| Company | CIK | Ticker Symbol | Document |
| S Y BANCORP INC | 835324 | NASDAQ:SYBT NASDAQ:SYBTP | 4[html] |
| SAKS DAVID | 1464765 | | 4[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SALOVAARA KRISTIAN ROBERT | 1373822 | | 4[html] |
| SALTON RUSSELL A III | 1230750 | | 5[html] |
| SANDELL ASSET MANAGEMENT CORP | 1140474 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| SANDERFORD ROBIN | 1182846 | | 4[html] |
| SANDERS GEORGE/ | 1197636 | | 4[html] |
| SANDERSON FARMS INC | 812128 | NASDAQ:SAFM | 10-Q[html] |
| SANDRIDGE ENERGY INC | 1349436 | NYSE:SD | 4[html] |
| SANFILIPPO JOHN B & SON INC | 880117 | | 4[html] 4[html] |
| SANMINA-SCI CORP | 897723 | NASDAQ:SANM | 10-K/A[html] |
| SANTONA GLORIA | 1179714 | | 4[html] |
| SARATOGA ADVANTAGE TRUST | 924628 | | N-14[html] |
| SAUER JON W | 1242236 | | 4[html] |
| SAUNDERS PETER A A | 1060868 | | 4[html] |
| SAVVIS, Inc. | 1058444 | NASDAQ:SVVS | 4[html] 4[html] 4[html] 425[html] 425[html] |
| SAXE JON S | 1114914 | | 4[html] |
| SAYLOR MICHAEL J | 1079782 | | 4[html] 4[html] |
| SCANLON JOHN G | 1385527 | | 4[html] |
| SCBT FINANCIAL CORP | 764038 | NASDAQ:SCBT | 8-K[html] |
| SCHATZ DOUGLAS S | 1007705 | | 4[html] |
| SCHIAVONE SALVATORE | 1236461 | | 3[html] |
| SCHLACHTER HARRY | 1403787 | | 4[html] |
| SCHMIDT ERIC E | 1242463 | | 4[html] |
| SCHMITT ANDREW B | 1232201 | | 4[html] |
| SCHROEDER PAUL J JR | 1180001 | | 4[html] |
| SCHULMEISTER CURT T | 1403492 | | 4[html] |
| SCHUMACHER ROBERT L | 1199122 | | 4[html] |
| SCHWAB INVESTMENTS | 869365 | | NSAR-A/A[html] |
| SCHWARZ HERMAN MARK | 1465134 | | 4[html] |
| SCHWARZ MARK E | 1208889 | | 4[html] |
| SCHWENCK PRICE W | 1091441 | | 4[html] |
| SCICLONE PHARMACEUTICALS INC | 880771 | NASDAQ:SCLN | 4[html] 4[html] 4[html] |
| SCIENTIFIC LEARNING CORP | 1042173 | NASDAQ:SCIL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SCOTT GLORIA R | 1189983 | | 4/A[html] |
| SCOTTS LIQUID GOLD INC | 88000 | | 8-K[html] |
| SCUDDER MICHAEL L | 1199246 | | 4[html] 4/A[html] |
| SCULLEY ANDREW GEORGE JR | 1436271 | | 4[html] |
| SEARS HOLDINGS CORP | 1310067 | NASDAQ:SHLD | S-4/A[html] |
| SEARS ROEBUCK & CO | 319256 | | S-4/A[html] |
| SEARS ROEBUCK ACCEPTANCE CORP | 88255 | | S-4/A[html] |
| SEATTLE GENETICS INC /WA | 1060736 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SECOND CURVE CAPITAL LLC | 1136704 | | 4[html] |
| SEGEL SETH R | 1244412 | | 4[html] |
| SEIF MARGARET K | 1206591 | | 4[html] |
| SEKSAY EDWARD H | 1207220 | | 4[html] |
| SELZER MICHAEL M | 1196450 | | 4[html] |
| SEMPRA ENERGY | 1032208 | NYSE:SRE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SEMTECH CORP | 88941 | NASDAQ:SMTC | ARS[html] |
| SHARPS COMPLIANCE CORP | 898770 | | 3[html] 8-K[html] |
| SHAW COMMUNICATIONS INC | 932872 | NYSE:SJR | 6-K[html] |
| SHEA CONSTANCE C | 1242228 | | 4[html] |
| SHEAHAN DENIS K | 1207221 | | 4[html] |
| SHEARES BRADLEY T | 1181183 | | 4[html] |
| SHELDON CRAIG A | 1244419 | | 4[html] |
| SHEPARD GREGORY M | 1065833 | | 4[html] SC 13D/A[html] |
