| Company | CIK | Ticker Symbol | Document |
| C&J Energy Services, Inc. | 1509273 | | S-1/A[html] S-1/A[html] |
| C-2 Utility Contractors, LLC | 1344044 | | S-3/A[html] S-4/A[html] |
| CA, INC. | 356028 | NASDAQ:CA | 8-K[html] |
| CABELA MARY A | 1292777 | | 4[html] |
| CABELA RICHARD N | 1292776 | | 4[html] |
| CABELAS INC | 1267130 | | 4[html] 4[html] |
| CADENCE PHARMACEUTICALS INC | 1333248 | NASDAQ:CADX | ARS[html] |
| CADORIA SHERIAN G | 1186068 | | 4[html] |
| CAESARS ENTERTAINMENT Corp | 858339 | | 8-K[html] |
| CALIX, INC | 1406666 | | 4[html] |
| CALLIDUS SOFTWARE INC | 1035748 | NASDAQ:CALD | 8-K[html] |
| CAM LO, L.P. | 1520928 | | D[html] |
| CAMDEN PARTNERS STRATEGIC II LLC | 1160267 | | SC 13D/A[html] |
| CAMECO CORP | 1009001 | NYSE:CCJ | 6-K[html] |
| CAMPBELL & CO INC/MD | 1024890 | | 4[html] |
| CAMPBELL ALTERNATIVE ASSET TRUST | 1114485 | | 4[html] 8-K[html] |
| CAMPBELL CARLOS C | 1141148 | | 4[html] |
| CAMPBELL FUND TRUST | 1043951 | | 8-K[html] |
| CAMPBELL STRATEGIC ALLOCATION FUND LP | 910467 | | 8-K[html] |
| CAMPBELL W PATRICK | 1244543 | | 4[html] |
| CAMPBELL WILLIAM K | 1391399 | | 4[html] |
| CANADIAN NATURAL RESOURCES LTD | 1017413 | NYSE:CNQ | 6-K[html] |
| CANONGE RICHARD E | 1232743 | | 4[html] |
| CAPITAL GOLD CORP | 726845 | | EFFECT[html] |
| CARBO CERAMICS INC | 1009672 | NYSE:CRR | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CARDINAL FINANCIAL CORP | 1060523 | NASDAQ:CFNL | S-8[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | 8-K[html] |
| CARDOZO RICHARD N | 1230868 | | 4[html] |
| CARDTRONICS INC | 1277856 | NASDAQ:CATM | ARS[html] |
| CAREY W P & CO LLC | 1025378 | | 4[html] |
| CARRIAGE SERVICES INC | 1016281 | NYSE:CSV | 3[html] 4[html] 4[html] 4[html] 8-K[html] |
| CARROLL DON E | 1193239 | | 3[html] |
| CARROLS CORP | 17927 | | ARS[html] |
| CARTER MILLER JOYCELYN | 1166855 | | 4[html] |
| CARTWRIGHT HENRY E | 1429555 | | 4[html] |
| CARTWRIGHT TERRY A | 1429549 | | 4[html] |
| CARVER HOWARD L | 1274929 | | 4[html] |
| CASCADE BANCORP | 865911 | NASDAQ:CACB | 424B1[html] |
| CASCADE MICROTECH INC | 864559 | NASDAQ:CSCD | 4[html] 4[html] 8-K[html] |
| CASPER DAVID B | 1187847 | | 4[html] |
| CATES ANDREW F. | 1465849 | | 4[html] |
| CATHAY GENERAL BANCORP | 861842 | NASDAQ:CATY | 8-K[html] |
| CBOE Holdings, Inc. | 1374310 | | 8-K[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] 4[html] |
| CECIL BANCORP INC | 926865 | | 8-K[html] |
| CEDAR FAIR L P | 811532 | NYSE:FUN | DFAN14A[html] DFRN14A[html] |
| CEDAR SHOPPING CENTERS INC | 761648 | NYSE:CDR NYSE:CDR^A | SC 13D/A[html] |
| CEDERNA JAMES A | 1187329 | | 4[html] |
| CELL THERAPEUTICS INC | 891293 | NASDAQ:CTIC | 8-K[html] |
| CENOVUS ENERGY INC. | 1475260 | | EFFECT[html] |
| CENTENE CORP | 1071739 | NYSE:CNC | 4[html] 424B2[html] 8-K[html] |
| CENTERPOINT ENERGY RESOURCES CORP | 1042773 | | S-4[html] |
