| Company | CIK | Ticker Symbol | Document |
| A&I REALTY INVESTMENTS, INC. | 1521115 | | D[html] |
| A123 SYSTEMS, INC. | 1167178 | | 4[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 8-K[html] |
| ABRAHAM WILLIAM | 1238327 | | 4[html] |
| ABU HAKIMA IHAB | 1262710 | | 4[html] |
| ACADIA REALTY TRUST | 899629 | NYSE:AKR | 8-K[html] |
| ACCO BRANDS CORP | 712034 | NYSE:ABD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ACKMAN WILLIAM A | 1056513 | | 4[html] |
| ACM Capital Partners, LLC | 1519940 | | 4[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACOF Operating Manager III LLC | 1462608 | | 4[html] |
| ACXIOM CORP | 733269 | NASDAQ:ACXM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADAMS JOHN A | 1282225 | | 4[html] |
| ADAMS ROBERT D | 1187845 | | 4[html] |
| ADKINS RALPH J | 1228531 | | 4[html] |
| ADOLOR CORP | 1076167 | NASDAQ:ADLR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 8-K[html] |
| ADVANCED MEDICAL ISOTOPE Corp | 1449349 | | 8-K[html] |
| ADVANCED MEMBRANE SYSTEMS INC | 1112148 | | D[html] |
| ADVANCED MICRO DEVICES INC | 2488 | NYSE:AMD | 4[html] |
| ADVENT SOFTWARE INC /DE/ | 1002225 | | 4[html] |
| ADVISORS DISCIPLINED TRUST 701 | 1511588 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 703 | 1511590 | | 487[html] |
| AEGON NV | 769218 | NYSE:AEB NYSE:AED NYSE:AEF NYSE:AEG NYSE:AEH NYSE:AEV | 6-K[html] |
| AEP INDUSTRIES INC | 785787 | NASDAQ:AEPI | 3[html] |
| AEROCENTURY CORP | 1036848 | AMEX:ACY | 8-K[html] |
| AETNA INC /PA/ | 1122304 | | 424B5[html] |
| AFFYMAX INC | 1158223 | NASDAQ:AFFY | 4[html] |
| AFRICA ISRAEL INVESTMENTS LTD | 1320637 | | 4[html] 4/A[html] |
| AFRICAN DEVELOPMENT BANK | 785677 | | SUPPL[html] |
| AGILENT TECHNOLOGIES INC | 1090872 | NYSE:A | 4[html] 4[html] 4[html] |
| AI DOCUMENT SERVICES, INC. | 1402536 | | 10-Q[html] 10-Q[html] 10-Q[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | N-CSR/A[html] |
| AKI INC | 1067549 | | 424B3[html] |
| ALABAMA POWER CO | 3153 | NYSE:ABA NYSE:ALF NYSE:ALM NYSE:ALP^N NYSE:ALP^O NYSE:ALP^P NYSE:ALQ NYSE:ALZ | 424B5[html] 424B5[html] FWP[html] FWP[html] |
| ALANCO TECHNOLOGIES INC | 98618 | NASDAQ:ALAN | 4[html] 8-K[html] |
| ALBRIGHT SECURITIES LLC | 1334591 | | FOCUSN/A[html] |
| ALCOA INC | 4281 | NYSE:AA AMEX:AA^ | 8-K[html] |
| ALDER JAMES | 1314141 | | 4[html] |
| ALETHEIA INSIDER INDEX L P | 1304479 | | D/A[html] |
| ALEXANDERS J CORP | 103884 | | 10-Q[html] |
| ALION SCIENCE & TECHNOLOGY CORP | 1166568 | | 8-K[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 8-K[html] DEFA14A[html] |
| ALLER THOMAS L | 1209092 | | 4[html] |
| ALLIANT ENERGY CORP | 352541 | NYSE:LNT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 20-F[html] |
| ALLISON ROBERT J JR | 1200688 | | 4[html] |
| ALLSTATE CORP | 899051 | NYSE:ALL | 8-K[html] 8-K[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| ALNYLAM PHARMACEUTICALS, INC. | 1178670 | NASDAQ:ALNY | CT ORDER[html] |
| ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 4[html] |
| AMAZONICA, CORP. | 1518548 | | S-1[html] |
| AMERICAN FIDELITY DUAL STRATEGY FUND INC | 1061130 | | N-Q[html] |
| AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] |
| AMERICAN HONDA RECEIVABLES LLC | 890975 | | 424B5[html] FWP[html] |
| AMERICAN MEDICAL ALERT CORP | 700721 | NASDAQ:AMAC | SC 13D/A[html] |
