| Company | CIK | Ticker Symbol | Document |
| 3D SYSTEMS CORP | 910638 | NASDAQ:TDSC | 25[html] |
| 412 East 9th Street Realty LLC | 1521631 | | D[html] |
| 57th Street General Acquisition Corp | 1476719 | | 8-K[html] |
| 760 NORTHLAWN DRIVE, LLC | 1519181 | | S-4[html] S-4[html] |
| 99 CENTS ONLY STORES | 1011290 | NYSE:NDN | 8-K[html] |
| AAMOTH WILLIAM L | 1236375 | | 4[html] |
| ABERCROMBIE & FITCH CO /DE/ | 1018840 | | 4[html] |
| ACADIA REALTY TRUST | 899629 | NYSE:AKR | 4/A[html] |
| ACCESS NATIONAL CORP | 1176316 | NASDAQ:ANCX | 8-K[html] |
| ACME UNITED CORP | 2098 | AMEX:ACU | 4[html] 4[html] 4[html] 4[html] |
| ACTIVE NETWORK INC | 1163932 | | 424B4[html] CT ORDER[html] EFFECT[html] S-8[html] |
| ACXIOM CORP | 733269 | NASDAQ:ACXM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADAMS ADRIAN | 1248144 | | 4[html] |
| ADAMS JOHN A | 1282225 | | 4[html] |
| ADAMS WILLIAM IV | 1188727 | | 3[html] |
| ADFLOW Health Networks, Inc. | 1520739 | | D[html] |
| ADVANCE AUTO PARTS INC | 1158449 | NYSE:AAP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADVANCED CELL TECHNOLOGY, INC. | 1140098 | | 4[html] |
| ADVISORS DISCIPLINED TRUST 345 | 1450841 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 346 | 1450840 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 347 | 1450839 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 706 | 1511593 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 742 | 1519562 | | S-6[html] |
| ADVISORS INNER CIRCLE FUND | 878719 | | 485BXT[html] |
| AEGEA MEDICAL INC | 1429358 | | D[html] |
| AFC ENTERPRISES INC | 1041379 | NASDAQ:AFCE | 10-Q[html] |
| AFRICA ISRAEL INVESTMENTS LTD | 1320637 | | 4[html] |
| AGILENT TECHNOLOGIES INC | 1090872 | NYSE:A | 4[html] 4[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | 497[html] |
| AIR PRODUCTS & CHEMICALS INC /DE/ | 2969 | | 8-K[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 8-K[html] |
| AKORN INC | 3116 | NASDAQ:AKRX | 8-K[html] |
| ALBERS MURREY R | 1205137 | | 4[html] |
| ALBION FINANCIAL GROUP /UT | 1054677 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| ALESSI KEITH E | 1070975 | | 4[html] |
| ALEXANDERS J CORP | 103884 | | 8-K[html] |
| ALIMERA SCIENCES INC | 1267602 | | D[html] |
| ALLETE INC | 66756 | NYSE:ALE | 8-K[html] |
| ALLIANT TECHSYSTEMS INC | 866121 | NYSE:ATK | 10-K[html] |
| ALLIED DEFENSE GROUP INC | 3952 | | 8-A12B/A[html] 8-K[html] |
| ALLUMS VICTOR A | 1353392 | | 4[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| AMAG PHARMACEUTICALS INC. | 792977 | NASDAQ:AMAG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] 8-K[html] |
| AMBOIAN JOHN P | 1188721 | | 3[html] |
| AMELIO GILBERT F | 1183247 | | 4[html] |
| AMERICAN CAMPUS COMMUNITIES INC | 1283630 | NYSE:ACC | 8-K[html] |
| AMERICAN ELECTRIC POWER CO INC | 4904 | NYSE:AEP NYSE:AEP^A | 8-K[html] 8-K[html] |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO | 1039828 | NYSE:AEL | 4[html] |
| AMERICAN GROWTH FUND INC | 5138 | | 485BPOS[html] 485BPOS[html] N-Q[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 4[html] |
| AMERICAN MEDICAL ALERT CORP | 700721 | NASDAQ:AMAC | 8-K[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] S-3D[html] |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | 1499875 | | 8-K[html] |
| AMERICAN RIVER BANKSHARES | 1108236 | NASDAQ:AMRB | 8-K[html] |
| AMERICAN SPECTRUM REALTY INC | 1121783 | AMEX:AQQ | 8-K[html] |
| AMERICAN VANGUARD CORP | 5981 | NYSE:AVD | 4[html] |
| AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | SC 13G[html] |
| AMICUS THERAPEUTICS INC | 1178879 | NASDAQ:FOLD | 4[html] 8-K[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| AMYRIS, INC. | 1365916 | | 8-K[html] |
| ANDERSON JAMES R | 1274298 | | SC 13D[html] |
| ANDERSON RICHARD S | 1207128 | | 4[html] |
| ANDERSON THOMAS ROBERT | 1232464 | | 4[html] |
| ANDREWS WILLIAM DOUGLAS | 1074201 | | 4[html] |
| ANGEION CORP/MN | 815093 | | 8-K[html] DEFA14A[html] |
| AON CORP | 315293 | NYSE:AOC | 4[html] 424B5[html] 8-K[html] |
| APOLLIDON, LLC | 1521488 | | D[html] |
| AQR EMERGING EQUITIES FUND LP | 1457118 | | D/A[html] |
| AQR Funds | 1444822 | | 497[html] |
| AQR GAA ALPHAPORT 500 FUND II LP | 1402199 | | D/A[html] |
| AQR GLOBAL STOCK SELECTION INSTITUTIONAL FUND L P | 1182220 | | D/A[html] |
| AQR RT Fund, L.P. | 1463902 | | D/A[html] |
| AQR SMALL CAP CORE FUND LP | 1413961 | | D/A[html] |
| ARGENTEX MINING CORP | 1167887 | | 8-K[html] |
| ARGI Investment Services, LLC | 1519611 | | 13F-HR[html] |
| ARNOLD PAUL | 1083169 | | 4[html] |
| ARQULE INC | 1019695 | NASDAQ:ARQL | 4[html] 4[html] |
| ARRHYTHMIA RESEARCH TECHNOLOGY INC /DE/ | 819689 | | 3[html] 8-K[html] |
| ARUBA NETWORKS, INC. | 1173752 | NASDAQ:ARUN | 4[html] 4[html] 4[html] |
| ASHER GARLAND P | 1383115 | | 4[html] |
| ASML HOLDING NV | 937966 | | 6-K[html] |
| ASTON FUNDS | 912036 | | 497[html] |
