
| AYER WILLIAM S | 1188789 | | 4[html] |
| AZAZ Capital Corp. | 1500768 | | 10-Q[html] |
| Accend Media | 1516079 | | S-1/A[html] |
| Adams Katherine L. | 1462356 | | 4[html] |
| Adamson Mark | 1489479 | | 4[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 3[html] 4[html] |
| Advanced Portfolio Technologies, Inc. | 1431227 | | 424B3[html] |
| Agrology Stock Corp | 1476411 | | 4[html] |
| Ajdler Arnaud | 1293424 | | 4[html] |
| All State Properties Holdings, Inc. | 745543 | | 10-Q[html] |
| Allegiant Travel CO | 1362468 | NASDAQ:ALGT | ARS[html] |
| Ally Financial Inc. | 40729 | NYSE:GJM NYSE:GKM NYSE:GMA NYSE:GOM | 424B3[html] |
| Allyn Louis E II | 1303579 | | 4[html] |
| Alon Israel Oil Company, Ltd. | 1333490 | | 4[html] |
| Alon Refining Krotz Springs, Inc. | 1479142 | | 8-K[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] 8-K[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 425[html] |
| Alpha Referral Network LLC | 1420679 | | EFFECT[html] |
| Altegris QIM Futures Fund, L.P. | 1469317 | | 10-Q[html] |
| Altisource Portfolio Solutions S.A. | 1462418 | | 8-K[html] |
| Altra Holdings, Inc. | 1374535 | NASDAQ:AIMC | 4[html] |
| AlumiFuel Power Corp | 1108046 | | 10-Q[html] |
| Alyeska Investment Group, L.P. | 1453072 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| Ameresco, Inc. | 1488139 | | 4[html] |
| American BioCare, Inc. | 1096935 | | 10-Q[html] |
| American Railcar Industries, Inc. | 1344596 | | 8-K[html] |
| American Retail Group, Inc. | 277905 | | 10-Q[html] 8-K/A[html] |
| American Smooth Wave Ventures, Inc. | 1441649 | | 10-Q[html] |
| American Standard Energy Corp. | 1349976 | | 10-Q[html] |
| American Title CO of Houston | 1420678 | | EFFECT[html] |
| American Water Works Company, Inc. | 1410636 | NYSE:AWK | 8-K[html] |
| Amincor, Inc. | 1167905 | | 10-Q[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | S-1/A[html] |
| Anderson Elaine | 1480902 | | 4[html] |
| Andreson Jeff | 1403083 | | 4[html] |
| Angelle Evelyn M | 1422998 | | 4[html] |
| Antal James | 1315696 | | 4[html] |
| Arcis Resources Corp | 1465130 | | 10-Q[html] |
| Ardara Capital, LP | 1519961 | | D[html] |
| Argo Group International Holdings, Ltd. | 1091748 | NASDAQ:AGII | 8-K[html] |
| Armstrong Gerald L | 1298804 | | 4[html] |
| Arno Therapeutics, Inc | 1195116 | | POS AM[html] |
| Arrin CORP | 1427433 | | 10-Q[html] |
| Arrow Alexander K. | 1497166 | | 4[html] |
| Arway Pamela M | 1464822 | | 4[html] |
| AsherXino Corp | 700890 | | 10-K[html] |
| Asia Cork Inc. | 1104040 | | 10-Q[html] |
| Asia Green Agriculture Corp | 1440476 | | 10-K/A[html] 8-K/A[html] S-1/A[html] |
| Asian Trends Media Holdings, Inc | 1306035 | | 10-Q[html] |
| Asscher Laurent | 1448353 | | 4[html] |
| Associated Client Referral LLC | 1420762 | | EFFECT[html] |
| Atlantic Southern Financial Group, Inc. | 1313730 | NASDAQ:ASFN | 8-K[html] |
| AtriCure, Inc. | 1323885 | NASDAQ:ATRC | 8-K[html] |
| Aurora Advisors II LLC | 1335255 | | 4[html] |
| Aurora Equity Partners II LP | 1335251 | | 4[html] |
| Aurora Overseas Advisors II LDC | 1335256 | | 4[html] |
| Aurora Overseas Capital Partners II LP | 1335254 | | 4[html] |
| Aurora Overseas Equity Partners II LP | 1335252 | | 4[html] |
| Automated Securities Clearance LLC | 1355612 | | 424B3[html] |
| Avantair, Inc | 1303849 | | 4[html] |
| Avante Systems, Inc. | 1504388 | | EFFECT[html] |
| Avro Energy Inc. | 1390778 | | 10-Q[html] |
| Ayer Capital Management, LP | 1471149 | | 4[html] SC 13G[html] |
| Ayer Capital Partners, LLC | 1519942 | | 4[html] |
| Ayres Merribel S | 1292782 | | 4[html] |
| Azar Richard Essa | 1521008 | | 4[html] |
| Azimuth Capital Management LLC | 1352512 | | 13F-HR[html] |
| B&G Foods, Inc. | 1278027 | | 8-K[html] |
| B&H Maintenance & Construction, Inc. | 1521187 | | S-3[html] |
| B-Corp Holdings, Inc. | 1521101 | | D[html] |
| BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND | 1521404 | | N-2[html] N-8A[html] |
| BACHUS DANIEL E | 1213136 | | 4[html] |