| CENTRAL PACIFIC FINANCIAL CORP | 701347 | | 4[html] 4[html] 4/A[html] 4/A[html] |
| CENTURY NEXT FINANCIAL Corp | 1493006 | | 8-K[html] |
| CENTURYLINK, INC | 18926 | NYSE:CTL | S-4[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CEREVAST THERAPEUTICS, INC. | 1472602 | | D[html] |
| CERNER CORP /MO/ | 804753 | | 4[html] |
| CERUS CORP | 1020214 | NASDAQ:CERS | 8-K[html] 8-K/A[html] |
| CESARATTO CESAR | 1184555 | | 4[html] |
| CF Industries Holdings, Inc. | 1324404 | NYSE:CF | 4[html] 8-K[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 4[html] |
| CH2M HILL COMPANIES LTD | 777491 | | 4[html] |
| CHANG KUO WEI HERBERT | 1192171 | | 4[html] |
| CHARLES SCHWAB FAMILY OF FUNDS | 857156 | | 485BPOS[html] |
| CHARTER FINANCIAL CORP/GA | 1136796 | | 8-K[html] |
| CHASE BANK USA, NATIONAL ASSOCIATION | 869090 | | 8-K[html] |
| CHASE ISSUANCE TRUST | 1174821 | | 8-K[html] |
| CHASTELET GERRY | 1135075 | | 4[html] |
| CHECKPOINT SYSTEMS INC | 215419 | | 8-K[html] |
| CHEMICAL FINANCIAL CORP | 19612 | NASDAQ:CHFC | 3[html] 4[html] |
| CHEMUNG FINANCIAL CORP | 763563 | | 8-K[html] |
| CHERTOFF JEFFREY M | 1252535 | | 4[html] |
| CHESAPEAKE ENERGY CORP | 895126 | NYSE:CHK NYSE:CHK^D NYSE:CHK^E | SC TO-T/A[html] |
| CHESAPEAKE MIDSTREAM PARTNERS LP | 1483096 | | 8-K[html] |
| CHESAPEAKE UTILITIES CORP | 19745 | NYSE:CPK | 4[html] 8-K[html] |
| CHESTNUT STREET EXCHANGE FUND | 19780 | | N-Q[html] |
| CHICOS FAS INC | 897429 | | 8-K[html] ARS[html] |
| CHILDERS CINDY K | 1179692 | | 4[html] |
| CHINA ADVANCED TECHOLOGY | 820771 | | S-1/A[html] |
| CHINA LIFE INSURANCE CO LTD | 1268896 | NYSE:LFC | 6-K[html] |
| CHINA LINEN TEXTILE INDUSTRY, LTD | 1336655 | | F-1/A[html] F-1/A[html] |
| CHINA RUNJI CEMENT INC | 1322729 | | 8-K[html] |
| CHINA VALVES TECHNOLOGY, INC | 1080360 | | 4[html] 4[html] 4[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] |
| CHRIST CHARLES F | 1200128 | | 4[html] |
| CHROMCRAFT REVINGTON INC | 884130 | AMEX:CRC | 4[html] 4[html] 4[html] 4[html] |
| CIBC Trust Co (Bahamas) Ltd | 1497005 | | SC 13D/A[html] |
| CICLAD 5 FCPR | 1519765 | | D[html] |
| CINCINNATI BELL INC | 716133 | NYSE:CBB NYSE:CBB^B | 4[html] 4[html] |
| CINCINNATI FINANCIAL CORP | 20286 | NASDAQ:CINF | 8-K[html] |
| CINTAS -RUS LP | 1182644 | | 424B5[html] POSASR[html] |
| CINTAS CORP | 723254 | NASDAQ:CTAS | 10-K/A[html] 424B5[html] FWP[html] POSASR[html] |
| CINTAS CORP NO 15 INC | 1182640 | | 424B5[html] POSASR[html] |
| CINTAS CORP NO 2 | 1182641 | | 424B5[html] FWP[html] POSASR[html] |
| CINTAS CORP NO 3 | 1182642 | | 424B5[html] POSASR[html] |
| CINTAS CORP NO 8 INC | 1182643 | | 424B5[html] POSASR[html] |
| CIT GROUP INC | 1171825 | NYSE:CIT NYSE:CIT^A NYSE:CIT^C NYSE:CIT^Z | 8-K[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 4[html] 8-K[html] FWP[html] |
| CITRIX SYSTEMS INC | 877890 | NASDAQ:CTXS | 4[html] |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1034546 | | 13F-HR[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13D/A[html] SC 14D9[html] |
