| Company | CIK | Ticker Symbol | Document |
| EQUAL ENERGY LTD. | 1492832 | | 6-K[html] |
| EQUITY LIFESTYLE PROPERTIES INC | 895417 | NYSE:ELS | 8-K[html] |
| ERAC USA Finance LLC | 1364253 | | D[html] |
| ESCALADE INC | 33488 | NASDAQ:ESCA | 4[html] 4[html] |
| ESPEY MFG & ELECTRONICS CORP | 33533 | AMEX:ESP | 4[html] |
| ESSA Bancorp, Inc. | 1382230 | NASDAQ:ESSA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| EVANS BANCORP INC | 842518 | NASDAQ:EVBN | 3[html] 4[html] |
| EVANS GARY C | 1191410 | | 4[html] |
| EVANS JACK | 1189633 | | 3[html] |
| EVEREST RE GROUP LTD | 1095073 | NYSE:RE NYSE:RE^B | 4[html] |
| EVERETT RALPH B | 1243427 | | 4[html] |
| EVERGREEN SELECT MONEY MARKET TRUST | 1046233 | | NSAR-B[html] |
| EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC | 1469121 | | SC TO-I/A[html] |
| EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS MASTER FUND LLC | 1119896 | | SC TO-I/A[html] |
| EXELON CORP | 1109357 | NYSE:EXC | 425[html] 8-K[html] |
| EXELON GENERATION CO LLC | 1168165 | | 8-K[html] |
| EXTERRAN PARTNERS, L.P. | 1367064 | NASDAQ:EXLP | 424B5[html] |
| EZCORP INC | 876523 | NASDAQ:EZPW | 8-K[html] |
| Eales Richard V | 1228759 | | 4[html] |
| EchoStar CORP | 1415404 | NASDAQ:SATS | 4[html] |
| EcoDomus, Inc. | 1521625 | | D[html] |
| Eddy Robert W. | 1510712 | | 4[html] |
| Edwards Lifesciences Corp | 1099800 | NYSE:EW | 4[html] |
| Eldorado G-Acquisition Co. | 1477350 | | 424B3[html] |
| Eldorado SC-Acquisition Co. | 1477351 | | 424B3[html] |
| Eldorado Stone Acquisition Co., LLC | 1477352 | | 424B3[html] |
| Eldorado Stone Funding Co., LLC | 1477382 | | 424B3[html] |
| Eldorado Stone LLC | 1477354 | | 424B3[html] |
| Eldorado Stone Operations, LLC | 1477356 | | 424B3[html] |
| Elinson Felix | 1521753 | | 3[html] |
| Emergency Medical Services CORP | 1344154 | NYSE:EMS | POS AM[html] POS AM[html] POSASR[html] POSASR[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
| Emergency Medical Services L.P. | 1334544 | | 15-15D[html] |
| Empeiria Acquisition Corp | 1514418 | | 8-A12G[html] S-1/A[html] |
| Emrise CORP | 854852 | | DEF 14A[html] |
| Ensco plc | 314808 | NYSE:ESV | 425[html] 8-K[html] |
| EntrepreneurShares Series Trust | 1495922 | | N-Q[html] |
| Environmental Technologies Group, LLC | 1477358 | | 424B3[html] |
| Excaliber Enterprises, Ltd. | 1411685 | | 3[html] 3[html] 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] |
| Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC | 1469120 | | SC TO-I/A[html] |
| Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC | 1391975 | | SC TO-I/A[html] |
| Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC | 1391976 | | SC TO-I/A[html] |
| Exeter Educational Management Systems, Inc. | 1355624 | | 424B3[html] |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | 915191 | | 6-K[html] |
| FANELLI A J | 1339203 | | 4[html] |
| FAST ERIC C | 1187925 | | 4[html] |
| FASTENAL CO | 815556 | NASDAQ:FAST | 4[html] |
| FD MWA Holdings, Inc | 1382568 | | EFFECT[html] |
| FD U.S. Communications, Inc. | 1382567 | | EFFECT[html] |