| ASTORIA FINANCIAL CORP | 910322 | NYSE:AF | 8-K/A[html] |
| AT&T INC. | 732717 | NYSE:ATT NYSE:T | 4[html] |
| ATHERSYS, INC / NEW | 1368148 | | 8-K[html] |
| ATKINS BETSY S | 1179631 | | 4[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AULD-SUSOTT EVAN | 1392601 | | 4[html] |
| AURIZON MINES LTD | 913955 | AMEX:AZK | 6-K[html] |
| AUSCRETE Corp | 1492091 | | S-1/A[html] |
| AUSTRIAN NEIL R | 1204064 | | 4[html] |
| AUTOZONE INC | 866787 | NYSE:AZO | 4[html] 4[html] 4[html] 4[html] 4[html] |
| AUXILIO INC | 1011432 | | 8-K[html] |
| AUXILIUM PHARMACEUTICALS INC | 1182129 | NASDAQ:AUXL | 4[html] |
| AVER CAROLYN V | 1227773 | | 4[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 8-K[html] |
| AVIVA PLC | 1140022 | | 6-K[html] |
| AVON PRODUCTS INC | 8868 | NYSE:AVP | 4[html] S-8[html] |
| AXT INC | 1051627 | NASDAQ:AXTI | 4[html] 4[html] 4[html] 4[html] |
| Abelli Donna L | 1324401 | | 4[html] |
| Aberdeen Funds | 1413594 | | 497K[html] 497K[html] |
| Academy Funds Trust | 1415726 | | N-Q[html] |
| Activision Blizzard, Inc. | 718877 | NASDAQ:ATVI | 4[html] |
| Addus HomeCare Corp | 1468328 | | 8-K[html] |
| Advanced Portfolio Technologies, Inc. | 1431227 | | 424B3[html] |
| AdvisorShares Trust | 1408970 | | 8-A12B[html] 8-A12B[html] N-Q[html] |
| Aeterna Zentaris Inc. | 1113423 | NASDAQ:AEZS | 6-K[html] |
| Allied Nevada Gold Corp. | 1376610 | AMEX:ANV | 4[html] |
| Alon Holdings Blue Square - Israel Ltd | 1016837 | | 6-K[html] |
| Alon Israel Oil Company, Ltd. | 1333490 | | 4[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] 4[html] |
| Alpaugh John William | 1489586 | | 4[html] 4[html] |
| Alpha Beta Netherlands Holding N.V. | 1513048 | | 425[html] 425[html] |
| Altschaefl Michael W | 1476048 | | 4[html] |
| Amalfi Peter | 1510722 | | 4[html] |
| American Capital Agency Corp | 1423689 | NASDAQ:AGNC | DEFA14A[html] DEFA14A[html] |
| American Standard Energy Corp. | 1349976 | | 8-K[html] |
| Ameris Bancorp | 351569 | NASDAQ:ABCB | 8-K[html] |
| Ancestry.com Inc. | 1469433 | | 8-K[html] |
| Anderson David M | 1517671 | | 3[html] |
| Antaga Internatinal Corp | 1501112 | | S-1/A[html] |
| Anthera Pharmaceuticals Inc | 1316175 | | 4[html] |
| Antosiewicz Cedric H | 1402046 | | 3[html] |
| Apollo Senior Floating Rate Fund Inc. | 1502573 | | N-Q[html] |
| Arbovax, Inc. | 1521629 | | D[html] |
| Arcade China Acquisition Corp | 1514786 | | S-1/A[html] |
| Ardea Biosciences, Inc./DE | 1103390 | | 8-K[html] |
| Argyle Charles S | 1479858 | | 3[html] |
| Arrowpoint Acquisition Vehicle SPC | 1521756 | | D[html] |
| Arrowpoint Income Opportunity Fund, LP | 1521758 | | D[html] |
| Arrowpoint Income Opportunity Fund, Ltd. | 1521757 | | D[html] |
| Ascena Retail Group, Inc. | 1498301 | | 8-K[html] |
| Asia Entertainment & Resources Ltd. | 1417754 | | 6-K[html] |
| Asia Green Agriculture Corp | 1440476 | | S-1/A[html] |
| Asian Century Quest Capital LLC | 1451318 | | 13F-HR/A[html] |
| Asian Trends Media Holdings, Inc | 1306035 | | 10-Q/A[html] |
| Asset Direct Mortgage, LLC | 1394127 | | S-4[html] S-4[html] |
| AtheroNova Inc. | 1377053 | | DEF 14C[html] |
| Atkinson Michael P. | 1510447 | | 4[html] |
| Atlantic Shutter Systems, Inc. | 1477342 | | 424B3[html] |
| Atlas Capital Holdings, Inc. | 1404526 | | 10-12G/A[html] |
| Attenex Corp | 1328553 | | EFFECT[html] |
| Augme Technologies, Inc. | 1137204 | | D[html] |
| Automated Securities Clearance LLC | 1355612 | | 424B3[html] |
| Axani Douglas W | 1517672 | | 3[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] 4[html] |
| Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | | D/A[html] |
| B.L. Corp | 1353869 | | 13F-HR[html] |
| BA CAPITAL CO LP | 902135 | | 4[html] |
| BABSON STEPHEN E | 1201101 | | 4[html] |
| BADGLEY JEFFREY I | 1123545 | | 4[html] |
| BADKE JOHN M | 1260325 | | 4[html] |
| BAKKEN RESOURCES INC | 1450390 | | 8-K[html] |
| BALAKRISHNAN BALU | 1182405 | | 4[html] |
| BALL CORP | 9389 | NYSE:BLL | 8-K[html] |
| BALLESTER ALEJANDRO M | 1482780 | | 4[html] |
| BANC OF AMERICA CAPITAL INVESTORS SBIC LP | 1274971 | | 4[html] |
| BANCOLOMBIA SA | 1071371 | | 6-K[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | FWP[html] |
| BANK OF MONTREAL /CAN/ | 927971 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| BANK OF NEW YORK / ADR DIVISION | 1201935 | | F-6EF[html] |
| BANK OF SOUTH CAROLINA CORP | 1007273 | NASDAQ:BKSC | 4[html] |
| BANY SARAH | 1079780 | | 4[html] |
| BAR HARBOR BANKSHARES | 743367 | AMEX:BHB | 4[html] |
| BAR ROSELYN R | 1164744 | | 4[html] |
| BARABE TIMOTHY C | 1237409 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 4[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 6-K[html] FWP[html] |
| BARNES & NOBLE INC | 890491 | NYSE:BKS | 8-K[html] |
| BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) | 810902 | | NSAR-A[html] |
| BARR DAVID | 1239309 | | 4[html] |
