| Company | CIK | Ticker Symbol | Document |
| CA, INC. | 356028 | NASDAQ:CA | 4[html] 4[html] |
| CABOT MICROELECTRONICS CORP | 1102934 | NASDAQ:CCMP | 4[html] |
| CALDWELL INTERNATIONAL SECURITIES CORPORATION | 1121044 | | X-17A-5[html] |
| CALVERT CASH RESERVES | 701219 | | AW[html] RW WD[html] |
| CALVERT FUND | 701039 | | AW[html] RW WD[html] |
| CALVERT IMPACT FUND INC | 1121624 | | AW[html] RW WD[html] |
| CALVERT SOCIAL INDEX SERIES INC | 1105446 | | AW[html] PX14A6G[html] RW WD[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | AW[html] PX14A6G[html] RW WD[html] |
| CALVERT TAX FREE RESERVES | 319676 | | AW[html] RW WD[html] |
| CALVERT VARIABLE SERIES INC | 708950 | | AW[html] PX14A6G[html] RW WD[html] |
| CALVERT WORLD VALUES FUND INC | 884110 | | AW[html] RW WD[html] |
| CAMBRIDGE HEART INC | 913443 | | DEF 14A[html] |
| CAMERON INTERNATIONAL CORP | 941548 | NYSE:CAM | 4[html] |
| CAMPBELL JEFFREY C | 1196907 | | 4[html] |
| CANAAN EQUITY II ENTREPRENEURS LLC | 1102081 | | 3[html] |
| CANAAN EQUITY II LP | 1097958 | | 3[html] |
| CANAAN EQUITY III ENTREPRENEURS LLC | 1134395 | | 3[html] |
| CANAAN EQUITY III LP | 1135736 | | 3[html] |
| CANNADA CHARLES T | 1072782 | | 4[html] |
| CANTEL MEDICAL CORP | 19446 | NYSE:CMN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CAPELLA EDUCATION CO | 1104349 | NASDAQ:CPLA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CAPITAL CASH MANAGEMENT TRUST | 93832 | | N-Q[html] |
| CAPITAL DIRECTIONS, INC. | 17140 | | FOCUSN[html] X-17A-5[html] |
| CARABALLO OCTAVIO | 1284252 | | 4[html] |
| CAREER EDUCATION CORP | 1046568 | NASDAQ:CECO | 8-K[html] |
| CAREY W P & CO LLC | 1025378 | | 4[html] |
| CARLIN JAMES F | 1223375 | | 3[html] |
| CARLONI LINDA L | 1217508 | | 4[html] |
| CARMIKE CINEMAS INC | 799088 | NASDAQ:CKEC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| CARNES CAPITAL CORPORATION | 762164 | | FOCUSN[html] X-17A-5[html] |
| CARROLL MILTON | 1188744 | | 4[html] |
| CARTERS INC | 1060822 | | SC 13D[html] |
| CASCADE FINANCIAL CORP | 928911 | NASDAQ:CASB | DEFA14A[html] |
| CASTLE A M & CO | 18172 | NYSE:CAS | 4[html] |
| CASUAL MALE RETAIL GROUP INC | 813298 | NASDAQ:CMRG | 4[html] 4[html] 4[html] 4[html] 4[html] |
| CATALYST FUNDS | 1355064 | | 497J[html] |
| CATERPILLAR INC | 18230 | NYSE:CAT | 4[html] 424B5[html] |
| CAVANAUGH JAMES H | 1013473 | | 3[html] |
| CBEYOND, INC. | 1205727 | NASDAQ:CBEY | 4[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | SC 13G[html] |
| CDI CORP | 18396 | NYSE:CDI | 4[html] 4[html] 4[html] 4[html] 4[html] |
| CDM Resource Management LLC | 1503191 | | 424B5[html] |
| CENTERPOINT ENERGY INC | 1130310 | NYSE:CNP | 4[html] 4[html] |
| CENTRAL VALLEY COMMUNITY BANCORP | 1127371 | NASDAQ:CVCY | 8-K[html] |
| CENTURYLINK, INC | 18926 | NYSE:CTL | 4[html] 425[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] 4[html] 4[html] 4[html] 4[html] |