| FEDERAL HOME LOAN MORTGAGE CORP | 1026214 | NYSE:FRE NYSE:FRE^B NYSE:FRE^F NYSE:FRE^G NYSE:FRE^H NYSE:FRE^K NYSE:FRE^L NYSE:FRE^M NYSE:FRE^N NYSE:FRE^O NYSE:FRE^P NYSE:FRE^Q NYSE:FRE^R NYSE:FRE^S NYSE:FRE^T NYSE:FRE^U NYSE:FRE^V NYSE:FRE^W NYSE:FRE^X NYSE:FRE^Y NYSE:FRE^Z | 3[html] 8-K[html] |
| FEDERAL SIGNAL CORP /DE/ | 277509 | | 3[html] |
| FEDERATED ASSET ALLOCATION FUND | 13386 | | 497[html] |
| FEDERATED EQUITY FUNDS | 745968 | | 497[html] N-CSRS[html] |
| FEDERATED FIXED INCOME SECURITIES INC | 879569 | | N-CSRS[html] |
| FEDERATED INCOME SECURITIES TRUST | 789281 | | N-CSRS[html] |
| FEDERATED INSURANCE SERIES | 912577 | | 497[html] |
| FEDERATED INVESTMENT SERIES FUNDS INC | 889388 | | 497[html] |
| FEDERATED TOTAL RETURN SERIES INC | 912763 | | 497[html] N-CSRS[html] |
| FELD BARRY J | 1207910 | | 4[html] |
| FERBER NORMAN A | 1238934 | | 4[html] |
| FERGUSON JOHN D | 1244542 | | 4[html] |
| FERJUSON LORNA C | 1189643 | | 3[html] |
| FGBC Bancshares, Inc. | 1360581 | | 8-K[html] |
| FIALA MARY LOU | 1174541 | | 4[html] |
| FIDELITY ABERDEEN STREET TRUST | 880195 | | N-CSR[html] |
| FIDELITY FIXED INCOME TRUST | 35315 | | 497K[html] 497K[html] 497K[html] 497K[html] N-CSR[html] |
| FIFTH THIRD BANCORP | 35527 | NYSE:FTB^A NYSE:FTB^B NYSE:FTB^C NASDAQ:FITB NASDAQ:FITBP | 8-K[html] |
| FINANCE CO OF PENNSYLVANIA | 35616 | | POS AMI[html] |
| FINANCIAL INSTITUTIONS INC | 862831 | NASDAQ:FISI | 8-K[html] |
| FIRST BANCSHARES INC /MO/ | 912967 | | 4[html] |
| FIRST CENTURY BANKSHARES INC | 723594 | | 4[html] 4[html] |
| FIRST CHINA PHARMACEUTICAL GROUP, INC. | 1432254 | | S-1[html] |
| FIRST COLOMBIA GOLD CORP. | 1045929 | | 10-K[html] |
| FIRST FINANCIAL BANCORP /OH/ | 708955 | | 4[html] 4[html] 4[html] 4[html] |
| FIRST NIAGARA FINANCIAL GROUP INC | 1051741 | NASDAQ:FNFG | 4[html] 4[html] 4[html] 4[html] 4[html] |
| FIRST OPPORTUNITY FUND INC | 790202 | | 4[html] 4[html] |
| FIRST PACIFIC MUTUAL FUND INC /HI/ | 837351 | | NSAR-A[html] |
| FIRST TRUST COMBINED SERIES 349 | 1503412 | | 497J[html] |
| FIRST TRUST COMBINED SERIES 367 | 1516209 | | S-6[html] |
| FIRST VARIABLE RATE FUND FOR GOVERNMENT INCOME /MD/ | 205355 | | 485BPOS[html] |
| FISHER JEFFREY H | 1256899 | | 4[html] |
| FISHMAN JAY S | 1201696 | | 4[html] |
| FLANZRAICH NEIL | 1188560 | | 4[html] |
| FLEETCOR TECHNOLOGIES INC | 1175454 | | 8-K[html] |
| FLEX FUNDS | 702435 | | N-Q[html] |
| FLEXSTEEL INDUSTRIES INC | 37472 | NASDAQ:FLXS | 4[html] |
| FLOTEK INDUSTRIES INC/CN/ | 928054 | | 8-K[html] |
| FOGLE M OSWALD | 1225241 | | 4[html] |
| FOLEY DONALD E | 1014326 | | 3[html] |
| FOREST LABORATORIES INC | 38074 | NYSE:FRX | 4[html] |
| FOREST OIL CORP | 38079 | NYSE:FST | 3[html] |
| FOY JAMES D | 1184785 | | 4[html] |
| FOY STEPHEN D | 1189645 | | 3[html] |
| FPIC INSURANCE GROUP INC | 1010247 | NASDAQ:FPIC | 4[html] 4[html] |
| FRANKENBERG ROBERT J | 1183579 | | 4[html] |
| FRANKLIN CUSTODIAN FUNDS | 38721 | | NSAR-A[html] |
| FRANKLIN NEW YORK TAX FREE TRUST | 798523 | | NSAR-A[html] |
| FRANKLIN PHILIP G | 1186522 | | 4[html] |
| FREDERICK COUNTY BANCORP INC | 1258831 | | 8-K[html] |
| FROETSCHER DANIEL T | 1521333 | | 3[html] |
| FROST PHILLIP MD ET AL | 898860 | | 4[html] |
| FSP 303 East Wacker Drive Corp. | 1431766 | | 8-K[html] |
| FT 2930 | 1514268 | | 487[html] |
| FT 2931 | 1514267 | | 487[html] |
