| Company | CIK | Ticker Symbol | Document |
| B&G Foods, Inc. | 1278027 | | 8-K[html] |
| B&H Maintenance & Construction, Inc. | 1521187 | | S-3[html] |
| B-Corp Holdings, Inc. | 1521101 | | D[html] |
| BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND | 1521404 | | N-2[html] N-8A[html] |
| BACHUS DANIEL E | 1213136 | | 4[html] |
| BADIE RONALD P | 1264379 | | 4[html] |
| BAILEY DAVID A | 1273613 | | 4[html] |
| BAILEY DOUGLAS G | 1246268 | | 4[html] |
| BAILEY ELIZABETH E | 1012971 | | 4[html] |
| BAKER G LEONARD JR | 1201715 | | 4[html] |
| BAKER JULIAN | 1087939 | | 4[html] |
| BAKER PAUL C | 1260309 | | 4[html] |
| BAKERS FOOTWEAR GROUP INC | 1171032 | NASDAQ:BKRS | DEF 14A[html] |
| BALDWIN TECHNOLOGY CO INC | 805792 | AMEX:BLD | 10-K/A[html] 10-Q[html] 10-Q/A[html] 10-Q/A[html] |
| BALILES GERALD L | 1185659 | | 4[html] |
| BALK LANCE C | 1111849 | | 4[html] |
| BALL JAMES R /TX/ | 1111524 | | 4[html] |
| BALLOWE JEFFREY C | 1213298 | | 4[html] |
| BALMUTH MICHAEL | 1238922 | | 4[html] |
| BALOUSEK JOHN | 1168586 | | 4[html] |
| BALTIA AIR LINES INC | 869187 | | 10-Q[html] |
| BANK JOS A CLOTHIERS INC /DE/ | 920033 | | ARS[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] |
| BANK OF NEW YORK / ADR DIVISION | 1201935 | | F-6[html] |
| BANK OF THE JAMES FINANCIAL GROUP INC | 1275101 | | 8-K[html] |
| BARBIERI DONALD K | 1141221 | | 4[html] |
| BARBIERI RICHARD L | 1145907 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B3[html] 6-K[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| BARFIELD JON E | 1181676 | | 4[html] |
| BARKSDALE JAMES L | 1008699 | | 4[html] |
| BARLETT JAMES E | 1064947 | | 4[html] |
| BARNES & NOBLE INC | 890491 | NYSE:BKS | 4[html] |
| BARNES EDWARD A | 1182595 | | 4[html] |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 810902 | | N-CSRS[html] |
| BARR WILLIAM P | 1196111 | | 4[html] 4[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 4[html] |
| BARRON THOMAS A | 1243389 | | 4[html] |
| BARRON WILLIAM G | 1256237 | | 4[html] |
| BATKIN ALAN R | 1209120 | | 4[html] |
| BAWEL DOUGLAS A | 1304998 | | 4[html] |
| BE AEROSPACE INC | 861361 | NASDAQ:BEAV | 4[html] |
| BEACH INVESTMENT COUNSEL INC/PA | 1058800 | | 13F-HR[html] |
| BEARD JOHN E | 1219434 | | 4[html] |
| BEARD RONALD S | 1225959 | | 4[html] |
| BEASLEY BROADCAST GROUP INC | 1099160 | NASDAQ:BBGI | SC 13D/A[html] |
| BECHTLE NANCY H | 1188400 | | 4[html] |
| BECKER DRAPKIN PARTNERS (QP), L.P. | 1451722 | | D/A[html] |
| BECKERT RICHARD J | 1438941 | | 4[html] 4/A[html] |
| BEEKMAN PHILIP E | 1187549 | | 4[html] |
| BEL FUSE INC /NJ | 729580 | | 8-K[html] |
| BELANOFF JOSEPH K | 1286199 | | 4[html] |
| BELDEN INC. | 913142 | | 4[html] 4[html] |
| BELL PAUL D | 1077816 | | 4[html] |
| BENHAM DOUGLAS N | 1275331 | | 4[html] |
| BENHAMOU ERIC | 1188321 | | 4[html] |
| BENIK TINA C | 1245404 | | 4[html] |
| BENOWITZ ADAM | 1411963 | | 3[html] 4[html] |
| BERARDI HECTOR | 1246494 | | 4[html] |
| BERG CHARLES | 1111804 | | 4[html] 4/A[html] |
| BERGSTEIN MELVYN | 1224354 | | 4[html] |
| BERKELEY RICHARD M | 1211905 | | 4[html] |
| BERNSTEIN RONALD J | 1281070 | | 4[html] |
| BILLAT SUSAN | 1263982 | | 4[html] |
| BIO BRIDGE SCIENCE INC | 1309304 | | 10-Q[html] |
| BIOANALYTICAL SYSTEMS INC | 720154 | NASDAQ:BASI | 3[html] SC 13G[html] |
