| Company | CIK | Ticker Symbol | Document |
| A&E Home Delivery, LLC | 1488834 | | S-4/A[html] |
| A&E Lawn & Garden, LLC | 1488835 | | S-4/A[html] |
| A&E Signature Service, LLC | 1488836 | | S-4/A[html] |
| A123 SYSTEMS, INC. | 1167178 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AARON'S INC | 706688 | NYSE:RNT NYSE:RNT/A | 8-K[html] |
| ABELL JOSEPH M | 1182282 | | 4[html] |
| ABELOW BRADLEY I | 1086613 | | 4[html] |
| ACCELRYS, INC. | 1002388 | NASDAQ:ACCL | 8-K[html] |
| ACCESS BIO INC | 1195790 | | D[html] |
| ACCURIDE CORP | 817979 | | 4[html] |
| ACETO CORP | 2034 | NASDAQ:ACET | 4[html] |
| ACKMAN WILLIAM A | 1056513 | | 4[html] |
| ACTIVE NETWORK INC | 1163932 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] CERTNYS[html] |
| ACTUANT CORP | 6955 | NYSE:ATU | 8-K[html] |
| ADA-ES INC | 1223112 | NASDAQ:ADES | 8-K[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] |
| ADVANCE CAPITAL I INC | 813470 | | N-Q[html] |
| ADVANCED ENERGY INDUSTRIES INC | 927003 | NASDAQ:AEIS | 4[html] |
| ADVANCED MICRO DEVICES INC | 2488 | NYSE:AMD | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADVANT E CORP | 925043 | | 8-K[html] |
| ADVISORS DISCIPLINED TRUST 459 | 1472904 | | S-6/A[html] |
| ADVISORS DISCIPLINED TRUST 496 | 1479408 | | S-6/A[html] |
| ADVISORS DISCIPLINED TRUST 706 | 1511593 | | 487[html] |
| ADVISORS DISCIPLINED TRUST 739 | 1515238 | | S-6[html] |
| ADVISORS DISCIPLINED TRUST 741 | 1519561 | | S-6[html] |
| AEOLUS PHARMACEUTICALS, INC. | 1261734 | | 4[html] |
| AEROSONIC CORP /DE/ | 109471 | | 4[html] 4[html] 4[html] |
| AETNA INC /PA/ | 1122304 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AGCO CORP /DE | 880266 | | 4/A[html] |
| AGENUS INC | 1098972 | | 8-K[html] |
| AGER GEORGE M JR | 1403485 | | 4[html] |
| AGIN JOERG | 1246340 | | 4[html] |
| AGL SEPARATE ACCOUNT VA-1 | 1017656 | | 497[html] |
| AGL SEPARATE ACCOUNT VA-2 | 38748 | | 497[html] |
| AGL SEPARATE ACCOUNT VUL | 847539 | | 497[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | 24F-2NT[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | 24F-2NT[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 4[html] |
| AIVTECH INTERNATIONAL GROUP CO. | 1471302 | | 3[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AKKARAJU SRINIVAS | 1253170 | | 4[html] |
| AL MUHAIRI AL MOKARRAB WALEED | 1457706 | | 4[html] |
| ALABAMA POWER CO | 3153 | NYSE:ABA NYSE:ALF NYSE:ALM NYSE:ALP^N NYSE:ALP^O NYSE:ALP^P NYSE:ALQ NYSE:ALZ | 8-K[html] |
| ALBERTA STAR DEVELOPMENT CORP | 1142462 | | 20-F/A[html] |
| ALBION FINANCIAL GROUP /UT | 1054677 | | 13F-HR[html] |
| ALCANTARA LLC | 1269225 | | 4[html] 4[html] |
| ALFund Excelsior 3 LLC | 1521472 | | D[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] DEFA14A[html] |
| ALLIANCE DATA SYSTEMS CORP | 1101215 | NYSE:ADS | 8-K[html] |
| ALLIANCEBERNSTEIN CORPORATE SHARES | 1274676 | | 485BPOS[html] |
| ALLIANZ FUNDS | 867297 | | N-Q[html] |