| BARRICK GOLD CORP | 756894 | NYSE:ABX | 6-K[html] 6-K[html] |
| BARRON THOMAS A | 1243389 | | 4[html] |
| BARRON WILLIAM G | 1256237 | | 4/A[html] |
| BARRY R G CORP /OH/ | 749872 | | 4[html] |
| BARTHOLOMEW JR SAMUEL W | 1181789 | | 4[html] |
| BASS JAMES K | 1199428 | | 4[html] |
| BAUDER LILLIAN | 1167325 | | 4[html] |
| BAY BANKS OF VIRGINIA INC | 1034594 | | 8-K[html] |
| BAYHA BETSY E | 1239427 | | 5[html] |
| BAYVIEW ACQUISITION CORP | 1518461 | | 10-12G/A[html] |
| BCD Semiconductor Manufacturing Ltd | 1289814 | | 20-F[html] S-8[html] |
| BCP V GP L.L.C. | 1521319 | | 3[html] |
| BEACON POWER CORP | 1103345 | NASDAQ:BCON | 424B5[html] 8-K[html] |
| BEASLEY BROADCAST GROUP INC | 1099160 | NASDAQ:BBGI | 4[html] |
| BEASLEY GEORGE G | 1134292 | | 4[html] |
| BECK TERESA | 1184372 | | 4[html] |
| BED BATH & BEYOND INC | 886158 | NASDAQ:BBBY | DEF 14A[html] |
| BEHRENS M KATHLEEN | 1211701 | | 4[html] |
| BELK INC | 1051771 | | 3[html] |
| BELL OIL CORP | 1045543 | | 424B1[html] |
| BELLUZZO RICHARD | 1204925 | | 4[html] |
| BERGSTROM JOHN F | 1196937 | | 4[html] |
| BERKSHIRE BANCORP INC /DE/ | 759718 | | 4[html] SC 13D/A[html] |
| BEYER RICHARD M | 1224905 | | 3[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] |
| BIDDEFORD & SACO WATER CO | 11987 | | 2-AF[html] |
| BIDDLE JAMES E JR | 1193723 | | 4[html] |
| BIO KEY INTERNATIONAL INC | 1019034 | | 8-K[html] |
| BIOCANCELL THERAPEUTICS INC. | 1451980 | | 424B3[html] 424B3[html] 8-K[html] |
| BIOCRYST PHARMACEUTICALS INC | 882796 | NASDAQ:BCRX | 8-K[html] |
| BIOHEART, INC. | 1388319 | | 8-K[html] |
| BIOTECH HOLDRS TRUST | 1099569 | | 8-K[html] |
| BJS WHOLESALE CLUB INC | 1037461 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BLACK HILLS CORP /SD/ | 1130464 | | 4[html] 4[html] |
| BLACKROCK FUNDS | 844779 | | 497[html] 497[html] |
| BLACKROCK GLOBAL HORIZONS I LP | 1426629 | | D/A[html] |
| BLACKROCK MUNI ENHANCED FUND INC | 844172 | | N-23C-2[html] |
| BLACKROCK MUNIYIELD QUALITY FUND III, INC | 883412 | NYSE:MYI | N-23C-2[html] |
| BLACKROCK SELECT HEDGE I LP | 1461005 | | D/A[html] |
| BLACKSTONE FAMILY GP LLC | 1404964 | | 3[html] |
| BLAIR FRED A | 1208397 | | 4[html] |
| BLAISDELL JOHN A | 1282437 | | 3[html] |
| BLUE CHIP INVESTOR FUNDS | 1162127 | | N-Q[html] |
| BLUE COAT SYSTEMS INC | 1095600 | NASDAQ:BCSI | 5[html] 5[html] |
| BLUHER JOHN H | 1235132 | | 4[html] |
| BLUM CAPITAL PARTNERS LP | 938775 | | SC 13D/A[html] |
| BOCHNOWSKI DAVID A | 1212473 | | 4[html] |
| BOCK LOUIS C | 1279735 | | 4[html] |
| BOEHM WILLIAM T | 1186582 | | 3[html] 4[html] |
| BON TON STORES INC | 878079 | | 8-K[html] |
| BONDERMAN DAVID | 860866 | | 3[html] |
| BOS BETTER ONLINE SOLUTIONS LTD | 1005516 | | 6-K[html] |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | 821127 | NASDAQ:BPFH | 4[html] 4[html] 4/A[html] |
| BOSTON SCIENTIFIC CORP | 885725 | NYSE:BSX | 4[html] |
| BOTTOMLINE TECHNOLOGIES INC /DE/ | 1073349 | | 4[html] |
| BOWERS G THOMAS | 1072927 | | 4[html] |
| BOWLES ERSKINE B | 1257081 | | 3[html] |
| BOYAR VALUE FUND INC | 1041003 | | 497[html] |
| BRAAM RONALD H | 1181533 | | 4[html] |
| BRADDOCK RICHARD S | 1083762 | | 3[html] |
| BRADLEY EDWARD F | 1453070 | | 3[html] |
| BRAMPTON CREST INTERNATIONAL INC | 1321002 | | 8-K[html] |
| BRASKEM SA | 1071438 | | 6-K[html] |
| BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD | 1038572 | | 6-K[html] 6-K[html] |
| BRE PROPERTIES INC /MD/ | 1011174 | | 8-K[html] |
| BREITBACH J PAUL | 1110489 | | 4[html] |
| BREMNER ROBERT P | 1189625 | | 3[html] |
| BRENNAN EDWARD F | 1256360 | | 4[html] |
| BRIDGEWAY FUNDS INC | 916006 | | N-Q[html] |
| BRITTS WILLIAM C | 1198540 | | 4[html] |
| BROADCOM CORP | 1054374 | NASDAQ:BRCM | 8-K[html] |
| BROCK LISA M | 1261560 | | 4[html] |
| BROWN SHOE CO INC | 14707 | NYSE:BWS | 8-K[html] |
| BROWN THOMAS K | 1378438 | | 4[html] |
| BRUCKMANN BRUCE | 1083166 | | 4[html] |
| BRUKER CORP | 1109354 | NASDAQ:BRKR | 8-K[html] |
| BRYAN GEORGE W | 1035857 | | 4[html] |
| BRYANT ANDY D | 1131061 | | 4[html] |
| BTU INTERNATIONAL INC | 840883 | NASDAQ:BTUI | 4[html] |
| BUENA VISTA FUND II, L.P. | 1175728 | | D/A[html] |
| BUENA VISTA HG FUND, L P | 1361372 | | D/A[html] |
| BUENA VISTA OFFSHORE FUND HG, LTD | 1361139 | | D/A[html] |
| BUENA VISTA OFFSHORE FUND, LTD. | 1269157 | | D/A[html] |
| BUICKO DAVID M | 1501033 | | 4[html] |
| BUINEVICIUS RIMAS | 1182095 | | 4[html] |
| BURKE PETER A | 1235614 | | 4[html] |
| BURNS JOE E | 1225243 | | 4[html] |
| BURROWS JOHN E JR | 1068898 | | 4[html] |
| BYRD CAROLYN H | 1201700 | | 4[html] |
| Bachtold Paul Axtell | 1498561 | | 3[html] |
| Bader Irving | 1521516 | | 3[html] |
| Bahl Romil | 1454360 | | 4[html] |
| Baillie Jim | 1518447 | | 3[html] |
| Baker Thomas E | 1299911 | | 4[html] |
| Baldocchi Albert S | 1351044 | | 4[html] |
| Ballard Power Systems Inc. | 1453015 | NASDAQ:BLDP | 6-K[html] 6-K[html] |
