| Company | CIK | Ticker Symbol | Document |
| A123 SYSTEMS, INC. | 1167178 | | 3[html] |
| A5 Laboratories Inc. | 1381054 | | 10-Q[html] |
| AAG HOLDING I, LLC | 1521131 | | D[html] |
| AALAEI FARAJ | 1192382 | | 4[html] |
| ABAXIS INC | 881890 | NASDAQ:ABAX | 4[html] |
| ABBATE ANTHONY S | 1199793 | | 4[html] |
| ABERCROMBIE & FITCH CO /DE/ | 1018840 | | 4[html] 4[html] 8-K[html] ARS[html] |
| ABERDEEN CHILE FUND, INC. | 846676 | AMEX:CH | POS EX[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] 4[html] |
| ABU GHAZALEH AMIR | 1257556 | | 4[html] |
| ACCELRYS, INC. | 1002388 | NASDAQ:ACCL | 4[html] |
| ACCREDITED BUSINESS CONSOLIDATORS CORP. | 933425 | | 10-Q[html] |
| ACE Ltd | 896159 | NYSE:ACE | 4[html] |
| ACI WORLDWIDE, INC. | 935036 | NASDAQ:ACIW | ARS[html] |
| ACM Capital Partners, LLC | 1519940 | | 4[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 10-Q/A[html] 4[html] |
| ACORDA THERAPEUTICS INC | 1008848 | NASDAQ:ACOR | 4[html] |
| ACRO INC. | 1228386 | | 10-Q[html] |
| ACTIVE NETWORK INC | 1163932 | | 8-A12B[html] S-1/A[html] |
| ACTIVECARE, INC. | 1429896 | | 10-Q[html] |
| ADAGE CAPITAL PARTNERS GP LLC | 1165408 | | 13F-HR/A[html] |
| ADAMS P. BRADLEY | 1497453 | | 3[html] 3[html] 3[html] 3[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | SC 13D/A[html] |
| ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 4[html] |
| ADVISORS DISCIPLINED TRUST 705 | 1511592 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 743 | 1519563 | | 497J[html] |
| ADVISORS SERIES TRUST | 1027596 | | N-Q[html] |
| ADVISORY BOARD CO | 1157377 | | 4[html] 4[html] 4[html] |
| AETNA INC /PA/ | 1122304 | | 8-K[html] |
| AFC ENTERPRISES INC | 1041379 | NASDAQ:AFCE | 8-K[html] |
| AGIN JOERG | 1246340 | | 4[html] |
| AGL SEPARATE ACCOUNT A | 16190 | | 497[html] 497[html] |
| AGL SEPARATE ACCOUNT D | 89031 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VL-R | 1051485 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGROINVESTMENT STOCK CORP | 1476665 | | 4[html] |
| AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) | 1112996 | | 497[html] 497K[html] |
| AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) | 105377 | | 497[html] 497K[html] |
| AIM FUNDS GROUP (INVESCO FUNDS GROUP) | 19034 | | 485BPOS[html] 497[html] 497K[html] |
| AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | 485APOS[html] 485BPOS[html] 497[html] 497[html] 497K[html] 497K[html] CORRESP[html] |
| AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL | 880859 | | 497[html] 497K[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | 497[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | 485BPOS[html] |
| AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | 485BPOS[html] 497[html] 497K[html] 497K[html] 497K[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | 485BPOS[html] |
| AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUN | 896435 | | 485BPOS[html] |