| CLARK HOWARD LONGSTRETH JR | 1181363 | | 4[html] |
| CLARK ROGER E | 1164072 | | 4[html] |
| CLARK RUSSELL C. | 1437701 | | 4[html] |
| CLECO CORP | 1089819 | | 4[html] 4[html] 4[html] 4[html] |
| CLEMENT JAMES BOND | 1429215 | | 4[html] |
| CLOUD PEAK ENERGY INC. | 1441849 | | 8-K[html] |
| CMS Bancorp, Inc. | 1350072 | NASDAQ:CMSB | 4[html] 4[html] |
| COBIZ FINANCIAL INC | 1028734 | NASDAQ:COBZ | 8-K[html] |
| COCA COLA BOTTLING CO CONSOLIDATED /DE/ | 317540 | | 8-K[html] |
| CODORUS VALLEY BANCORP INC | 806279 | NASDAQ:CVLY | 8-K[html] |
| COG Holdings LLC | 1506931 | | 424B2[html] |
| COG Operating LLC | 1469218 | | 424B2[html] |
| COG Realty LLC | 1469217 | | 424B2[html] |
| COGUT CRAIG M | 1032672 | | 4[html] |
| COHEN JONATHAN Z | 1168756 | | 4[html] |
| COLEMAN WILLIAM T III | 1055401 | | 4[html] 4[html] |
| COLGATE PALMOLIVE CO | 21665 | | 4[html] |
| COLI VUL-4 Series Account of First Great-West Life & Annuity | 1402449 | | 497[html] |
| COLI VUL-4 Series Account of Great-West Life & Annuity Insur | 1401959 | | 497[html] |
| COLLATOS WILLIAM P | 1006420 | | 4[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 8-K[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLLIER T HARRIS III | 1197094 | | 4[html] |
| COLONIAL COMMERCIAL CORP | 21828 | | ARS[html] |
| COLVIN DONALD A | 1228888 | | 4[html] |
| COMFORT SYSTEMS USA INC | 1035983 | NYSE:FIX | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| COMMONWEALTH OF AUSTRALIA | 805157 | | CORRESP[html] CORRESP[html] S-B[html] S-B/A[html] S-B/A[html] S-B/A[html] UPLOAD[html] |
| COMMUNICATIONS SYSTEMS INC | 22701 | NASDAQ:JCS | 4[html] |
| COMMUNITY HEALTH SYSTEMS INC | 1108109 | NYSE:CYH | 8-K[html] 8-K[html] |
| COMMVAULT SYSTEMS INC | 1169561 | NASDAQ:CVLT | 4[html] 4[html] |
| COMPASS BIOTECHNOLOGIES INC. | 1327238 | | 10-K[html] |
| COMPASS MINERALS INTERNATIONAL INC | 1227654 | | 4[html] |
| COMPLETE GENOMICS INC | 1361103 | | S-1/A[html] |
| COMPUTER PROGRAMS & SYSTEMS INC | 1169445 | | 4/A[html] |
| COMSTOCK RESOURCES INC | 23194 | NYSE:CRK | 4[html] 4[html] 4[html] 4[html] |
| COMVERGE, INC. | 1372664 | NASDAQ:COMV | CT ORDER[html] |
| CONCHO RESOURCES INC | 1358071 | NYSE:CXO | 424B2[html] 8-K[html] |
| CONDRON P KEVIN | 1234730 | | 4[html] |
| CONMED CORP | 816956 | NASDAQ:CNMD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CONOCOPHILLIPS | 1163165 | NYSE:COP | 4[html] |
| CONOVER GEORGE Q | 1191942 | | 4[html] |
| CONSUMER PORTFOLIO SERVICES INC | 889609 | NASDAQ:CPSS | DEF 14A[html] |
| CONTANGO OIL & GAS CO | 1071993 | AMEX:MCF | 8-K[html] |
| CONTE ULDERICO | 1429551 | | 4[html] |
| CONVERSION SERVICES INTERNATIONAL INC | 934306 | | 8-K[html] |
| COOPER SIMON | 1238143 | | 4[html] |
| CORASANTI EUGENE R | 1238353 | | 4[html] |
| CORASANTI JOSEPH J | 1222114 | | 4[html] |