| Banco Santander (Brasil) S.A. | 1471055 | | 6-K[html] F-3[html] F-N[html] |
| Bank of Commerce Holdings | 702513 | NASDAQ:BOCH | 4[html] |
| Barker David S | 1492717 | | 4[html] |
| Batiz Luis | 1456678 | | 4[html] |
| Beach Point GP LLC | 1455152 | | SC 13G[html] |
| Behringer Harvard Opportunity REIT I, Inc. | 1308711 | | POS AM[html] |
| Bellatrix Exploration Ltd. | 1483405 | | D[html] |
| Berdugo Gad | 1506598 | | 4[html] |
| Besio Gregory J | 1407939 | | 4[html] |
| Bhagat Vinay K. | 1490127 | | 4[html] |
| BigBand Networks, Inc. | 1381325 | NASDAQ:BBND | 4[html] |
| Biostar Pharmaceuticals, Inc. | 1418133 | | 8-K[html] |
| Bishop John E | 1308911 | | 4[html] |
| Bissonnette William P | 1319122 | | 4[html] |
| Bitstream Inc. | 818813 | NASDAQ:BITS | SC 13D/A[html] |
| Black Raven Energy, Inc. | 1299966 | | 8-K[html] |
| BlackRock Funds III | 893818 | | 485BPOS[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 4[html] 8-K[html] |
| BlackRock Kelso Capital CORP | 1326003 | NASDAQ:BKCC | 8-K[html] DEFA14A[html] |
| BlackRock Resources & Commodities Strategy Trust | 1506289 | | 4[html] |
| Blackstone Group L.P. | 1393818 | | 3[html] |
| Blackstone Group Management L.L.C. | 1404071 | | 3[html] |
| Blackstone Holdings III L.P. | 1404073 | | 3[html] |
| Blackstone Management Associates (Cayman) V L.P. | 1426470 | | 3[html] |
| BlueLinx Holdings Inc. | 1301787 | NYSE:BXC | S-1/A[html] |
| Blumberg Richard P. | 1486345 | | 4[html] |
| Bonding Karen B | 1323250 | | 3[html] |
| Bonds.com Group, Inc. | 1179090 | | DEF 14A[html] |
| Bonventre Joseph Vincent | 1428255 | | 4[html] |
| Booth Cynthia O | 1510150 | | 4[html] |
| Bousa Edward Peter | 1452605 | | 3[html] |
| Bradley Patrick E | 1308285 | | 4[html] |
| Brady Thomas J | 1422497 | | 4[html] |
| Brae Holding Corp. | 1376052 | | S-4/A[html] |
| Braun Doug | 1520103 | | 3/A[html] |
| Briddon Robert | 1514554 | | 4[html] |
| Bridgeline Digital, Inc. | 1378590 | NASDAQ:BLSW | 4[html] |
| Brookdale Senior Living Inc. | 1332349 | NYSE:BKD | 4[html] |
| Brooks Philip A | 1492936 | | 4[html] |
| Brooks Rodney A | 1341207 | | 4[html] |
| Brouillard John C. | 1291909 | | 4[html] |
| Brown James | 1505302 | | 4[html] |
| Brown Thomas D | 1298084 | | 4[html] |
| Bryant Gary S | 1303329 | | 3[html] |
| Buena Vista Asian Opportunities Fund, L.P. | 1517324 | | D[html] |
| Buer Gene P | 1464160 | | 4[html] |
| Bumphus Walter | 1521760 | | 3[html] |
| Bunnett Bradley Francis | 1496312 | | 4/A[html] |
| Business Development Corp of America | 1490927 | | 497AD[html] 497AD[html] 497AD[html] 497AD[html] |
| BuyDebtCo, LLC | 1394124 | | S-4[html] S-4[html] |
| BuzzLogic, Inc./DE | 1452079 | | D[html] |
| Byrne Patrick M. | 1511362 | | 4[html] |
| CABOT MICROELECTRONICS CORP | 1102934 | NASDAQ:CCMP | 8-K[html] |
| CADENCE DESIGN SYSTEMS INC | 813672 | NASDAQ:CDNS | 4[html] |
| CADIEUX MICHEL | 1390391 | | 3[html] |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND | 1222719 | | DEF 14A[html] |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND | 1171471 | | DEF 14A[html] |
| CALAMOS GLOBAL TOTAL RETURN FUND | 1285650 | NYSE:CGO | DEF 14A[html] |
| CALAMOS STRATEGIC TOTAL RETURN FUND | 1275214 | NYSE:CSQ | DEF 14A[html] |
| CALIFORNIA PIZZA KITCHEN, INC. | 789356 | NASDAQ:CPKI | 8-K[html] DEFA14A[html] SC 13D[html] SC 14D9[html] SC TO-C[html] |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 919079 | | SC 13D[html] |
| CALVERT CASH RESERVES | 701219 | | 485BPOS[html] |
| CALVERT FUND | 701039 | | 485BPOS[html] |
| CALVERT IMPACT FUND INC | 1121624 | | 485BPOS[html] |
| CALVERT SOCIAL INDEX SERIES INC | 1105446 | | 485BPOS[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | 485BPOS[html] |
| CALVERT TAX FREE RESERVES | 319676 | | 485BPOS[html] |
| CALVERT VARIABLE SERIES INC | 708950 | | 485BPOS[html] |
| CALVERT WORLD VALUES FUND INC | 884110 | | 485BPOS[html] |
| CAMBIUM LEARNING GROUP, INC. | 1466815 | | 3[html] 4[html] 4[html] |
| CAMCO FINANCIAL CORP | 16614 | NASDAQ:CAFI | 8-K[html] |
| CAMERON INTERNATIONAL CORP | 941548 | NYSE:CAM | 4[html] 424B5[html] |
| CAMPBELL BRIAN P | 891868 | | 4[html] |
| CANTERBURY PARK HOLDING CORP | 926761 | NASDAQ:CPHC | 4[html] 4[html] |
| CAPELLA PHOTONICS INC | 1231525 | | D[html] |
| CAPITAL CITY BANK GROUP INC | 726601 | | 4[html] |
| CAPITAL SENIOR LIVING CORP | 1043000 | NYSE:CSU | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CARDTRONICS INC | 1277856 | NASDAQ:CATM | 3[html] 3[html] |
| CARRIAGE SERVICES INC | 1016281 | NYSE:CSV | 4[html] 4[html] 8-K[html] |
| CARRION RICHARD L | 1187725 | | 4[html] |
| CARRIZO OIL & GAS INC | 1040593 | NASDAQ:CRZO | 4[html] 8-K[html] |
| CARROLL JONATHAN P | 1284154 | | 3[html] |
| CARROLLTON BANCORP | 859222 | NASDAQ:CRRB | 8-K[html] |
| CATALYST PAPER CORP | 1144906 | | 6-K[html] |
| CATERPILLAR INC | 18230 | NYSE:CAT | FWP[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] |