| CEPHALON INC | 873364 | NASDAQ:CEPH | 8-K[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CESTONE ANDREW | 1255218 | | 5[html] |
| CF Turul LLC | 1521339 | | 3[html] |
| CGG VERITAS | 1037962 | | 6-K[html] 6-K[html] |
| CHAMBERS BEN C | 1182283 | | 4[html] |
| CHAUDHRI JAVADE | 1205099 | | 4[html] |
| CHEMICAL LEAMAN CORP /FL/ | 215425 | | S-4/A[html] |
| CHESAPEAKE MIDSTREAM PARTNERS LP | 1483096 | | 3[html] 8-K[html] |
| CHESEBRO STEPHEN D | 1248339 | | 4[html] |
| CHESS RICHARD B | 1267221 | | 4[html] |
| CHEVAL CAPITAL, INC. | 1019586 | | X-17A-5/A[html] |
| CHIN PETER | 1143987 | | 4[html] |
| CHINA HGS REAL ESTATE INC. | 1158420 | | 8-K[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] 4[html] 4[html] |
| CHOICE BANCORP, INC. | 1487623 | | DEF 14A[html] |
| CHOOKASZIAN DENNIS | 1120026 | | 4[html] |
| CHRISTMAS GEORGE R | 1224102 | | 4[html] |
| CHRISTOTHOULOU PETER | 1282316 | | 4/A[html] |
| CIENA CORP | 936395 | NASDAQ:CIEN | 4[html] |
| CIMOCHOWSKI ALEX B | 1220563 | | 4[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 424B2[html] 8-K[html] FWP[html] |
| CITIZENS REPUBLIC BANCORP, INC. | 351077 | NYSE:CTZ^A NASDAQ:CRBC | 8-K[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13E3/A[html] |
| CLARK EDWARD J | 1208503 | | 4[html] |
| CLARK FRANK M | 1184016 | | 4[html] |
| CLARK WILLIAM E II | 1423536 | | 4[html] |
| CLEAN POWER CONCEPTS INC. | 1357594 | | 8-K[html] |
| CLEANTECH TRANSIT, INC. | 1371487 | | 8-K[html] |
| CLEARONE COMMUNICATIONS INC | 840715 | NASDAQ:CLRO | 4[html] |
| CLOROX CO /DE/ | 21076 | | 8-K[html] |
| CMS ENERGY CORP | 811156 | NYSE:CMS NYSE:CMS^A NYSE:CMS^B | 8-K[html] |
| COARI HOLDING CO | 1453453 | | 425[html] 425[html] 425[html] 425[html] 425[html] 425[html] |
| COBB BRUCE A | 1182284 | | 4[html] |
| COBIZ FINANCIAL INC | 1028734 | NASDAQ:COBZ | 4[html] |
| CODEXIS INC | 1200375 | | 3[html] 4[html] |
| COHEN BETSY Z | 1168754 | | 4[html] |
| COLDWATER CREEK INC | 1018005 | NASDAQ:CWTR | S-3[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 8-K[html] |
| COLLINS ATWOOD III | 1245764 | | 4[html] |
| COLONEL HOLDINGS, INC. | 1520360 | | SC TO-T/A[html] |
| COLTER GARY F | 1210912 | | 4[html] |
| COLYER DIANE J | 1403493 | | 4[html] |
| COMER MICHAEL H | 1265614 | | 4[html] |
| COMMERCIAL BANCSHARES INC \OH\ | 1009976 | | 4[html] |
| COMMERCIAL METALS CO | 22444 | NYSE:CMC | 4[html] 8-K[html] |
| COMMITTED CAPITAL ACQUISITION Corp | 1399520 | | 8-K[html] |
| COMMUNITY SHORES BANK CORP | 1070523 | NASDAQ:CSHB | 8-K[html] |
| COMPUTER SCIENCES CORP | 23082 | NYSE:CSC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CONCENTRIC ENERGY CORP | 1342134 | | 425[html] |
| CONISH MARK G | 1031149 | | 4[html] |
| CONNOR ROBERT C | 906131 | | 4[html] |
| CONSOLIDATED GRAPHICS INC /TX/ | 921500 | | 8-K[html] |
| CONSTELLATION ENERGY GROUP INC | 1004440 | NYSE:CEG NYSE:CEG^A | 425[html] 425[html] |
| CONSUMERS ENERGY CO | 201533 | | 8-K[html] |