| CORBETT LUKE R | 1187268 | | 4[html] |
| CORE MOLDING TECHNOLOGIES INC | 1026655 | AMEX:CMT | 4[html] |
| CORELOGIC, INC. | 36047 | NYSE:FAF | 8-K[html] |
| CORNELIUS SIGMUND L | 1409860 | | 4[html] |
| CORNERSTONE PROGRESSIVE RETURN FUND | 1399186 | AMEX:CFP | 4[html] 4[html] 4[html] 4[html] |
| CORPBANCA/FI | 1276671 | | 6-K[html] |
| CORPORATE OFFICE PROPERTIES TRUST | 860546 | NYSE:OFC NYSE:OFC^G NYSE:OFC^H NYSE:OFC^J | 4[html] |
| CORRECTIONS CORP OF AMERICA | 1070985 | NYSE:CXW | 4[html] |
| CORTEX PHARMACEUTICALS INC/DE/ | 849636 | | 144[html] 4[html] |
| COSTCO WHOLESALE CORP /NEW | 909832 | | 4[html] |
| COSTLEY GARY E | 1202277 | | 4[html] |
| COVANCE INC | 1023131 | NYSE:CVD | 8-K[html] |
| COVENTRY GROUP | 882748 | | 485APOS[html] |
| COVER ALL TECHNOLOGIES INC | 737300 | | 424B3[html] |
| COX PHILLIP R | 1180668 | | 4[html] |
| COZZI JOHN F | 1265667 | | 4[html] |
| CPC OF AMERICA INC | 1042728 | | 10-Q[html] |
| CRAMER JAMES J | 1014001 | | 4[html] |
| CRAY INC | 949158 | NASDAQ:CRAY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CREATOR CAPITAL LTD | 882537 | | 6-K[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| CROATTI CYNTHIA | 1260756 | | 4[html] 4[html] |
| CROATTI RONALD D | 1261139 | | 4[html] 4[html] |
| CROSS A T CO | 25793 | NASDAQ:ATX | 4[html] |
| CROSSROADS SYSTEMS INC | 1093207 | | S-1/A[html] |
| CROWLEY RICHARD D JR | 1184854 | | 4[html] |
| CROWN CASTLE INTERNATIONAL CORP | 1051470 | NYSE:CCI | 4[html] |
| CRUCELL NV | 1126136 | NASDAQ:CRXL | CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CSX CORP | 277948 | NYSE:CSX | 8-K[html] |
| CUI Global, Inc. | 1108967 | | 4[html] |
| CULLEN FROST BANKERS INC | 39263 | NYSE:CFR | 4[html] |
| CUMMINS MARK R | 1036835 | | 4[html] |
| CURRIE WILLIAM G | 940226 | | 4[html] |
| CVB FINANCIAL CORP | 354647 | NASDAQ:CVBF | 8-K[html] |
| Cable Connectors, LLC | 1516170 | | S-3/A[html] S-4/A[html] |
| CableCom LLC | 1344045 | | S-3/A[html] S-4/A[html] |
| CableCom of California, Inc. | 1516171 | | S-3/A[html] S-4/A[html] |
| Calhoun Annette W | 1513401 | | 4[html] |
| Callahan Tom | 1464023 | | 4[html] |
| Calvert Variable Products, Inc. | 743773 | | 485BPOS[html] |
| Campbell Global Trend Fund, L.P. | 1478220 | | 8-K[html] |
| Campbell Multi-Strategy Trust | 1336519 | | N-23C3A[html] |
| Campbell Paul C | 1400079 | | 4[html] |
| Can-Am Communications Inc | 1344046 | | S-3/A[html] S-4/A[html] |
| Canekeratne Kris A | 1406397 | | 4[html] |
| Capital Z Management, LLC | 1419941 | | 4[html] |
| Capuano Anthony | 1461996 | | 4[html] |
| Carbonar George Anthony | 1520163 | | 3[html] |
| Cardiogenesis Corp /CA | 863680 | | 4[html] |
| CarePayment Technologies, Inc. | 1142406 | | 10-K/A[html] |
| Caribou Coffee Company, Inc. | 1332602 | NASDAQ:CBOU | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Carpenter William Geoffrey | 1451007 | | 4[html] |
| Carrico Paul | 1327977 | | 4[html] |