| AKAMAI TECHNOLOGIES INC | 1086222 | NASDAQ:AKAM | 8-K[html] |
| ALAMO GROUP INC | 897077 | NYSE:ALG | 4[html] |
| ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 4[html] 4[html] |
| ALEXANDER BRUCE K | 1184824 | | 4[html] |
| ALIGN TECHNOLOGY INC | 1097149 | NASDAQ:ALGN | 4[html] 8-K[html] |
| ALL Fuels & Energy Co | 1103384 | | 10-Q[html] |
| ALLERGAN INC | 850693 | NYSE:AGN | 4[html] |
| ALLIED AMERICAN STEEL CORP. | 1404212 | | 10-Q[html] |
| ALLSTATE CORP | 899051 | NYSE:ALL | 8-K[html] |
| ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 4[html] |
| ALTIUS CAPITAL PARTNERS LP | 1177654 | | D[html] |
| ALTRIA GROUP, INC. | 764180 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMALGAMATED PICTURES CORP. | 1326679 | | 10-Q[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | PX14A6G[html] PX14A6G[html] PX14A6G[html] PX14A6G[html] |
| AMBASSADORS INTERNATIONAL INC | 946842 | NASDAQ:AMIE | 8-K[html] |
| AMCOL INTERNATIONAL CORP | 813621 | NYSE:ACO | 4[html] |
| AMERICA MOVIL SAB DE CV/ | 1129137 | | 424B3[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 4[html] DEFA14A[html] |
| AMERICAN BIOGENETIC SCIENCES INC | 856984 | | 10-Q[html] |
| AMERICAN DEFENSE SYSTEMS INC | 1260996 | AMEX:EAG | 10-Q[html] |
| AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] |
| AMERICAN GREETINGS CORP | 5133 | NYSE:AM | ARS[html] |
| AMERICAN JIANYE GREENTECH HOLDINGS, LTD. | 1394108 | | 10-Q[html] |
| AMERICAN POST TENSION, INC. | 1205332 | | 10-Q[html] |
| AMERICAN RIVER BANKSHARES | 1108236 | NASDAQ:AMRB | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN SCIENTIFIC RESOURCES INC | 1114605 | | 10-Q[html] |
| AMERICAN VANGUARD CORP | 5981 | NYSE:AVD | 4[html] |
| AMERIGO ENERGY, INC. | 278165 | | 10-Q[html] |
| AMERIGON INC | 903129 | NASDAQ:ARGN | 3[html] 3[html] |
| AMERITOR SECURITY TRUST | 93839 | | N-Q[html] |
| AMERITRANS CAPITAL CORP | 1064015 | NASDAQ:AMTC NASDAQ:AMTCP | DEF 14A[html] |
| AMGEN INC | 318154 | NASDAQ:AMGN | 8-K[html] |
| AMP PRODUCTIONS LTD | 1242513 | | 10-Q[html] |
| AMR CORP | 6201 | NYSE:AAR NYSE:AMR | 4/A[html] |
| AMSURG CORP | 895930 | NASDAQ:AMSG | 3[html] 4[html] 8-K[html] 8-K[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 8-K[html] |
| AMYRIS, INC. | 1365916 | | 4[html] 4[html] |
| ANADIGICS INC | 940332 | NASDAQ:ANAD | 4/A[html] |
| ANALOGIC CORP | 6284 | NASDAQ:ALOG | 4[html] |
| ANDAIN, INC. | 1321502 | | 10-Q[html] 8-K/A[html] RW[html] |
| ANDERSON BASIL | 1180659 | | 4[html] |
| ANDERSON DAVID J | 1101124 | | 4[html] |
| ANDERSON ROBERT R | 1202728 | | 4[html] |
| ANDERSON SAMUEL J | 1195966 | | 4[html] |
| ANDREWS WILLIAM F | 1183938 | | 4[html] |
| ANGEL ACQUISITION CORP. | 1082822 | | 10-Q[html] |
| ANN INC. | 874214 | NYSE:ANN | 8-K[html] |
| ANNAPOLIS BANCORP INC | 1041429 | NASDAQ:ANNB | 8-K[html] |
| ANTARES PHARMA, INC. | 1016169 | AMEX:AIS | 8-K[html] |
| ANTICUS INTERNATIONAL CORP | 1192494 | | 10-Q[html] |
| AOXING PHARMACEUTICAL COMPANY, INC. | 1060426 | | 4[html] |