| AMERICAN PUBLIC EDUCATION INC | 1201792 | NASDAQ:APEI | 4[html] 4[html] |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | 1499875 | | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN STRATEGIC INCOME PORTFOLIO INC II | 886984 | | SC 13D/A[html] |
| AMERICAN WAGERING INC | 1005214 | | 10-K[html] |
| AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | 4[html] 424B4[html] 8-K[html] |
| AMES NATIONAL CORP | 1132651 | NASDAQ:ATLO | 4[html] |
| ANADARKO PETROLEUM CORP | 773910 | NYSE:APC | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANALYTE HEALTH, INC. | 1450769 | | D[html] |
| ANDERSON DAVID L | 903510 | | 4[html] |
| ANGELINI MICHAEL P | 1227463 | | 4[html] |
| ANIDO ARMANDO | 1219866 | | 4[html] |
| ANNALY CAPITAL MANAGEMENT INC | 1043219 | NYSE:NLY NYSE:NLY^A | 4[html] |
| ANSYS INC | 1013462 | NASDAQ:ANSS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANTOIAN EDWARD N | 1221848 | | 3[html] |
| AON CORP | 315293 | NYSE:AOC | 4[html] |
| AP PHARMA INC /DE/ | 818033 | | 8-K[html] S-1[html] |
| APPLE REIT SIX INC | 1277151 | | 8-K[html] |
| APPLEGATE BRION B | 1006421 | | 4[html] |
| APPLIED MICRO CIRCUITS CORP | 711065 | NASDAQ:AMCC | 144[html] 144[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | 4[html] 4[html] 4[html] |
| AQR Global Risk Premium Offshore Fund Ltd | 1402853 | | D/A[html] |
| AQUA AMERICA INC | 78128 | NYSE:WTR | 8-K[html] |
| ARC RESOURCES LTD. | 1029509 | | 6-K[html] 6-K[html] |
| ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] 4/A[html] |
| ARCHULETA ADELMO E | 1252930 | | 4[html] |
| ARES CAPITAL CORP | 1287750 | NASDAQ:ARCC | 8-K[html] DEFA14A[html] |
| ARES CORPORATE OPPORTUNITIES FUND III LP | 1428903 | | 4[html] |
| ARES MANAGEMENT LLC | 1259313 | | 4[html] |
| ARES PARTNERS MANAGEMENT CO LLC | 1259042 | | 4[html] |
| ARGENT INVESTORS MANAGEMENT Corp | 1521116 | | 4/A[html] |
| ARGENTEX MINING CORP | 1167887 | | 424B3[html] EFFECT[html] |
| ARIZONA STAR RESOURCE CORP /FI | 809103 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| ARMSTRONG MARIANNE | 1238626 | | 4[html] |
| ARNOLD DANIEL C | 1185639 | | 4[html] |
| ARROW ELECTRONICS INC | 7536 | NYSE:ARW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ARTESIAN RESOURCES CORP | 863110 | NASDAQ:ARTNA | 8-K[html] |
| ASHERMAN PHILIP K | 1224933 | | 4[html] |
| ASHLAND INC. | 1305014 | NYSE:ASH | 4[html] |
| ASSET ACCEPTANCE CAPITAL CORP | 1264707 | NASDAQ:AACC | 4[html] |
| ASSING FERNANDO RAFAEL | 1464287 | | 4[html] 4[html] |
| ASSISTED LIVING CONCEPTS INC | 929994 | NYSE:ALC | 4[html] 4[html] |
| ASSOCIATED BANC-CORP | 7789 | NYSE:ABW^A NASDAQ:ASBC | 4[html] 4[html] |
| ASSURANCEAMERICA CORP | 8497 | | 8-K[html] |
| ASTORIA FINANCIAL CORP | 910322 | NYSE:AF | 8-K[html] 8-K[html] |
| ASTRO MED INC /NEW/ | 8146 | | 4[html] 4[html] 4[html] 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATLANTIC POWER CORP | 1419242 | | ARS[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] |
| AUDIOVOX CORP | 807707 | NASDAQ:VOXX | 8-K[html] |
| AVALONBAY COMMUNITIES INC | 915912 | NYSE:AVB | 4[html] |
| AVATAR HOLDINGS INC | 39677 | NASDAQ:AVTR | 4[html] 4[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | 4[html] |
| AVINO SILVER & GOLD MINES LTD | 316888 | | 6-K[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 8-K[html] 8-K[html] |