| Casal Edward Manuel | 1326479 | | 3[html] |
| Castellano Steven | 1485496 | | 4[html] |
| Cavatoni Philip J | 1455818 | | 4[html] |
| Cavo Broadband Communications, LLC | 1516172 | | S-3/A[html] S-4/A[html] |
| Celanese CORP | 1306830 | NYSE:CE NYSE:CE^ | 4[html] |
| Celera CORP | 1428156 | NASDAQ:CRA | 8-K[html] SC 13D[html] |
| Celgard, LLC | 1294823 | | EFFECT[html] |
| Celldex Therapeutics, Inc. | 744218 | NASDAQ:CLDX | 424B5[html] 8-K[html] |
| Cepheus Acquisition Corp. | 1491828 | | 3[html] 3[html] 8-K[html] SC 13D[html] |
| CertusView Leasing, LLC | 1516173 | | S-3/A[html] S-4/A[html] |
| Chan Johnny C.W. | 1521082 | | 3[html] |
| Chapman Harry S | 1500817 | | 4[html] |
| Chilton Kevin P. | 1516588 | | 3[html] 4[html] |
| Chin Raymond | 1521006 | | 3[html] |
| China 3C Group | 1076784 | | 10-K[html] |
| China Advanced Construction Materials Group, Inc | 1392363 | | 4[html] |
| China Distance Education Holdings LTD | 1438644 | NYSE:DL | 6-K[html] |
| China Pharmaceuticals Inc | 1341808 | | 4[html] 4[html] |
| China Shenghuo Pharmaceutical Holdings Inc | 1335106 | AMEX:KUN | 8-K[html] |
| China Sunflower Group Ltd | 1508606 | | F-6[html] |
| China Tel Group Inc | 1357531 | | 4[html] 4[html] 4/A[html] |
| Christiansen Niels B. | 1438225 | | 4[html] |
| Christmas Patrick J. | 1521123 | | 3[html] 4[html] |
| Cimino Michael Matthew | 1329384 | | 4[html] |
| Cintas Corporate Services, Inc. | 1520008 | | 424B5[html] POSASR[html] |
| Citi Trends Inc | 1318484 | NASDAQ:CTRN | 8-K[html] |
| Citigroup Funding Inc. | 1318281 | | FWP[html] |
| Clear Channel Outdoor Holdings, Inc. | 1334978 | NYSE:CCO | 3[html] 3[html] 4[html] 4[html] |
| Clearwire Corp /DE | 1442505 | | 4[html] 8-K[html] |
| Cleveland Joseph R | 1430861 | | 4[html] |
| Cloud Peak Energy Resources LLC | 1493144 | | 8-K[html] |
| Clovis Oncology, Inc. | 1466301 | | D/A[html] |
| Cohen Heather L | 1436649 | | 4[html] |
| Colangelo Gerald J. | 1474541 | | 4[html] |
| Collins Brian D | 1472047 | | 4[html] |
| Collins William C | 1521105 | | 3[html] 4[html] |
| Colony Financial, Inc. | 1467076 | | 4[html] |
| Color Optics, Inc. | 1518472 | | 424B3[html] |
| Colston Walker H II | 1366295 | | 4[html] |
| Combs Glen C | 1323521 | | 4[html] |
| Communication Services, LLC | 1516176 | | S-3/A[html] S-4/A[html] |
| Communications Construction Group LLC | 1344047 | | S-3/A[html] S-4/A[html] |
| Concho Energy Services LLC | 1469216 | | 424B2[html] |
| Concho Oil & Gas LLC | 1506930 | | 424B2[html] |
| Concord Medical Services Holdings Ltd | 1472072 | | 6-K[html] |
| Cooper Kathleen B | 1374848 | | 4[html] |
| Cornerstone Private Equity VI-A, L.P. | 1520123 | | D[html] |
| Corporate Capital Trust, Inc. | 1494538 | | 10-Q[html] |
| Corporate Property Associates 17 - Global INC | 1390213 | | 424B3[html] POS AM[html] |
| Craig John D | 1298279 | | 4[html] |
| Cullman Bancorp, Inc. | 1465969 | | 4[html] 8-K[html] |