| APACHE CORP | 6769 | NYSE:APA | 4[html] 4[html] S-3ASR[html] |
| APACHE FINANCE AUSTRALIA PTY LTD | 1230168 | | S-3ASR[html] |
| APACHE FINANCE CANADA CORP | 1098142 | | S-3ASR[html] |
| APACHE FINANCE CANADA II CORP | 1230169 | | S-3ASR[html] |
| APACHE FINANCE PTY LTD | 1048865 | | S-3ASR[html] |
| APOGEE FUND L P | 1016658 | | D/A[html] |
| APPLE INC | 320193 | NASDAQ:AAPL | 4[html] |
| APPLIED MICRO CIRCUITS CORP | 711065 | NASDAQ:AMCC | 4[html] |
| AQUILA THREE PEAKS HIGH INCOME FUND | 707800 | | N-Q[html] N-Q[html] |
| AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND | 915402 | | N-Q[html] |
| ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | 8-K[html] |
| ARES CAPITAL CORP | 1287750 | NASDAQ:ARCC | 8-K[html] |
| ARGENT CAPITAL MANAGEMENT LLC | 1120926 | | 13F-HR[html] |
| ARGENTEX MINING CORP | 1167887 | | 8-K[html] |
| ARIKO BARRY A | 1197391 | | 4[html] |
| ARMACOST SAMUEL H | 1194899 | | 4[html] |
| ARNOLD DOYLE L | 1184827 | | 4[html] |
| ARPEY GERARD J | 1196906 | | 4/A[html] |
| ARROW RESOURCES DEVELOPMENT INC | 795255 | | 10-K/A[html] 10-Q[html] |
| ARTHROCARE CORP | 1005010 | | 3[html] 3[html] 3[html] 3[html] |
| ASAP Expo, Inc. | 1419275 | | 10-Q[html] |
| ASEN R SCOTT | 904589 | | 4[html] |
| ASHLAND INC. | 1305014 | NYSE:ASH | 8-K[html] |
| ASPEN TECHNOLOGY INC /DE/ | 929940 | | 4[html] |
| ASSURED GUARANTY LTD | 1273813 | NYSE:AGO | 8-K[html] |
| ATCOH Holding CO | 1420776 | | EFFECT[html] |
| ATEL 15, LLC | 1519117 | | S-1[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATKINS BETSY S | 1179631 | | 4[html] |
| ATLAS AIR WORLDWIDE HOLDINGS INC | 1135185 | | ARS[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| AURORA CAPITAL PARTNERS II L P | 1098913 | | 4[html] |
| AURORA GOLD CORP | 1037049 | | 10-Q[html] |
| AUSTIN JOSIAH T | 932267 | | 4[html] |
| AUTOVIRT INC | 1406267 | | D[html] |
| AVI BIOPHARMA INC | 873303 | NASDAQ:AVII | CT ORDER[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 4[html] 4[html] 4[html] |
| AVON PRODUCTS INC | 8868 | NYSE:AVP | 8-K[html] |
| AVRIN WILLIAM N | 1205338 | | 4[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | 8-K[html] |
| AXT INC | 1051627 | NASDAQ:AXTI | 8-K[html] |
| AYER WILLIAM S | 1188789 | | 4[html] |
| AZAZ Capital Corp. | 1500768 | | 10-Q[html] |
| Accend Media | 1516079 | | S-1/A[html] |
| Adams Katherine L. | 1462356 | | 4[html] |
| Adamson Mark | 1489479 | | 4[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 3[html] 4[html] |
| Advanced Portfolio Technologies, Inc. | 1431227 | | 424B3[html] |
| Agrology Stock Corp | 1476411 | | 4[html] |
| Ajdler Arnaud | 1293424 | | 4[html] |
| All State Properties Holdings, Inc. | 745543 | | 10-Q[html] |
| Allegiant Travel CO | 1362468 | NASDAQ:ALGT | ARS[html] |
| Ally Financial Inc. | 40729 | NYSE:GJM NYSE:GKM NYSE:GMA NYSE:GOM | 424B3[html] |
| Allyn Louis E II | 1303579 | | 4[html] |
| Alon Israel Oil Company, Ltd. | 1333490 | | 4[html] |
