| Company | CIK | Ticker Symbol | Document |
| 57th Street General Acquisition Corp | 1476719 | | 3[html] |
| ANGEION CORP/MN | 815093 | | 3[html] |
| APEX 1, INC. | 1500861 | | 3[html] 3[html] |
| ASALI OMAR | 1339372 | | 3[html] |
| Aegerion Pharmaceuticals, Inc. | 1338042 | | 3[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 3[html] |
| BHATT NIMISH S | 1284210 | | 3[html] |
| BONNING KENNETH | 1282100 | | 3[html] |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | 821127 | NASDAQ:BPFH | 3[html] |
| Berardino Joseph F | 1446433 | | 3[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | 3[html] |
| CHINA VALVES TECHNOLOGY, INC | 1080360 | | 3[html] |
| CRANE CO /DE/ | 25445 | | 3[html] |
| CYPRESS SEMICONDUCTOR CORP /DE/ | 791915 | | 3[html] |
| Calamos Asset Management, Inc. /DE/ | 1299033 | | 3[html] |
| Calendar Dragon Inc. | 1515635 | | 3[html] 3[html] |
| Cattabriga Laura | 1520893 | | 3[html] |
| Chang Victor | 1520656 | | 3[html] |
| Chong Hoffman | 1520794 | | 3[html] |
| Chow David H. | 1520793 | | 3[html] |
| Connors Patrick T. | 1520628 | | 3[html] |
| Corey Steven N. | 1520627 | | 3[html] |
| DRESNICK STEPHEN J | 1034243 | | 3[html] |
| DYNASIL CORP OF AMERICA | 30831 | | 3[html] |
| Di Iorio Dianna L | 1520999 | | 3[html] |
| DiCicco Thomas | 1519997 | | 3[html] |
| EMAGIN CORP | 1046995 | | 3[html] |
| ENDARA MATT | 1520918 | | 3[html] |
| Echo Therapeutics, Inc. | 1031927 | | 3[html] |
| Endara Christopher D. | 1520892 | | 3[html] |
| Europa Acquisition IV, Inc. | 1497030 | | 3[html] |
| Fitzpatrick Mark J. | 1520265 | | 3[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC | 1212030 | | 3[html] |
| GROVES DANIEL R | 1520797 | | 3[html] |
| Genpact LTD | 1398659 | NYSE:G | 3[html] |
| Ghosh Amalkumar | 1520490 | | 3[html] |
| Gratrix William A. | 1519931 | | 3[html] |
| HARBINGER GROUP INC. | 109177 | NYSE:ZAP | 3[html] 3[html] 3[html] |
| HOPKINS DEBORAH C | 1127293 | | 3[html] |
| Internal Fixation Systems, Inc. | 1501732 | | 3[html] 3[html] 3[html] 3[html] 3[html] |
| Jacobsen Sherertz, Kimberly J. | 1518986 | | 3[html] |
| KOHLS Corp | 885639 | | 3[html] 3[html] |
| Keeler Global Investments Ltd | 1520646 | | 3[html] |
| Koppers Holdings Inc. | 1315257 | NYSE:KOP | 3[html] |
| Lynch Thomas K. | 1520787 | | 3[html] |
| MARKET VECTORS ETF TRUST | 1137360 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| MARXE AUSTIN W & GREENHOUSE DAVID M | 1044321 | | 3[html] |
| MINDSPEED TECHNOLOGIES, INC | 1224370 | NASDAQ:MSPD | 3[html] |
| MUSTANG ALLIANCES, INC. | 1420421 | | 3[html] |
| MacIver Lena | 1514295 | | 3[html] |
| MacIver Roderick Neil | 1515634 | | 3[html] |
| Maura David M | 1365833 | | 3[html] |
| McBrien Joseph J. | 1520789 | | 3[html] |
| Mockin Mendel | 1434502 | | 3[html] |
| Overfelt Reed | 1520917 | | 3[html] |
| QLIK TECHNOLOGIES INC | 1305294 | | 3[html] |
| QUIKSILVER INC | 805305 | NYSE:ZQK | 3[html] |
| REINER GARY M | 1233171 | | 3[html] |
| ROGER ROBIN | 1493411 | | 3[html] |
| Ruggieri Steven Kenneth | 1518355 | | 3[html] |
| SALOVAARA KRISTIAN ROBERT | 1373822 | | 3[html] |
| SAUL CENTERS INC | 907254 | NYSE:BFS NYSE:BFS^A NYSE:BFS^B | 3[html] 3[html] |
| SCHEPP RICHARD D | 1238817 | | 3[html] |
| SCHNITTKER CHRISTOPHER P. | 1127785 | | 3[html] |
| SHC Advance Services Inc. | 1506481 | | 3[html] 3[html] |
| Short Ronald Alastair | 1520791 | | 3[html] |
| Smith Bruce J. | 1520788 | | 3[html] |
| Stamberger Richard D. | 1520790 | | 3[html] |
| Steege Brandi R | 1519725 | | 3[html] |
| TEXAS CAPITAL BANCSHARES INC/TX | 1077428 | | 3[html] |
| Tremblay Dale W | 1341611 | | 3[html] |
| Triglobal Investments Ltd. | 1520655 | | 3[html] |
| US DATAWORKS INC | 1049505 | AMEX:UDW | 3[html] |
| VAN DEN HOEK WILBERT | 1185723 | | 3[html] |
| VAN ECK ASSOCIATES CORP | 869178 | | 3[html] |
| WOLF ROBERT | 1241730 | | 3[html] |
| Wang Jianbao | 1521054 | | 3[html] |
| Wang Siwei | 1520805 | | 3[html] |
| West Kenneth C. | 1520891 | | 3[html] |
| Zagorski Andrew J | 1521052 | | 3[html] |
| Zagorski Andrew P | 1520932 | | 3[html] |
| van Eck Jan F. | 1520792 | | 3[html] |