| Company | CIK | Ticker Symbol | Document |
| A. H. Belo CORP | 1413898 | NYSE:AHC | 8-K[html] |
| AAON INC | 824142 | NASDAQ:AAON | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ABAKAN, INC | 1400000 | | 3[html] |
| ABBOTT LABORATORIES | 1800 | NYSE:ABT | 4[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] |
| ABRAHAM ALLISON H | 1205771 | | 4[html] |
| ABU GHAZALEH AMIR | 1257556 | | 4[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACXIOM CORP | 733269 | NASDAQ:ACXM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADAMS JOHN A | 1282225 | | 4[html] |
| ADAMS MARVIN W | 1190837 | | 4[html] |
| ADAMS RESOURCES & ENERGY, INC. | 2178 | AMEX:AE | 8-K[html] |
| ADORNATO THEODORE | 1272471 | | 4[html] |
| ADVANCED SERIES TRUST | 814679 | | 485BPOS[html] |
| ADVANCED VENTURES CORP | 1500122 | | 10-Q[html] |
| ADVENT SOFTWARE INC /DE/ | 1002225 | | 4[html] |
| ADVISORS DISCIPLINED TRUST 703 | 1511590 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 704 | 1511591 | | 487[html] |
| AEGIS FUNDS | 1251896 | | 485BPOS[html] |
| AEOLUS PHARMACEUTICALS, INC. | 1261734 | | 4[html] 4[html] |
| AEROPOSTALE INC | 1168213 | NYSE:ARO | 8-K[html] |
| AETHLON MEDICAL INC | 882291 | | D[html] |
| AFRICA ISRAEL INVESTMENTS LTD | 1320637 | | SC 13D/A[html] |
| AGCO CORP /DE | 880266 | | 4[html] |
| AGENUS INC | 1098972 | | 8-K[html] |
| AGIC Convertible & Income Fund | 1214935 | | 3[html] |
| AGIC Convertible & Income Fund II | 1227857 | | 3[html] |
| AGIC Equity & Convertible Income Fund | 1383441 | NYSE:NIE | 3[html] |
| AGIC Global Equity & Convertible Income Fund | 1398481 | | 3[html] |
| AGIC International & Premium Strategy Fund | 1319332 | | 3[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] |
| AGRI LABORATORIES LTD | 797255 | | 1-A/A[html] |
| AGROINVESTMENT STOCK CORP | 1476665 | | 4[html] |
| AGUILA AMERICAN RESOURCES LTD /FI | 877028 | | D[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AKAMAI TECHNOLOGIES INC | 1086222 | NASDAQ:AKAM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALABAMA POWER CO | 3153 | NYSE:ABA NYSE:ALF NYSE:ALM NYSE:ALP^N NYSE:ALP^O NYSE:ALP^P NYSE:ALQ NYSE:ALZ | 424B2[html] 424B2[html] |
| ALAMO GROUP INC | 897077 | NYSE:ALG | 4[html] |
| ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALASKA PACIFIC BANCSHARES INC | 1081860 | | 8-K[html] |
| ALBRECHT W STEVE | 1219959 | | 4[html] |
| ALCOA INC | 4281 | NYSE:AA AMEX:AA^ | 4[html] |
| ALEXANDER STANFORD J | 1159012 | | 4[html] |
| ALGONQUIN POWER & UTILITIES CORP. | 1174169 | | 6-K[html] |
| ALION SCIENCE & TECHNOLOGY CORP | 1166568 | | 8-K/A[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] DEFA14A[html] |
| ALLERGAN INC | 850693 | NYSE:AGN | 4[html] |
| ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC | 825316 | | 485BPOS[html] |
| ALLIANT TECHSYSTEMS INC | 866121 | NYSE:ATK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALLIANZ LIFE OF NY VARIABLE ACCOUNT C | 845775 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT A | 808468 | | 497[html] 497[html] 497[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT B | 836346 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 1091439 | | 485BPOS[html] |