| SHIH WILLY C | 1191547 | | 4[html] |
| SHIMA RICHARD J | 1230752 | | 5[html] |
| SHINNECOCK FUTURES FUND LP | 1144377 | | D/A[html] |
| SHOTT MICHAEL R | 1519437 | | 4[html] |
| SHOULAK JUDITH A | 1268907 | | 4[html] |
| SILGAN HOLDINGS INC | 849869 | NASDAQ:SLGN | 4[html] |
| SIMANDL ROBERT H | 1231699 | | 4[html] |
| SIMMONS FIRST NATIONAL CORP | 90498 | NASDAQ:SFNC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| SIMMONS HAROLD C | 1037854 | | 4[html] |
| SIMON NICHOLAS X | 1193303 | | 4[html] |
| SIMON SHARI | 1504159 | | 4[html] |
| SINGAPORE FUND INC/MD/ | 864415 | | 40-17F2[html] |
| SINOCOKING COAL & COKE CHEMICAL INDUSTRIES, INC. | 1099290 | AMEX:AAC | 8-K[html] |
| SINOHUB, INC. | 1406574 | | 10-K/A[html] |
| SKY DIGITAL STORES CORP. | 1375483 | | SC 13D[html] SC 13D[html] |
| SKYSTAR BIO-PHARMACEUTICAL CO | 1076939 | | 8-K[html] |
| SLATER A JOSEPH JR | 1238316 | | 4[html] |
| SLM CORP | 1032033 | NYSE:ISM NYSE:JSM NYSE:OSM NYSE:SLM NYSE:SLM^A NYSE:SLM^B | 8-K[html] |
| SLM FUNDING LLC | 949114 | | 424B5[html] FWP[html] |
| SLM Student Loan Trust 2011-2 | 1510873 | | 424B5[html] FWP[html] |
| SMITH GARY B | 1032553 | | 4[html] |
| SMITH MICHELLE L | 1175538 | | 4[html] |
| SMITH NICHOLAS R | 1265617 | | 4[html] |
| SMITH ROLAND | 1036513 | | 4[html] |
| SMTC CORP | 1108320 | NASDAQ:SMTX | 4[html] |
| SNELL MARK A | 1301094 | | 4[html] |
| SNYDER'S-LANCE, INC. | 57528 | NASDAQ:LNCE | 4[html] |
| SOCKET MOBILE, INC. | 944075 | NASDAQ:SCKT | 4[html] |
| SOE Inc. | 1488939 | | S-4/A[html] |
| SOLAR ENERTECH CORP | 1307873 | | 3[html] |
| SOLARFLARE COMMUNICATIONS INC | 1138621 | | D[html] |
| SOLAZYME INC | 1311230 | | 8-A12B[html] CERTNAS[html] |
| SONDE RESOURCES CORP. | 1177470 | AMEX:SNG | 6-K[html] |
| SOOK PERRY A | 1250261 | | 4[html] |
| SOPHROSYNE TECHNOLOGY PARTNERS LTD | 1369500 | | D/A[html] |
| SOUNDBITE COMMUNICATIONS INC | 1163698 | NASDAQ:SDBT | 8-K/A[html] |
| SOUTHERN MICHIGAN BANCORP INC | 703699 | | 8-K[html] |
| SOUTHERN UNION CO | 203248 | NYSE:SUG NYSE:SUG^C | 8-K[html] |
| SOUTHSIDE BANCSHARES INC | 705432 | NASDAQ:SBSI | 4[html] |
| SOUTHWEST AIRLINES CO | 92380 | NYSE:LUV | 8-K[html] |
| SPHERIX INC | 12239 | NASDAQ:SPEX | 8-K[html] |
| SPYCHALA MICHAEL R | 1245790 | | 4[html] |
| SQUIRES BURT | 1180006 | | 4[html] |
| STAFFORD RANDALL A | 1246504 | | 4[html] |
| STAFFORD WILLIAM P | 1199629 | | 4[html] |
| STAFFORD WILLIAM P II | 1199628 | | 4[html] |
| STAMPS.COM INC | 1082923 | NASDAQ:STMP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STANFIELD MICHAEL R | 1279418 | | 4[html] |
| STARFIELD RESOURCES INC | 1074795 | | 6-K[html] |
| STATE BIRD PROVISIONS LLC | 1521482 | | D[html] |
| STATE STREET Corp | 93751 | NYSE:STT | 8-K[html] |
| STEC, INC. | 1102741 | NASDAQ:STEC | 8-K[html] |
| STEEL DYNAMICS INC | 1022671 | NASDAQ:STLD | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
| STEEL PARTNERS II LP | 915653 | | 4[html] |
| STEELCASE INC | 1050825 | NYSE:SCS | 4[html] 4[html] |
| STEIN MART INC | 884940 | NASDAQ:SMRT | 8-K[html] |