| BADIE RONALD P | 1264379 | | 4[html] |
| BAILEY DAVID A | 1273613 | | 4[html] |
| BAILEY DOUGLAS G | 1246268 | | 4[html] |
| BAILEY ELIZABETH E | 1012971 | | 4[html] |
| BAKER G LEONARD JR | 1201715 | | 4[html] |
| BAKER JULIAN | 1087939 | | 4[html] |
| BAKER PAUL C | 1260309 | | 4[html] |
| BAKERS FOOTWEAR GROUP INC | 1171032 | NASDAQ:BKRS | DEF 14A[html] |
| BALDWIN TECHNOLOGY CO INC | 805792 | AMEX:BLD | 10-K/A[html] 10-Q[html] 10-Q/A[html] 10-Q/A[html] |
| BALILES GERALD L | 1185659 | | 4[html] |
| BALK LANCE C | 1111849 | | 4[html] |
| BALL JAMES R /TX/ | 1111524 | | 4[html] |
| BALLOWE JEFFREY C | 1213298 | | 4[html] |
| BALMUTH MICHAEL | 1238922 | | 4[html] |
| BALOUSEK JOHN | 1168586 | | 4[html] |
| BALTIA AIR LINES INC | 869187 | | 10-Q[html] |
| BANK JOS A CLOTHIERS INC /DE/ | 920033 | | ARS[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] |
| BANK OF NEW YORK / ADR DIVISION | 1201935 | | F-6[html] |
| BANK OF THE JAMES FINANCIAL GROUP INC | 1275101 | | 8-K[html] |
| BARBIERI DONALD K | 1141221 | | 4[html] |
| BARBIERI RICHARD L | 1145907 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B3[html] 6-K[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| BARFIELD JON E | 1181676 | | 4[html] |
| BARKSDALE JAMES L | 1008699 | | 4[html] |
| BARLETT JAMES E | 1064947 | | 4[html] |
| BARNES & NOBLE INC | 890491 | NYSE:BKS | 4[html] |
| BARNES EDWARD A | 1182595 | | 4[html] |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 810902 | | N-CSRS[html] |
| BARR WILLIAM P | 1196111 | | 4[html] 4[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 4[html] |
| BARRON THOMAS A | 1243389 | | 4[html] |
| BARRON WILLIAM G | 1256237 | | 4[html] |
| BATKIN ALAN R | 1209120 | | 4[html] |
| BAWEL DOUGLAS A | 1304998 | | 4[html] |
| BE AEROSPACE INC | 861361 | NASDAQ:BEAV | 4[html] |
| BEACH INVESTMENT COUNSEL INC/PA | 1058800 | | 13F-HR[html] |
| BEARD JOHN E | 1219434 | | 4[html] |
| BEARD RONALD S | 1225959 | | 4[html] |
| BEASLEY BROADCAST GROUP INC | 1099160 | NASDAQ:BBGI | SC 13D/A[html] |
| BECHTLE NANCY H | 1188400 | | 4[html] |
| BECKER DRAPKIN PARTNERS (QP), L.P. | 1451722 | | D/A[html] |
| BECKERT RICHARD J | 1438941 | | 4[html] 4/A[html] |
| BEEKMAN PHILIP E | 1187549 | | 4[html] |
| BEL FUSE INC /NJ | 729580 | | 8-K[html] |
| BELANOFF JOSEPH K | 1286199 | | 4[html] |
| BELDEN INC. | 913142 | | 4[html] 4[html] |
| BELL PAUL D | 1077816 | | 4[html] |
| BENHAM DOUGLAS N | 1275331 | | 4[html] |
| BENHAMOU ERIC | 1188321 | | 4[html] |
| BENIK TINA C | 1245404 | | 4[html] |
| BENOWITZ ADAM | 1411963 | | 3[html] 4[html] |
| BERARDI HECTOR | 1246494 | | 4[html] |
| BERG CHARLES | 1111804 | | 4[html] 4/A[html] |
| BERGSTEIN MELVYN | 1224354 | | 4[html] |
| BERKELEY RICHARD M | 1211905 | | 4[html] |
| BERNSTEIN RONALD J | 1281070 | | 4[html] |
| BILLAT SUSAN | 1263982 | | 4[html] |
| BIO BRIDGE SCIENCE INC | 1309304 | | 10-Q[html] |
| BIOANALYTICAL SYSTEMS INC | 720154 | NASDAQ:BASI | 3[html] SC 13G[html] |
| BIOCLINICA INC | 822418 | | SC 13D/A[html] |
| BIOFUELS POWER CORP | 1391407 | | 10-Q[html] |
| BIOGEN IDEC INC. | 875045 | NASDAQ:BIIB | SC 13D/A[html] |
| BIOHEART, INC. | 1388319 | | 10-Q[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] |
| BION ENVIRONMENTAL TECHNOLOGIES INC | 875729 | | D[html] |
| BIONDI FRANK | 1032669 | | 4[html] |
| BIOSPECIFICS TECHNOLOGIES CORP | 875622 | NASDAQ:BSTC | 4[html] |
| BIOZONE PHARMACEUTICALS, INC. | 1412486 | | 10-Q[html] |
| BLACK BOX CORP | 849547 | NASDAQ:BBOX | 8-K[html] |
| BLACKBAUD INC | 1280058 | NASDAQ:BLKB | 4[html] DEFA14A[html] |
| BLACKFORD DAVID E | 1184829 | | 4[html] |
| BLACKROCK FUNDS | 844779 | | 497[html] |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | 1137392 | NYSE:BBF | DEFA14A[html] |
| BLACKROCK SERIES, INC. | 1062806 | | EFFECT[html] |
| BLAST ENERGY SERVICES, INC. | 1141197 | | 10-Q[html] |
| BLASTGARD INTERNATIONAL INC | 1102358 | | 10-Q[html] |
| BLI Group, Inc. | 1324448 | | F-4/A[html] |