| FT 2932 | 1514266 | | 487[html] |
| FT 2933 | 1514265 | | 487[html] |
| FT 2934 | 1514264 | | 487[html] |
| FT 2938 | 1514260 | | S-6/A[html] |
| FT 2939 | 1514259 | | EFFECT[html] |
| FT 2991 | 1517859 | | S-6[html] |
| FT 3002 | 1513175 | | 487[html] |
| FT 3009 | 1513182 | | S-6[html] |
| FT 3014 | 1518674 | | S-6[html] |
| FTI CONSULTING INC | 887936 | NYSE:FCN | EFFECT[html] |
| FTI Consulting LLC | 1516252 | | EFFECT[html] |
| FTI General Partner LLC | 1516254 | | EFFECT[html] |
| FTI Hosting LLC | 1516255 | | EFFECT[html] |
| FTI International LLC | 1516256 | | EFFECT[html] |
| FTI Investigations, LLC | 1349583 | | EFFECT[html] |
| FTI SMG LLC | 1516257 | | EFFECT[html] |
| FTI Technology LLC | 1516258 | | EFFECT[html] |
| FTI, LLC | 1344269 | | EFFECT[html] |
| FULTON FINANCIAL CORP | 700564 | NASDAQ:FULT | 8-K[html] |
| FUNCTION (X) INC. | 725876 | | S-1[html] |
| FXCM Inc. | 1499912 | | 4[html] |
| Fagen Roland J | 1325007 | | SC 13D/A[html] |
| Falck Danmark A/S | 1462613 | | SC 13D/A[html] |
| Far East Wind Power Corp. | 1444834 | | 8-K[html] |
| Fay William F Jr | 1336072 | | 4[html] |
| Feldshon Archelle Georgiou | 1500842 | | 4[html] |
| Fenimore Micro/Small-Cap Value Fund, LLC | 1464535 | | D/A[html] |
| Ferre Maria Luisa | 1289698 | | 4[html] |
| Fidelity Colchester Street Trust | 356173 | | N-CSR[html] |
| Financeware, Inc. | 1516450 | | 13F-HR/A[html] 13F-HR/A[html] |
| Financial Investors Variable Insurance Trust | 1382990 | | POS EX[html] |
| Finn Leo P III | 1334607 | | 4[html] |
| Fir Tree Real Estate Opportunity Fund II (Cayman), Ltd. | 1488936 | | D/A[html] |
| Fir Tree Real Estate Opportunity Fund II, L.P. | 1488729 | | D/A[html] |
| First Trinity Financial CORP | 1395585 | | 8-K[html] |
| Flaherty Mark A. | 1520700 | | 3[html] |
| Flynn James E | 1352546 | | SC 13D/A[html] |
| Flynn Patrick J | 1350888 | | 4[html] |
| Ford Credit Auto Owner Trust 2010-A | 1490017 | | 10-D[html] |
| Ford Credit Auto Owner Trust 2010-B | 1497613 | | 10-D[html] |
| Ford Credit Auto Owner Trust 2011-A | 1511040 | | 10-D[html] |
| Ford Credit Floorplan Master Owner Trust A Series 2010-5 | 1502169 | | 10-D[html] |
| Ford Credit Floorplan Master Owner Trust A Series 2011-1 | 1513080 | | 10-D[html] |
| Forex International Trading Corp. | 1471781 | | 8-K[html] 8-K[html] |
| Forward Funds | 889188 | | 497[html] |
| Frank David Stanley | 1470238 | | 4[html] |
| Freeland Kevin P | 1427240 | | 4[html] |
| Freescale Holdings GP, Ltd. | 1408720 | | 3[html] |
| Freescale Holdings L.P. | 1408719 | | 3[html] |
| Freescale Semiconductor Holdings I, Ltd. | 1392522 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Frei Frances X | 1477837 | | 4[html] |
| Fresh Harvest Products, Inc. | 1331612 | | 10-K/A[html] |
| Friedman Darlene J | 1350887 | | 4[html] |
| FriendFinder Networks Inc. | 1451951 | | 3[html] |
| Frost Gamma Investments Trust | 1380896 | | 4[html] |
| FutureFuel Corp. | 1337298 | | 3[html] 4[html] |
| GABER SHARON L | 1514836 | | 4[html] |
| GALLAGHER ARTHUR J & CO | 354190 | | 424B7[html] 8-K[html] S-8[html] S-8 POS[html] |
| GALLERY MANAGEMENT HOLDING CORP | 1420078 | | 3[html] SC 13D[html] |
| GALLIGAN THOMAS J III | 1255287 | | 3[html] 4[html] |
