| Company | CIK | Ticker Symbol | Document |
| D.E. SHAW SECURITIES, L.L.C. | 845368 | | FOCUSN[html] X-17A-5[html] |
| DANIEL ESLICK E | 1254175 | | 4[html] |
| DATA I/O CORP | 351998 | NASDAQ:DAIO | 4[html] 4[html] 4[html] 4[html] 4[html] |
| DATARAM CORP | 27093 | NASDAQ:DRAM | 8-K/A[html] |
| DAVEY TREE EXPERT CO | 277638 | | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DAVIDOFF ROBERT | 1163404 | | 4[html] |
| DAVIDSON SPENCER | 1215920 | | 4[html] |
| DAVIES GEOFF | 1120803 | | 4[html] |
| DAVIS C GEOFFREY | 1211702 | | 4[html] |
| DAVIS GORDON J | 1231192 | | 4[html] |
| DAVIS JENNIFER W | 1455732 | | 4[html] |
| DAVIS NEILL P | 1187695 | | 4[html] |
| DAVIS RICHARD K | 1185480 | | 4[html] |
| DAVIS WILLIAM W | 1209818 | | 4/A[html] |
| DAVITA INC | 927066 | NYSE:DVA | 4[html] |
| DAWSON MICHAEL R | 1227553 | | 4[html] |
| DAY ROBERT | 1160588 | | 4[html] |
| DDI CORP | 1104252 | NASDAQ:DDIC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DE Acquisition 10, Inc. | 1514372 | | 10-12G[html] |
| DE Acquisition 11, Inc. | 1514371 | | 10-12G[html] |
| DE Acquisition 12, Inc. | 1514370 | | 10-12G[html] |
| DE Acquisition 7, Inc. | 1514403 | | 10-12G[html] |
| DE Acquisition 8, Inc. | 1514404 | | 10-12G[html] |
| DE Acquisition 9, Inc. | 1514373 | | 10-12G[html] |
| DE GREEF RODERICK | 1241181 | | 4[html] |
| DECKERS OUTDOOR CORP | 910521 | NASDAQ:DECK | 8-K[html] |
| DEERFIELD CAPITAL LP | 1010823 | | 4[html] |
| DEERFIELD MANAGEMENT CO /NY | 1009258 | | 4[html] |
| DEERFIELD PRIVATE DESIGN FUND L P | 1397526 | | 4[html] |
| DEL GIUDICE MICHAEL J | 1108889 | | 4[html] |
| DEL MONTE CORP | 1259045 | | 8-K[html] |
| DELAWARE INVESTMENTS GLOBAL DIVIDEND & INCOME FUND, INC | 916713 | NYSE:DGF | 425[html] SC TO-C[html] |
| DELTA AIR LINES INC /DE/ | 27904 | | 8-K[html] |
| DEMILIO MARK S | 1244715 | | 4[html] |
| DENBY PAUL J | 1136829 | | 4[html] |
| DENICOLA T KEVIN | 1220732 | | 4[html] |
| DENNY BENJAMIN L | 1502338 | | 4[html] |
| DEPIANO RICHARD J | 1260475 | | 4[html] |
| DESOTO PETER | 1227070 | | 4[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] |
| DEWMAR INTERNATIONAL BMC, INC. | 1474459 | | 8-K/A[html] POS AM[html] |
| DEYONKER ALEX J | 1119389 | | 4[html] |
| DEYOUNG MARK W | 1188447 | | 4[html] |
| DIAMOND OFFSHORE DRILLING INC | 949039 | NYSE:DO | 8-K[html] |
| DIAMOND STUART | 1259438 | | 4[html] |
| DIME COMMUNITY BANCSHARES INC | 1005409 | NASDAQ:DCOM | 8-K[html] |
| DISH Network CORP | 1001082 | NASDAQ:DISH | 4[html] |
| DIVERSIFIED GLOBAL HOLDINGS GROUP INC. | 1451775 | | SC 13D[html] SC 13D/A[html] |
| DIXIE RICE AGRICULTURE CORP INC | 1074787 | | 4[html] |
| DLJV 2011-2 | 1521241 | | D[html] |
| DODSON J MICHAEL | 1231559 | | 4[html] |
| DOLINSKI RICHARD J | 1232518 | | 4[html] |
| DOLLAR TREE INC | 935703 | NASDAQ:DLTR | 10-Q[html] 8-K[html] |
| DOMBKOWSKI ASHLEY L | 1270774 | | 3[html] |
| DOMENIK STEPHEN L | 1189256 | | 4[html] |
| DONEGAL GROUP INC | 800457 | NASDAQ:DGICA NASDAQ:DGICB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DONEGAL MUTUAL INSURANCE CO | 935596 | | 4[html] |
| DONNAN JOHN MALCOLM | 1311544 | | 4[html] |
| DORCHESTER MINERALS LP | 1172358 | | 8-K[html] |
| DORFLINGER PETER G | 1045031 | | 4[html] |
| DORNY D MATTHEW | 1231132 | | 4[html] |
| DOUGHERTY ROBERT A | 1237778 | | 4[html] |
| DOUGLASS GARY W | 1018094 | | 4[html] |
| DOW STEPHEN M | 1033501 | | 4[html] |
| DRACHMAN BRUD E | 1235794 | | 4[html] |
| DREW INDUSTRIES INC | 763744 | NYSE:DW | 8-K[html] |
| DREYFUS BASIC US MORTGAGE SECURITIES FUND | 811789 | | 485BPOS[html] |
| DREYFUS NEW JERSEY MUNICIPAL BOND FUND INC | 828475 | | 485BPOS[html] |
| DREYFUS ONE HUNDRED PERCENT US TREASURY MONEY MARKET FUND | 779128 | | 485BPOS[html] |
| DREYFUS PREMIER INVESTMENT FUNDS INC | 881773 | | 485BPOS[html] |
| DREYFUS US TREASURY INTERMEDIATE TERM FUND | 779131 | | 485BPOS[html] 485BPOS[html] |
| DREYFUS US TREASURY LONG TERM FUND | 779129 | | 485BPOS[html] 485BPOS[html] |
| DRIEHAUS MUTUAL FUNDS | 1016073 | | 485BPOS[html] |
| DRUCE J DIX | 1174542 | | 4[html] |
| DRY SYSTEMS TECHNOLOGIES, INC. | 1310027 | | 424B2[html] |
| DTE ENERGY CO | 936340 | NYSE:DTE NYSE:DTE^A NYSE:DTE^C | 4[html] 424B5[html] FWP[html] |
| DUCEY MICHAEL E | 1272987 | | 4[html] |
| DUGGAN ROBERT W | 1055919 | | 4[html] |
| DUNCAN DOUGLAS G | 1239004 | | 4[html] |
| DUNHAM DUANE | 1202198 | | 4[html] |
| DUNKLEBARGER EDDIE L | 1224262 | | 4[html] |
| DUPONT FABROS TECHNOLOGY, INC. | 1407739 | NYSE:DFT | 4[html] |
| DWS VARIABLE SERIES II | 810573 | | 497K[html] |
| DYNAVAX TECHNOLOGIES CORP | 1029142 | NASDAQ:DVAX | 8-K[html] |
| Davies Karen | 1486684 | | 4[html] |
| Davis Eric Martin | 1459561 | | 4[html] |
| Davis Kenneth P. | 1504629 | | 4[html] |
| De Lange Ronald J | 1334106 | | 144[html] |
| Deep Down, Inc. | 1110607 | | 8-K[html] |
| Deerfield Private Design International, L.P. | 1407589 | | 4[html] |
| Deerfield Special Situations Fund International LTD | 1354397 | | 4[html] |
| Deerfield Special Situations Fund, L.P. | 1354395 | | 4[html] |
| Delaware Enhanced Global Dividend & Income Fund | 1396167 | | 425[html] |
| Delta Mine Holding CO | 1310003 | | 424B2[html] |
| DemandTec, Inc. | 1400400 | NASDAQ:DMAN | 8-K/A[html] |
| Derba Laura A | 1455737 | | 4[html] |
| Derksen Henk | 1480409 | | 4[html] |
| Derrington Keith A | 1496421 | | 4[html] |
| Design Lab 3D | 1521211 | | D[html] |
| DiBattiste Carol A | 1324957 | | 4[html] |
| DiamondRock Hospitality Co | 1298946 | NYSE:DRH | 8-K[html] |
| Dickenson-Russell Coal Company, LLC | 1304035 | | 424B2[html] |
| Dickenson-Russell Land & Reserves, LLC | 1487028 | | 424B2[html] |
| Dickinson Paul M | 1360476 | | 4[html] |
| Digital Realty Trust, Inc. | 1297996 | NYSE:DLR NYSE:DLR^A NYSE:DLR^B | 4[html] |
| Discovery Communications, Inc. | 1437107 | NASDAQ:DISCA NASDAQ:DISCB NASDAQ:DISCK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Dixie Foods International, Inc | 1497074 | | 424B3[html] |
| Doherty Catherine T. | 1520897 | | 3[html] |
| Dolan Co. | 1396838 | NYSE:DM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Dolan James P | 1301524 | | 4[html] |
| Dolan Terrence J. | 1482989 | | 4[html] |
| Dolby Laboratories, Inc. | 1308547 | | 4[html] |
| Dolby Ray | 1316194 | | 4[html] |
| Donovan Shawn M | 1464888 | | 4[html] |
| Dorchak Glenda | 1468620 | | 4[html] 4/A[html] |
| Dorman Products, Inc. | 868780 | NASDAQ:DORM | 4[html] 4[html] 8-K[html] |
| Dotter Laurie L. | 1490732 | | 4[html] |
| Double Eagle Holdings, Ltd. | 842722 | | D[html] |
| Douglas Emmett Inc | 1364250 | NYSE:DEI | 4[html] |
| Doyle Michael C | 1517483 | | 4[html] |
| Drapkin Matthew A | 1458693 | | 4[html] |
| DryShips Inc. | 1308858 | NASDAQ:DRYS | 6-K[html] |
| Duke Energy Carolinas, LLC | 30371 | | 8-K[html] |
| Duncomb Vicki | 1405676 | | 4[html] |
| Dwyer William E III | 1405121 | | 4[html] |