| Company | CIK | Ticker Symbol | Document |
| Crown Rock Lenders, LLC | 1521179 | | D[html] |
| Cushing MLP Funds Trust | 1493113 | | 497[html] 497[html] |
| Cuskley Stephanie A | 1333583 | | 4[html] |
| D AMATO JOSEPH A | 1472400 | | 4[html] |
| DALECO RESOURCES CORP | 746967 | | 10-Q[html] |
| DALY KEVIN | 1191167 | | 4[html] |
| DATA I/O CORP | 351998 | NASDAQ:DAIO | 4[html] |
| DAVIDSON CAROL ANTHONY | 1277489 | | 4[html] 4/A[html] |
| DAVIS BRUCE L | 1218987 | | 4[html] |
| DAVITA INC | 927066 | NYSE:DVA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| DAWSON WILLIAM J | 1226139 | | 4[html] |
| DCM ABRY Securities Fund II LLC | 1521075 | | D[html] |
| DDI CORP | 1104252 | NASDAQ:DDIC | 8-K[html] |
| DE SCHUTTER RICHARD U | 1083205 | | 4[html] |
| DEAN FOODS CO | 931336 | NYSE:DF | 4[html] |
| DEBT RESOLVE INC | 1106645 | | 10-Q[html] |
| DECOR PRODUCTS INTERNATIONAL, INC. | 1435717 | | 10-Q[html] |
| DEDRICK GREGG | 1264323 | | 4[html] |
| DELIMITROS TOM H | 1182277 | | 4[html] |
| DELL INC | 826083 | NASDAQ:DELL | 4[html] |
| DELLY GAYLA J | 1218358 | | 4[html] |
| DELONG MICHAEL P | 1275509 | | 4[html] |
| DELTA MUTUAL INC | 1112985 | | 10-Q[html] |
| DENNYS CORP | 852772 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| DENTSPLY INTERNATIONAL INC /DE/ | 818479 | | 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] |
| DEPAUL PHILLIP P | 1219662 | | 4[html] |
| DERMA SCIENCES, INC. | 892160 | | 4[html] EFFECT[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | 424B2[html] FWP[html] |
| DEVITRE DINYAR S | 1025050 | | 4[html] |
| DEVONSHIRE DAVID W | 1208316 | | 4[html] |
| DEWBREY DIANE L | 1200125 | | 4[html] |
| DIAZ PAUL J | 1194247 | | 4[html] |
| DICKS SPORTING GOODS INC | 1089063 | | 10-Q[html] |
| DIGITAL YEARBOOK, INC. | 1414043 | | 10-Q[html] |
| DILLARDS INC | 28917 | | 4[html] |
| DISCOUNT INVESTMENT CORP LTD | 1206713 | | SC 13D/A[html] |
| DISH Network CORP | 1001082 | NASDAQ:DISH | 4[html] |
| DISIBIO RALPH R | 1206948 | | 4[html] |
| DIVERSIFIED GLOBAL HOLDINGS GROUP INC. | 1451775 | | 8-K[html] |
| DIXIE RICE AGRICULTURE CORP INC | 1074787 | | 4[html] |
| DIXON WENDY L | 1202283 | | 4[html] 4[html] |
| DM Products, Inc. | 1485029 | | 10-Q[html] |
| DOCUMENT SECURITY SYSTEMS INC | 771999 | AMEX:DMC | 3[html] 4[html] |
| DOMINION RESOURCES BLACK WARRIOR TRUST | 923680 | NYSE:DOM | 8-K[html] |
| DOMINION RESOURCES INC /VA/ | 715957 | | 4[html] |
| DOMINOS PIZZA INC | 1286681 | | 4[html] |
| DONDANVILLE JOSEPH E | 1192702 | | 4[html] |
| DONEGAL GROUP INC | 800457 | NASDAQ:DGICA NASDAQ:DGICB | 4[html] |
| DORAL FINANCIAL CORP | 840889 | NYSE:DRL | 8-K[html] |
| DOUGLAS DYNAMICS, INC | 1287213 | | 4[html] 4[html] 4[html] 4[html] |
| DOUGLASS DONALD J | 1000392 | | 4[html] |
| DOW CHEMICAL CO /DE/ | 29915 | | 424B2[html] 424B3[html] |
| DR REDDYS LABORATORIES LTD | 1135951 | | 6-K[html] |
| DRAPER E LINN JR | 1186296 | | 4[html] |
| DREYFUS APPRECIATION FUND INC | 318478 | | 40-APP[html] 497[html] |
| DREYFUS BOND FUNDS INC | 75176 | | 40-APP[html] |
| DREYFUS CORP /NY | 1011607 | | 40-APP[html] |
| DREYFUS FUND INC | 30146 | | 40-APP[html] |
| DREYFUS FUNDS INC | 38403 | | 40-APP[html] |
| DREYFUS INTERMEDIATE MUNICIPAL BOND FUND INC | 718935 | | 40-APP[html] |
| DREYFUS INVESTMENT FUNDS | 799295 | | 40-APP[html] |
| DREYFUS INVESTMENT GRADE FUNDS INC | 889169 | | 40-APP[html] |
| DREYFUS LAUREL FUNDS TRUST | 53808 | | 40-APP[html] |
| DREYFUS LIFETIME PORTFOLIOS INC | 909230 | | 40-APP[html] |
| DREYFUS MUNICIPAL BOND OPPORTUNITY FUND | 797923 | | 40-APP[html] |
| DREYFUS MUNICIPAL FUNDS INC | 878092 | | 40-APP[html] |
| DREYFUS NEW YORK AMT-FREE MUNICIPAL BOND FUND | 797920 | | 40-APP[html] |
| DREYFUS NEW YORK TAX EXEMPT BOND FUND INC /NEW/ | 723765 | | 40-APP[html] |
| DREYFUS OPPORTUNITY FUNDS | 1111178 | | 40-APP[html] |
| DREYFUS PREMIER CALIFORNIA AMT-FREE MUNICIPAL BOND FUND INC | 720064 | | 40-APP[html] |
| DREYFUS PREMIER GNMA FUND INC | 762156 | | 40-APP[html] |
| DREYFUS PREMIER SHORT INTERMEDIATE MUNICIPAL BOND FUND | 810305 | | 40-APP[html] |
| DREYFUS PREMIER WORLDWIDE GROWTH FUND INC | 897569 | | 40-APP[html] |
| DREYFUS RESEARCH GROWTH FUND INC | 30162 | | N-14/A[html] |
| DREYFUS SHORT INTERMEDIATE GOVERNMENT FUND | 804887 | | 40-APP[html] |
| DREYFUS STATE MUNICIPAL BOND FUNDS | 806176 | | 40-APP[html] |
| DREYFUS STOCK FUNDS | 1199348 | | 40-APP[html] |
| DREYFUS THIRD CENTURY FUND INC | 30167 | | 40-APP[html] |
| DREYFUS/LAUREL FUNDS INC | 819940 | | 40-APP[html] |
| DRS Inc. | 1421265 | | 10-Q[html] |
| DST SYSTEMS INC | 714603 | NYSE:DST | CT ORDER[html] |
| DSW Inc. | 1319947 | NYSE:DSW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DTS, INC. | 1226308 | NASDAQ:DTSI | 4[html] |
| DUNO CARLOS V | 1257802 | | 4[html] |
| DURY DAVID S | 1237883 | | 4[html] |
| DWS VARIABLE SERIES II | 810573 | | 497[html] |
| Dale Gregory T | 1400952 | | 4[html] |
| Dalgaard Lars | 1410697 | | 4[html] |
| Daly Colin M | 1458620 | | 4[html] |
| Davis Ryland P | 1327889 | | 4[html] |
| De Lange Ronald J | 1334106 | | 4[html] |
| DeLateur Richard | 1492413 | | 4[html] |
| DeSanctis Ellen | 1445607 | | 4[html] |
| DeWet Leon | 1487048 | | 4[html] |