| BIOCLINICA INC | 822418 | | SC 13D/A[html] |
| BIOFUELS POWER CORP | 1391407 | | 10-Q[html] |
| BIOGEN IDEC INC. | 875045 | NASDAQ:BIIB | SC 13D/A[html] |
| BIOHEART, INC. | 1388319 | | 10-Q[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] |
| BION ENVIRONMENTAL TECHNOLOGIES INC | 875729 | | D[html] |
| BIONDI FRANK | 1032669 | | 4[html] |
| BIOSPECIFICS TECHNOLOGIES CORP | 875622 | NASDAQ:BSTC | 4[html] |
| BIOZONE PHARMACEUTICALS, INC. | 1412486 | | 10-Q[html] |
| BLACK BOX CORP | 849547 | NASDAQ:BBOX | 8-K[html] |
| BLACKBAUD INC | 1280058 | NASDAQ:BLKB | 4[html] DEFA14A[html] |
| BLACKFORD DAVID E | 1184829 | | 4[html] |
| BLACKROCK FUNDS | 844779 | | 497[html] |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | 1137392 | NYSE:BBF | DEFA14A[html] |
| BLACKROCK SERIES, INC. | 1062806 | | EFFECT[html] |
| BLAST ENERGY SERVICES, INC. | 1141197 | | 10-Q[html] |
| BLASTGARD INTERNATIONAL INC | 1102358 | | 10-Q[html] |
| BLI Group, Inc. | 1324448 | | F-4/A[html] |
| BLISS DONALD A | 1187343 | | 4[html] |
| BLONDER TONGUE LABORATORIES INC | 1000683 | AMEX:BDR | 3[html] |
| BLUE DOLPHIN ENERGY CO | 793306 | NASDAQ:BDCO | 10-Q[html] |
| BLUE NILE INC | 1091171 | NASDAQ:NILE | 8-K[html] |
| BLUE RIDGE CAPITAL HOLDINGS LLC/BLUE RIDGE CAPITAL OFFSHORE | 1056258 | | SC 13G[html] |
| BLUEGREEN CORP | 778946 | NYSE:BXG | 4[html] 4/A[html] |
| BLUM JOHN R H | 1212380 | | 4[html] |
| BMX Development Corp. | 1314054 | | 10-Q[html] |
| BOCK WILLIAM G | 1197848 | | 4[html] |
| BODENHEIMER FURMAN P JR | 1076619 | | 4[html] |
| BOLLENBACH STEPHEN F | 1159762 | | 4[html] 4[html] |
| BONANZA GOLD CORP. | 1425289 | | 10-Q[html] |
| BONANZA ONE, INC. | 1411308 | | 10-Q[html] |
| BONDURANT STUART | 1181152 | | 4[html] |
| BONNEY MICHAEL W | 1219016 | | 4[html] |
| BORICK STEVEN J | 1193964 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] 4[html] |
| BOSTON PROPERTIES INC | 1037540 | NYSE:BXP | 4[html] |
| BOSWELL ROBERT H | 1248559 | | 4[html] |
| BOTTOMLINE TECHNOLOGIES INC /DE/ | 1073349 | | 8-K[html] |
| BOWEN ROBERT P | 1216352 | | 4[html] |
| BOZAK MARK C | 1275744 | | 4[html] |
| BRAAM RONALD H | 1181533 | | 4/A[html] |
| BRAMPTON CREST INTERNATIONAL INC | 1321002 | | 10-Q[html] |
| BRANDON DAVID | 1065739 | | 4[html] |
| BRANDSTROM RAYMOND R | 1199279 | | 4[html] |
| BRAVO ROSE MARIE | 1184314 | | 4[html] |
| BRAZIL GOLD CORP. | 1301075 | | 10-Q[html] |
| BRENNER RICHARD A | 1247352 | | 4[html] |
| BRIGHTPOINT INC | 918946 | NASDAQ:CELL | 8-K[html] |
| BROADSOFT INC | 1086909 | | 4[html] |
| BRONFIN KENNETH A | 1226263 | | 4[html] |
| BROOKE PAUL A | 1175940 | | 4[html] |
| BROOKS AUTOMATION INC | 933974 | NASDAQ:BRKS | 4[html] |
| BROWN JEFFREY S | 1228873 | | 4[html] |
| BROWN JOHN W | 1181678 | | 4[html] |
| BROWN LOUISE F | 1212384 | | 4[html] |
| BTU INTERNATIONAL INC | 840883 | NASDAQ:BTUI | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| BUCKLEY MICHAEL D | 1245760 | | 4[html] |
| BUCYRUS INTERNATIONAL INC | 740761 | NASDAQ:BUCY | 8-K[html] |
| BUFFERD ALLAN S | 1235354 | | 4[html] |
| BUNKA CHRISTOPHER | 1103780 | | 4[html] |
| BURK KIMBERLY | 1259595 | | 4[html] |
| BURKLE RONALD W | 1015899 | | 4[html] |
| BURNS KEVIN R | 1187397 | | 4[html] |
| BURRIS JOHN C | 1200878 | | 4[html] |
| BUTCHER C PRESTON | 1188402 | | 4[html] |