| ALLIED HEALTHCARE PRODUCTS INC | 874710 | NASDAQ:AHPI | 4[html] |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | 1124804 | NASDAQ:MDRX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALPHABET PARTNERS LP | 1413936 | | D/A[html] |
| ALTEGRIS WINTON FUTURES FUND LP | 1198415 | | 10-Q[html] |
| ALTSCHUL ARTHUR G JR | 1173479 | | 4[html] |
| AMARIN CORP PLC\UK | 897448 | | 424B3[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | PX14A6G[html] PX14A6G[html] PX14A6G[html] PX14A6G[html] |
| AMERCO /NV/ | 4457 | | 424B2[html] |
| AMERICA MOVIL SAB DE CV/ | 1129137 | | EFFECT[html] |
| AMERICAN CAPITAL, LTD | 817473 | NASDAQ:ACAS | 4[html] |
| AMERICAN CRYSTAL SUGAR CO /MN/ | 4828 | | 8-K[html] |
| AMERICAN DG ENERGY INC | 1378706 | | 4[html] 8-K[html] |
| AMERICAN EXPRESS CO | 4962 | NYSE:AXP | 3[html] |
| AMERICAN FINANCIAL GROUP INC | 1042046 | NYSE:AFE NYSE:AFG NYSE:GFW NYSE:GFZ | 4[html] 4[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 8-K[html] |
| AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC | 1474464 | | 8-K[html] |
| AMERICAN SPECTRUM REALTY INC | 1121783 | AMEX:AQQ | 10-Q/A[html] 10-Q/A[html] 8-K[html] |
| AMERICAN SUPERCONDUCTOR CORP /DE/ | 880807 | | 4[html] 8-K[html] |
| AMERICAN TRANSINSURANCE GROUP INC | 1075361 | | S-4/A[html] |
| AMERISTOCK MUTUAL FUND INC | 1000207 | | N-Q[html] |
| AMSCAN HOLDINGS INC | 1024729 | | 10-Q/A[html] |
| ANALOG DEVICES INC | 6281 | NYSE:ADI | 4[html] 4[html] 4[html] |
| ANALYSTS INTERNATIONAL CORP | 6292 | NASDAQ:ANLY | 8-K[html] 8-K[html] |
| ANAYA STEVEN C | 1270158 | | 4[html] |
| ANCORA TRUST | 1260667 | | 485BPOS[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] |
| AON CORP | 315293 | NYSE:AOC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 424B5[html] 8-K[html] FWP[html] |
| APACHE CORP | 6769 | NYSE:APA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| API Technologies Corp. | 1081078 | | S-3/A[html] |
| APPLIED MATERIALS INC /DE | 6951 | | 8-K[html] |
| AQR GLOBAL STOCK SELECTION HV OFFSHORE FUND LTD | 1403664 | | D/A[html] |
| AQR OFFSHORE MULTI-STRATEGY FUND LTD | 1392336 | | D/A[html] |
| AQR RC SMALL CAP CORE FUND LP | 1413963 | | D/A[html] |
| ARABIAN AMERICAN DEVELOPMENT CO | 7039 | NASDAQ:ARSD | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ARBITRON INC | 109758 | NYSE:ARB | 4[html] |
| ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | 4[html] 4[html] 4[html] 8-K[html] |
| ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] |
| ARENDS MICHAEL A | 1282317 | | 4/A[html] |
| ARMSTRONG GERALD S | 1091322 | | 4[html] |
| ARNOLD ROBERT H | 1267222 | | 4[html] |
| ARTESIAN RESOURCES CORP | 863110 | NASDAQ:ARTNA | 424B2[html] EFFECT[html] |
| ARTHROCARE CORP | 1005010 | | 8-K[html] |
| ARTUSI DANIEL A | 1197847 | | 4[html] |
| ASELAGE STEVE | 1221599 | | 4[html] |
| ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | S-8[html] |
| ASPA Gold Corp | 1330023 | | 8-K/A[html] |