| CC Media Holdings Inc | 1400891 | | 4[html] |
| CEDAR FAIR L P | 811532 | NYSE:FUN | 8-K[html] DEFA14A[html] DFAN14A[html] |
| CELLINO ROSS M | 1206088 | | 4[html] |
| CENTRAL EUROPEAN DISTRIBUTION CORP | 1046880 | NASDAQ:CEDC | 8-K[html] |
| CENTRAL GARDEN & PET CO | 887733 | NASDAQ:CENT NASDAQ:CENTA | 4[html] |
| CENTRAL VIRGINIA BANKSHARES INC | 804561 | NASDAQ:CVBK | 8-K[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CERADYNE INC | 18937 | NASDAQ:CRDN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CERNER CORP /MO/ | 804753 | | 4[html] |
| CERVEN LEANE ENGLISH | 1493719 | | 4[html] |
| CF Industries Holdings, Inc. | 1324404 | NYSE:CF | 4[html] |
| CFS BANCORP INC | 1058438 | NASDAQ:CITZ | 4[html] |
| CGG VERITAS | 1037962 | | 6-K[html] 6-K[html] 6-K[html] |
| CHAN MICHAEL C | 1389829 | | 4[html] |
| CHANG DAVID C | 1188184 | | 4[html] |
| CHARLES & COLVARD LTD | 1015155 | NASDAQ:CTHR | 8-K[html] |
| CHARNESKI BRIAN | 1219965 | | 4[html] |
| CHART INDUSTRIES INC | 892553 | NASDAQ:GTLS | 4[html] |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD | 1015922 | NASDAQ:CHKP | 6-K[html] |
| CHECKPOINT SYSTEMS INC | 215419 | | 4[html] |
| CHEMED CORP | 19584 | NYSE:CHE | 4[html] |
| CHEMICAL & MINING CO OF CHILE INC | 909037 | | 6-K[html] |
| CHEN JESSE | 1268534 | | 4[html] |
| CHERRY DEAN E | 1164466 | | 4[html] |
| CHEVIOT FINANCIAL CORP | 1248124 | NASDAQ:CHEV | 8-K/A[html] |
| CHICOS FAS INC | 897429 | | 10-Q[html] 4[html] |
| CHILDERS CINDY K | 1179692 | | 4[html] |
| CHINA FILMS TECHNOLOGY, INC. | 1520720 | | S-1[html] |
| CHINA RECYCLING ENERGY CORP | 721693 | | S-3[html] |
| CHINA SOUTHERN AIRLINES CO LTD | 1041668 | NYSE:ZNH | 6-K[html] |
| CHINA UNICOM (HONG KONG) Ltd | 1113866 | NYSE:CHU | 6-K[html] |
| CHINA YUCHAI INTERNATIONAL LTD | 932695 | NYSE:CYD | SC 13D/A[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] 4[html] 4[html] |
| CHIPOTLE MEXICAN GRILL INC | 1058090 | NYSE:CMG NYSE:CMG/B | 4[html] 4[html] 4[html] 4[html] 4[html] S-8[html] |
| CHYRON CORP | 20232 | NASDAQ:CHYR | 4[html] 4[html] |
| CIBT Education Group Inc. | 1123870 | AMEX:MBA | 6-K[html] |
| CICIORA SUSAN L | 1245558 | | 4[html] |
| CIMETRIX INC | 786620 | | 8-K[html] |
| CIRILLO MARY A | 1222670 | | 4[html] |
| CIRRUS LOGIC INC | 772406 | NASDAQ:CRUS | 10-K[html] |
| CISCO SYSTEMS INC | 858877 | NASDAQ:CSCO | 10-Q[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 424B2[html] FWP[html] FWP[html] |
| CITIZENS & NORTHERN CORP | 810958 | NASDAQ:CZNC | 4[html] |
| CITIZENS SOUTH BANKING CORP | 1051871 | NASDAQ:CSBC | 4[html] |
| CKE RESTAURANTS INC | 919628 | NYSE:CKR | 10-K/A[html] |
| CLARK PAUL N | 1222248 | | 4[html] |
| CLAUDE RESOURCES INC | 1173924 | AMEX:CGR | 6-K[html] |
| CLEARONE COMMUNICATIONS INC | 840715 | NASDAQ:CLRO | 4[html] |
| CLEARWATER INVESTMENT TRUST | 811161 | | 497[html] |
| CLINTON GROUP INC | 1134119 | | SC 13D[html] |
| CME GROUP INC. | 1156375 | NASDAQ:CME | DEFA14A[html] DEFA14A[html] |
| CMS ENERGY CORP | 811156 | NYSE:CMS NYSE:CMS^A NYSE:CMS^B | 8-K[html] |
| CMSF Corp | 907686 | | 8-K[html] |
| CNINSURE INC. | 1413855 | NASDAQ:CISG | 6-K[html] 6-K[html] |
| COADY ROXANNE J | 1284655 | | 4[html] |
| COASTAL PACIFIC MINING CORP | 1410181 | | 6-K[html] |
| COFFEY THOMAS J | 1173462 | | 4[html] |
| COLE DAVID A | 1213389 | | 4[html] |
| COLI VUL 11 Series Account of Great-West Life & Annuity | 1481356 | | D/A[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 10-Q[html] |
| COLLINS SETH | 1257811 | | 4[html] |
| COLUMBIA SPORTSWEAR CO | 1050797 | NASDAQ:COLM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COLUMBUS MCKINNON CORP | 1005229 | NASDAQ:CMCO | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COMARCO INC | 22252 | NASDAQ:CMRO | 4[html] 8-K[html] |
| COMMONWEALTH EDISON CO | 22606 | | 8-K[html] |
| COMMUNICATIONS SYSTEMS INC | 22701 | NASDAQ:JCS | 8-K[html] |
| COMMUNITY FINANCIAL SHARES INC | 1123735 | | 8-K[html] |
| COMPLETE GENOMICS INC | 1361103 | | S-1MEF[html] |
| COMPOUND CAPITAL INVESTMENT FUND LP | 1454000 | | D/A[html] |
| COMPUTER SCIENCES CORP | 23082 | NYSE:CSC | 8-K[html] NT 10-K[html] |
| COMPX INTERNATIONAL INC | 1049606 | NYSE:CIX | 3[html] 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CONCHO RESOURCES INC | 1358071 | NYSE:CXO | 4[html] |
| CONCORDE FUNDS INC | 822519 | | NSAR-A[html] |
| CONGDON JOHN R JR | 1067869 | | 4[html] |
| CONNELLY SERENA S | 1520515 | | 3[html] 4[html] |
| CONNS INC | 1223389 | | 8-K[html] |
| CONOCOPHILLIPS | 1163165 | NYSE:COP | S-8[html] S-8 POS[html] |
| CONSTANTINO CHARLES A | 923082 | | 4[html] |
| CONSTELLATION ENERGY GROUP INC | 1004440 | NYSE:CEG NYSE:CEG^A | 425[html] 425[html] |
| CONSUMERS ENERGY CO | 201533 | | 8-K[html] |
| CONTINENTAL MATERIALS CORP | 24104 | AMEX:CUO | 4[html] |
| COOK SCOTT D | 938861 | | 4[html] |
| COOPER DAVID J | 1187463 | | 4[html] |