| DeYoung Robert Todd | 1472346 | | 4[html] |
| DecisionPoint Systems, Inc. | 1404433 | | 10-Q[html] |
| Deltron, Inc. | 1345913 | | PRER14C[html] |
| Denarii Resources Inc. | 1366407 | | 10-Q[html] 8-K/A[html] |
| Depatie Michael A. | 1505048 | | 4[html] |
| Desert Hawk Gold Corp. | 1168081 | | 10-Q[html] |
| Deyu Agriculture Corp. | 1467746 | | 10-Q[html] |
| Diana Containerships Inc. | 1481241 | | F-1/A[html] |
| Dickinson Paul M | 1360476 | | 4[html] |
| Digerati Technologies, Inc. | 1014052 | | 8-K[html] |
| Digimarc CORP | 1438231 | NASDAQ:DMRC | 4[html] |
| Digital Systems, Inc. | 1094572 | NASDAQ:ICOP NASDAQ:ICOPW | 8-K[html] |
| Digitiliti Inc | 1411658 | | 10-Q[html] |
| Dinh Viet D | 1306819 | | 4[html] |
| Direxion Shares ETF Trust | 1424958 | | 497[html] |
| Discover Financial Services | 1393612 | NYSE:DFS | 8-K[html] |
| Discretionary Management Services, LLC | 1461133 | | 13F-HR[html] |
| Diversified Opportunities, Inc. | 919175 | | D[html] |
| Diversified Trust Co | 1479844 | | 13F-HR[html] |
| Dividend Capital Total Realty Trust Inc. | 1327978 | | DEFA14A[html] |
| Divine Skin Inc. | 1463959 | | 10-Q[html] |
| Dixon Lee S | 1486277 | | 4[html] 4/A[html] |
| Dolby Laboratories, Inc. | 1308547 | | 4[html] |
| Dolby Ray | 1316194 | | 4[html] |
| Domus Holdings Corp | 1398987 | | EFFECT[html] |
| Dopfner Mathias | 1370931 | | 4[html] |
| Dreyfus Dynamic Alternatives Fund, Inc. | 1478223 | | 40-APP[html] |
| Dreyfus Institutional Reserves Funds | 1423799 | | 497[html] |
| Drucker Robert S | 1303603 | | 4[html] |
| DryShips Inc. | 1308858 | NASDAQ:DRYS | 6-K[html] |
| Dunbar Roger F | 1306672 | | 4[html] |
| EAGLE FINANCIAL SERVICES INC | 880641 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| EAGLE MATERIALS INC | 918646 | NYSE:EXP | 8-K[html] |
| EASTERN LIGHT CAPITAL, INC. | 1021422 | AMEX:ELC | 10-Q[html] |
| EATON CORP | 31277 | NYSE:ETN | 4[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND | 1177161 | AMEX:EVM AMEX:EIA | DEF 14A[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II | 1196869 | AMEX:EIA | DEF 14A[html] |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND | 1196871 | AMEX:MAB | DEF 14A[html] |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND | 1196872 | | DEF 14A[html] |
| EATON VANCE MUNICIPAL BOND FUND | 1176984 | AMEX:EIM AMEX:EIV | DEF 14A[html] |
| EATON VANCE MUNICIPAL BOND FUND II | 1196867 | AMEX:EIV | DEF 14A[html] |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND | 1196874 | AMEX:EMJ | DEF 14A[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND | 1177162 | AMEX:ENX AMEX:NYH | DEF 14A[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II | 1196875 | AMEX:NYH | DEF 14A[html] |
| EATON VANCE OHIO MUNICIPAL BOND FUND | 1196876 | AMEX:EIO | DEF 14A[html] |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND | 1196877 | AMEX:EIP | DEF 14A[html] |
| EBAY INC | 1065088 | NASDAQ:EBAY | 4[html] |
| EBIX INC | 814549 | NASDAQ:EBIX | 4[html] 8-K[html] |
| ECOBLU PRODUCTS, INC. | 1409885 | | 10-Q[html] |
| ECOSYSTEM CORP | 1127242 | | DEF 14C[html] |
| ECOTALITY, INC. | 1301206 | | 10-Q[html] |
| EDGAR ONLINE INC | 1080224 | NASDAQ:EDGR | 3[html] |
| EDIETS COM INC | 1094058 | NASDAQ:DIET | 4[html] 4[html] |
| EGGERT TERRI | 1477107 | | 3[html] |
| EGNOTOVICH CYNTHIA M | 1176553 | | 4[html] |
| EGPI FIRECREEK, INC. | 1106848 | | 10-Q[html] |
| EINHORN JESSICA P | 1204524 | | 4[html] |
| EISENBERG GLENN A | 1222831 | | 4[html] |
| EISENMAN ELAINE J | 1209154 | | 4[html] |
| EKSPORTFINANS ASA | 700978 | | 8-A12B[html] |
| ELANDIA INTERNATIONAL INC. | 1352819 | | 10-Q[html] |
| ELBIT IMAGING LTD | 1027662 | NASDAQ:EMITF | 6-K[html] |
| ELBIT VISION SYSTEMS LTD | 1011664 | | SC 13D/A[html] |
| ELFUN DIVERSIFIED FUND | 821484 | | N-Q[html] |
| ELFUN INCOME FUND | 717854 | | N-Q[html] |
| ELFUN INTERNATIONAL EQUITY FUND | 817656 | | N-Q[html] |
| ELFUN MONEY MARKET FUND | 855630 | | N-Q[html] |
| ELFUN TAX EXEMPT INCOME FUND | 215740 | | N-Q[html] |
| ELFUN TRUSTS | 32339 | | N-Q[html] |
| ELIASSEN JON E | 1174959 | | 4[html] |
| ELLISON LAWRENCE JOSEPH | 901999 | | 4[html] |
| ELOYALTY CORP | 1094348 | NASDAQ:ELOY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ELRAY RESOURCES, INC. | 1402371 | | 10-Q[html] |
| ELSZTAIN EDUARDO S | 1037182 | | 4[html] 4[html] |
| EMAGIN CORP | 1046995 | | 4[html] |
| EMERALD DAIRY INC | 815353 | | 10-Q[html] |
| EMG Holdings, L.P. | 1478394 | | 4[html] |
| EMIL VAN ESSEN SPREAD ARBITRAGE (US FEEDER) FUND, LP | 1521223 | | D[html] |
| EMPIRE DISTRICT ELECTRIC CO | 32689 | NYSE:EDE NYSE:EDE^D | 4[html] 4[html] |
| EMPIRE RESORTS INC | 906780 | NASDAQ:NYNY | 4[html] |
| ENDEX CAPITAL MANAGEMENT LLC | 1107799 | | 13F-HR[html] |
| ENER1 INC | 895642 | NASDAQ:HEV | 424B5[html] |
| ENERGY EDGE TECHNOLOGIES CORP. | 1495230 | | 10-Q[html] |
| ENERGY FOCUS, INC/DE | 924168 | | 8-K[html] |
| ENERGY QUEST, INC. | 1096550 | | 10-Q[html] |
| ENERGY XXI (BERMUDA) LTD | 1343719 | NASDAQ:EXXI | S-4/A[html] |
| ENGELHARDT IRL F | 1213883 | | 4[html] |
| ENPRO INDUSTRIES, INC | 1164863 | | 4[html] |
| ENRIGHT PATRICK G | 1253886 | | 4[html] |
| ENTEGRIS INC | 1101302 | NASDAQ:ENTG | 4/A[html] |