| CONTRAN CORP | 24240 | | 4[html] |
| CONWAY CRAIG A | 1232406 | | 4[html] |
| COOPER JOHN M | 1272447 | | 4[html] |
| CORAL SPRINGS AMBULATORY SURGERY CENTER LLC | 1088453 | | D[html] |
| CORCEPT THERAPEUTICS INC | 1088856 | NASDAQ:CORT | 4/A[html] |
| CORE INVESTMENT LIMITED PARTNERSHIP | 844076 | | D/A[html] |
| CORN PRODUCTS INTERNATIONAL INC | 1046257 | NYSE:CPO | 8-K[html] |
| CORNERSTONE BANCSHARES INC | 1038773 | | 4[html] |
| CORNERSTONE PROGRESSIVE RETURN FUND | 1399186 | AMEX:CFP | N-Q[html] |
| CORNERSTONE STRATEGIC VALUE FUND INC | 814083 | AMEX:CLM | N-Q[html] |
| CORNERSTONE THERAPEUTICS INC | 1145404 | NASDAQ:CRTX | 8-K[html] |
| CORNERSTONE TOTAL RETURN FUND INC | 33934 | | N-Q[html] |
| CORSAIR CAPITAL MANAGEMENT LLC | 1276470 | | 13F-HR/A[html] |
| CORTES JOSE | 1212364 | | 4[html] |
| CORTEX PHARMACEUTICALS INC/DE/ | 849636 | | 4[html] |
| COSTELLO KEVIN | 1183230 | | 4[html] |
| COSTLEY GARY E | 1202277 | | 4[html] |
| COUNTRY FAIR INC | 1171162 | | EFFECT[html] |
| COVANCE INC | 1023131 | NYSE:CVD | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COVANTA HOLDING CORP | 225648 | NYSE:CVA | 4[html] |
| COVENTRY HEALTH CARE INC | 1054833 | NYSE:CVH | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COVER ALL TECHNOLOGIES INC | 737300 | | CERTNYS[html] |
| CRACKER BARREL OLD COUNTRY STORE, INC | 1067294 | NASDAQ:CBRL | 8-K[html] |
| CRANE CO /DE/ | 25445 | | 4[html] 4[html] 4[html] 4[html] |
| CRAWFORD & CO | 25475 | NYSE:CRD/A NYSE:CRD/B | 8-K[html] |
| CRAWFORD EDWARD F | 935861 | | 4[html] |
| CREAMER SEAN R | 1242911 | | 4[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] 4[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] |
| CROOMS LEAMON A III | 1482779 | | 4[html] |
| CROWELL GAYLE A | 1250893 | | 4[html] |
| CRUDE CARRIERS CORP. | 1481055 | | 425[html] |
| CRUSA JACK D | 1166181 | | 4[html] |
| CRYO CELL INTERNATIONAL INC | 862692 | | 4[html] 4[html] 8-K[html] DEFA14A[html] |
| CSX CORP | 277948 | NYSE:CSX | 4[html] 424B5[html] 8-K[html] |
| CTI GROUP HOLDINGS INC | 355627 | | 4[html] 4[html] 4[html] |
| CULP INC | 723603 | NYSE:CFI | 4[html] |
| CULP ROBERT G III | 1032869 | | 4[html] |
| CUNNINGHAM WILLIAM H DR | 1189132 | | 3[html] |
| CUSUMANO GARY M | 1022676 | | 4[html] |
| CVD EQUIPMENT CORP | 766792 | NASDAQ:CVV | 424B5[html] 8-K[html] |
| CYBEROPTICS CORP | 768411 | NASDAQ:CYBE | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CYNVENIO BIOSYSTEMS INC | 1445789 | | D/A[html] D/A[html] |
| CYTODYN INC | 1175680 | | 8-K[html] |
| CZARNECKI MARK J | 1245767 | | 4[html] |
| Caldwell Ethan A | 1282212 | | 4/A[html] |
| Caldwell Mark Frederick | 1448867 | | 4[html] |
| California Builder Appliances, Inc. | 1488837 | | S-4/A[html] |
| Calvert SAGE Fund | 1438390 | | AW[html] RW WD[html] |
| Calvert Variable Products, Inc. | 743773 | | 497[html] AW[html] PX14A6G[html] RW WD[html] |