| COPLEY FUND INC /NV/ | 721291 | | 24F-2NT[html] |
| CORCEPT THERAPEUTICS INC | 1088856 | NASDAQ:CORT | 8-K[html] |
| CORE LABORATORIES N V | 1000229 | NYSE:CLB | 8-K[html] |
| CORELOGIC, INC. | 36047 | NYSE:FAF | 8-K[html] 8-K[html] |
| CORNERCAP GROUP OF FUNDS /VA/ | 789280 | | NSAR-B[html] |
| CORNERSTONE PROGRESSIVE RETURN FUND | 1399186 | AMEX:CFP | SC 13G[html] |
| CORNWELL W DON | 1174477 | | 4[html] |
| CORPORATE OFFICE PROPERTIES TRUST | 860546 | NYSE:OFC NYSE:OFC^G NYSE:OFC^H NYSE:OFC^J | 8-K[html] |
| CORRECTIONS CORP OF AMERICA | 1070985 | NYSE:CXW | 4[html] |
| CORSO CLIFFORD D | 1259964 | | 4[html] |
| CORUS ENTERTAINMENT INC | 1100868 | | 6-K[html] |
| COSSE STEVEN A | 1239248 | | 4[html] |
| COST PLUS INC/CA/ | 798955 | | 4[html] |
| COSTCO WHOLESALE CORP /NEW | 909832 | | 8-K[html] |
| COULTER JAMES G | 1099776 | | 3[html] |
| COUNTRY FAIR INC | 1171162 | | 424B1[html] |
| COVENTRY HEALTH CARE INC | 1054833 | NYSE:CVH | 8-K[html] |
| COWEN GROUP, INC. | 1466538 | | 425[html] |
| CPK Holdings Inc. | 1521658 | | SC TO-C[html] |
| CPM Holdings, Inc. | 1512574 | | 10-Q[html] |
| CRANE STEVEN G | 1229417 | | 3[html] 4[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| CREDIT SUISSE GROUP AG | 1159510 | | F-6EF[html] |
| CREDO PETROLEUM CORP | 277924 | NASDAQ:CRED | SC 13D/A[html] |
| CROFT FUNDS CORP | 927437 | | 40-17G[html] |
| CROSS COUNTRY HEALTHCARE INC | 1141103 | NASDAQ:CCRN | 8-K[html] |
| CRUDE CARRIERS CORP. | 1481055 | | 425[html] 425[html] 425[html] |
| CRYO CELL INTERNATIONAL INC | 862692 | | 8-K[html] DEFA14A[html] |
| CRYPTOLOGIC LTD | 1094036 | NASDAQ:CRYP | 6-K[html] |
| CSS INDUSTRIES INC | 20629 | NYSE:CSS | 8-K[html] |
| CUBIC ENERGY INC | 319156 | AMEX:QBC | 8-K[html] |
| CUBIST PHARMACEUTICALS INC | 912183 | NASDAQ:CBST | 8-K[html] |
| CULP ROBERT G III | 1032869 | | 4[html] |
| CUMBERLAND ADVISORS INC | 1255435 | | 13F-HR/A[html] |
| CUMULUS MEDIA INC | 1058623 | NASDAQ:CMLS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CVB FINANCIAL CORP | 354647 | NASDAQ:CVBF | 8-K[html] |
| CVR ENERGY INC | 1376139 | NYSE:CVI | 424B4[html] |
| CVS CAREMARK CORP | 64803 | | 4[html] |
| CYTOMEDIX INC | 1091596 | AMEX:GTF | 4[html] |
| CYTORI THERAPEUTICS, INC. | 1095981 | NASDAQ:CYTX | 4[html] |
| Calamos Global Dynamic Income Fund | 1396277 | NYSE:CHW | DEF 14A[html] |
| Calvert SAGE Fund | 1438390 | | 485BPOS[html] |
| Calvert Variable Products, Inc. | 743773 | | 485BPOS[html] |
| Calvista Gold Corp | 1521783 | | D[html] |
| Campbell Alan | 1296309 | | 3[html] |
| Candlewood Credit Value Fund (Cayman) II, L.P. | 1510503 | | D/A[html] |
| Candlewood Credit Value Fund II, L.P. | 1510504 | | D/A[html] |
| Capital Product Partners L.P. | 1392326 | NASDAQ:CPLP | 425[html] 425[html] |
| Cappellucci David F | 1477541 | | 4[html] |
| CarMax Auto Owner Trust 2010-2 | 1495220 | | 10-K[html] |
| CarMax Auto Owner Trust 2010-3 | 1504496 | | 10-K[html] |
| CarVal Investors, LLC | 1425040 | | 13F-HR/A[html] |
| Caraher Scott C. | 1521119 | | 3[html] |
| Cardo Medical, Inc. | 925741 | | 3/A[html] |
| Caribou Coffee Company, Inc. | 1332602 | NASDAQ:CBOU | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Carter William Harrison | 1518981 | | 4[html] |
| Catuna Cornel | 1510401 | | 4[html] |
| Cellcom Israel Ltd. | 1385145 | NYSE:CEL | 6-K[html] |
| Cellu Tissue - Long Island, LLC | 1466574 | | S-4/A[html] |
| Cellu Tissue - Thomaston, LLC | 1466575 | | S-4/A[html] |
| Cellu Tissue CORP - Natural Dam | 1295993 | | S-4/A[html] |
| Cellu Tissue CORP - Neenah | 1295996 | | S-4/A[html] |
| Cellu Tissue Corp - Oklahoma City | 1518021 | | S-4/A[html] |
| Cellu Tissue Holdings, Inc. | 1295976 | | S-4/A[html] |
| Cellu Tissue LLC | 1295997 | | S-4/A[html] |
| Centice Corp | 1415617 | | D[html] |
| Chambon Philippe O. | 1192212 | | 4[html] |
| Chapman Timothy L | 1348178 | | 4[html] |
| Charlesworth John S | 1350889 | | 4[html] |
| Chatham Lodging Trust | 1476045 | | 4[html] |
| Cheswold Lane Funds | 1359318 | | N-Q[html] |
| Chihuahua Stone, LLC | 1477343 | | 424B3[html] |
| China Biologic Products, Inc. | 1369868 | | 4[html] 4[html] |
| China Growth Equity Investment Ltd | 1517130 | | 8-A12B[html] S-1/A[html] |
| China Industrial Waste Management Inc. | 763846 | | 8-K[html] |
| China Integrated Energy, Inc. | 1070045 | | 8-K[html] |
| China Lithium Technologies Inc. | 888719 | | 10-Q/A[html] SC 13D/A[html] |
| China Nepstar Chain Drugstore Ltd. | 1414850 | NYSE:NPD | 6-K[html] |
| ChinaEdu CORP | 1411419 | NASDAQ:CEDU | 6-K[html] |
| Choi Justin C | 1355816 | | 3[html] 4[html] |
| Christoff Ryan | 1518284 | | 3[html] |
| Chu Chinh | 1306507 | | 3[html] |
| Cigweld Pty Ltd. | 1517192 | | S-4/A[html] |
| Cinch Systems, Inc. | 1521311 | | D[html] |
| Citibank,N.A./ADR | 1472033 | | F-6EF[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] FWP[html] FWP[html] |
