| Company | CIK | Ticker Symbol | Document |
|---|---|---|---|
| ALPS DISTRIBUTORS INC | 1141051 | 40-APP/A[html] | |
| ALTEGRIS ADVISORS, L.L.C. | 1506208 | 40-APP/A[html] | |
| Northern Lights Fund Trust | 1314414 | 40-APP/A[html] | |
| Russell Exchange Traded Funds Trust | 1469030 | 40-APP/A[html] | |
| Russell Investment Management Co | 1415227 | 40-APP/A[html] |