| ENTERPRISE PRODUCTS PARTNERS L P | 1061219 | NYSE:EPD | 4[html] |
| ENTERTAINMENT PROPERTIES TRUST | 1045450 | NYSE:EPR NYSE:EPR^B NYSE:EPR^C NYSE:EPR^D NYSE:EPR^E | EFFECT[html] |
| ENVESTNET, INC. | 1337619 | | 4[html] |
| EOG RESOURCES INC | 821189 | NYSE:EOG | 4[html] |
| EPOD Solar Inc. | 1445235 | | 10-Q[html] |
| EPR Hialeah, Inc. | 1517822 | | EFFECT[html] |
| EPT 909, Inc. | 1517821 | | EFFECT[html] |
| EPT Crotched Mountain, Inc. | 1517820 | | EFFECT[html] |
| EPT DownREIT II, Inc. | 1517829 | | EFFECT[html] |
| EPT Huntsville, Inc. | 1517828 | | EFFECT[html] |
| EPT Mad River, Inc. | 1517818 | | EFFECT[html] |
| EPT Melbourne, Inc. | 1517825 | | EFFECT[html] |
| EPT Mount Attitash, Inc. | 1517817 | | EFFECT[html] |
| EPT Mount Snow, Inc. | 1517816 | | EFFECT[html] |
| EPT Nineteen, Inc. | 1517815 | | EFFECT[html] |
| EPT Ski Properties, Inc. | 1517814 | | EFFECT[html] |
| EPT Waterparks, Inc. | 1517813 | | EFFECT[html] |
| EQ ADVISORS TRUST | 1027263 | | 497[html] 497[html] |
| EQAL INC | 1430569 | | D[html] |
| EQUINOX EXPLORATION CORP | 1519469 | | D[html] |
| EQUITY ONE, INC. | 1042810 | NYSE:EQY | 4[html] |
| EQUITY RESIDENTIAL | 906107 | NYSE:EQR NYSE:EQR^E NYSE:EQR^H NYSE:EQR^N | 4[html] 4[html] 8-K[html] |
| EQUUS TOTAL RETURN, INC. | 878932 | NYSE:EQS | SC 13D[html] |
| ERA Franchise Systems LLC | 1420470 | | EFFECT[html] |
| ERF Wireless, Inc. | 1020646 | | 10-Q[html] |
| ERICKSON THOMAS W | 1120226 | | 4[html] |
| ERNST CHRISTINA M | 1304999 | | 4[html] |
| ERWIN SAMUEL L | 1313319 | | 4[html] |
| ESHELMAN FREDRIC N | 1033409 | | SC 13D/A[html] |
| ESPEY MFG & ELECTRONICS CORP | 33533 | AMEX:ESP | 4[html] |
| ESPINOSA MIGUEL | 1246271 | | 4[html] |
| EURO GROUP OF COMPANIES, INC. | 1005663 | | 10-Q[html] |
| EUROCOM COMMUNICATIONS LTD | 1167352 | | SC 13D/A[html] |
| EVCARCO, INC. | 1459003 | | 10-Q[html] 8-K[html] |
| EVERETT G CARL JR | 1256957 | | 4[html] |
| EWING STEPHEN E | 1167312 | | 4[html] |
| EXC Global World, Ltd. | 1521463 | | D[html] |
| EXELON CORP | 1109357 | NYSE:EXC | 4[html] 4[html] 4[html] 4[html] 425[html] |
| EXERCISE FOR LIFE SYSTEMS, INC. | 1444279 | | 10-Q[html] |
| EZJR, Inc. | 1402453 | | 10-Q[html] |
| Eagle Ford Oil & Gas Corp | 847416 | | 10-Q[html] |
| EastBridge Investment Group Corp | 1378624 | | 8-K[html] |
| Eaton Vance Enhanced Equity Income Fund | 1300391 | NYSE:EOS | DEF 14A[html] |
| EchoStar CORP | 1415404 | NASDAQ:SATS | 4[html] |
| Ecovative Design LLC | 1521458 | | D[html] |
| Education Capital Solutions, LLC | 1517823 | | EFFECT[html] |
| Edwards Lifesciences Corp | 1099800 | NYSE:EW | 4[html] 4[html] |
| Ellington Financial LLC | 1411342 | | 4[html] |
| Emergent BioSolutions Inc. | 1367644 | NYSE:EBS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Emond Philip D | 1503407 | | 4[html] |
| Employers Holdings, Inc. | 1379041 | NYSE:EIG | 4[html] |
| Empyrean Capital Partners, LP | 1317195 | | SC 13G[html] |
| Encompass Group Affiliates, Inc | 1100820 | | SC 13D/A[html] |
| EnerJex Resources, Inc. | 8504 | | 10-Q[html] |
| Energy Transfer Equity, L.P. | 1276187 | NYSE:ETE | 4[html] |
| Energy XXI GOM, LLC | 1404972 | | S-4/A[html] |
| Energy XXI Gulf Coast, Inc. | 1404973 | | S-4/A[html] |
| Energy XXI Onshore, LLC | 1404974 | | S-4/A[html] |
| Energy XXI Pipeline, LLC | 1514984 | | S-4/A[html] |
| Energy XXI Texas Onshore, LLC | 1404971 | | S-4/A[html] |
| Enertopia Corp. | 1346022 | | 4[html] |
| Engle Robert E | 1454300 | | 4[html] |
| Eno Richard P | 1428726 | | 4[html] |
| Enterprise ETE LLC | 1506790 | | 4[html] |
| Enterprise Products Holdings LLC | 1324593 | | 4[html] |
| Enterprise Products OLPGP, Inc. | 1390206 | | 4[html] |
| Enterprise Products Operating LLC | 1410664 | | 4[html] |
| Environmental Infrastructure Holdings Corp | 1160479 | | 10-Q[html] |
| Enze Charles R | 1380968 | | 3[html] |
| Epazz Inc | 1335239 | | 10-Q[html] |
| Equity Title CO | 1420319 | | EFFECT[html] |
| Equity Title Messenger Service Holding LLC | 1420471 | | EFFECT[html] |
| Eternal Energy Corp. | 1282613 | | 4[html] |
| Excel Interior Door, L.L.C. | 1521321 | | D[html] |
| Exeter Educational Management Systems, Inc. | 1355624 | | 424B3[html] |
| Extra Space Storage Inc. | 1289490 | NYSE:EXR | 8-K[html] |
| F&M BANK CORP | 740806 | | 4[html] |
| FACT CORP | 707674 | | 10-Q[html] |
| FAIRBAIRN KEVIN | 1237232 | | 4[html] |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC | 1036960 | NYSE:FCS | 8-K[html] |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | 915191 | | 6-K[html] |
| FAIRPOINT COMMUNICATIONS INC | 1062613 | NYSE:FRP | 4[html] |
| FAIRWAY PROPERTIES, INC. | 1476278 | | 10-Q[html] |
| FARMER BROTHERS CO | 34563 | NASDAQ:FARM | 4[html] 4[html] 4[html] 8-K[html] |
| FARO TECHNOLOGIES INC | 917491 | NASDAQ:FARO | 4[html] 4/A[html] |
| FARRELL PETER C | 1186102 | | 4[html] |
| FARRELL THOMAS F II | 1004554 | | 4[html] |
| FARRINGTON DEBORAH A | 1260341 | | 4[html] |
| FARRIS G STEVEN | 1240568 | | 4[html] |
| FBR CAPITAL MARKETS CORP | 1371446 | NASDAQ:FBCM | SC 13D/A[html] |
| FEDERATED ASSET ALLOCATION FUND | 13386 | | 497[html] |
| FEDERATED EQUITY FUNDS | 745968 | | 497[html] |
| FEDERATED INSURANCE SERIES | 912577 | | 497[html] |