| City Media, Inc. | 1508594 | | S-1/A[html] |
| Clark Colin Gavin | 1337918 | | 4[html] |
| Clark H. Craig | 1215001 | | 3[html] |
| Claymore Exchange-Traded Fund Trust 2 | 1365662 | | 485BXT[html] 485BXT[html] |
| Clear Channel Outdoor Holdings, Inc. | 1334978 | NYSE:CCO | 4[html] |
| Clearwater Paper Corp | 1441236 | NYSE:CLW | S-4/A[html] |
| Cleberg Anthony S | 1394201 | | 4[html] |
| Clenergen Corp | 1342916 | | 8-K[html] |
| Coastal Paper CO | 1296000 | | S-4/A[html] |
| Coleman Cable, Inc. | 1323653 | NASDAQ:CCIX | 3[html] SC 13D[html] |
| Collins John D | 1308601 | | 4[html] |
| Colonial Financial Services, Inc. | 1485527 | | SC 13D/A[html] |
| Columbia Funds Variable Series Trust II | 1413032 | | 497[html] |
| Columbia Pacific Opportunity Fund, L.P. | 1399010 | | SC 13D/A[html] |
| Comer Stephen C | 1387049 | | 4[html] |
| CommonWealth REIT | 803649 | NYSE:HRP NYSE:HRP^B NYSE:HRP^C NYSE:HRP^D | 424B5[html] |
| Community Bankers Trust Corp | 1323648 | AMEX:BTC AMEX:BTC/U AMEX:BTC/WS | 8-K[html] |
| Compass Lexecon LLC | 1516250 | | EFFECT[html] |
| Competition Policy Associates, Inc. | 1353710 | | EFFECT[html] |
| Conmed Healthcare Management, Inc. | 943324 | | 8-K[html] SC 13D/A[html] SC 13D/A[html] |
| Contango ORE, Inc. | 1502377 | | 4[html] |
| Content Partners GP, LLC | 1520701 | | D[html] |
| Convio, Inc. | 1407450 | | 4[html] |
| Cook Margo L. | 1458573 | | 3[html] |
| Copano Energy, L.L.C. | 1297067 | NASDAQ:CPNO | 8-K[html] |
| Core-Mark Holding Company, Inc. | 1318084 | NASDAQ:CORE | 8-K[html] |
| Corinthian SC, LLC | 1520293 | | 3[html] |
| Cosmosis CORP | 1394125 | | S-4[html] S-4[html] |
| Costa Paulo F | 1465928 | | 4[html] |
| Covol Engineered Fuels, LC | 1477344 | | 424B3[html] |
| Covol Fuels No. 2, LLC | 1477345 | | 424B3[html] |
| Covol Fuels No. 3, LLC | 1477346 | | 424B3[html] |
| Covol Fuels No. 4, LLC | 1477347 | | 424B3[html] |
| Covol Fuels No. 5, LLC | 1477348 | | 424B3[html] |
| Craig Kevin J | 1322654 | | 4/A[html] |
| Crist Frank C JR | 1363012 | | 4[html] |
| Crockett Russell | 1456681 | | 4[html] |
| Cromwell Wendy M. | 1508382 | | 3[html] |
| CrowdGather, Inc. | 1328670 | | 8-K[html] |
| Cumming Stephen | 1439598 | | 4[html] |
| DAHIR MICHAEL L | 1203593 | | 4[html] |
| DANFORTH JOHN C | 1060254 | | 4[html] |
| DAPPOLONIA MICHAEL R | 1206856 | | 4[html] |
| DAVENPORT BEN J JR | 1208390 | | 4[html] |
| DAVIS JEAN E | 1232068 | | 4[html] |
| DAVIS RONALD A | 1188783 | | 4[html] |
| DAYSTAR TECHNOLOGIES INC | 1262200 | NASDAQ:DSTI | 424B3[html] 424B3[html] |
| DBD Cayman Holdings, Ltd. | 1510768 | | 3[html] |
| DBD Cayman, Ltd. | 1427002 | | 3[html] |
| DBLAINE INVESTMENT TRUST | 1474273 | | 485BPOS[html] |
| DEAVENPORT EARNEST W JR | 1183377 | | 4[html] |
| DECKERS OUTDOOR CORP | 910521 | NASDAQ:DECK | 4[html] 4[html] |
| DEFOSSET DON | 1166569 | | 4[html] |
| DEL GIUDICE MICHAEL J | 1108889 | | 3[html] |
| DELAWARE GROUP EQUITY FUNDS IV | 778108 | | N-CSR[html] |
| DELAWARE GROUP STATE TAX-FREE INCOME TRUST | 201670 | | 24F-2NT[html] |
| DELHAIZE GROUP | 930309 | | 6-K[html] |
| DELL INC | 826083 | NASDAQ:DELL | 4[html] |
| DELTEK, INC | 1029299 | NASDAQ:PROJ | 4[html] 4[html] |
| DENDREON CORP | 1107332 | NASDAQ:DNDN | 4[html] |
| DENISON MINES CORP. | 1063259 | | 6-K[html] |
| DETROIT STOKER Co | 1461220 | | 4[html] 4[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | 424B2[html] |
| DEVABHAKTUNI SAI S | 1341022 | | 4[html] |
| DEVRY INC | 730464 | NYSE:DV | 8-K[html] |
| DEWALD MAURICE J | 1128799 | | 4[html] |
| DIAMOND HILL FINANCIAL TRENDS FUND, INC | 852954 | NASDAQ:DHFT | N-Q[html] |
| DIAMOND HILL FUNDS | 1032423 | | N-Q[html] |
| DIAS FIONA P | 1209881 | | 4[html] |
| DICE HOLDINGS, INC. | 1393883 | NYSE:DHX | 4[html] 4[html] |
| DICKEY JOHN W | 1244306 | | 4[html] |
| DICKEY WILLIAM P | 1065834 | | 4[html] |
| DIGITALGLOBE INC | 1208208 | | 8-K[html] 8-K[html] |
| DIGUANG INTERNATIONAL DEVELOPMENT CO., LTD. | 1158722 | | 8-K[html] |
| DILLARDS INC | 28917 | | 8-K[html] |
| DILLS PATRICK G | 1183697 | | 4[html] |
| DINKEL PATRICK | 1521329 | | 3[html] |
| DLJV 2011-2 | 1521241 | | D/A[html] |
| DN2K, LLC | 1521396 | | D[html] |
| DNB FINANCIAL CORP /PA/ | 713671 | | 8-K[html] |
| DNP SELECT INCOME FUND INC | 806628 | | N-Q[html] |
| DOCUMENT SECURITY SYSTEMS INC | 771999 | AMEX:DMC | 4[html] |
| DODGE & COX FUNDS | 29440 | | N-Q[html] |
| DONEGAL GROUP INC | 800457 | NASDAQ:DGICA NASDAQ:DGICB | 4[html] |
| DOUBLE EAGLE PETROLEUM CO | 29834 | NASDAQ:DBLE NASDAQ:DBLEP | 8-K[html] |
| DOWDEN ALBERT R | 1192228 | | 4[html] |
| DRABEK ANTHONY | 1188786 | | 4[html] |
| DRC Ventures ,Inc. | 1434109 | | 10-Q[html] |
| DREYFUS APPRECIATION FUND INC | 318478 | | N-Q[html] |
| DREYFUS CASH MANAGEMENT | 759667 | | N-14[html] |
| DREYFUS FUNDS INC | 38403 | | N-Q[html] |
| DREYFUS INVESTMENT PORTFOLIOS | 1056707 | | N-Q[html] |
| DREYFUS LAUREL FUNDS TRUST | 53808 | | N-Q[html] |