| ALLISON G RANDALL | 1502336 | | 4[html] |
| ALPHA CAPITAL ANSTALT | 1140358 | | SC 13G[html] |
| ALPINE EQUITY TRUST | 842436 | | 497[html] |
| ALPS DISTRIBUTORS INC | 1141051 | | 40-APP/A[html] |
| ALT WILLIAM THOMAS | 1181047 | | 4[html] |
| ALTEGRIS ADVISORS, L.L.C. | 1506208 | | 40-APP/A[html] |
| ALTER WAYNE E JR | 1183002 | | 4[html] |
| ALTERRA CAPITAL HOLDINGS Ltd | 1141719 | NASDAQ:MXGL | 5[html] |
| ALTO PALERMO SA APSA | 1128173 | | 6-K[html] |
| ALTRIA GROUP, INC. | 764180 | | 8-K[html] |
| ALTSCHUL ARTHUR G JR | 1173479 | | 4[html] |
| AMARILLO BIOSCIENCES INC | 1014763 | | 10-Q[html] |
| AMBASSADOR FUNDS | 1113914 | | 485BPOS[html] 485BPOS[html] 485BPOS[html] |
| AMERIANA BANCORP | 855574 | NASDAQ:ASBI | 8-K[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | PRER14A[html] |
| AMERICAN BEACON FUNDS | 809593 | | 485BPOS[html] |
| AMERICAN BEACON SELECT FUNDS | 1096012 | | 485BPOS[html] |
| AMERICAN HONDA RECEIVABLES LLC | 890975 | | 424B5[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 3[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 8-K[html] |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | 1499875 | | 424B3[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN TOWER CORP /MA/ | 1053507 | | 425[html] 8-K[html] |
| AMERICAN VANGUARD CORP | 5981 | NYSE:AVD | 4[html] |
| AMERISAFE INC | 1018979 | NASDAQ:AMSF | 4[html] |
| AMERISOURCEBERGEN CORP | 1140859 | NYSE:ABC | 8-K/A[html] |
| AMETEK INC/ | 1037868 | | 4[html] 4[html] |
| AMFIRE Holdings, LLC | 1304031 | | 424B2[html] |
| AMFIRE Mining Company, LLC | 1304032 | | 424B2[html] |
| AMFIRE WV, L.P. | 1304033 | | 424B2[html] |
| AMFIRE, LLC | 1304030 | | 424B2[html] |
| AMHN, Inc. | 25743 | | 10-Q[html] |
| AMMAN ROBERT J | 1274352 | | 4[html] |
| AMPAL-AMERICAN ISRAEL CORP | 731859 | NASDAQ:AMPL | 8-K[html] |
| ANADIGICS INC | 940332 | NASDAQ:ANAD | 4[html] |
| ANDERSON DARCY | 1199361 | | 4[html] |
| ANDERSONS INC | 821026 | | 4[html] |
| ANDREWS WILLIAM F | 1183938 | | 4[html] |
| ANGEION CORP/MN | 815093 | | 4[html] |
| ANGIODYNAMICS INC | 1275187 | NASDAQ:ANGO | 8-K[html] |
| ANSYS INC | 1013462 | NASDAQ:ANSS | 4[html] 4[html] |
| ANTARES PHARMA, INC. | 1016169 | AMEX:AIS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANTOIAN EDWARD N | 1221848 | | 4[html] |
| APACHE CORP | 6769 | NYSE:APA | 4/A[html] 4/A[html] |
| APD ANTIQUITIES, INC. | 1289046 | | 8-K[html] |
| APOGEE ENTERPRISES, INC. | 6845 | NASDAQ:APOG | 3[html] |
| APPLE ROBERT F | 1054942 | | 4[html] |
| APPLIED INDUSTRIAL TECHNOLOGIES INC | 109563 | NYSE:AIT | 4[html] |
| APPLIED MATERIALS INC /DE | 6951 | | 10-Q/A[html] |
| APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | 4[html] 4[html] 4[html] |
| AQR Funds | 1444822 | | 485BPOS[html] 485BPOS[html] |
| ARATA PAUL D | 1438869 | | 4[html] |
| ARCH CHEMICALS INC | 1072343 | NYSE:ARJ | 8-K[html] |
| ARDISANA LIZABETH A | 1283890 | | 4[html] |
| ARIAD PHARMACEUTICALS INC | 884731 | NASDAQ:ARIA | ARS[html] |
| ARIBA INC | 1084755 | NASDAQ:ARBA | 4[html] |