| FEDERATED INVESTMENT SERIES FUNDS INC | 889388 | | 497[html] |
| FEDERATED TOTAL RETURN SERIES INC | 912763 | | 497[html] |
| FEDERICO RICHARD L | 1217195 | | 4[html] |
| FEINBERG HENRY | 1211137 | | 4[html] |
| FELDBERG MEYER | 1169429 | | 4[html] |
| FELSENTHAL DAVID L | 1204942 | | 4[html] |
| FELTES KAREN S | 1174954 | | 4[html] |
| FERTIG WILLIAM D | 1227681 | | 4[html] |
| FIALA MARY LOU | 1174541 | | 4[html] |
| FIDELITY GARRISON STREET TRUST | 803013 | | CORRESP[html] POS AMI[html] |
| FIFTH THIRD BANCORP | 35527 | NYSE:FTB^A NYSE:FTB^B NYSE:FTB^C NASDAQ:FITB NASDAQ:FITBP | 8-K[html] |
| FINANCIAL INVESTORS TRUST | 915802 | | N-Q[html] |
| FINDEX COM INC | 1089061 | | 10-Q[html] |
| FINE N SCOTT | 1163556 | | 4[html] |
| FINISAR CORP | 1094739 | NASDAQ:FNSR | 4[html] |
| FINNEY ELISHA W | 1217439 | | 4[html] |
| FIR TREE INC | 1056491 | | SC 13G[html] |
| FIRST ACCEPTANCE CORP /DE/ | 1017907 | | 8-K[html] |
| FIRST AMERICAN SCIENTIFIC CORP \NV\ | 1002822 | | 10-Q[html] |
| FIRST CAPITAL BANCORP, INC. | 1373525 | NASDAQ:FCVA | 8-K[html] |
| FIRST CAPITAL FUNDING, LLC | 1517966 | | D[html] |
| FIRST CAPITAL INC | 1070296 | NASDAQ:FCAP | 8-K[html] |
| FIRST CITIZENS BANCSHARES INC /DE/ | 798941 | | 4[html] |
| FIRST COMMUNITY BANCSHARES INC /NV/ | 859070 | | 8-K[html] |
| FIRST COMMUNITY CORP /SC/ | 932781 | | 8-K[html] |
| FIRST CORP /CN/ | 1136463 | | 10-Q[html] |
| FIRST INVESTORS EQUITY FUNDS | 886048 | | 497[html] 497K[html] |
| FIRST INVESTORS LIFE SERIES FUNDS | 770906 | | 497[html] |
| FIRST NATIONAL FUNDING LLC | 1171040 | | 10-D[html] |
| FIRST OF LONG ISLAND CORP | 740663 | | 4[html] |
| FIRST OPPORTUNITY FUND INC | 790202 | | 4[html] |
| FIRST POTOMAC REALTY TRUST | 1254595 | NYSE:FPO | 8-K[html] |
| FIRST TRUST COMBINED SERIES 364 | 1507512 | | 497J[html] |
| FIRST TRUST COMBINED SERIES 366 | 1516210 | | S-6[html] |
| FIRST UNITED CORP/MD/ | 763907 | | 4[html] |
| FIRST UNITED ETHANOL LLC | 1346222 | | 10-Q[html] |
| FIRST VARIABLE RATE FUND FOR GOVERNMENT INCOME /MD/ | 205355 | | RW[html] |
| FIRSTMERIT CORP /OH/ | 354869 | | 8-K[html] |
| FISCHER GEORGE J | 1495243 | | 4[html] 4/A[html] |
| FISH LAWRENCE K | 1229659 | | 4[html] |
| FISHER COMMUNICATIONS INC | 1034669 | NASDAQ:FSCI | 3[html] 3[html] 4[html] 4[html] |
| FIX ROGER L | 1163373 | | 4[html] |
| FLEXTRONICS INTERNATIONAL LTD. | 866374 | NASDAQ:FLEX | 10-K[html] |
| FLINT TELECOM GROUP INC. | 832370 | | 10-Q[html] |
| FLOTEK INDUSTRIES INC/CN/ | 928054 | | 4[html] 4[html] 4[html] 4[html] 4[html] EFFECT[html] |
| FLOWSERVE CORP | 30625 | NYSE:FLS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| FNB United Corp. | 764811 | NASDAQ:FNBN | 10-K/A[html] 10-Q[html] 8-K[html] |
| FOLEY DONALD E | 1014326 | | 4/A[html] |
| FOLEY WILLIAM A | 1215225 | | 4[html] |
| FOLZ THEO W | 1186218 | | 4[html] |
| FOREVERGREEN WORLDWIDE CORP | 1091983 | | 10-Q[html] |
| FORMFACTOR INC | 1039399 | NASDAQ:FORM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| FORRESTER RESEARCH INC | 1023313 | NASDAQ:FORR | 4[html] |
| FORTINET INC | 1262039 | | 4[html] |
| FOSTER L B CO | 352825 | | 8-K[html] |
| FOSTER VINCENT D | 1069725 | | 4[html] |
| FOUR OAKS FINCORP INC | 1040799 | | 10-Q[html] ARS[html] |
| FOX SHELDON J | 1493127 | | 4[html] |
| FPA CAPITAL FUND INC | 99188 | | N-CSR[html] |
| FPA FUNDS TRUST | 924727 | | N-CSR[html] |
| FRADIN ROGER | 1246989 | | 4[html] |
| FRAM JONATHAN | 1282219 | | 4[html] |
| FRANKLIN TEMPLETON LTD DURATION INCOME TRUST | 1233087 | AMEX:FTF | 3[html] |
| FRANKLIN UNIVERSAL TRUST | 833040 | NYSE:FT | 3[html] |
| FRESH DEL MONTE PRODUCE INC | 1047340 | NYSE:FDP | 4[html] 4[html] 4[html] |
| FRESH START PRIVATE MANAGEMENT, INC. | 1443863 | | 10-Q[html] |
| FRIED BERNARD | 1284383 | | 4[html] |
| FRIEDERY JOHN R | 1271363 | | 4[html] |
| FRIEDMAN JOEL P | 1232920 | | 4[html] |
| FRISCHS RESTAURANTS INC | 39047 | | 8-K[html] |
| FRONTIER RESOURCES INTERNATIONAL LTD | 1450220 | | D[html] |
| FROST PATRICK B | 1128400 | | 4[html] |
| FS Investment CORP | 1422183 | | 8-K[html] |
| FT 2968 | 1515392 | | 497J[html] |
| FT 2969 | 1515393 | | S-6[html] S-6/A[html] |
| FT 2988 | 1516705 | | S-6[html] |
| FT 2989 | 1516704 | | S-6[html] |
| FUEL TECH, INC. | 846913 | NASDAQ:FTEK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| FULMER JAMES W | 1102634 | | 4[html] |
| FUSION-IO, INC. | 1383729 | | 8-A12B[html] S-1/A[html] |
| FX ENERGY INC | 907649 | NASDAQ:FXEN | 8-K[html] |
| Fagen Diane Kathleen | 1383287 | | 4[html] |
| Fagen Roland J | 1325007 | | 4[html] |
| Fahrinsland Capital LLC | 1498481 | | 4[html] |
| Farber Evan R | 1415894 | | 4[html] |
| Farm Lands of Guinea, Inc. | 1435736 | | 10-Q[html] |
| Federal Home Loan Bank of Pittsburgh | 1330399 | | 8-K[html] |
| Ferree Deborah L | 1331252 | | 4[html] |
| Fiatallis North America LLC | 1324451 | | F-4/A[html] |
| Fidelity Central Investment Portfolios II LLC | 1401097 | | CORRESP[html] |
| Fidelity National Information Services, Inc. | 1136893 | NYSE:FIS | 8-K[html] |
| Fifth Season International, Inc. | 1417907 | | 10-Q[html] |
| First Business Financial Services, Inc. | 1305399 | NASDAQ:FBIZ | 3[html] |
| First California Escrow CORP | 1420694 | | EFFECT[html] |