| BLISS DONALD A | 1187343 | | 4[html] |
| BLONDER TONGUE LABORATORIES INC | 1000683 | AMEX:BDR | 3[html] |
| BLUE DOLPHIN ENERGY CO | 793306 | NASDAQ:BDCO | 10-Q[html] |
| BLUE NILE INC | 1091171 | NASDAQ:NILE | 8-K[html] |
| BLUE RIDGE CAPITAL HOLDINGS LLC/BLUE RIDGE CAPITAL OFFSHORE | 1056258 | | SC 13G[html] |
| BLUEGREEN CORP | 778946 | NYSE:BXG | 4[html] 4/A[html] |
| BLUM JOHN R H | 1212380 | | 4[html] |
| BMX Development Corp. | 1314054 | | 10-Q[html] |
| BOCK WILLIAM G | 1197848 | | 4[html] |
| BODENHEIMER FURMAN P JR | 1076619 | | 4[html] |
| BOLLENBACH STEPHEN F | 1159762 | | 4[html] 4[html] |
| BONANZA GOLD CORP. | 1425289 | | 10-Q[html] |
| BONANZA ONE, INC. | 1411308 | | 10-Q[html] |
| BONDURANT STUART | 1181152 | | 4[html] |
| BONNEY MICHAEL W | 1219016 | | 4[html] |
| BORICK STEVEN J | 1193964 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] 4[html] |
| BOSTON PROPERTIES INC | 1037540 | NYSE:BXP | 4[html] |
| BOSWELL ROBERT H | 1248559 | | 4[html] |
| BOTTOMLINE TECHNOLOGIES INC /DE/ | 1073349 | | 8-K[html] |
| BOWEN ROBERT P | 1216352 | | 4[html] |
| BOZAK MARK C | 1275744 | | 4[html] |
| BRAAM RONALD H | 1181533 | | 4/A[html] |
| BRAMPTON CREST INTERNATIONAL INC | 1321002 | | 10-Q[html] |
| BRANDON DAVID | 1065739 | | 4[html] |
| BRANDSTROM RAYMOND R | 1199279 | | 4[html] |
| BRAVO ROSE MARIE | 1184314 | | 4[html] |
| BRAZIL GOLD CORP. | 1301075 | | 10-Q[html] |
| BRENNER RICHARD A | 1247352 | | 4[html] |
| BRIGHTPOINT INC | 918946 | NASDAQ:CELL | 8-K[html] |
| BROADSOFT INC | 1086909 | | 4[html] |
| BRONFIN KENNETH A | 1226263 | | 4[html] |
| BROOKE PAUL A | 1175940 | | 4[html] |
| BROOKS AUTOMATION INC | 933974 | NASDAQ:BRKS | 4[html] |
| BROWN JEFFREY S | 1228873 | | 4[html] |
| BROWN JOHN W | 1181678 | | 4[html] |
| BROWN LOUISE F | 1212384 | | 4[html] |
| BTU INTERNATIONAL INC | 840883 | NASDAQ:BTUI | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| BUCKLEY MICHAEL D | 1245760 | | 4[html] |
| BUCYRUS INTERNATIONAL INC | 740761 | NASDAQ:BUCY | 8-K[html] |
| BUFFERD ALLAN S | 1235354 | | 4[html] |
| BUNKA CHRISTOPHER | 1103780 | | 4[html] |
| BURK KIMBERLY | 1259595 | | 4[html] |
| BURKLE RONALD W | 1015899 | | 4[html] |
| BURNS KEVIN R | 1187397 | | 4[html] |
| BURRIS JOHN C | 1200878 | | 4[html] |
| BUTCHER C PRESTON | 1188402 | | 4[html] |
| BYNOE LINDA | 1206129 | | 4[html] |
| Baby Fox International, Inc. | 1434388 | | 10-Q[html] |
| Baer Thomas H | 1436162 | | 4[html] |
| Bahri Rajat | 1314300 | | 4[html] |
| Bailey John J. | 1521323 | | 3[html] |
| Bailey Sue | 1403769 | | 4[html] |
| Bair Keith S | 1379570 | | 4[html] 4/A[html] |
| Ball F Michael | 1016350 | | 4[html] |
| Bancorp of New Jersey, Inc. | 1390312 | AMEX:BKJ | 4[html] |
| BankFinancial CORP | 1303942 | NASDAQ:BFIN | DEF 14A[html] |
| Bassin Arthur J | 1495431 | | 4[html] |
| Baumhauer Caspar | 1521436 | | 3[html] |
| Beach Investment Management, LLC. | 1390965 | | 13F-HR[html] |
| Beasley H. Marvin | 1476424 | | 4[html] |
| Bemis, LLC | 1521188 | | S-3[html] |
| Berger Kenneth | 1492051 | | 4[html] |
| Better Homes & Gardens Real Estate LLC | 1420731 | | EFFECT[html] |
| Better Homes & Gardens Real Estate Licensee LLC | 1420737 | | EFFECT[html] |
| Bienen Henry S | 1304250 | | 4[html] |
| Big Sky Productions, Inc. | 1441362 | | 10-Q[html] |
| BigString CORP | 1335282 | | 10-Q[html] |
| Billet Finder Inc | 1514149 | | S-1/A[html] |
| Bio-Carbon Solutions International Inc. | 1420368 | | 10-Q[html] |
| Bio-Solutions Corp. | 1420108 | | 10-Q[html] 10-Q[html] |
| BioBehavioral Diagnostics Co | 1386204 | | D[html] |
| BioMed Realty Trust Inc | 1289236 | | 4[html] |
| BioScrip, Inc. | 1014739 | NASDAQ:BIOS | 8-K[html] |
| Biodel Inc | 1322505 | NASDAQ:BIOD | SC 13G[html] |
| Biostar Pharmaceuticals, Inc. | 1418133 | | 4[html] |
| Birke Stephen | 1441630 | | 4[html] 4[html] 4/A[html] |
| Bishop John E | 1308911 | | 4[html] |
| BlackRock Funds III | 893818 | | 485APOS[html] 485BPOS[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 4[html] |