| Cambridge Investment Research Advisors, Inc. | 1419186 | | 13F-HR[html] |
| Canaan Equity II, L.P. (QP) | 1318075 | | 3[html] |
| Canaan Equity Partners II LLC | 1318074 | | 3[html] |
| Canaan Equity Partners III LLC | 1318077 | | 3[html] |
| Canaan Partners VII LLC | 1514133 | | 3[html] |
| Canaan VII L P | 1327625 | | 3[html] |
| Canfield Thomas C | 1376179 | | 3[html] |
| Capital Product Partners L.P. | 1392326 | NASDAQ:CPLP | 425[html] |
| Carapella Victor P | 1452076 | | 4[html] 4/A[html] |
| Carey Albert P | 1368054 | | 4[html] |
| Carey Jaime | 1437017 | | 4[html] |
| Carter Nicholas | 1364279 | | 4[html] |
| Carter Thomas | 1470437 | | 4[html] |
| Cavanal Hill Funds | 864508 | | 40-17F2[html] |
| Cavico Corp | 1376742 | | 8-K[html] |
| Cereplast Inc | 1324759 | | 8-K[html] |
| Charmers Landing LLC | 1323649 | | 3[html] |
| Chemtura CORP | 1091862 | | S-4/A[html] |
| Chesapeake Lodging Trust | 1473078 | | 8-K[html] |
| Cheval Resources Corp | 1515800 | | S-1/A[html] |
| China Biologic Products, Inc. | 1369868 | | 4[html] |
| China Ceramics Co., Ltd | 1470683 | | 6-K[html] |
| China Direct Industries, Inc. | 1088787 | NASDAQ:CDII | 3[html] 4[html] |
| China Techfaith Wireless Communication Technology LTD | 1316317 | NASDAQ:CNTF | 20-F[html] |
| Chrysler Group LLC | 1513153 | | 8-K[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] FWP[html] |
| Claflin Bruce L. | 1403694 | | 4[html] |
| Clancy Thomas N. | 1515054 | | 3[html] |
| Clark Colin Gavin | 1337918 | | 4[html] |
| Clean Slate, Inc. | 1021282 | | S-1/A[html] |
| Clem John Roland | 1370143 | | 4[html] |
| Clemens Paul F | 1390393 | | 4[html] 4/A[html] |
| Cloudary Corp. | 1518239 | | F-1[html] |
| Cole Andrew | 1472633 | | 4[html] |
| Collins John D | 1308601 | | 4[html] |
| Compass Lexecon LLC | 1516250 | | 424B3[html] |
| Competition Policy Associates, Inc. | 1353710 | | 424B3[html] |
| Congressional Effect Family of Funds | 1423047 | | 40-17G[html] |
| Connolly Thomas | 1453943 | | 4[html] |
| Constant Contact, Inc. | 1405277 | NASDAQ:CTCT | 8-K[html] |
| Conti Fulvio | 1421899 | | 4[html] |
| Conway Craig | 1340922 | | 4[html] |
| Cook Connie | 1423910 | | 4[html] |
| Cook James Dennis | 1492233 | | 4[html] |
| Cooper Jeffrey H | 1301173 | | 4[html] |
| Coppell Transport Inc. | 1518290 | | D/A[html] |
| Core-Mark Holding Company, Inc. | 1318084 | NASDAQ:CORE | 4[html] 8-K[html] |
| CoreSite Realty Corp | 1490892 | | 8-K[html] |
| Cornish David L | 1520834 | | 3[html] |
| Corzine Jon S. | 1487998 | | 4[html] |
| Costamare Inc. | 1503584 | | 6-K[html] 6-K[html] |
| Cowell Andy | 1417671 | | 4[html] |
| Coye Molly Joel | 1338682 | | 4[html] |
| Craig John D | 1298279 | | 4[html] |
| Craney Thomas J | 1398326 | | 4[html] |
| Crompton Colors INC | 1303663 | | S-4/A[html] |
| Crompton Holding CORP | 1303659 | | S-4/A[html] |
| Cronin John J. | 1445725 | | 4[html] |
| Cronson Howard | 1409786 | | 3[html] 3/A[html] |