| First National Master Note Trust | 1396730 | | 10-D[html] |
| First Surgical Partners Inc. | 1389413 | | 10-Q[html] |
| Fisher Kenneth | 1366090 | | 4[html] |
| Flynn Frederick C JR | 1347297 | | 4[html] |
| Foglesong Robert H | 1354904 | | 4[html] |
| Forbes Richard E | 1360949 | | 4[html] |
| Forex International Trading Corp. | 1471781 | | 8-K[html] |
| Forysiak Marek Eugene | 1463804 | | 4[html] |
| Franchise Settlement Services LLC | 1420693 | | EFFECT[html] |
| Freescale Semiconductor Holdings I, Ltd. | 1392522 | | S-1/A[html] |
| Freund John Gordon | 1296771 | | 4[html] |
| Friedlander Carolee | 1331220 | | 4[html] |
| Friedman Robert | 1353217 | | 4[html] |
| FriendFinder Networks Inc. | 1451951 | | SC 13G[html] |
| Friesen Jason T | 1417424 | | 4[html] |
| Fritts Dale Lee | 1457392 | | 4[html] |
| FrontStreet Hugoton LLC | 1503189 | | 424B3[html] POSASR[html] |
| Full Throttle Indoor Kart Racing Inc | 1488438 | | EFFECT[html] |
| Furiex Pharmaceuticals, Inc. | 1484478 | | 4[html] 4[html] 4[html] 4[html] 4[html] SC 13D/A[html] |
| FutureFuel Corp. | 1337298 | | 4[html] |
| Fuwei Films (Holdings), Co. Ltd. | 1381074 | NASDAQ:FFHL | 6-K[html] |
| G E ASSET MANAGEMENT INC | 936839 | | 4[html] |
| G WILLI FOOD INTERNATIONAL LTD | 1030997 | | SC 13D/A[html] |
| GABELLI ASSET FUND | 783898 | | 40-17G/A[html] |
| GABELLI BLUE CHIP VALUE FUND | 1086884 | | 40-17G/A[html] |
| GABELLI CAPITAL SERIES FUNDS INC | 901246 | | 40-17G/A[html] |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 845611 | | 40-17G/A[html] |
| GABELLI DIVIDEND & INCOME TRUST | 1260729 | | 40-17G/A[html] |
| GABELLI EQUITY SERIES FUNDS INC | 877670 | | 40-17G/A[html] |
| GABELLI EQUITY TRUST INC | 794685 | NYSE:GAB NYSE:GAB^D NYSE:GAB^F | 40-17G/A[html] |
| GABELLI GLOBAL MULTIMEDIA TRUST INC | 921671 | | 40-17G/A[html] |
| GABELLI GLOBAL UTILITY & INCOME TRUST | 1282957 | | 40-17G/A[html] |
| GABELLI INVESTOR FUNDS INC | 893783 | | 40-17G/A[html] |
| GABELLI MONEY MARKET FUNDS | 888129 | | 40-17G/A[html] |
| GABELLI UTILITIES FUND | 1087966 | | 40-17G/A[html] |
| GABELLI UTILITY TRUST | 1080720 | NYSE:GUT NYSE:GUT^A | 40-17G/A[html] |
| GABELLI VALUE FUND INC | 853438 | | 40-17G/A[html] |
| GAITHER JAMES C | 1199037 | | 4[html] |
| GALETTO PETER JR | 1228878 | | 4[html] |
| GALLAGHER ARTHUR J & CO | 354190 | | 4[html] |
| GAMCO GLOBAL SERIES FUNDS, INC | 909504 | | 40-17G/A[html] |
| GAMCO GOLD FUND, INC | 923459 | | 40-17G/A[html] |
| GAMCO GROWTH FUND | 806857 | | 40-17G/A[html] |
| GAMCO INTERNATIONAL GROWTH FUND, INC | 925463 | | 40-17G/A[html] |
| GAMCO INVESTORS, INC. ET AL | 807249 | | SC 13D[html] SC 13D/A[html] |
| GAMCO MATHERS FUND | 63210 | | 40-17G/A[html] |
| GAMCO WESTWOOD FUNDS | 796229 | | 40-17G/A[html] |
| GARLAND GERALD T | 1229709 | | 4[html] |
| GARN DOUGLAS F | 1231263 | | 4[html] |
| GARNREITER MICHAEL | 1207669 | | 4[html] |
| GAS TRANSPORTER OF THE SOUTH INC | 931427 | | SC 13G[html] |
| GASTAR EXPLORATION LTD | 1170154 | | 4[html] 4[html] 4[html] 4[html] |
| GAULT JAMES S | 1186010 | | 4[html] |
| GAVIN JOHN J JR | 1191030 | | 4[html] |
| GDL FUND | 1378701 | | 40-17G/A[html] |
| GEF Africa Sustainable Forestry Fund, L.P. | 1489856 | | D/A[html] |
| GEF Africa-LC Sustainable Forestry Fund, L.P. | 1491767 | | D/A[html] |
| GELFOND RICHARD L | 944011 | | 4[html] |
| GEN PROBE INC | 820237 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| GENDELL JEFFREY L ET AL | 948904 | | SC 13G/A[html] |
| GENERAL AUTOMOTIVE CO | 1376668 | | 10-Q[html] |
| GENERAL DYNAMICS CORP | 40533 | NYSE:GD | 8-K[html] |
| GENERAL ELECTRIC S&S INCOME FUND | 312586 | | N-Q[html] |
| GENERAL ELECTRIC S&S PROGRAM MUTUAL FUND | 40559 | | N-Q[html] |
| GENESCO INC | 18498 | NYSE:GCO | ARS[html] |
| GENTA INC DE/ | 880643 | | 8-K[html] |
| GEORESOURCES INC | 41023 | NASDAQ:GEOI | ARS[html] |
| GERMAN AMERICAN BANCORP, INC. | 714395 | NASDAQ:GABC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| GERON CORP | 886744 | NASDAQ:GERN | 3[html] |
| GERSHON PINI | 1284147 | | 4[html] |
| GERVAIS WILLIAM J | 1135091 | | 4[html] |
| GFELLER ROBERT J JR | 1219904 | | 4[html] |
| GHERMEZIAN SYD | 1429082 | | 4[html] SC 13D/A[html] |
| GHOSH SHIKHAR | 1032152 | | 4[html] |
| GIFTOS P MICHAEL | 1203253 | | 4[html] |
| GIGAMEDIA LTD | 1105101 | NASDAQ:GIGM | 6-K[html] |
| GILLIS RUTH ANN M | 1185158 | | 4[html] |
| GIPSON WILLIAM L | 1207861 | | 4[html] |
| GIVEN IMAGING LTD | 1126140 | NASDAQ:GIVN | 6-K[html] |
| GL Trade Overseas, Inc. | 1489071 | | 424B3[html] |
| GLADSTONE INVESTMENT CORPORATION\DE | 1321741 | | 10-K[html] 8-K[html] |
| GLASSCOCK LARRY C | 1189793 | | 4[html] |
| GLAXOSMITHKLINE PLC | 1131399 | NYSE:GSK | 6-K[html] |
| GLEACHER & COMPANY, INC. | 782842 | NASDAQ:BPSG | 4[html] 4[html] 4[html] 4[html] 4[html] |
| GLEN BURNIE BANCORP | 890066 | NASDAQ:GLBZ | 4[html] |
| GLG Partners LP | 1289643 | | SC 13G[html] |
| GLOBAL CROSSING LTD | 1061322 | NASDAQ:GLBC | 425[html] |
| GLOBAL HIGH INCOME FUND INC | 897996 | | 3[html] |
| GLOBAL INDUSTRIES LTD | 895663 | NASDAQ:GLBL | 3[html] 8-K[html] |
| GLOBAL-TECH ADVANCED INNOVATIONS INC. | 1057708 | NASDAQ:GAI | 6-K[html] |
| GOAD FRED C JR | 1207887 | | 4[html] |
| GOLD HORSE INTERNATIONAL, INC. | 1111284 | | 10-Q[html] |
| GOLD STANDARD MINING CORP. | 1444403 | | 10-Q[html] |
| GOLDCORP INC | 919239 | NYSE:GG NYSE:GG/WS | 6-K[html] |
| GOLDEN BRUCE | 1224534 | | 4[html] |
| GOLDEN PHOENIX MINERALS INC | 1042784 | | 4[html] |
| GOLDEN QUEEN MINING CO LTD | 1025362 | | 10-K/A[html] |
| GOLDEN STAR RESOURCES LTD | 903571 | AMEX:GSS | 8-K/A[html] |
| GOLDMAN KENNETH A | 1218470 | | 4[html] |
| GOLDMAN SACHS GROUP INC | 886982 | NYSE:GS NYSE:GS^A NYSE:GS^B NYSE:GS^C NYSE:GS^D | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 8-K[html] SC 13D/A[html] |
| GOLDMAN SACHS TRUST | 822977 | | 497[html] 497K[html] |
| GOLDRING STEVEN R | 1227121 | | 4[html] |
| GOLM LOUIS C | 1190444 | | 4[html] |
| GOODMAN ROBERT P | 1252022 | | 4[html] |
| GOODRICH CORP | 42542 | NYSE:GR | 8-K[html] |
| GOODRICH HENRY | 1007812 | | 4[html] |
| GOODRICH PETROLEUM CORP | 943861 | NYSE:GDP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] 8-K/A[html] |
| GOODSON PETER | 1267577 | | 4[html] |
| GOODWIN DANIEL L | 1119191 | | 4[html] |
| GORMAN JAMES P | 1182328 | | 4[html] |
| GRAFTECH INTERNATIONAL LTD | 931148 | NYSE:GTI | 4[html] |
| GRAHAM MICHAEL J | 1100312 | | 4[html] |
| GRANADILLO PEDRO P | 1217544 | | 4[html] |
| GRANBERRY WILLIAM R | 929888 | | 4[html] |
| GRANITE CITY FOOD & BREWERY LTD | 1048620 | NASDAQ:GCFB | 4[html] |
| GRAPHIC PACKAGING HOLDING CO | 1408075 | NYSE:GPK | 4[html] 4[html] 4[html] 8-K[html] |
| GRAUER PETER T | 1065603 | | 4[html] |
| GREAT CHINA MANIA HOLDINGS, INC. | 1382112 | | 10-Q[html] |
| GREAT PLAINS ENERGY INC | 1143068 | NYSE:GXP NYSE:GXP^A NYSE:GXP^D NYSE:GXP^E | 8-K[html] |
| GREAT WEST LIFE & ANNUITY INSURANCE CO | 744455 | | 424B3[html] |
| GRECO MCCLINTOCK LINDA | 1076634 | | 4[html] |
| GREEN DOT CORP | 1386278 | | 4[html] |
| GREEN MICHAEL W | 1274906 | | 4[html] |
| GREEN SOLUTIONS CHINA, INC. | 1445186 | | 10-Q[html] |
| GREEN WILLIAM E | 1219588 | | 4[html] |
| GREENBERG JACK M | 1074611 | | 4[html] |
| GREER BANCSHARES INC | 1145547 | | ARS[html] |
| GRILLMARX, L.L.C. | 1521452 | | D[html] |
| GRINNELL CHARLES W | 1246220 | | 4[html] |
| GROMEK JOSEPH R | 1231586 | | 3[html] 4[html] |
| GRONINGER JAMES G | 1013420 | | 4[html] |
| GROSS MICHAEL S | 1186884 | | 4[html] |
| GROSS PATRICK W | 1184343 | | 4[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC | 1475455 | | DEF 14A[html] PRE 14A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC | 1475457 | | DEF 14A[html] PRE 14A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC | 1475456 | | DEF 14A[html] PRE 14A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND LLC | 1212030 | | DEF 14A[html] PRE 14A[html] |
| GROUP 1 AUTOMOTIVE INC | 1031203 | NYSE:GPI | 8-K[html] |
| GSI COMMERCE INC | 828750 | NASDAQ:GSIC | 4[html] |
| GSP-1, Inc. | 1497647 | | 10-Q[html] |
| GSP-2, INC. | 1497644 | | 10-Q[html] |
| GT Solar International, Inc. | 1394954 | NASDAQ:SOLR | 8-K[html] |
| GULF RESOURCES, INC. | 885462 | | NT 10-Q/A[html] |
| GUNN DONALD | 1258228 | | 4[html] |
| GUST MORGAN | 1235147 | | 4[html] |
| GYDE FILIP J L | 1183946 | | 4[html] |
| Gabelli 787 Fund, Inc. | 1394166 | | 40-17G/A[html] |
| Gabelli Global Gold, Natural Resources & Income Trust | 1313510 | | 40-17G/A[html] |
| Gabelli Healthcare & WellnessRx Trust | 1391437 | | 40-17G/A[html] |
| Gabelli Natural Resources, Gold & Income Trust | 1438893 | | 40-17G/A[html] |
| Gabelli SRI Green Fund, Inc. | 1391839 | | 40-17G/A[html] |
| Gabrys Richard Marcel | 1311736 | | 4[html] |
| Gallagher Marie T. | 1521126 | | 3[html] |
| Game Face Gaming, Inc. | 1479919 | | 8-A12G[html] |
| Garrett Michael W O | 1333566 | | 4[html] |
| Gault Jeffrey M | 1420947 | | 4[html] |
| Gellein Raymond L JR | 1353140 | | 4[html] |
| Geller Matthew | 1446201 | | 4[html] |
| GeoBio Energy, Inc. | 1157004 | | 10-Q[html] |
| Geovest Capital Partners, LP | 1378013 | | 4[html] |
| Gerard Robert A | 1413918 | | 4[html] |
| Gerlich Michael A | 1348370 | | 4[html] |
| Gersh Lisa | 1329958 | | 4[html] |
| Gillen Donald | 1511015 | | 4[html] |
| Global Client Solutions LLC | 1511423 | | EFFECT[html] |
| Global Eagle Acquisition Corp. | 1512077 | | SC 13D[html] SC 13G[html] SC 13G[html] SC 13G[html] |
| Global Eagle Acquisition LLC | 1519662 | | SC 13D[html] |
| Global Entertainment Holdings, Inc. | 1142488 | | 10-Q[html] |
| Global X Funds | 1432353 | | 485BPOS[html] |
| Globalstar, Inc. | 1366868 | NASDAQ:GSAT | 8-K[html] ARS[html] |
| Globe Net Wireless Corp. | 1511820 | | S-1/A[html] |
| Gold Bag, Inc. | 1360564 | | 4[html] |
| Golden Minerals Co | 1011509 | | 8-K[html] |
| Goldfarb Matthew | 1367065 | | 3[html] 4[html] |
| Goldman Sachs Credit Strategies Fund | 1457200 | | N-23C3A[html] |
| Gorman Christopher M. | 1486643 | | 4[html] |
| Gougelet Jean-Rene | 1404287 | | 4[html] |
| Grail Advisors ETF Trust | 1415845 | | 497[html] |
| Grand Canyon Education, Inc. | 1434588 | NASDAQ:LOPE | 4[html] 4[html] |
| Graymark Healthcare, Inc. | 1272597 | NASDAQ:GRMH | 8-K[html] |
| Green James W | 1400121 | | 4[html] |
| Greenfield Farms Food, Inc. | 1440517 | | 10-Q[html] |
| Grinis Scott D | 1497442 | | 4[html] |
| Guardian Holding CO | 1420468 | | EFFECT[html] |
| Guardian Title Agency, LLC | 1420337 | | EFFECT[html] |
| Guardian Title CO | 1420321 | | EFFECT[html] |
| Guggenheim Defined Portfolios, Series 778 | 1495988 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 793 | 1496003 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 794 | 1496004 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 795 | 1496005 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 796 | 1496006 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 797 | 1496007 | | S-6[html] |
| Guggenheim Defined Portfolios, Series 798 | 1496008 | | S-6[html] |
| Gulf South Settlement Services, LLC | 1420467 | | EFFECT[html] |
| Gulf States Transmission Corp | 1394566 | | 424B3[html] POSASR[html] |
| Gunn George C III | 1390796 | | 4[html] |
| Gutierrez Mauricio | 1428578 | | 4[html] |
| H & H Imports, Inc. | 1432967 | | PRER14C[html] |
| H&Q LIFE SCIENCES INVESTORS | 884121 | NYSE:HQL | SC 13D/A[html] |
| HADDOX JAMES H | 1134709 | | 4[html] |
| HAHN MATHEW A | 1304549 | | 4[html] |
| HAIN CELESTIAL GROUP INC | 910406 | | 4[html] |
| HALLIBURTON CO | 45012 | NYSE:HAL | 4[html] |
| HAMILTON GAIL | 1184222 | | 4[html] |
| HAMILTON JUDITH H | 1201002 | | 4[html] |
| HAMOT SETH W | 1071036 | | 3[html] |
| HAMWEE ROBERT | 1260098 | | 4[html] |
| HANSEN MEDICAL INC | 1276591 | NASDAQ:HNSN | 4[html] |
| HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | 1233563 | | SC 13D/A[html] |
| HARBINGER GROUP INC. | 109177 | NYSE:ZAP | SC 13D[html] SC 13D/A[html] |
| HARDING MARK A | 1500811 | | 4[html] |
| HARLEYSVILLE GROUP INC | 792013 | NASDAQ:HGIC | 4[html] |
| HARRIS CORP /DE/ | 202058 | | 4[html] |
| HARRISON THOMAS L | 1247340 | | 4[html] |
| HART ALEX W | 1205419 | | 4[html] |
| HARVEST NATURAL RESOURCES, INC. | 845289 | | 8-K[html] |
| HASBRO INC | 46080 | NYSE:HAS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| HASSAN EMIL E | 1288063 | | 4[html] |
| HASSAN FRED | 1110744 | | 4[html] |
| HASSENFELD ALAN G | 916371 | | 4[html] |
| HATHCOCK BONNIE C | 1085718 | | 4[html] |
| HAWKINS DENISE | 1261563 | | 4[html] |
| HCP, INC. | 765880 | NYSE:HCP NYSE:HCP^E NYSE:HCP^F | 4[html] |
| HEALTH NET INC | 916085 | NYSE:HNT | 4[html] |
| HEDFORS BO | 1221900 | | 4/A[html] |
| HELMS H PARKS | 1076625 | | 4[html] |
| HEMINGWAY W DAVID | 1184836 | | 4[html] |
| HENNESSY FUNDS INC | 1005778 | | CORRESP[html] CORRESP[html] |
| HENNESSY FUNDS TRUST | 891944 | | CORRESP[html] CORRESP[html] |
| HENNESSY MUTUAL FUNDS INC | 1017953 | | CORRESP[html] CORRESP[html] |
| HENRY SCHEIN INC | 1000228 | NASDAQ:HSIC | 8-K[html] |
| HENSELER UDO | 1259910 | | 4[html] |
| HENWOOD GERALDINE | 1236451 | | 4[html] |
| HERCULES TECHNOLOGY GROWTH CAPITAL INC | 1280784 | NASDAQ:HTGC | N-2/A[html] |
| HERRINGER FRANK C | 1171694 | | 4[html] |
| HERRO LESLEE K | 1206643 | | 4[html] |
| HERSHA HOSPITALITY TRUST | 1063344 | NYSE:HT NYSE:HT^A | 4[html] 4[html] |
| HERTEL GEOFFREY M | 1182278 | | 4[html] |
| HESS JACK LEE | 1520501 | | 4[html] |
| HETZ NATHAN | 1126518 | | 4[html] |
| HFI Holdings, Inc. | 1324452 | | F-4/A[html] |
| HIBBETT SPORTS INC | 1017480 | NASDAQ:HIBB | 4[html] |
| HICKEY PHILIP J JR | 1020471 | | 4[html] |
| HICKEY WILLIAM V | 1200999 | | 4[html] |
| HICKORY TECH CORP | 766561 | NASDAQ:HTCO | 4[html] |
| HILL PETER J | 1248342 | | 4[html] |
| HILL STANLEY J | 1257318 | | 4[html] |
| HILLEMAN JERYL L | 1216628 | | 4[html] |
| HINSHAW JUANITA H | 1187134 | | 4[html] |
| HOLDING FRANK B | 923507 | | 4[html] |
| HOLOGIC INC | 859737 | NASDAQ:HOLX | 4[html] |
| HONEYWELL INTERNATIONAL INC | 773840 | NYSE:HON | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| HOOPER HOLMES INC | 741815 | AMEX:HH | 4[html] SC 13G[html] |
| HOPFED BANCORP INC | 1041550 | NASDAQ:HFBC | ARS[html] |
| HOPKINS DEBORAH C | 1127293 | | 4[html] |
| HORING JEFF | 1119324 | | 4[html] |
| HORN KAREN N | 1136550 | | 4[html] |
| HOST HOTELS & RESORTS, INC. | 1070750 | | 4[html] |
| HOWE LESLEY H | 1222606 | | 4[html] |
| HOWELL PETER C | 1210427 | | 4[html] |
| HSBC USA INC /MD/ | 83246 | | FWP[html] FWP[html] |
| HUBBARD ALLAN B | 1192086 | | 4[html] |
| HUDSON HARRIS W | 945973 | | 4[html] |
| HUGHES DONALD W | 1211899 | | 4[html] |
| HUGHES WILLIAM L | 1495475 | | 4[html] 4/A[html] |
| HUMANA INC | 49071 | NYSE:HUM | 4[html] 4[html] 4[html] |
| HUME FREDERICK R | 1222540 | | 4[html] |
| HUMPHREYS NANCY F | 1212381 | | 4[html] |
| HUNTINGTON BANCSHARES INC/MD | 49196 | | 4[html] |
| HURCO COMPANIES INC | 315374 | NASDAQ:HURC | 8-K/A[html] |
| HURT MICHAEL L | 1243011 | | 4[html] |
| HYDROMER INC | 704432 | | 10-Q[html] |
| Hainey Alan L | 1295229 | | 4[html] |
| Halpin Line Construction LLC | 1521193 | | S-3[html] |
| Hamilton Scott D | 1491220 | | 4[html] |
| Hammond F G | 1332920 | | 4[html] |
| Hardy Jeffery Scott | 1400254 | | 4[html] |
| Harlan Joe E | 1304956 | | 4[html] |
| Harris Jerrold B | 1333739 | | 4[html] |
| Harsanyi Zsolt | 1380184 | | 4[html] |
| Hauer Jerome M | 1294935 | | 4[html] |
| Haun Dallas E | 1412681 | | 4[html] |
| Hawkeye, LLC | 1521194 | | S-3[html] |
| Health Data Source LLC | 1520858 | | D[html] |
| HealthWarehouse.com, Inc. | 754813 | | 10-Q[html] |
| HeartWare International, Inc. | 1389072 | NASDAQ:HTWR | 4[html] |
| Heil Linda L | 1378181 | | 4[html] |
| Helios & Matheson Information Technology Inc. | 1040792 | NASDAQ:HMNA | 8-K[html] |
| Henkel Achim | 1480122 | | 4[html] |
| Hennessy SPARX Funds Trust | 1260723 | | CORRESP[html] CORRESP[html] |
| Her Majesty the Queen in Right of the Province of Alberta as | 1463559 | | SC 13D[html] |
| Herbst Gaming, LLC | 1499268 | | 8-K[html] |
| Hern Kenneth | 1358660 | | 4[html] |
| Heron Lake BioEnergy, LLC | 1286964 | | 4[html] 4[html] 4[html] |
| Herr Eric | 1333745 | | 3[html] |
| Herrema Donald J. | 1476780 | | 4[html] |
| Hill Joseph D | 1305183 | | 4[html] |
| Hoekstra Arie | 1384946 | | 4[html] |
| Holtermann Alexander | 1296034 | | 3[html] |
| Home Referral Network LLC | 1420964 | | EFFECT[html] |
| HomeTown Bankshares Corp | 1461640 | | 8-K[html] |
| Homeowners Choice, Inc. | 1400810 | NASDAQ:HCII NASDAQ:HCIIW | ARS[html] |
| Honda Auto Receivables 2010-2 Owner Trust | 1491707 | | 10-D[html] |
| Honda Auto Receivables 2010-3 Owner Trust | 1503697 | | 10-D[html] |
| Honda Auto Receivables 2011-1 Owner Trust | 1512970 | | 10-D[html] |
| Horn Richard A | 1422225 | | 4[html] |
| House of Blue Leaves Broadway Ltd Liability Co | 1510416 | | D/A[html] |
| Hoyt Rebecca A | 1380034 | | 4[html] |
| Hruby Dennis E | 1301548 | | 4[html] |
| HudBay Minerals Inc. | 1322422 | | 6-K[html] |
| Hudson John Eugene | 1357378 | | 4[html] |
| Hurley Alfred F Jr | 1515171 | | 4[html] |
| Hyde Matthew Glover | 1435743 | | 4[html] |
| Hydrodynex, Inc. | 1438535 | | 10-Q[html] |
| Hyle Charles S | 1292558 | | 4[html] |
| IA GLOBAL INC | 1077634 | AMEX:IAO | D[html] |
| IANNA FRANK | 1168015 | | 4/A[html] |
| IBERO-AMERICA FUND INC | 818105 | | SC 13D[html] |
| IBNALE DAVID T | 1283715 | | 4[html] |
| ICAGEN INC | 902622 | NASDAQ:ICGN | SC 13G/A[html] |
| ICAHN CARL C | 921669 | | SC 13D/A[html] |
| ICICI BANK LTD | 1103838 | NYSE:IBN | 6-K[html] |
| ICON ECI FUND FIFTEEN, L.P. | 1502519 | | S-1/A[html] |
| ICONIX BRAND GROUP, INC. | 857737 | NASDAQ:ICON | 8-K[html] |
| ICU MEDICAL INC/DE | 883984 | | ARS[html] |
| IDACORP INC | 1057877 | NYSE:IDA | 8-K[html] |
| IDAHO POWER CO | 49648 | | 8-K[html] |
| IDENTIVE GROUP, INC. | 1036044 | NASDAQ:SCMM | 424B5[html] 8-K[html] |
| IDO Security Inc. | 1301367 | | 10-Q[html] |
| IGATE CORP | 1024732 | NASDAQ:IGTE | 3[html] |
| IIEKKING G DOUG | 1203346 | | 3[html] |
| ILLUMINA INC | 1110803 | NASDAQ:ILMN | 4[html] |
| IMAGINE MEDIA LTD | 1425627 | | 10-Q[html] |
| IMAGING DIAGNOSTIC SYSTEMS INC /FL/ | 790652 | | S-1/A[html] |
| IMAX CORP | 921582 | NASDAQ:IMAX | 4[html] 4[html] 4[html] 4[html] |
| IMPERIAL SUGAR CO /NEW/ | 831327 | | 8-K[html] |
| INCYTE CORP | 879169 | NASDAQ:INCY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| INFINERA CORP | 1138639 | NASDAQ:INFN | 8-K[html] |
| INFRASTRUCTURE DEVELOPMENTS CORP. | 1389415 | | 10-Q[html] |
| ING CLARION GLOBAL REAL ESTATE INCOME FUND | 1268884 | NYSE:IGR | DEFA14A[html] DEFA14A[html] |
| INGRAM ROBERT ALEXANDER | 1219890 | | 4[html] |
| INLAND REAL ESTATE CORP | 923284 | NYSE:IRC | 4[html] 4[html] 4[html] 8-K[html] |
| INSMED INC | 1104506 | NASDAQ:INSM | 8-K[html] |
| INSPERITY, INC. | 1000753 | | 8-K[html] |
| INTEGRA LIFESCIENCES HOLDINGS CORP | 917520 | NASDAQ:IART | 8-K[html] |
| INTEGRAL VISION INC | 719152 | | 10-Q[html] |
| INTEGRITY FUND OF FUNDS INC | 931757 | | 485BPOS[html] |
| INTEGRITY FUNDS | 893730 | | 485BPOS[html] |
| INTEGRYS ENERGY GROUP, INC. | 916863 | | 4[html] 4[html] 4[html] 8-K[html] |
| INTEL CORP | 50863 | NASDAQ:INTC | 4[html] SC 13D/A[html] |
| INTERCONTINENTALEXCHANGE INC | 1174746 | NYSE:ICE | 4[html] |
| INTERNAP NETWORK SERVICES CORP | 1056386 | NASDAQ:INAP | SC 13D[html] |
| INTERNATIONAL CARD ESTABLISHMENT INC | 1156337 | | 10-Q[html] |
| INTERNATIONAL DEVELOPMENT & ENVIRONMENTAL HOLDINGS | 1430744 | | 10-Q[html] |
| INTERNATIONAL STAR INC | 1100788 | | 10-Q[html] |
| INTERNET GOLD GOLDEN LINES LTD | 1090159 | NASDAQ:IGLD | SC 13D/A[html] |
| INTEST CORP | 1036262 | NASDAQ:INTT | 8-K[html] |
| INTEVAC INC | 1001902 | NASDAQ:IVAC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| INTREorg SYSTEMS INC. | 1295560 | | 8-K[html] SC 14F1[html] |
| INVACARE CORP | 742112 | NYSE:IVC | 3[html] 4[html] 8-K[html] |
| INVERSIONES FINANCIERAS DEL SUR STOCK CORP | 1476654 | | 4[html] |
| INVO Bioscience, Inc. | 1417926 | | 10-Q[html] |
| IP TECHNOLOGY SERVICES, INC. | 1417900 | | 10-Q[html] 8-K[html] |
| IPG PHOTONICS CORP | 1111928 | NASDAQ:IPGP | SC 13D/A[html] |
| IR&M Short Fund LLC | 1521378 | | D[html] |
| IRELAND INC. | 1166338 | | 10-Q[html] |
| IRIDEX CORP | 1006045 | NASDAQ:IRIX | ARS[html] |
| IRON MINING GROUP, INC. | 1416712 | | 10-Q[html] |
| IRSA INVESTMENTS & REPRESENTATIONS INC | 933267 | | 4[html] |
| ISA INTERNATIONALE INC | 1095133 | | 10-Q[html] |
| ISDERA NORTH AMERICA, INC. | 1375911 | | 10-Q[html] |
| ISGUR LEE S | 1179626 | | 4[html] |
| ISLAND BREEZE INTERNATIONAL, INC. | 1419886 | | 4[html] |
| ITRACKR SYSTEMS INC | 1412212 | | 8-K[html] |
| ITegris Corp | 1521143 | | D[html] |
| IVOICE, INC /NJ | 1105064 | | 10-Q[html] |
| IXIA | 1120295 | NASDAQ:XXIA | 4[html] 4[html] 4[html] 4[html] |