| GAM PORTABLE MULTI-ALPHA SPC INC | 1405071 | | D/A[html] |
| GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC | 1410929 | | D/A[html] |
| GAMBLE JONES INVESTMENT COUNSEL | 1083340 | | 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| GAMCO INVESTORS, INC. ET AL | 1060349 | | 424B5[html] |
| GAMCO INVESTORS, INC. ET AL | 807249 | | SC 13D[html] SC 13D[html] |
| GARNER CAM L | 1024007 | | 4[html] |
| GATX CORP | 40211 | NYSE:GMT NYSE:GMT^ | 424B5[html] 8-K[html] |
| GAVIN JAMES R III | 1220966 | | 4[html] |
| GC Net Lease REIT Operating Partnership, L.P. | 1520936 | | D[html] |
| GCI INC | 75679 | | 8-K[html] |
| GE Capital Credit Card Master Note Trust | 1290098 | | 10-D[html] |
| GEN PROBE INC | 820237 | | 8-K[html] |
| GENERAL COMMUNICATION INC | 808461 | NASDAQ:GNCMA | 8-K[html] |
| GENERAL ELECTRIC CAPITAL CORP | 40554 | NYSE:GEA NYSE:GEC NYSE:GED NYSE:GEG NYSE:GEJ NYSE:GEP NYSE:GER | 424B3[html] FWP[html] |
| GENEVE HOLDINGS INC | 929162 | | 4[html] |
| GEORGE EDWARD S | 1201104 | | 4[html] |
| GERDES LARRY G | 925105 | | 4[html] 4[html] |
| GERO JAMES | 1213182 | | 4[html] |
| GETAWAY2GOLFONLINE.COM | 1521700 | | D[html] |
| GETTY REALTY CORP /MD/ | 1052752 | | EFFECT[html] |
| GIFFORD KENNETH R JR | 1078111 | | 4[html] |
| GIFFORD MICHEAL L | 1192163 | | 4[html] |
| GIGA OMNI MEDIA, INC. | 1503347 | | D[html] |
| GILBERT RICHARD S | 1210390 | | 4[html] |
| GILES WILLIAM T | 1199820 | | 4[html] |
| GIOVENCO JOHN | 1232027 | | 4[html] |
| GL Trade Overseas, Inc. | 1489071 | | 424B3[html] |
| GLADSTONE COMMERCIAL CORP | 1234006 | NASDAQ:GOOD NASDAQ:GOODO NASDAQ:GOODP | 424B2[html] |
| GLAXOSMITHKLINE PLC | 1131399 | NYSE:GSK | 6-K[html] |
| GLOBAL AXCESS CORP | 852570 | | 8-K[html] |
| GLOBAL CLEAN ENERGY, INC. | 751406 | | 8-K[html] |
| GLOBAL MOBILETECH, INC. | 1424822 | | 8-K[html] |
| GMO TRUST | 772129 | | 24F-2NT[html] |
| GODFREY JOHN A | 1209593 | | 4[html] |
| GOEGLEIN RICHARD J | 1042025 | | 4[html] |
| GOLD FIELDS LTD | 1172724 | NYSE:GFI | 6-K[html] |
| GOLD RESERVE INC | 1072725 | AMEX:GRZ | 4[html] |
| GOLDMAN ALAN J | 1384645 | | 5[html] |
| GOLDMAN SACHS GROUP INC | 886982 | NYSE:GS NYSE:GS^A NYSE:GS^B NYSE:GS^C NYSE:GS^D | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 8-K[html] |
| GONENNE AMNON | 1430887 | | 4[html] |
| GOODRICH RICHARD E | 1224935 | | 4[html] |
| GOODWIN C KIM | 1278731 | | 4[html] |
| GOTTLIEB ANDREW | 1488812 | | 4[html] |
| GOULD JOHN E | 1248955 | | 4[html] |
| GRACE PATRICK P | 1230970 | | 4[html] |
| GRANITE CITY FOOD & BREWERY LTD | 1048620 | NASDAQ:GCFB | D/A[html] SC TO-I[html] |
| GREEN EARTH TECHNOLOGIES INC | 1433966 | | 4[html] |
| GRIFFIN ROBERT E | 901806 | | 4[html] |
| GROSSER BERNARD MD | 1270652 | | 4[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC | 1475455 | | SC TO-I/A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC | 1475457 | | SC TO-I/A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC | 1475456 | | SC TO-I/A[html] |
| GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC | 1212030 | | SC TO-I/A[html] |
| GROUP 1 AUTOMOTIVE INC | 1031203 | NYSE:GPI | 4[html] |
| GRT CONCENTRIC PARTNERS, L.P. | 1349500 | | D/A[html] |