| ARMACOST SAMUEL H | 1194899 | | 4[html] |
| ARMSTRONG MARIANNE | 1238626 | | 4[html] |
| ARNOLD MICHAEL C | 1234013 | | 4[html] |
| ARQULE INC | 1019695 | NASDAQ:ARQL | 4[html] 4[html] |
| ARROW ELECTRONICS INC | 7536 | NYSE:ARW | 4[html] |
| ARTESIAN RESOURCES CORP | 863110 | NASDAQ:ARTNA | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ARUBA NETWORKS, INC. | 1173752 | NASDAQ:ARUN | 8-K[html] |
| AS YOU SOW | 1086462 | | PX14A6G[html] |
| ASBJORNSON NORMAN H | 903063 | | 4[html] |
| ASEPTIA, INC. | 1519954 | | D[html] |
| ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ASIA GLOBAL HOLDINGS CORP. | 1171689 | | 10-Q[html] |
| ASIARIM CORP | 1415813 | | 10-Q[html] |
| ASTORIA FINANCIAL CORP | 910322 | NYSE:AF | 8-K[html] |
| ASTROTECH Corp \WA\ | 1001907 | | 4[html] |
| ATHENA SILVER CORP | 1304409 | | 8-K[html] |
| ATHEROS COMMUNICATIONS INC | 1140486 | NASDAQ:ATHR | 8-K[html] |
| ATKINS M SHAN | 1260096 | | 4[html] |
| AU OPTRONICS CORP | 1172494 | NYSE:AUO | 6-K[html] |
| AUERBACH ALAN H | 1358285 | | 3[html] 4[html] |
| AURIZON MINES LTD | 913955 | AMEX:AZK | 6-K[html] |
| AUTHENTIDATE HOLDING CORP | 885074 | NASDAQ:ADAT | S-8[html] |
| AUTODESK INC | 769397 | NASDAQ:ADSK | 8-K[html] |
| AUTOINFO INC | 351017 | | 4[html] |
| AUTOLIV INC | 1034670 | NYSE:ALV NYSE:ALV^Z | 4[html] |
| AUTOMATIC DATA PROCESSING INC | 8670 | NASDAQ:ADP | 8-K[html] |
| AVALONBAY COMMUNITIES INC | 915912 | NYSE:AVB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AXESSTEL INC | 1092492 | AMEX:AFT | 4[html] |
| AYERS RICHARD H | 1200844 | | 4[html] |
| AYLESWORTH WILLIAM A | 1190231 | | 4[html] |
| Aberman Zami | 1344740 | | 4[html] |
| Acorn International, Inc. | 1365742 | NYSE:ATV | 6-K[html] |
| Addington Hills Ltd. | 1486320 | | 4[html] |
| Ads In Motion, Inc. | 1403243 | | 8-K/A[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AerCap Holdings N.V. | 1378789 | NYSE:AER | 6-K[html] |
| Aeterna Zentaris Inc. | 1113423 | NASDAQ:AEZS | 6-K[html] |
| AgeneBio, Inc. | 1467758 | | D/A[html] |
| Agnone Anthony J Sr. | 1433560 | | 4[html] |
| Agrology Stock Corp | 1476411 | | 4[html] |
| Aleris Corp | 1518587 | | S-1/A[html] |
| Aleris International, Inc. | 1516386 | | S-4/A[html] |
| Aleris Ohio Management, Inc. | 1516387 | | S-4/A[html] |
| Aleris Recycling Bens Run, LLC | 1516265 | | S-4/A[html] |
| Aleris Recycling, Inc. | 1516267 | | S-4/A[html] |
| Aleris Rolled Products Sales Corp | 1516270 | | S-4/A[html] |
| Aleris Rolled Products, Inc. | 1516268 | | S-4/A[html] |
| Aleris Rolled Products, LLC | 1516269 | | S-4/A[html] |
| Aleris Specialty Products, Inc. | 1516271 | | S-4/A[html] |
| Aleris Specification Alloys, Inc. | 1516272 | | S-4/A[html] |
| Allen David J | 1393565 | | 4[html] |
| Allezoe Medical Holdings Inc | 1080602 | | 8-K/A[html] |
| Allianz Variable Insurance Products Fund of Funds Trust | 1301708 | | 485BPOS[html] |
| Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | 4[html] 8-K[html] |
| Allshouse Scott A | 1308324 | | 4[html] |
| Ally Master Owner Trust | 1499357 | | 8-K[html] |
