| Company | CIK | Ticker Symbol | Document |
|---|---|---|---|
| AMEGY INVESTMENTS, INC. | 1175031 | X-17A-5[html] | |
| ASSOCIATED FINANCIAL SERVICES, INC. | 7948 | X-17A-5[html] | |
| CAPITAL PORTFOLIO MANAGEMENT, INC. | 880081 | X-17A-5[html] | |
| CHILDS ADVISORY PARTNERS LLC | 1463276 | X-17A-5[html] | |
| COMMERCE SECURITIES CORPORATION | 22382 | X-17A-5[html] | |
| FIDELITY DISTRIBUTORS CORPORATION | 35336 | X-17A-5[html] | |
| HUNTLEIGH SECURITIES CORPORATION | 216351 | X-17A-5[html] | |
| TITUS FINANCIAL, INCORPORATED | 867051 | X-17A-5[html] | |
| TRILIAD SECURITIES, LLC | 1446370 | X-17A-5[html] | |
| TULLY & HOLLAND, INCORPORATED | 885331 | X-17A-5[html] |