| GRT DEEP WOODS PARTNERS, L.P. | 1463395 | | D/A[html] |
| GRUBB & ELLIS CO | 216039 | | 8-K[html] |
| GRYPHON GOLD CORP | 1262751 | | 8-K[html] |
| GSI GROUP INC | 1076930 | NASDAQ:GSIG | 4[html] |
| GSI TECHNOLOGY INC | 1126741 | NASDAQ:GSIT | 4[html] |
| GT Solar International, Inc. | 1394954 | NASDAQ:SOLR | 10-K[html] |
| GUESS INC | 912463 | | 8-K[html] |
| GUIDED THERAPEUTICS INC | 924515 | | 4[html] |
| GULDNER JEFFREY B. | 1521334 | | 3[html] |
| GUNN BILL H | 1188613 | | 4/A[html] |
| GUTIERREZ JUAN MIGUEL RIOS | 1511732 | | 4[html] |
| Gadjali Hasan | 1521490 | | 3[html] |
| Game Face Gaming, Inc. | 1479919 | | 3[html] 3[html] 3[html] 3[html] |
| Gansler Jacques S | 1341205 | | 4[html] |
| Garcia Gerardo | 1521526 | | 3[html] |
| Gardner Frank Theodore III | 1521102 | | 3[html] |
| Gaumer Richard | 1512344 | | 4[html] |
| Gellen David | 1521537 | | 3[html] |
| General Maritime Corp / MI | 1443799 | | PRE 14A[html] |
| Georgia-Carolina Bancshares, Inc | 1044082 | | 8-K[html] |
| Ghose Devajyoti | 1521254 | | 3[html] |
| Giesige Charles R | 1464234 | | 4[html] |
| Gil de Lamadrid Jose J | 1316436 | | 4[html] |
| Gill Ronald S | 1494474 | | 4[html] |
| Gillen Donald | 1511015 | | 4[html] |
| Global Climate Reserve Corp | 1477359 | | 424B3[html] |
| Global Eagle Acquisition Corp. | 1512077 | | 8-K[html] |
| Global Education & Technology Group Ltd | 1500108 | | 6-K[html] |
| Global X Funds | 1432353 | | 497[html] 8-A12B[html] |
| Glorious Pioneer Investments Ltd. | 1493570 | | 6-K[html] |
| Goldberg Evan | 1420734 | | 4[html] |
| Goldwater Partners LLC | 1513753 | | D[html] |
| Goliath Gold Mining/ADR | 1521801 | | F-6EF[html] |
| Gomolak Aaron | 1483305 | | 4[html] |
| Good Earth Land Sales CO | 1373150 | | 8-K[html] |
| Goodmanson Thomas J | 1401294 | | 4[html] |
| Grace Scott S | 1440950 | | 3[html] |
| Graff Michael | 1299926 | | 4[html] |
| Grapevine Technologies, Inc. | 1521073 | | D[html] |
| Graves William W | 1345763 | | 4[html] |
| Graymark Healthcare, Inc. | 1272597 | NASDAQ:GRMH | 8-K[html] |
| Grayuski Thomas J | 1392633 | | 4[html] |
| Great Wall Builders Ltd., | 1436624 | | 10-Q/A[html] 10-Q/A[html] |
| Greektown Superholdings, Inc. | 1487685 | | 8-K[html] |
| Greenberg Jonathan A | 1302375 | | 3[html] |
| Griffin Mark J | 1338920 | | 4[html] |
| Griffin Patrick J | 1463197 | | 4[html] |
| Guggenheim Defined Portfolios, Series 785 | 1495995 | | 497J[html] |
| Guinea Iron Ore Ltd | 1518164 | | D[html] |
| Gunter Michael S | 1504240 | | 3[html] |
| Gustin Carl | 1521375 | | 3[html] |
| H&E Equipment Services, Inc. | 1339605 | NASDAQ:HEES | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| H&Q LIFE SCIENCES INVESTORS | 884121 | NYSE:HQL | SC TO-I/A[html] |
| H&R Series One LLC | 1521335 | | D[html] |
| HAGEMANN LAWRENCE A | 1255382 | | 4[html] |
| HAGEMANN ROBERT | 1222676 | | 4[html] |
| HALEY MICHAEL P | 1208396 | | 4[html] |
| HALF FULL BREWERY, INC. | 1521716 | | D[html] |
| HALL WILLIAM K | 1181855 | | 4[html] |
| HALLIBURTON CO | 45012 | NYSE:HAL | 8-K[html] |
| HALLMARK FINANCIAL SERVICES INC | 819913 | NASDAQ:HALL | 4[html] 4[html] 8-K[html] |
| HAMILTON GAIL | 1184222 | | 4[html] |
| HAMM RICHARD F JR | 1230157 | | 4[html] |