| STEINOUR STEPHEN D | 1213991 | | 4[html] |
| STEPAN CO | 94049 | NYSE:SCL NYSE:SCL^ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STEPAN F QUINN | 1105432 | | 4[html] |
| STEPHENS INC /AR/ | 757657 | | 13F-HR[html] |
| STEPHENS WARREN A | 1187376 | | 4[html] |
| STERLING GROUP VENTURES INC | 1175416 | | 8-K[html] 8-K[html] |
| STEVENS ALLEN L | 1174628 | | 4[html] |
| STEVENS TERRY L | 1230457 | | 4[html] |
| STONE ENERGY CORP | 904080 | NYSE:SGY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STOUT DAVID M | 1237794 | | 4[html] |
| STRANDJORD M JEANNINE | 1193824 | | 4[html] |
| STRATEGIC GLOBAL INVESTMENTS INC | 823187 | | D/A[html] |
| STRATEGIC HOTELS & RESORTS, INC | 1057436 | NYSE:BEE NYSE:BEE^A NYSE:BEE^B NYSE:BEE^C | 8-K[html] |
| STREET JAMES E | 1015883 | | 4[html] 4[html] 4[html] 4[html] |
| STRICKLER DAVID Z JR | 1488308 | | 4[html] |
| SUBAYE, INC. | 1139570 | | 8-K[html] |
| SUFFOLK BANCORP | 754673 | NASDAQ:SUBK | 8-K[html] |
| SULLIVAN JUSTIN | 1229167 | | 4[html] |
| SULLIVAN THOMAS D | 1417490 | | 4[html] |
| SUMMIT FINANCIAL GROUP INC | 811808 | NASDAQ:SMMF | 3[html] 3[html] 3[html] 8-K[html] |
| SUN GORDMANS, LP | 1496420 | | SC 13G[html] |
| SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | SC TO-T/A[html] |
| SUNSHINE SILVER MINES Corp | 1517006 | | D[html] |
| SUPER TEST PETROLEUM INC | 1045545 | | EFFECT[html] |
| SUPERIOR ENERGY SERVICES INC | 886835 | NYSE:SPN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 4[html] |
| SUPERLIGHT INC | 1514514 | | S-1[html] |
| SURGICARE OF MINNEAPOLIS, LTD. | 1141489 | | D[html] |
| SUSQUEHANNA BANCSHARES INC | 700863 | NYSE:SUS^A NASDAQ:SUSQ | 8-K[html] |
| SYSCO CORP | 96021 | NYSE:SYY | 4[html] |
| Sabre Industries, Inc. | 1490224 | | CERTNAS[html] |
| Salient MLP & Energy Infrastructure Fund | 1513970 | | 40-17G[html] CERTNYS[html] N-2/A[html] |
| Samuel Sato M | 1393866 | | 4[html] |
| Sanofi | 1121404 | NYSE:SNY | POSASR[html] |
| Sawtell Michael A | 1306014 | | 4[html] |
| Scapparone Horacio | 1521493 | | 3[html] |
| Scheib Joseph H | 1310436 | | 4[html] |
| Schmale Neal E | 1191641 | | 4[html] |
| Schmidtlein Michael J | 1345053 | | 4[html] |
| Schultz Scott | 1515055 | | 3[html] |
| Schwartz Brad E | 1208395 | | 4[html] |
| Schwartz Steven | 1379533 | | 4[html] |
| Scodari Joseph C | 1319892 | | 4[html] |
| Scott Robert L | 1511631 | | 4[html] 4[html] |
| Scripps Networks Interactive, Inc. | 1430602 | NYSE:SNI | 8-K[html] |
| Sears Authorized Hometown Stores, LLC | 1488850 | | S-4/A[html] |
| Sears Brands Management Corp | 1488916 | | S-4/A[html] |
| Sears Holdings Management Corp | 1488979 | | S-4/A[html] |
| Sears Home Appliance Showrooms, LLC | 1488915 | | S-4/A[html] |
| Sears Home Improvement Products, Inc. | 1488963 | | S-4/A[html] |
| Sears Outlet Stores, L.L.C. | 1488851 | | S-4/A[html] |
| Sears Protection Co | 1488853 | | S-4/A[html] |
| Sears Protection Co (Florida), L.L.C. | 1488852 | | S-4/A[html] |
| Sears, Roebuck de Puerto Rico, Inc. | 1488854 | | S-4/A[html] |