| BYNOE LINDA | 1206129 | | 4[html] |
| Baby Fox International, Inc. | 1434388 | | 10-Q[html] |
| Baer Thomas H | 1436162 | | 4[html] |
| Bahri Rajat | 1314300 | | 4[html] |
| Bailey John J. | 1521323 | | 3[html] |
| Bailey Sue | 1403769 | | 4[html] |
| Bair Keith S | 1379570 | | 4[html] 4/A[html] |
| Ball F Michael | 1016350 | | 4[html] |
| Bancorp of New Jersey, Inc. | 1390312 | AMEX:BKJ | 4[html] |
| BankFinancial CORP | 1303942 | NASDAQ:BFIN | DEF 14A[html] |
| Bassin Arthur J | 1495431 | | 4[html] |
| Baumhauer Caspar | 1521436 | | 3[html] |
| Beach Investment Management, LLC. | 1390965 | | 13F-HR[html] |
| Beasley H. Marvin | 1476424 | | 4[html] |
| Bemis, LLC | 1521188 | | S-3[html] |
| Berger Kenneth | 1492051 | | 4[html] |
| Better Homes & Gardens Real Estate LLC | 1420731 | | EFFECT[html] |
| Better Homes & Gardens Real Estate Licensee LLC | 1420737 | | EFFECT[html] |
| Bienen Henry S | 1304250 | | 4[html] |
| Big Sky Productions, Inc. | 1441362 | | 10-Q[html] |
| BigString CORP | 1335282 | | 10-Q[html] |
| Billet Finder Inc | 1514149 | | S-1/A[html] |
| Bio-Carbon Solutions International Inc. | 1420368 | | 10-Q[html] |
| Bio-Solutions Corp. | 1420108 | | 10-Q[html] 10-Q[html] |
| BioBehavioral Diagnostics Co | 1386204 | | D[html] |
| BioMed Realty Trust Inc | 1289236 | | 4[html] |
| BioScrip, Inc. | 1014739 | NASDAQ:BIOS | 8-K[html] |
| Biodel Inc | 1322505 | NASDAQ:BIOD | SC 13G[html] |
| Biostar Pharmaceuticals, Inc. | 1418133 | | 4[html] |
| Birke Stephen | 1441630 | | 4[html] 4[html] 4/A[html] |
| Bishop John E | 1308911 | | 4[html] |
| BlackRock Funds III | 893818 | | 485APOS[html] 485BPOS[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 4[html] |
| BlackRock Kelso Capital CORP | 1326003 | NASDAQ:BKCC | 4[html] |
| Blackhawk Fund | 1096768 | | 10-Q[html] |
| Blockinger Jeffrey C | 1417381 | | 4[html] |
| Blue Earth, Inc. | 1422109 | | 8-K/A[html] |
| Blue Leaf I.P., Inc. | 1324447 | | F-4/A[html] |
| Bollente Companies Inc. | 1429393 | | 10-Q[html] |
| Bonham Mark | 1485984 | | 4[html] |
| Bosco Paula | 1515168 | | 4[html] |
| Bosi Robert A | 1307208 | | 4[html] |
| Bridge Capital Asset Funding, LLC | 1520589 | | D[html] |
| Brigade Leveraged Capital Structures Fund Ltd. | 1421307 | | SC 13G[html] |
| Brightman Stuart M | 1325476 | | 4[html] |
| Brightstar Corp. | 1299325 | | S-1/A[html] |
| Brittain Willard Woodson JR | 1308607 | | 4[html] |
| Broad Bay Ltd. | 1521438 | | SC 13G[html] |
| Bronco Drilling Company, Inc. | 1328650 | NASDAQ:BRNC | 8-K[html] |
| Brookdale Senior Living Inc. | 1332349 | NYSE:BKD | 4[html] |
| Broom Colin MD | 1289946 | | 4[html] |
| Brown Christopher | 1378842 | | 4[html] |
| Brown Judy L | 1355818 | | 4[html] |
| Brown Robert George | 1306508 | | 4[html] |
| Brownie's Marine Group, Inc | 1166708 | | 10-Q[html] |
| Bubloski Rose Ann | 1301059 | | 3[html] 3[html] 3[html] |
| Bulldog Investors | 1462180 | | SC 13D/A[html] |
| Burbach Gerhard F | 1307313 | | 4[html] |
| Burgdorff LLC | 1420760 | | EFFECT[html] |
| Burgdorff Referral Associates LLC | 1420759 | | EFFECT[html] |
| Burnet Realty LLC | 1420936 | | EFFECT[html] |
| Burnet Title Holding LLC | 1420937 | | EFFECT[html] |
| Burnet Title LLC | 1420938 | | EFFECT[html] |
| Burrow Escrow Services, Inc. | 1420273 | | EFFECT[html] |
| Byorum Martha L | 1292529 | | 4[html] |