| HAMMER FREDERICK S | 1235823 | | 3[html] |
| HANDY & HARMAN LTD. | 106618 | NASDAQ:WXCO | 8-K[html] |
| HARBINGER GROUP INC. | 109177 | NYSE:ZAP | 8-K[html] |
| HARDEN M C III | 1180818 | | 4[html] |
| HARDIN EDWARD J | 1188345 | | 4[html] |
| HARKEY JOHN D JR | 1235775 | | 4[html] |
| HARMONIC INC | 851310 | NASDAQ:HLIT | 4[html] |
| HARRIS & HARRIS GROUP INC /NY/ | 893739 | | 8-K[html] |
| HARTBERG CRAIG F | 1257200 | | 4[html] |
| HARTFORD MUTUAL FUNDS II INC | 49905 | | 497[html] |
| HARTFORD MUTUAL FUNDS INC/CT | 1006415 | | 497[html] 497[html] |
| HARTFORD SERIES FUND INC | 1053425 | | 497[html] |
| HARVARD BIOSCIENCE INC | 1123494 | NASDAQ:HBIO | S-8[html] |
| HARVEST NATURAL RESOURCES, INC. | 845289 | | 4[html] 4[html] 4[html] |
| HASBRO INC | 46080 | NYSE:HAS | 8-K[html] |
| HAVENER GARY W | 1210022 | | 4[html] |
| HAWAIIAN ELECTRIC INDUSTRIES INC | 354707 | NYSE:HE NYSE:HE^U | 4[html] |
| HAWKINS D HUNT | 1181877 | | 4[html] |
| HAYMAN CAPITAL MANAGEMENT, L.P. | 1420192 | | SC 13G[html] |
| HC CAPITAL TRUST | 934563 | | APP WD/A[html] |
| HCM Marketing CORP | 1376045 | | S-4/A[html] |
| HCM Stone, LLC | 1477360 | | 424B3[html] |
| HCM Utah, LLC | 1477363 | | 424B3[html] |
| HEADWATERS INC | 1003344 | NYSE:HW | 424B3[html] |
| HEALTH MANAGEMENT ASSOCIATES INC | 792985 | NYSE:HMA | 3[html] |
| HEALTHSOUTH CORP | 785161 | NYSE:HLS | 8-K[html] |
| HEARTLAND FINANCIAL USA INC | 920112 | NASDAQ:HTLF | 8-K/A[html] |
| HEIDRICK & STRUGGLES INTERNATIONAL INC | 1066605 | NASDAQ:HSII | 3[html] |
| HEMISPHERX BIOPHARMA INC | 946644 | AMEX:HEB | 8-K[html] |
| HENDRICKS LARRY | 1247641 | | 4[html] |
| HENEGHAN DANIEL | 1224906 | | 3[html] |
| HERCULES OFFSHORE, INC. | 1330849 | NASDAQ:HERO | 8-K[html] |
| HERITAGE BANKSHARES INC /VA | 719731 | | 4[html] |
| HERITAGE FINANCIAL CORP /WA/ | 1046025 | | 4[html] |
| HERNANDEZ EMMANUEL T | 1186773 | | 4[html] |
| HERTZ CORP | 47129 | | S-4/A[html] |
| HES Ethanol Holdings, LLC | 1516972 | | 424B3[html] |
| HEWLETT PACKARD CO | 47217 | | 424B2[html] |
| HEYER STEVEN J | 1161492 | | 4[html] |
| HIGGINS JOHN DEBREE | 1256150 | | 4[html] |
| HIGHWOODS PROPERTIES INC | 921082 | NYSE:HIW NYSE:HIW^B | 424B2[html] 8-K[html] |
| HIGHWOODS REALTY LTD PARTNERSHIP | 941713 | | 8-K[html] |
| HINES REAL ESTATE INVESTMENT TRUST INC | 1262959 | | SC TO-T[html] |
| HOGAN JOHN E | 1212893 | | 4[html] |
| HOLDEN RICHMOND Y JR | 1213240 | | 4[html] |
| HOLLAND SERIES FUND INC | 947441 | | NSAR-A[html] |
| HOLMES FRANK E | 1251824 | | 4[html] |
| HONG LEONG ASIA LTD | 1170798 | | SC 13D/A[html] |
| HOREJSI STEWART R | 1246903 | | 4[html] |
| HORMEL FOODS CORP /DE/ | 48465 | | 8-K[html] |
| HORNE INTERNATIONAL, INC. | 1229195 | | 4[html] |
| HOWARD KAREN L | 1214461 | | 4[html] |
| HSBC HOLDINGS PLC | 1089113 | NYSE:HBC NYSE:HBC^ NYSE:HBC^A NYSE:HCS | 6-K[html] |
| HSBC USA INC /MD/ | 83246 | | FWP[html] |
| HUMAN PHEROMONE SCIENCES INC | 878616 | | 4[html] |
| HUNT EUGENE | 1465568 | | 4[html] |
| HUNTER JOHN C III | 1181630 | | 3[html] |
| HUNTER WILLIAM CURT | 1275016 | | 3[html] |
| HUSZAGH J GORDON | 1235043 | | 4[html] |
| HYDROGENICS CORP | 1119985 | NASDAQ:HYGS | 6-K[html] |
| Hansen Kenneth A | 1470273 | | 3[html] |