| AVIVA PLC | 1140022 | | 6-K[html] 6-K[html] |
| AVNET INC | 8858 | NYSE:AVT | 4[html] |
| AXA PREMIER VIP TRUST | 1160168 | | 485BPOS[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | 10-Q[html] |
| AZZAD FUNDS | 1031008 | | N-Q[html] |
| Academy Funds Trust | 1415726 | | 485BPOS[html] 485BPOS[html] |
| Adama Technologies Corp | 1422222 | | 10-Q[html] |
| Adler Michael B | 1363013 | | 4[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 4[html] |
| Advantage Advisers Xanthus Fund, L.L.C. | 1076673 | | N-Q[html] |
| Adzema Kurt | 1486769 | | 4/A[html] |
| Aeterna Zentaris Inc. | 1113423 | NASDAQ:AEZS | 6-K[html] 6-K[html] |
| Aircastle LTD | 1362988 | NYSE:AYR | DEFA14A[html] |
| Akin Thomas A | 1301256 | | 4[html] |
| Alamo Energy Corp. | 1360334 | | 3[html] |
| Alario Jeffrey D | 1357530 | | 4[html] |
| Aletheia Insider Index II, L.P. | 1460197 | | D/A[html] |
| Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | PRE 14A[html] |
| Allshouse Scott A | 1308324 | | 4[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] 4/A[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 4[html] 425[html] 425[html] FWP[html] |
| Alston Victor | 1366296 | | 4[html] |
| Alterna Tax Certificate Fund II LP | 1490101 | | D/A[html] |
| Alveron Energy Corp. | 1271073 | | 8-K[html] |
| Aman Timothy Paul | 1520674 | | 3[html] |
| Ambrosio Anthony G | 1347941 | | 4[html] |
| American Electric Technologies Inc | 1043186 | NASDAQ:AETI | 4[html] |
| Amincor, Inc. | 1167905 | | 10-12G/A[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | CERTNAS[html] |
| Ancestry.com Inc. | 1469433 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Anderson Phillip M | 1491365 | | 4[html] |
| Ansco & Associates LLC | 1344042 | | S-3/A[html] S-4/A[html] |
| Anthera Pharmaceuticals Inc | 1316175 | | 4[html] 4[html] |
| Apex Digital LLC | 1344043 | | S-3/A[html] S-4/A[html] |
| Apple REIT Eight, Inc. | 1387361 | | 8-K[html] |
| Apple REIT Nine, Inc. | 1418121 | | 8-K[html] |
| Apple REIT Seven, Inc. | 1329011 | | 8-K[html] |
| Approach Delaware, LLC | 1481185 | | S-3ASR[html] |
| Approach Oil & Gas Inc. | 1481182 | | S-3ASR[html] |
| Approach Operating, LLC | 1481184 | | S-3ASR[html] |
| Approach Resources I, LP | 1481181 | | S-3ASR[html] |
| Approach Resources Inc | 1405073 | NASDAQ:AREX | S-3ASR[html] |
| Approach Services, LLC | 1481186 | | S-3ASR[html] |
| Approval Services Company, LLC | 1503717 | | 8-K[html] |
| Aquila Tony | 1399053 | | 4[html] |
| Ardea Biosciences, Inc./DE | 1103390 | | 4[html] 4[html] |
| Arthur Thomas D | 1466095 | | 4[html] |
| Artio Global Investors Inc. | 1419178 | | 4[html] 4[html] 4[html] 4[html] |
| Ashtead Group plc/ADR | 1518258 | | F-6EF[html] |
| Asia Entertainment & Resources Ltd. | 1417754 | | 6-K[html] |
| Asian Century Quest Capital LLC | 1451318 | | 13F-HR/A[html] |
| Asmacure, Inc. | 1483937 | | D[html] |
| Atlantic Coast Financial CORP | 1404296 | | 8-K[html] |
| Augme Technologies, Inc. | 1137204 | | 8-K[html] S-1/A[html] |
| Aust Stephen C. | 1521005 | | 3[html] |
| AutoGenomics, Inc. | 1439210 | | RW[html] |
| Axial Capital Master, L.P. | 1521096 | | 13F-NT[html] |
| Ayer Capital Management, LP | 1471149 | | 4[html] |
| Ayer Capital Partners, LLC | 1519942 | | 4[html] |
| Azar Richard Essa | 1521008 | | 4[html] |