| Ally Wholesale Enterprises LLC | 1492632 | | 8-K[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | SC 13D/A[html] |
| Alpha American Coal Company, LLC | 1310020 | | 424B2[html] |
| Alpha American Coal Holding, LLC | 1310022 | | 424B2[html] |
| Alpha Australia Services, LLC | 1516192 | | 424B2[html] |
| Alpha Australia, LLC | 1516163 | | 424B2[html] |
| Alpha Coal Resources Company, LLC | 1310028 | | 424B2[html] |
| Alpha Coal Sales Co., LLC | 1304023 | | 424B2[html] |
| Alpha Coal West, Inc. | 1310029 | | 424B2[html] |
| Alpha Energy Sales, LLC | 1310030 | | 424B2[html] |
| Alpha India, LLC | 1516236 | | 424B2[html] |
| Alpha Land & Reserves, LLC | 1304025 | | 424B2[html] |
| Alpha Midwest Holding Co | 1310031 | | 424B2[html] |
| Alpha Natural Resources International, LLC | 1516237 | | 424B2[html] |
| Alpha Natural Resources Services, LLC | 1304028 | | 424B2[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 424B2[html] |
| Alpha Natural Resources, LLC | 1304027 | | 424B2[html] |
| Alpha PA Coal Terminal, LLC | 1423037 | | 424B2[html] |
| Alpha Shipping & Chartering, LLC | 1304026 | | 424B2[html] |
| Alpha Sub Five, LLC | 1516238 | | 424B2[html] |
| Alpha Sub Four, LLC | 1516239 | | 424B2[html] |
| Alpha Sub One, LLC | 1516240 | | 424B2[html] |
| Alpha Sub Three, LLC | 1516218 | | 424B2[html] |
| Alpha Sub Two, LLC | 1516219 | | 424B2[html] |
| Alpha Terminal Company, LLC | 1304029 | | 424B2[html] |
| Alpha Wyoming Land CO, LLC | 1310033 | | 424B2[html] |
| Ambow Education Holding Ltd. | 1494558 | | 6-K[html] |
| Ameresco, Inc. | 1488139 | | 4[html] |
| America Capital Energy Corp | 1504893 | | 4[html] |
| American Realty Capital Trust, Inc. | 1410997 | | 8-K[html] |
| Anderson David W | 1304554 | | 4[html] |
| Anderson Greg P. | 1486919 | | 4[html] |
| Anglo Aluminum Corp. | 1521138 | | D[html] |
| Anheuser-Busch InBev S.A. | 1140467 | | 6-K[html] |
| Annec Green Refractories Corp | 1501162 | | 8-K[html] |
| Ansell Benjamin J MD | 1464574 | | 4[html] |
| Antal James | 1315696 | | 4[html] |
| Anthera Pharmaceuticals Inc | 1316175 | | 4[html] |
| Apax Europe VII-A, L.P. | 1470423 | | SC 13D/A[html] |
| Apple REIT Ten, Inc. | 1498864 | | 424B3[html] 424B3[html] POS AM[html] |
| Aquilex Holdings LLC | 1434838 | | 8-K[html] |
| Archipelago Learning, Inc. | 1470699 | | 8-K[html] |
| Argo Group International Holdings, Ltd. | 1091748 | NASDAQ:AGII | 4[html] |
| Ascent Media CORP | 1437106 | NASDAQ:ASCMA | 4[html] 4/A[html] |
| Asia Carbon Industries, Inc. | 1491479 | | 8-K[html] |
| Asia Entertainment & Resources Ltd. | 1417754 | | 6-K[html] |
| Aspire Behavioral Health of Conroe, LLC | 1466956 | | D[html] |
| Augdahl Mark Richard | 1520126 | | 3[html] |
| Augme Technologies, Inc. | 1137204 | | 8-K/A[html] |
| Aust Stephen C. | 1521005 | | SC 13D[html] |
| Austin Acquisitions, Inc | 1507858 | | 10-Q[html] |
| Axiom Excavating & Grading Services, LLC | 1487036 | | 424B2[html] |
| Axion Power International, Inc. | 1028153 | | 4[html] |
| Azar Richard Essa | 1521008 | | 3[html] 4[html] |
| Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | | D/A[html] |