| Harris Bernard A Jr | 1337906 | | 3[html] |
| Harris Charles S | 1453947 | | 4[html] |
| Harris Michael W | 1517530 | | 4[html] |
| Harris Parker | 1294774 | | 4[html] |
| Harrison Huelon Andrew | 1437133 | | 4[html] |
| Hart Danny J Jr. | 1518546 | | 4[html] |
| Harvard Illinois Bancorp, Inc. | 1471266 | | 4[html] |
| Hassell Fleetwood S | 1334673 | | 4[html] |
| Hauch Carl S | 1518979 | | 4[html] |
| Hayden Luke S | 1492599 | | 4[html] |
| Hayes Holden T. | 1521767 | | 3[html] |
| Haynes Stephen C | 1351473 | | 4[html] |
| Headwaters CTL, LLC | 1477375 | | 424B3[html] |
| Headwaters Construction Materials, Inc. | 1477367 | | 424B3[html] |
| Headwaters Construction Materials, LLC | 1477371 | | 424B3[html] |
| Headwaters Energy Services Corp. | 1477377 | | 424B3[html] |
| Headwaters Ethanol Operators, LLC | 1477378 | | 424B3[html] |
| Headwaters Heavy Oil, LLC | 1477379 | | 424B3[html] |
| Headwaters Plant Services, Inc. | 1517360 | | 424B3[html] |
| Headwaters Refinery Investments Co. | 1477380 | | 424B3[html] |
| Headwaters Resources, Inc. | 1477381 | | 424B3[html] |
| Headwaters Services Corp | 1477376 | | 424B3[html] |
| Headwaters Synfuel Investments, LLC | 1477374 | | 424B3[html] |
| Headwaters Technology Innovation Group, Inc. | 1477373 | | 424B3[html] |
| HeartWare International, Inc. | 1389072 | NASDAQ:HTWR | 4[html] 4/A[html] |
| Heartland Egg Co of Georgia, Inc. | 1521340 | | D[html] |
| Helix Wind, Corp. | 1364560 | | 8-K[html] |
| Hennessy Timothy J. | 1444796 | | 4[html] |
| Heron Lake BioEnergy, LLC | 1286964 | | 8-K[html] 8-K[html] SC 13D/A[html] |
| Herrman Ernie | 1388774 | | 4[html] |
| Hertz Claim Management CORP | 1376058 | | S-4/A[html] |
| Hertz Entertainment Services Corp | 1516075 | | S-4/A[html] |
| Hertz Equipment Rental CORP | 1376051 | | S-4/A[html] |
| Hertz Global Services CORP | 1376050 | | S-4/A[html] |
| Hertz Local Edition Corp. | 1376049 | | S-4/A[html] |
| Hertz Local Edition Transporting, Inc. | 1376044 | | S-4/A[html] |
| Hertz System, Inc. | 1376048 | | S-4/A[html] |
| Hertz Technologies, Inc. | 1376047 | | S-4/A[html] |
| Hertz Transporting, Inc. | 1376046 | | S-4/A[html] |
| Heuser Shelly S | 1492670 | | 4[html] |
| Hoffman Susan | 1510711 | | 4[html] |
| Home Federal Bancorp, Inc. of Louisiana | 1500375 | | 4[html] |
| Home Inns & Hotels Management Inc. | 1376972 | NASDAQ:HMIN | 20-F/A[html] |
| Honda Auto Receivables 2011-2 Owner Trust | 1520947 | | 8-K[html] 8-K[html] |
| Horiuchi Atsushi | 1428021 | | 4[html] |
| Hornbake E. Rodney | 1520645 | | 3[html] 4[html] |
| Houston Helga | 1478277 | | 4[html] |
| Houston Wire & Cable CO | 1356949 | NASDAQ:HWCC | 4[html] |
| Howe Gordon W. | 1517673 | | 3[html] |
| Howes Robert S Jr | 1392631 | | 4[html] |
| Hu George | 1386396 | | 4[html] |
| Hudson Bay Capital Management, L.P. | 1393825 | | SC 13G[html] |
| Huffman William T. Jr. | 1458572 | | 3[html] |
| Husman George E | 1391250 | | 4[html] |
| Hyzak Randy | 1456136 | | 3[html] |
| IAMGOLD CORP | 1203464 | NYSE:IAG | 6-K[html] |
| IDENTIVE GROUP, INC. | 1036044 | NASDAQ:SCMM | 424B3[html] |
| IGATE CORP | 1024732 | NASDAQ:IGTE | 4[html] |
| IMPERIAL INDUSTRIES INC | 49930 | NASDAQ:IPII | 4[html] |
| IMPINJ INC | 1114995 | | S-1/A[html] |