| Seaspan CORP | 1332639 | NYSE:SSW | 6-K[html] |
| Seattle Funding Group of California, LLC | 1521597 | | D[html] |
| Sechrist Todd M. | 1498463 | | 4[html] |
| Seeger Laureen | 1357325 | | 4[html] |
| Serengeti Lycaon Overseas Ltd | 1486013 | | D/A[html] |
| Serengeti Lycaon Partners LP | 1486012 | | D/A[html] |
| Serengeti Opportunities Ltd | 1413335 | | D/A[html] |
| Serengeti Opportunities Partners LP | 1413334 | | D/A[html] |
| Serengeti Rapax Fund Ltd | 1439416 | | D/A[html] |
| Serengeti Rapax Partners LP | 1439413 | | D/A[html] |
| Servatius Gregory | 1351355 | | 4[html] |
| Shafer Bradford J | 1302448 | | 4[html] |
| ShangPharma Corp | 1499470 | | 6-K[html] |
| Sheaffer James W | 1492234 | | 4[html] |
| Shell Brazil Holding B.V. | 1517349 | | 3[html] |
| Shen Xing | 1520146 | | 3[html] |
| Shenefelt Chris | 1421171 | | 4[html] |
| Shinnecock Futures Alpha Fund LP | 1489896 | | D/A[html] |
| Shire plc | 936402 | NASDAQ:SHPGY | EFFECT[html] |
| Shoptaw Robert L | 1375586 | | 4[html] |
| Sigbop, LLC | 1520016 | | D[html] |
| Signature Exploration & Production Corp. | 1165320 | | 8-K[html] |
| Silver Wheaton Corp. | 1323404 | NYSE:SLW | 6-K[html] |
| Simon Chantal D | 1464010 | | 4[html] |
| Sindelar David M | 1483911 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Slavitt Andrew M | 1411209 | | 4[html] |
| Smith David E | 1378591 | | SC 13D/A[html] |
| Smith David W | 1289191 | | 4[html] |
| Smith Vickie | 1436591 | | 4[html] |
| Smooth Global (China) Holdings, Inc. | 1077637 | | 10-Q[html] |
| Snap Interactive, Inc | 1355839 | | S-8[html] |
| Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | | 3/A[html] 4[html] 8-K[html] SC 13D/A[html] |
| Solar AUMHC Funding LLC | 1521305 | | D[html] |
| Solar Senior Capital Ltd. | 1508171 | | 4[html] |
| Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
| Sonora Resources Corp. | 1473591 | | 4[html] 8-K[html] |
| Southfield Hallcon Investment Corp. | 1521566 | | D[html] |
| Speirs Robert | 1421110 | | 4[html] |
| Spence Andrew B | 1496683 | | 4[html] |
| Spiegel Robert J. | 1492256 | | 4[html] |
| Spink Katharine E. | 1457130 | | 4[html] |
| Spirit Airlines, Inc. | 1498710 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] CERTNAS[html] |
| Spratt Randall N | 1333295 | | 4[html] |
| Standard Gold | 773717 | | SC 13G[html] |
| StarWest, LLC | 1488857 | | S-4/A[html] |
| Starboard Investment Trust | 1464413 | | AW[html] AW[html] |
| Steel Partners LLC | 1422282 | | 4[html] |
| Steenkamp Henri J | 1402487 | | 4[html] |
| Stelben John J | 1476019 | | 4[html] |
| Stephens Investment Management Group LLC | 1314440 | | 13F-HR[html] |
| Stinson John Michael | 1344889 | | 4[html] |
| Stock Doodle LLC | 1518573 | | EFFECT[html] |
| Stockman Michael | 1512254 | | 4[html] |
| Stonehenge LLC | 1323651 | | 3[html] |
| Strategic Mining Corp | 1490381 | | 8-K[html] |
| Sultan Ghazi | 1441346 | | 4[html] |
| SunOpta Inc. | 351834 | NASDAQ:STKL | 8-K[html] |
| SupportSave Solutions Inc | 1401475 | | 8-K[html] |
| Swisher Hygiene Inc. | 1504747 | | 4[html] |