| BlackRock Kelso Capital CORP | 1326003 | NASDAQ:BKCC | 4[html] |
| Blackhawk Fund | 1096768 | | 10-Q[html] |
| Blockinger Jeffrey C | 1417381 | | 4[html] |
| Blue Earth, Inc. | 1422109 | | 8-K/A[html] |
| Blue Leaf I.P., Inc. | 1324447 | | F-4/A[html] |
| Bollente Companies Inc. | 1429393 | | 10-Q[html] |
| Bonham Mark | 1485984 | | 4[html] |
| Bosco Paula | 1515168 | | 4[html] |
| Bosi Robert A | 1307208 | | 4[html] |
| Bridge Capital Asset Funding, LLC | 1520589 | | D[html] |
| Brigade Leveraged Capital Structures Fund Ltd. | 1421307 | | SC 13G[html] |
| Brightman Stuart M | 1325476 | | 4[html] |
| Brightstar Corp. | 1299325 | | S-1/A[html] |
| Brittain Willard Woodson JR | 1308607 | | 4[html] |
| Broad Bay Ltd. | 1521438 | | SC 13G[html] |
| Bronco Drilling Company, Inc. | 1328650 | NASDAQ:BRNC | 8-K[html] |
| Brookdale Senior Living Inc. | 1332349 | NYSE:BKD | 4[html] |
| Broom Colin MD | 1289946 | | 4[html] |
| Brown Christopher | 1378842 | | 4[html] |
| Brown Judy L | 1355818 | | 4[html] |
| Brown Robert George | 1306508 | | 4[html] |
| Brownie's Marine Group, Inc | 1166708 | | 10-Q[html] |
| Bubloski Rose Ann | 1301059 | | 3[html] 3[html] 3[html] |
| Bulldog Investors | 1462180 | | SC 13D/A[html] |
| Burbach Gerhard F | 1307313 | | 4[html] |
| Burgdorff LLC | 1420760 | | EFFECT[html] |
| Burgdorff Referral Associates LLC | 1420759 | | EFFECT[html] |
| Burnet Realty LLC | 1420936 | | EFFECT[html] |
| Burnet Title Holding LLC | 1420937 | | EFFECT[html] |
| Burnet Title LLC | 1420938 | | EFFECT[html] |
| Burrow Escrow Services, Inc. | 1420273 | | EFFECT[html] |
| Byorum Martha L | 1292529 | | 4[html] |
| C&G DEC CAPITAL, INC | 859313 | | 10-Q[html] |
| CA, INC. | 356028 | NASDAQ:CA | 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] |
| CAESARS ENTERTAINMENT Corp | 858339 | | 8-K/A[html] |
| CAKEBREAD STEVEN | 1254015 | | 4[html] |
| CALA CORP | 794107 | | 10-Q[html] |
| CALABRESE GERALD A. | 1228658 | | 4[html] |
| CALAMOS GLOBAL TOTAL RETURN FUND | 1285650 | NYSE:CGO | N-2[html] |
| CALLAWAY GOLF CO | 837465 | NYSE:ELY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CALLIDUS SOFTWARE INC | 1035748 | NASDAQ:CALD | 8-K[html] |
| CALVERT CASH RESERVES | 701219 | | RW[html] |
| CALVERT FUND | 701039 | | RW[html] |
| CALVERT IMPACT FUND INC | 1121624 | | 497[html] RW[html] |
| CALVERT SOCIAL INDEX SERIES INC | 1105446 | | 497[html] 497[html] 497K[html] 497K[html] PX14A6G[html] RW[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | PX14A6G[html] RW[html] |
| CALVERT TAX FREE RESERVES | 319676 | | RW[html] |
| CALVERT VARIABLE SERIES INC | 708950 | | PX14A6G[html] RW[html] |
| CALVERT WORLD VALUES FUND INC | 884110 | | RW[html] |
| CAMBIUM LEARNING GROUP, INC. | 1466815 | | 8-K[html] |
| CAMDEN PARTNERS STRATEGIC FUND III LP | 1283497 | | 4[html] |
| CAMDEN PARTNERS STRATEGIC FUND III-A LP | 1283498 | | 4[html] |
| CAMPBELL SOUP CO | 16732 | NYSE:CPB | 8-K[html] |
| CANTRALL EDWARD W | 1222083 | | 4[html] |
| CAPACHO GUILLERMO A | 1499842 | | 4[html] |
| CAPITAL CITY BANK GROUP INC | 726601 | | 4[html] |
| CAPSALUS CORP | 949189 | | 10-Q[html] |
| CARBO CERAMICS INC | 1009672 | NYSE:CRR | 4[html] |
| CAREER EDUCATION CORP | 1046568 | NASDAQ:CECO | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CAREY WILLIAM V | 1084505 | | 4[html] |
| CARLEY THOMAS J | 1257908 | | 4[html] |
| CARMIKE CINEMAS INC | 799088 | NASDAQ:CKEC | 8-K[html] |
| CARTER RONALD ELTON | 1448964 | | 4[html] |
| CASCADE FINANCIAL CORP | 928911 | NASDAQ:CASB | DEFA14A[html] |
| CASEY THOMAS M. | 1411728 | | 4[html] |
| CASEYS GENERAL STORES INC | 726958 | NASDAQ:CASY | 8-K[html] |
| CASH AMERICA INTERNATIONAL INC | 807884 | NYSE:CSH | 8-K[html] |
| CASTEEN JOHN T III | 1246960 | | 4[html] |
| CATALYST FUNDS | 1355064 | | 497K[html] 497K[html] 497K[html] 497K[html] |
| CATALYST PHARMACEUTICAL PARTNERS, INC. | 1369568 | NASDAQ:CPRX | 8-K[html] |
| CATERPILLAR INC | 18230 | NYSE:CAT | 8-K[html] DEFA14A[html] |
| CAUFIELD FRANK J | 1032456 | | 4[html] |
| CAUSEWAY CAPITAL MANAGEMENT TRUST | 1156906 | | 497[html] |
| CBC Acquisition Corp. 1 | 1504875 | | 10-Q[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | SC 13G[html] |
| CC Media Holdings Inc | 1400891 | | 4[html] |
| CDEX INC | 1173738 | | 4[html] |
| CDM Resource Management LLC | 1503191 | | 424B3[html] POSASR[html] |
| CDRE TM LLC | 1420697 | | EFFECT[html] |
| CDW Corp | 1402057 | | 8-K[html] |
| CELL BIOSCIENCES INC | 1381825 | | D[html] |
| CENSULLO ROBERT | 1502110 | | 4[html] |
| CENTENE CORP | 1071739 | NYSE:CNC | 4[html] |
| CENTRAL EUROPEAN DISTRIBUTION CORP | 1046880 | NASDAQ:CEDC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD | 925645 | NASDAQ:CETV | 3[html] 4[html] |
| CENTRAL GARDEN & PET CO | 887733 | NASDAQ:CENT NASDAQ:CENTA | 4[html] |
| CENTRAL PACIFIC FINANCIAL CORP | 701347 | | 8-K/A[html] |
| CENTRAL VERMONT PUBLIC SERVICE CORP | 18808 | | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEVA INC | 1173489 | NASDAQ:CEVA | 8-K[html] |
| CF Turul LLC | 1521339 | | SC 13D[html] |
| CGRN, Inc. | 1420310 | | EFFECT[html] |
| CHADEN LEE A | 1218954 | | 4[html] |
| CHARLES & COLVARD LTD | 1015155 | NASDAQ:CTHR | 4[html] 4[html] 4[html] 4[html] 4[html] |
| CHEESECAKE FACTORY INC | 887596 | | DEFA14A[html] |
| CHEN HERBERT | 1026377 | | 4[html] |
| CHENAULT JOHN | 1185719 | | 4[html] |
| CHILDRENS PLACE RETAIL STORES INC | 1041859 | | 3[html] 4[html] 8-K[html] SC 13G[html] |
| CHINA AMERICA HOLDINGS, INC. | 1093903 | | 10-Q[html] |
| CHINA CLEAN ENERGY INC | 1331444 | | 10-Q[html] POS AM[html] |
| CHINA DU KANG CO. LTD. | 1472635 | | 10-Q[html] |
| CHINA FIRE & SECURITY GROUP, INC. | 1271940 | NASDAQ:CFSG | 8-K[html] 8-K[html] DEFA14A[html] |
| CHINA GREEN CREATIVE, INC. | 1388978 | | 10-Q[html] |
| CHINA HEALTH RESOURCE, INC. | 1173784 | | 10-Q[html] |
| CHINA LINEN TEXTILE INDUSTRY, LTD | 1336655 | | 6-K[html] |
| CHINA NORTH EAST PETROLEUM HOLDINGS LTD | 787251 | | 8-K[html] |
| CHINA ORGANIC FERTILIZER, INC. | 1081944 | | 10-Q[html] |
| CHINA TELECOM CORP LTD | 1191255 | NYSE:CHA | 6-K[html] |
| CHINA YILI PETROLEUM CO | 1339854 | | 10-Q[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] SC 13G/A[html] |
| CHOICE HOTELS INTERNATIONAL INC /DE | 1046311 | | 4[html] |
| CHOOKASZIAN DENNIS | 1120026 | | 4[html] |
| CHURCHILL TAX FREE TRUST | 812006 | | N-Q[html] |
| CHYRON CORP | 20232 | NASDAQ:CHYR | 4[html] 4[html] |
| CIBER INC | 918581 | NYSE:CBR | 8-K[html] |
| CIGNA CORP | 701221 | NYSE:CI | 4[html] 4[html] |
| CINCINNATI FINANCIAL CORP | 20286 | NASDAQ:CINF | 8-K[html] |
| CINTAS CORP | 723254 | NASDAQ:CTAS | 8-K[html] |
| CINTEL CORP | 1191334 | | 10-Q[html] |
| CIRTRAN CORP | 813716 | | 10-Q[html] |
| CIT GROUP INC | 1171825 | NYSE:CIT NYSE:CIT^A NYSE:CIT^C NYSE:CIT^Z | 4/A[html] |
| CITIZENS & NORTHERN CORP | 810958 | NASDAQ:CZNC | 8-K/A[html] |
| CITIZENS FIRST CORP | 1073475 | NASDAQ:CZFC | 8-K[html] |
| CITIZENS REPUBLIC BANCORP, INC. | 351077 | NYSE:CTZ^A NASDAQ:CRBC | 4[html] 4[html] 4[html] 4[html] |
| CITY OF LONDON INVESTMENT GROUP PLC | 1018138 | | SC 13D[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13E3/A[html] SC 14D9/A[html] |
| CLAIBORNE LIZ INC | 352363 | | 8-K[html] |
| CLAIRES STORES INC | 34115 | | 10-K/A[html] |
| CLARK CHRISTOPHER T | 1206041 | | 4/A[html] |
| CLARK FRANK M | 1184016 | | 4[html] |
| CLARK ROBERT C | 1240994 | | 4[html] |
| CLEARSPRING TECHNOLOGIES INC | 1363055 | | D[html] |
| CLEOPATRA INTERNATIONAL GROUP, INC. | 810534 | | 10-Q[html] |
| CLIFFS NATURAL RESOURCES INC. | 764065 | NYSE:CLF | 8-K[html] |
| CMS ENERGY CORP | 811156 | NYSE:CMS NYSE:CMS^A NYSE:CMS^B | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CNH America LLC | 1324450 | | F-4/A[html] |
| CNH Australia Pty Ltd | 1324885 | | F-4/A[html] |
| CNH Belgium N.V. | 1325038 | | F-4/A[html] |
| CNH Canada, Ltd. | 1324522 | | F-4/A[html] |
| CNH Deutschland GMBH | 1324884 | | F-4/A[html] |
| CNH GLOBAL N V | 1024519 | NYSE:CNH | F-4/A[html] |
| CNH International SA | 1487414 | | F-4/A[html] |
| CNH Trade N.V. | 1324446 | | F-4/A[html] |
| CNH U.K. LTD | 1324883 | | F-4/A[html] |
| CNL Macquarie Global Growth Trust, Inc. | 1452168 | | 424B3[html] 8-K[html] |
| COASTAL CARIBBEAN OILS & MINERALS LTD | 21239 | | 10-Q[html] |
| COBB WILLIAM C | 1209172 | | 4[html] |
| COBIZ FINANCIAL INC | 1028734 | NASDAQ:COBZ | 4[html] 8-K[html] |
| COHEN & STEERS INC | 1284812 | | 8-K[html] |
| COHEN MARSHALL A | 1174913 | | 4[html] |
| COLEMAN LYNN R | 1413606 | | 4[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLLEGE RETIREMENT EQUITIES FUND | 777535 | | N-Q[html] |
| COLLINS KEVIN P | 1227677 | | 4[html] |
| COLORADO RARE EARTHS, INC | 1098881 | | 10-Q[html] |
| COLUMBIA SPORTSWEAR CO | 1050797 | NASDAQ:COLM | 4/A[html] |
| COLVIN PAUL | 1513900 | | 4[html] |
| COMCAST CORP | 1166691 | NYSE:CCS NYSE:CCT NYSE:CCW NYSE:CCZ NASDAQ:CMCSA NASDAQ:CMCSK | S-8[html] S-8[html] |
| COMMAND SECURITY CORP | 864509 | AMEX:MOC | 8-K[html] |
| COMMERCIAL BANCSHARES INC \OH\ | 1009976 | | 8-K[html] |
| COMMONWEALTH BANKSHARES INC | 835012 | NASDAQ:CWBS | 8-K[html] |
| COMMONWEALTH BIOTECHNOLOGIES INC | 1042418 | NASDAQ:CBTE | 10-Q[html] |
| COMMUNICATION INTELLIGENCE CORP | 727634 | | 424B3[html] 424B3[html] |
| COMMUNITY BANK SHARES OF INDIANA INC | 933590 | NASDAQ:CBIN | 8-K[html] |
| COMMUNITYCORP | 1020347 | | 10-K/A[html] |
| COMPETITIVE COMPANIES INC | 1161706 | | 10-Q[html] |
| COMPUTER TASK GROUP INC | 23111 | NASDAQ:CTGX | 4[html] |
| COMSCORE, INC. | 1158172 | NASDAQ:SCOR | 4[html] 4[html] |
| COMSTOCK FUNDS INC | 830779 | | 40-17G/A[html] |
| CONCHO RESOURCES INC | 1358071 | NYSE:CXO | 4[html] 8-K[html] |
| CONJEEVARAM SRINI | 1056635 | | 4[html] |
| CONNORS JOHN M JR | 1078401 | | 4[html] |
| CONSTELLATION ENERGY GROUP INC | 1004440 | NYSE:CEG NYSE:CEG^A | 425[html] 425[html] |
| CONSULTORES ASSETS MANAGEMENT STOCK CORP | 1476663 | | 4[html] |
| CONSULTORES VENTURE CAPITAL LTD | 1476664 | | 4[html] |
| CONSULTORES VENTURE CAPITAL URUGUAY STOCK CORP | 1476653 | | 4[html] |
| CONSUMER PORTFOLIO SERVICES INC | 889609 | NASDAQ:CPSS | 10-Q[html] |
| CONTINENTAL MATERIALS CORP | 24104 | AMEX:CUO | ARS[html] |
| CONTRAN CORP | 24240 | | 4[html] |
| COOK JOSEPH C JR | 1024003 | | 4[html] |
| COOMBS PAUL D | 1182275 | | 4[html] |
| COOPER NANCY E | 1193882 | | 4/A[html] |
| CORCEPT THERAPEUTICS INC | 1088856 | NASDAQ:CORT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CORE HEALTH CARE NETWORK, INC. | 1467377 | | 10-Q[html] |
| CORE MOLDING TECHNOLOGIES INC | 1026655 | AMEX:CMT | 4[html] 4/A[html] |
| CORR PETER B | 1176312 | | 4[html] |
| CORTEX PHARMACEUTICALS INC/DE/ | 849636 | | 10-Q[html] 8-K[html] |
| COSCIA ANTHONY R | 1199796 | | 4[html] |
| COST PLUS INC/CA/ | 798955 | | DEF 14A[html] |
| COSTAR GROUP INC | 1057352 | NASDAQ:CSGP | 424B2[html] 425[html] 8-K[html] S-3ASR[html] |
| COSTLEY GARY E | 1202277 | | 4[html] |
| COTE DAVID M | 1136538 | | 4[html] |
| COVER ALL TECHNOLOGIES INC | 737300 | | 8-A12B[html] 8-K[html] |
| COXE TENCH | 1197647 | | 4[html] 4[html] |
| CRAFT BREWERS ALLIANCE, INC. | 892222 | NASDAQ:HOOK | ARS[html] |
| CRANE CO /DE/ | 25445 | | 8-K[html] |
| CRAVER THEODORE F JR | 1187019 | | 4[html] |
| CREDIT ONE FINANCIAL INC | 1201135 | | 4[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] |
| CRESCI ROBERT J | 1198455 | | 4[html] |
| CRESUD INC | 1034957 | | 4[html] |
| CROATTI CYNTHIA | 1260756 | | 4[html] |
| CROATTI RONALD D | 1261139 | | 4[html] |
| CROSS A T CO | 25793 | NASDAQ:ATX | 4[html] |
| CROWLEY WILLIAM J JR | 1255809 | | 4[html] |
| CRYO CELL INTERNATIONAL INC | 862692 | | SC 13D/A[html] |
| CRYOLIFE INC | 784199 | NYSE:CRY | 8-K[html] |
| CSC Group Holdings, LLC | 1470531 | | D[html] |
| CSG SYSTEMS INTERNATIONAL INC | 1005757 | NASDAQ:CSGS | 8-K[html] |
| CUBIST PHARMACEUTICALS INC | 912183 | NASDAQ:CBST | 4[html] |
| CULLEN FROST BANKERS INC | 39263 | NYSE:CFR | 4[html] |
| CULP INC | 723603 | NYSE:CFI | 4[html] |
| CUNNINGHAM RALPH S | 1182276 | | 4[html] |
| CURRENT RICHARD R | 1189003 | | 4[html] |
| CUSHMAN JOHN C III | 1216779 | | 4[html] |
| CUTERA INC | 1162461 | NASDAQ:CUTR | ARS[html] |
| CVB FINANCIAL CORP | 354647 | NASDAQ:CVBF | 8-K[html] |
| CVR ENERGY INC | 1376139 | NYSE:CVI | 424B3[html] 8-K[html] 8-K/A[html] 8-K/A[html] |
| CVR PARTNERS, LP | 1425292 | | 8-K[html] |
| CYCLE COUNTRY ACCESSORIES CORP | 1157758 | AMEX:ATC | 10-Q[html] |
| CYMER INC | 897067 | NASDAQ:CYMI | 8-K[html] |
| CYTEC INDUSTRIES INC/DE/ | 912513 | | 4[html] |
| Calvert SAGE Fund | 1438390 | | RW[html] |
| Calvert Variable Products, Inc. | 743773 | | PX14A6G[html] RW[html] |
| Calypso Capital Management, LP | 1348886 | | 13F-HR[html] |
| Camden Partners Strategic III, LLC | 1317017 | | 4[html] |
| Camden Partners Strategic Manager, LLC | 1365552 | | 4[html] |
| Campbell Paul C | 1400079 | | 4[html] |
| CanAm Coal Corp. | 1521024 | | D[html] |
| Cannon Marc | 1521106 | | 3[html] |
| Capital Guardian U.S. Growth & Income Fund for Tax-Exempt Tr | 1493021 | | D/A[html] |
| Car Charging Group, Inc. | 1429764 | | 10-Q[html] |
| Carbon Natural Gas Co | 86264 | | 10-Q/A[html] |
| Cardiovascular Systems Inc | 1180145 | NASDAQ:CSII | 4[html] |
| Cardo Medical, Inc. | 925741 | | 3/A[html] 3/A[html] 4[html] |
| Career Development Center, LLC | 1420294 | | EFFECT[html] |
| Cartus Asset Recovery Corp | 1511421 | | EFFECT[html] |
| Cartus CORP | 1420305 | | EFFECT[html] |
| Cartus Partner CORP | 1421023 | | EFFECT[html] |
| Case New Holland Inc. | 1324449 | | F-4/A[html] |
| CatchFree, Inc. | 1504233 | | D[html] |
| Cattermole George R. | 1435017 | | 4[html] |
| Cavalier Michael | 1396621 | | 4[html] 4/A[html] |
| Cavalry Capital Appreciation Master Fund, L.P. | 1459775 | | D/A[html] |
| Cavalry Market Neutral Institutional Master Fund, L.P. | 1459789 | | D/A[html] |
| Cavalry Market Neutral Master Fund L P | 1459951 | | D/A[html] |
| Cavalry Technology Master Fund LP | 1460122 | | D/A[html] |
| Cecil Sarah P | 1380606 | | 4[html] |
| Cellceutix CORP | 1355250 | | 10-Q[html] |
| CenterState Banks, Inc. | 1102266 | NASDAQ:CSFL | 8-K[html] 8-K[html] 8-K[html] |
| Century 21 Real Estate LLC | 1420309 | | EFFECT[html] |
| Ceres, Inc. | 767884 | | S-1[html] |
| Chandler Jodi A | 1521337 | | 3[html] |
| Chapman Construction Co., L.P. | 1521257 | | S-3[html] |
| Chapman Construction Management Co., Inc. | 1521189 | | S-3[html] |
| Chapman Holding Co., Inc. | 1521190 | | S-3[html] |
| Chappell Kathleen J | 1325314 | | 4[html] |
| Chatham Lodging Trust | 1476045 | | ARS[html] |
| Cheung Dicky | 1477906 | | 4[html] |
| China Bilingual Technology & Education Group Inc. | 1470129 | | 8-K[html] |
| China Century Dragon Media, Inc. | 1423242 | | 8-K[html] |
| China Chemical Corp. | 1445941 | | 10-K/A[html] 10-Q/A[html] |
| China Digital Animation Development, Inc. | 928835 | | 10-Q[html] |
| China Digital TV Holding Co., Ltd. | 1405503 | NYSE:STV | 6-K[html] |
| China Energy Recovery, Inc. | 1208790 | | 10-Q[html] |
| China Forestry Industry Group, Inc. | 1373683 | | 10-Q[html] |
| China Gerui Advanced Materials Group Ltd | 1449801 | | 6-K[html] |
| China Ginseng Holdings Inc | 1338460 | | 10-Q[html] |
| China Health Industries Holdings, Inc. | 1309057 | | 10-Q[html] |
| China Internet Cafe Holdings Group, Inc. | 1373846 | | 10-Q[html] |
| China Lithium Technologies Inc. | 888719 | | 10-Q/A[html] |
| China Marketing Media Holdings, Inc. | 1353307 | | 10-Q[html] |
| China Mass Media Corp. | 1439229 | | 6-K[html] |
| China Renewable Construction Materials Inc. | 1504877 | | 10-Q[html] |
| China Sports Holding Co Ltd | 1392446 | | 10-Q[html] |
| China Sunergy Co., Ltd. | 1396247 | NASDAQ:CSUN | 6-K[html] |
| China Sure Water (USA) Inc. | 1510256 | | 10-Q[html] |
| China Wi-Max Communications, Inc. | 1434667 | | 10-Q[html] |
| China Youth Media, Inc. | 728385 | | 10-Q[html] |
| China inSure Holdings, Inc | 1497031 | | 10-Q[html] 8-K[html] |
| ChinaEdu CORP | 1411419 | NASDAQ:CEDU | SC 13D/A[html] |
| Chino Commercial Bancorp | 1365794 | | ARS[html] |
| Chiu Michael | 1505170 | | 4[html] |
| Choi Ki Yong | 1407536 | | SC 13D/A[html] |
| Chou Francis S M | 1389288 | | 4[html] |
| ChromaDex Corp. | 1386570 | | 4[html] |
| Chung Theodore | 1387004 | | 4[html] |
| Cinemark Holdings, Inc. | 1385280 | NYSE:CNK | 4[html] 4[html] 4/A[html] |
| Circadian Technologies Ltd | 1519995 | | F-6[html] |
| Clal Insurance Enterprises Holdings Ltd | 1376192 | | SC 13G[html] |
| Clapper David M | 1306990 | | 4[html] |
| Clark David A. | 1443082 | | 4[html] |
| Clavis Technologies International Co., Ltd. | 1482550 | | 10-Q[html] |
| Claymore Exchange-Traded Fund Trust | 1364089 | | 485BXT[html] |
| Clean Slate, Inc. | 1021282 | | 10-Q[html] |
| ClearBridge Energy MLP Opportunity Fund Inc. | 1517518 | | N-2/A[html] |
| Clearwire Corp /DE | 1442505 | | 4[html] SC 13D/A[html] |
| Cleveland Joseph R | 1430861 | | 4[html] |
| Cline Robert B | 1447577 | | 4[html] |
| Coast Atlantic Fund, Ltd. | 1520773 | | D[html] |
| Cobb-Strecker-Dunphy & Zimmermann Inc | 1512093 | | D/A[html] |
| Coldwell Banker Commercial Pacific Properties LLC | 1420495 | | EFFECT[html] |
| Coldwell Banker LLC | 1420311 | | EFFECT[html] |
| Coldwell Banker Pacific Properties LLC | 1420954 | | EFFECT[html] |
| Coldwell Banker Real Estate LLC | 1420274 | | EFFECT[html] |
| Coldwell Banker Real Estate Services LLC | 1420312 | | EFFECT[html] |
| Coldwell Banker Residential Brokerage CO | 1420275 | | EFFECT[html] |
| Coldwell Banker Residential Brokerage LLC | 1511422 | | EFFECT[html] |
| Coldwell Banker Residential Real Estate LLC | 1420276 | | EFFECT[html] |
| Coldwell Banker Residential Referral Network | 1420277 | | EFFECT[html] |
| Coldwell Banker Residential Referral Network, Inc. | 1420683 | | EFFECT[html] |
| Colonial Bankshares Inc | 1317019 | NASDAQ:COBK | 3[html] |
| Colorado Commercial, LLC | 1420335 | | EFFECT[html] |
| Colpitts Christopher W. | 1457591 | | 4[html] |
| Columbia Funds Series Trust II | 1352280 | | 497[html] |
| Columbia Funds Variable Series Trust II | 1413032 | | 497[html] |
| Columbia Pacific Opportunity Fund, L.P. | 1399010 | | 4[html] |
| Comamtech Inc. | 1505611 | | 6-K[html] |
| Commercial Vehicle Group, Inc. | 1290900 | NASDAQ:CVGI | 4[html] |
| Compound Money Fund, L.P. | 1520658 | | D[html] |
| Conaway John Michal | 1351138 | | 4[html] |
| Connelly Deirdre P | 1303417 | | 4[html] |
| Consorteum Holdings, Inc. | 1387976 | | 10-Q[html] |
| Constant Contact, Inc. | 1405277 | NASDAQ:CTCT | 4[html] |
| Construction & Turnaround Services of California, Inc. | 1521191 | | S-3[html] |
| Construction & Turnaround Services, L.L.C. | 1521192 | | S-3[html] |
| Consumer Capital Group, Inc. | 1439299 | | 10-Q[html] |
| Contango ORE, Inc. | 1502377 | | 4[html] |
| Convio, Inc. | 1407450 | | 3[html] 8-K[html] |
| Coombs Jason Scott | 1368103 | | 4[html] |
| Cooper Kathleen B | 1374848 | | 4[html] |
| Cooper L Melvin | 1505460 | | 4[html] |
| Copano Energy, L.L.C. | 1297067 | NASDAQ:CPNO | 8-K[html] |
| Corbus Barclay F | 1397930 | | 4[html] |
| Cord Blood America, Inc. | 1289496 | | 10-Q[html] |
| CoreSite Realty Corp | 1490892 | | 4[html] 4[html] 4[html] 4[html] |
| Cornerstone Title Co | 1511420 | | EFFECT[html] |
| Corporate Resource Services, Inc. | 943110 | | 10-Q[html] |
| Costa Brava Partnership III LP | 1319959 | | 3[html] SC 13G[html] |
| Cox R Mark | 1376143 | | 4[html] |
| Coyne Frank J | 1472709 | | 4[html] |
| Coyote Resources, Inc. | 1392121 | | 10-Q[html] |
| Crane Christopher M. | 1411453 | | 4[html] |
| Criteser Patrick G | 1428017 | | 4[html] |
| Crocs, Inc. | 1334036 | NASDAQ:CROX | 4[html] |
| Crosen Kaley Ann | 1456832 | | 4[html] |
| Crosswhite Mark A. | 1426400 | | 4[html] |
| Crotched Mountain Properties, LLC | 1517824 | | EFFECT[html] |