| DREYFUS LAUREL TAX FREE MUNICIPAL FUNDS | 717341 | | N-Q[html] |
| DREYFUS MONEY MARKET INSTRUMENTS INC | 30160 | | N-Q[html] |
| DREYFUS OPPORTUNITY FUNDS | 1111178 | | N-CSRS[html] |
| DREYFUS RESEARCH GROWTH FUND INC | 30162 | | EFFECT[html] |
| DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND INC | 890064 | | N-Q[html] |
| DREYFUS STOCK INDEX FUND INC | 846800 | | N-Q[html] |
| DREYFUS VARIABLE INVESTMENT FUND | 813383 | | N-Q[html] |
| DRI CORP | 853695 | NASDAQ:TBUS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DRIEHAUS MUTUAL FUNDS | 1016073 | | N-Q[html] |
| DSC Services, Inc. | 1461218 | | 4[html] 4[html] |
| DST SYSTEMS INC | 714603 | NYSE:DST | 8-K[html] |
| DST SYSTEMS INC /TA | 27048 | | TA-1/A[html] |
| DSTG-2 2011 Investors Offshore, L.P. | 1521580 | | D[html] |
| DSTG-2 2011 Investors Onshore, L.P. | 1521582 | | D[html] |
| DSW Inc. | 1319947 | NYSE:DSW | 10-Q[html] S-4MEF[html] |
| DTE ENERGY CO | 936340 | NYSE:DTE NYSE:DTE^A NYSE:DTE^C | 4[html] 4[html] |
| DUBNIK STEVE M | 1121947 | | 4[html] |
| DUNNE JOHN R | 1182514 | | 4[html] |
| DUPONT FABROS TECHNOLOGY, INC. | 1407739 | NYSE:DFT | S-8[html] |
| DWS VARIABLE SERIES II | 810573 | | 497[html] |
| DYCOM INDUSTRIES INC | 67215 | NYSE:DY | 8-K[html] |
| DYNAVAX TECHNOLOGIES CORP | 1029142 | NASDAQ:DVAX | 8-K[html] |
| Dahlberg Burton F | 1293354 | | 4[html] |
| Dammeyer Rodney F | 1077650 | | 4[html] |
| Danaos Corp | 1369241 | NYSE:DAC | F-3[html] F-3[html] |
| Datameer, Inc. | 1521473 | | D[html] |
| Davidson Peter B | 1521712 | | 3[html] |
| Davidson Rex Lynn | 1361783 | | 4[html] |
| Davis Daniel W | 1387392 | | 4[html] |
| Davis Saundra | 1410634 | | 4[html] |
| Davisson William | 1332761 | | 4[html] |
| Day William B. | 1469366 | | 4[html] |
| DealerTrack Holdings, Inc. | 1333513 | NASDAQ:TRAK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Dean Lloyd H | 1332215 | | 4[html] |
| Debt Depot, LLC | 1394144 | | S-4[html] S-4[html] |
| Deck Howard C | 1448716 | | 4[html] |
| Deitrich Thomas | 1417291 | | 3[html] |
| Delphi Automotive PLC | 1521332 | | S-1[html] |
| Denning Richard | 1514381 | | 4[html] |
| Desdin Miguel A. | 1408493 | | 4[html] |
| Desert Gateway, Inc. | 1438533 | | 10-K[html] |
| Desnick James H. | 1448738 | | SC 13D/A[html] |
| Deutsche Bank Trust Co Americas/ ADR Group | 1471515 | | F-6EF[html] |
| Dewbre Jimmy R | 1464076 | | 4[html] |
| Deyu Agriculture Corp. | 1467746 | | 10-Q/A[html] |
| Dhallan Namita | 1492517 | | 4[html] |
| Direxion Shares ETF Trust | 1424958 | | 497K[html] 497K[html] 497K[html] 497K[html] 8-A12B/A[html] |
| Discovery Communications, Inc. | 1437107 | NASDAQ:DISCA NASDAQ:DISCB NASDAQ:DISCK | 8-K[html] |
| Dolby Laboratories, Inc. | 1308547 | | 4[html] |
| Dolby Ray | 1316194 | | 4[html] |
| Dong Xin Chemical Co., Ltd. | 1475204 | | 8-K[html] |
| Donovan Shawn M | 1464888 | | 4[html] |
| Dr Pepper Snapple Group, Inc. | 1418135 | NYSE:DPS | 4[html] 4/A[html] 4/A[html] |
| Dutch Quality Stone, Inc. | 1477349 | | 424B3[html] |
| Dwyer William E III | 1405121 | | 4[html] |
| E-HOUSE (CHINA) HOLDINGS LTD | 1405658 | NYSE:EJ | 20-F/A[html] |
| EAGLE ROCK ENERGY PARTNERS L P | 1364541 | NASDAQ:EROC | 8-K[html] DEFA14A[html] |
| EASTHAM KARIN | 1231845 | | 4[html] |
| EASYLINK SERVICES INTERNATIONAL CORP | 894738 | NASDAQ:ESIC | 4[html] |
| EATON VANCE MUTUAL FUNDS TRUST | 745463 | | 485BPOS[html] |
| EBERLE ROBERT A | 1225454 | | 4[html] |
| ECA Marcellus Trust I | 1487798 | | 8-K[html] |
| ECHELON CORP | 31347 | NASDAQ:ELON | 8-K[html] |
| ECOLOGY & ENVIRONMENT INC | 809933 | | 4[html] |
| ECOLOGY COATINGS, INC. | 1173313 | | 4[html] |
| EDELCUP NORMAN S | 1188342 | | 4[html] |
| EDIETS COM INC | 1094058 | NASDAQ:DIET | 424B3[html] |
| EDMAN THOMAS T | 1048858 | | 4[html] |
| EDSELL PATRICK | 1214786 | | 3[html] 4[html] |
| EDUCATIONAL DEVELOPMENT CORP | 31667 | NASDAQ:EDUC | 8-K[html] |
| EKSPORTFINANS ASA | 700978 | | 424B2[html] 424B2[html] |
| ELAN CORP PLC | 737572 | NYSE:ELN | 6-K[html] |
| ELBIT SYSTEMS LTD | 1027664 | NASDAQ:ESLT | 6-K[html] |
| ELDORADO GOLD CORP /FI | 918608 | | 6-K[html] |
| ELLIE MAE INC | 1122388 | | S-8[html] |
| ELLIOTT ASSOCIATES, L.P. | 904495 | | SC 13D/A[html] |
| ELLIOTT R KEITH | 1060570 | | 4[html] |
| ELLISON LAWRENCE JOSEPH | 901999 | | 4[html] |
| EMC CORP | 790070 | NYSE:EMC | 4[html] |
| EMPIRE RESORTS INC | 906780 | NASDAQ:NYNY | 8-K[html] |
| ENDO PHARMACEUTICALS HOLDINGS INC | 1100962 | NASDAQ:ENDP | 8-K[html] |
| ENDOLOGIX INC /DE/ | 1013606 | | SC 13D/A[html] |
| ENDOWMENTS /DE | 32859 | | N-8F[html] |
| ENERCORP INC | 313116 | | 8-K[html] |
| ENGEX INC | 32598 | AMEX:EGX | NSAR-A[html] |
| ENTRAVISION COMMUNICATIONS CORP | 1109116 | NYSE:EVC | SC 13G[html] |
| ENVESTNET, INC. | 1337619 | | 4[html] |
| EPICOR SOFTWARE CORP | 891178 | NASDAQ:EPIC | S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |