| Company | CIK | Ticker Symbol | Document |
| ABAKAN, INC | 1400000 | | 3[html] |
| AGIC Convertible & Income Fund | 1214935 | | 3[html] |
| AGIC Convertible & Income Fund II | 1227857 | | 3[html] |
| AGIC Equity & Convertible Income Fund | 1383441 | NYSE:NIE | 3[html] |
| AGIC Global Equity & Convertible Income Fund | 1398481 | | 3[html] |
| AGIC International & Premium Strategy Fund | 1319332 | | 3[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 3[html] |
| APOGEE ENTERPRISES, INC. | 6845 | NASDAQ:APOG | 3[html] |
| AUERBACH ALAN H | 1358285 | | 3[html] |
| Augdahl Mark Richard | 1520126 | | 3[html] |
| Azar Richard Essa | 1521008 | | 3[html] |
| BOTETOURT BANKSHARES INC | 1172229 | | 3[html] |
| BRIDGE BANCORP INC | 846617 | NASDAQ:BDGE | 3[html] |
| BRIGHTPOINT INC | 918946 | NASDAQ:CELL | 3[html] 3[html] |
| BROADCAST INTERNATIONAL INC | 740726 | | 3[html] |
| Barnett John R | 1521165 | | 3[html] |
| Becker Larry H. | 1521270 | | 3[html] |
| Beneficial Mutual Bancorp Inc | 1378020 | NASDAQ:BNCL | 3[html] |
| Berkstresser Robert J | 1521253 | | 3[html] |
| Blatch Nicola | 1521249 | | 3[html] |
| Bosco Paula | 1515168 | | 3[html] 3[html] |
| Braun Doug | 1520103 | | 3[html] |
| Britti John V. | 1520971 | | 3[html] |
| CAMBIUM LEARNING GROUP, INC. | 1466815 | | 3[html] |
| CAROLINA BANK HOLDINGS INC | 1127160 | NASDAQ:CLBH | 3[html] |
| CECO ENVIRONMENTAL CORP | 3197 | NASDAQ:CECE | 3[html] |
| CENTRAL FEDERAL CORP | 1070680 | NASDAQ:CFBK | 3[html] |
| CENTURY NEXT FINANCIAL Corp | 1493006 | | 3[html] |
| CHEMUNG FINANCIAL CORP | 763563 | | 3[html] 3[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 3[html] |
| COCA COLA BOTTLING CO CONSOLIDATED /DE/ | 317540 | | 3[html] |
| COMVERSE TECHNOLOGY INC/NY/ | 803014 | | 3[html] |
| CRAWFORD KENNETH W | 1193693 | | 3[html] |
| CUNNINGHAM J DAWSON | 1252691 | | 3[html] |
| DAVEY TREE EXPERT CO | 277638 | | 3[html] |
| DOMBKOWSKI ASHLEY L | 1270774 | | 3[html] |
| Doherty Catherine T. | 1520897 | | 3[html] |
| ESSEX PROPERTY TRUST INC | 920522 | NYSE:ESS | 3[html] |
| FBL FINANCIAL GROUP INC | 1012771 | NYSE:FFG | 3[html] |
| FIRST ACCEPTANCE CORP /DE/ | 1017907 | | 3[html] |
| FIRST NATIONAL CORP /VA/ | 719402 | | 3[html] |
| FLEMING JONATHAN | 1262294 | | 3[html] |
| Fitzwater Timothy R | 1521237 | | 3[html] |
| FriendFinder Networks Inc. | 1451951 | | 3[html] 3[html] 3[html] |
| GALAKATOS NICHOLAS | 1252522 | | 3[html] |
| Getridge Carolyn | 1517103 | | 3[html] |
| Gould James E. | 1521236 | | 3[html] |
| Graves Kurt | 1406337 | | 3[html] |
| Greene William | 1356761 | | 3[html] |
| HAMWEE ROBERT | 1260098 | | 3[html] 3[html] |
| HARVARD SCOTT C | 1181564 | | 3[html] |
| HENNER DENNIS | 1249153 | | 3[html] |
| Hamermesh Joshua | 1388396 | | 3[html] |
| Hattersley Gary | 1521111 | | 3[html] |
| Hopkins David L. | 1521028 | | 3[html] |
| Hurley Alfred F Jr | 1515171 | | 3[html] 3[html] |
| IDENTIVE GROUP, INC. | 1036044 | NASDAQ:SCMM | 3[html] |
| INFINITY PHARMACEUTICALS, INC. | 1113148 | NASDAQ:INFI | 3[html] |
| KAILIAN VAUGHN M | 1180429 | | 3[html] |
| KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 1500096 | | 3[html] |
| KLINSKY STEVEN B | 1018327 | | 3[html] 3[html] |
| Kitchen John Edward | 1521011 | | 3[html] |
| Kline John | 1515172 | | 3[html] 3[html] |
| Koster Barbara | 1520806 | | 3[html] |
| LEDGER STEVEN A | 1090206 | | 3[html] |
| Libin Philip | 1521135 | | 3[html] |
| MARSH & MCLENNAN COMPANIES, INC. | 62709 | NYSE:MMC | 3[html] 3[html] |
| MILLS STEVEN A | 1180459 | | 3[html] |
| MPM ASSET MANAGEMENT INVESTORS 2003 BVIII LLC | 1249141 | | 3[html] |
| MPM BIOVENTURES III GMBH & CO. Beteiligungs KG | 1249133 | | 3[html] |
| MPM BIOVENTURES III GP L.P. | 1249143 | | 3[html] |
| MPM BIOVENTURES III L.P. | 1173408 | | 3[html] |
| MPM BIOVENTURES III LLC | 1249147 | | 3[html] |
| MPM BIOVENTURES III PARALLEL FUND, L.P. | 1249063 | | 3[html] |
| MPM BIOVENTURES III-QP L.P. | 1173409 | | 3[html] |
| MPM Bio IV NVS Strategic Fund LP | 1423213 | | 3[html] |
| MPM BioVentures IV GP LLC | 1358311 | | 3[html] |
| MPM BioVentures IV LLC | 1358312 | | 3[html] |
| Mapstead Lars | 1521134 | | 3[html] |
| Mapstead Marin | 1521133 | | 3[html] |
| Mapstead Trust | 1521132 | | 3[html] |
| Marom Amos | 1521252 | | 3[html] |
| Muenchbach Martin | 1380842 | | 3[html] |
| NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND | 1260563 | NYSE:NFJ | 3[html] |
| NOVINT TECHNOLOGIES INC | 1282980 | | 3[html] |
| New Mountain Capital, L.L.C. | 1407718 | | 3[html] 3[html] |
| New Mountain Finance AIV Holdings Corp | 1515173 | | 3[html] 3[html] |
| New Mountain Finance Corp | 1496099 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| New Mountain Finance Holdings, L.L.C. | 1491925 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| New Mountain Guardian AIV, L.P. | 1515174 | | 3[html] 3[html] |
| New Mountain Guardian Advisors, L.L.C. | 1516498 | | 3[html] 3[html] |
| New Mountain Guardian GP, LLC | 1516015 | | 3[html] 3[html] |
| New Mountain Guardian Partners, L.P. | 1460609 | | 3[html] 3[html] |
| New Mountain Investments III, LLC | 1515175 | | 3[html] 3[html] |
| O'Dea Louis | 1521114 | | 3[html] |
| OCWEN FINANCIAL CORP | 873860 | NYSE:OCN | 3[html] |
| ONEAL DAN E III | 1521251 | | 3[html] |
| Ogens David | 1515169 | | 3[html] 3[html] |
| Orsini James Lawrence | 1519882 | | 3[html] |
| PARAMETRIC TECHNOLOGY CORP | 857005 | NASDAQ:PMTC | 3[html] |
| PARKWAY PROPERTIES INC | 729237 | NYSE:PKY NYSE:PKY^D | 3[html] |
| PEETZ DWAINE J JR | 1520491 | | 3[html] |
| PHOTOTRON HOLDINGS, INC. | 1161582 | | 3[html] |
| PRUDENTIAL FINANCIAL INC | 1137774 | | 3[html] |
| Pichler Karl | 1521244 | | 3[html] |
| Pollack Jonathan | 1403564 | | 3[html] |
| Pratt Henry F III | 1520994 | | 3[html] |
| QUEST DIAGNOSTICS INC | 1022079 | NYSE:DGX | 3[html] |
| RACKSPACE HOSTING, INC. | 1107694 | NYSE:RAX | 3[html] 3[html] |
| Radius Health, Inc. | 1428522 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Richardson Jan K | 1521108 | | 3[html] |
| Rosenzweig Benjamin L | 1520557 | | 3[html] |
| SARNIAK III THEODORE | 1520922 | | 3[html] |
| SIMON NICHOLAS J III | 1221595 | | 3[html] |
| SINGLE TOUCH SYSTEMS INC | 1157817 | | 3[html] |
| SMF ENERGY CORP | 1024452 | NASDAQ:FUEL | 3[html] |
| SMITH MICHAEL L | 1194201 | | 3[html] |
| STARTEK INC | 1031029 | NYSE:SRT | 3[html] 3[html] |
| STEINMETZ MICHAEL | 1166285 | | 3[html] |
| Schreiber Mary Ann | 1521026 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Scopa James Paul | 1356950 | | 3[html] |
| Sears Janice L. | 1521276 | | 3[html] |
| Sheft Robert | 1372294 | | 3[html] |
| Simson Thomas | 1520468 | | 3[html] |
| Sneeringer Eugene M. Jr | 1521271 | | 3[html] |
| St Peter Steven | 1352447 | | 3[html] |
| Stone James | 1515176 | | 3[html] 3[html] |
| Stoner Elizabeth | 1415739 | | 3[html] |
| UNITED BANCORP INC /MI/ | 775345 | | 3[html] |
| Value Assets International, S.A. | 1521009 | | 3[html] |
| Value Holdings Capital S.A. | 1520053 | | 3[html] |
| Vander Vort John | 1379218 | | 3[html] |
| VanderWal Scott | 1521158 | | 3[html] |
| WERNER ENTERPRISES INC | 793074 | NASDAQ:WERN | 3[html] |
| WHEELER KURT | 1252525 | | 3[html] |
| Ward Thomas | 1520900 | | 3[html] |
| Weinstein Adam | 1515170 | | 3[html] 3[html] |
| Wolfgruber Kurt | 1404514 | | 3[html] 3[html] |
| Woodward Peter H | 1369119 | | 3[html] |
| Yates Lloyd M | 1311411 | | 3[html] |
| ZAMBONINI RENATO | 1247415 | | 3[html] |