| Alon Refining Krotz Springs, Inc. | 1479142 | | 8-K[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] 8-K[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 425[html] |
| Alpha Referral Network LLC | 1420679 | | EFFECT[html] |
| Altegris QIM Futures Fund, L.P. | 1469317 | | 10-Q[html] |
| Altisource Portfolio Solutions S.A. | 1462418 | | 8-K[html] |
| Altra Holdings, Inc. | 1374535 | NASDAQ:AIMC | 4[html] |
| AlumiFuel Power Corp | 1108046 | | 10-Q[html] |
| Alyeska Investment Group, L.P. | 1453072 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| Ameresco, Inc. | 1488139 | | 4[html] |
| American BioCare, Inc. | 1096935 | | 10-Q[html] |
| American Railcar Industries, Inc. | 1344596 | | 8-K[html] |
| American Retail Group, Inc. | 277905 | | 10-Q[html] 8-K/A[html] |
| American Smooth Wave Ventures, Inc. | 1441649 | | 10-Q[html] |
| American Standard Energy Corp. | 1349976 | | 10-Q[html] |
| American Title CO of Houston | 1420678 | | EFFECT[html] |
| American Water Works Company, Inc. | 1410636 | NYSE:AWK | 8-K[html] |
| Amincor, Inc. | 1167905 | | 10-Q[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | S-1/A[html] |
| Anderson Elaine | 1480902 | | 4[html] |
| Andreson Jeff | 1403083 | | 4[html] |
| Angelle Evelyn M | 1422998 | | 4[html] |
| Antal James | 1315696 | | 4[html] |
| Arcis Resources Corp | 1465130 | | 10-Q[html] |
| Ardara Capital, LP | 1519961 | | D[html] |
| Argo Group International Holdings, Ltd. | 1091748 | NASDAQ:AGII | 8-K[html] |
| Armstrong Gerald L | 1298804 | | 4[html] |
| Arno Therapeutics, Inc | 1195116 | | POS AM[html] |
| Arrin CORP | 1427433 | | 10-Q[html] |
| Arrow Alexander K. | 1497166 | | 4[html] |
| Arway Pamela M | 1464822 | | 4[html] |
| AsherXino Corp | 700890 | | 10-K[html] |
| Asia Cork Inc. | 1104040 | | 10-Q[html] |
| Asia Green Agriculture Corp | 1440476 | | 10-K/A[html] 8-K/A[html] S-1/A[html] |
| Asian Trends Media Holdings, Inc | 1306035 | | 10-Q[html] |
| Asscher Laurent | 1448353 | | 4[html] |
| Associated Client Referral LLC | 1420762 | | EFFECT[html] |
| Atlantic Southern Financial Group, Inc. | 1313730 | NASDAQ:ASFN | 8-K[html] |
| AtriCure, Inc. | 1323885 | NASDAQ:ATRC | 8-K[html] |
| Aurora Advisors II LLC | 1335255 | | 4[html] |
| Aurora Equity Partners II LP | 1335251 | | 4[html] |
| Aurora Overseas Advisors II LDC | 1335256 | | 4[html] |
| Aurora Overseas Capital Partners II LP | 1335254 | | 4[html] |
| Aurora Overseas Equity Partners II LP | 1335252 | | 4[html] |
| Automated Securities Clearance LLC | 1355612 | | 424B3[html] |
| Avantair, Inc | 1303849 | | 4[html] |
| Avante Systems, Inc. | 1504388 | | EFFECT[html] |
| Avro Energy Inc. | 1390778 | | 10-Q[html] |
| Ayer Capital Management, LP | 1471149 | | 4[html] SC 13G[html] |
| Ayer Capital Partners, LLC | 1519942 | | 4[html] |
| Ayres Merribel S | 1292782 | | 4[html] |
| Azar Richard Essa | 1521008 | | 4[html] |
| Azimuth Capital Management LLC | 1352512 | | 13F-HR[html] |