| ASSET ACCEPTANCE CAPITAL CORP | 1264707 | NASDAQ:AACC | 4[html] |
| ASSISTED LIVING CONCEPTS INC | 929994 | NYSE:ALC | 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | CT ORDER[html] |
| ATHEROS COMMUNICATIONS INC | 1140486 | NASDAQ:ATHR | 25-NSE[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
| ATLANTIC POWER CORP | 1419242 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ATLAS AIR WORLDWIDE HOLDINGS INC | 1135185 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AUGUSTINE JOHN J | 1403489 | | 4[html] |
| AULD-SUSOTT EVAN | 1392601 | | 4[html] |
| AUTODESK INC | 769397 | NASDAQ:ADSK | 4[html] |
| AUTOLIV INC | 1034670 | NYSE:ALV NYSE:ALV^Z | 8-K[html] |
| AUTOZONE INC | 866787 | NYSE:AZO | 8-K[html] |
| AVATAR HOLDINGS INC | 39677 | NASDAQ:AVTR | 4[html] |
| AVIS BUDGET GROUP, INC. | 723612 | NYSE:CAR | 8-K[html] |
| AWARE INC /MA/ | 1015739 | | 4[html] 4[html] 8-K[html] |
| AYERS EXPLORATION INC. | 1438660 | | 10-Q[html] |
| AYLESWORTH WILLIAM A | 1190231 | | 4[html] |
| AZZ INC | 8947 | NYSE:AZZ | 8-K[html] |
| Aanensen Theodore J | 1305544 | | 4[html] |
| Abdalla Zein | 1478037 | | 4[html] |
| Acadia Healthcare Company, Inc. | 1520697 | | 425[html] |
| Accel IX Associates L.L.C. | 1376777 | | 13F-HR[html] |
| Accredited Members Holding Corp | 1388132 | | D[html] |
| Addington Hills Ltd. | 1486320 | | 4[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 4[html] |
| Advanced BioEnergy, LLC | 1325740 | | 8-K[html] |
| AerCap Holdings N.V. | 1378789 | NYSE:AER | 4[html] 4[html] |
| AfterCad Software Inc. | 1521464 | | D[html] |
| Agnew Robert F | 1299258 | | 4[html] |
| Aguiar Michael W | 1318005 | | 4[html] |
| Ahrens Brenton Karl | 1322927 | | 3[html] |
| Alberga David | 1515117 | | 3[html] |
| Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | 4[html] |
| AmREIT, Inc. | 1397807 | | 8-K[html] |
| Ameresco, Inc. | 1488139 | | 4[html] 4[html] |
| America's Suppliers, Inc. | 1002390 | | 5/A[html] |
| American Assets Trust, Inc. | 1500217 | | 4[html] |
| American Realty Funds Corp | 1496868 | | 424B3[html] 424B3[html] |
| Amtrust Financial Services, Inc. | 1365555 | NASDAQ:AFSI | 4[html] 4[html] 4[html] 8-K[html] |
| Anacor Pharmaceuticals Inc | 1411158 | | 4[html] |
| Andalusian Capital Partners, LP | 1463698 | | SC 13D[html] |
| Andrew B. Conru Trust Agreement | 1520488 | | SC 13D[html] |
| Angelo Michael F | 1404851 | | 4[html] |
| Anka Marton B | 1466998 | | 4[html] |
| ArcelorMittal | 1243429 | NYSE:MT | 6-K[html] |
| Arkin Moshe | 1321178 | | 4[html] |
| Arnott Andrew | 1318445 | | 3[html] |
| Asher Anthony J | 1434851 | | 4[html] |
| Attenex Corp | 1328553 | | 424B3[html] |
| Austin Acquisitions, Inc | 1507858 | | 8-K[html] |
| Avago Technologies LTD | 1441634 | | 8-K[html] |
| Avantair, Inc | 1303849 | | 8-K[html] |
| Axion Power International, Inc. | 1028153 | | 4[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] 4[html] |