| INCYTE CORP | 879169 | NASDAQ:INCY | 8-K[html] |
| INDEPENDENCE HOLDING CO | 701869 | NYSE:IHC | 4[html] |
| INDEPENDENT BANK CORP | 776901 | NASDAQ:INDB NASDAQ:IBCP NASDAQ:IBCPO | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] 8-K[html] |
| INDEPENDENT BANK CORP /MI/ | 39311 | | EFFECT[html] |
| INDEPENDENT GASOLINE & OIL CO OF ROCHESTER | 1045547 | | 424B1[html] |
| INDUSTRY LEADERS FUND | 1010481 | | N-Q[html] |
| INFORMA PLC | 1343894 | | F-6EF[html] |
| ING BALANCED PORTFOLIO INC | 846799 | | N-Q[html] |
| ING CLARION GLOBAL REAL ESTATE INCOME FUND | 1268884 | NYSE:IGR | N-Q[html] |
| ING INTERMEDIATE BOND PORTFOLIO | 2646 | | N-Q[html] |
| ING INVESTORS TRUST | 837276 | | N-Q[html] |
| ING MONEY MARKET PORTFOLIO | 2663 | | N-Q[html] |
| ING PARTNERS INC | 1039001 | | N-Q[html] |
| ING STRATEGIC ALLOCATION PORTFOLIOS INC | 935070 | | N-Q[html] |
| ING VARIABLE FUNDS | 2664 | | N-Q[html] |
| ING VARIABLE INSURANCE TRUST | 1090682 | | N-Q[html] |
| ING VARIABLE PORTFOLIOS INC | 1015965 | | N-Q[html] |
| ING VARIABLE PRODUCTS TRUST | 916403 | | N-Q[html] |
| INGRAHAM SCOTT S | 1192157 | | 4[html] |
| INNOVATIVE FOOD HOLDINGS INC | 312257 | | 3[html] 3[html] 4[html] 4[html] 4[html] |
| INNSUITES HOSPITALITY TRUST | 82473 | AMEX:IHT | DEF 14A[html] |
| INSTREAM MEDIA INC | 1453806 | | D[html] |
| INSURED MUNICIPALS INCOME TRUST & IN QU TAX EX TR MUL SE 314 | 1024830 | | 24F-2NT[html] |
| INSURED MUNICIPALS INCOME TRUST 240TH INSURED MULTI SERIES | 896572 | | 24F-2NT[html] |
| INSWEB CORP | 1077370 | NASDAQ:INSW | PRE 14A[html] |
| INTEGRAL TECHNOLOGIES INC | 1018281 | | 4[html] |
| INTEGRITY FUND OF FUNDS INC | 931757 | | N-Q[html] |
| INTEGRITY FUNDS | 893730 | | N-Q[html] |
| INTERCALL INC | 1048713 | | S-4[html] S-4[html] |
| INTERCONTINENTALEXCHANGE INC | 1174746 | NYSE:ICE | 8-K[html] |
| INTERNATIONAL SHIPHOLDING CORP | 278041 | NYSE:ISH | 4[html] |
| INTERSECTIONS INC | 1095277 | NASDAQ:INTX | 8-K[html] |
| INTRADO COMMAND SYSTEMS, INC. | 1519186 | | S-4[html] S-4[html] |
| INTRADO INFORMATION SYSTEMS HOLDINGS, INC. | 1519188 | | S-4[html] S-4[html] |
| INTRADO SYSTEMS CORP. | 1519189 | | S-4[html] S-4[html] |
| INTRUSION INC | 736012 | | 4[html] 4[html] |
| INTUIT INC | 896878 | NASDAQ:INTU | 4[html] 4[html] |
| IP TECHNOLOGY SERVICES, INC. | 1417900 | | SC 14F1[html] |
| IROBOT CORP | 1159167 | NASDAQ:IRBT | 4[html] |
| IRONWOOD PHARMACEUTICALS INC | 1446847 | | 8-K[html] |
| IXIA | 1120295 | NASDAQ:XXIA | 8-K[html] |
| IXYS CORP /DE/ | 945699 | | 8-K[html] |
| Idgunji Prashanth | 1502603 | | 4[html] |
| In Mother Words Ltd Liability Co | 1517229 | | D[html] |
| Incoming, Inc. | 1423325 | | 8-K/A[html] |
| Inflow LLC | 1355630 | | 424B3[html] |
| Inland Diversified Real Estate Trust, Inc. | 1438897 | | 424B3[html] 8-K[html] |
| Inspire Services, LLC | 1477372 | | 424B3[html] |
| InterCall Telecom Ventures, LLC | 1394122 | | S-4[html] S-4[html] |
| Intermec, Inc. | 1044590 | | 4[html] 8-K[html] |
| International Stem Cell CORP | 1355790 | | 8-K[html] |
| Intrado Communications Inc. | 1394145 | | S-4[html] S-4[html] |
| Intrado Communications of Virginia Inc. | 1394147 | | S-4[html] S-4[html] |
| Intrado Inc. | 1394146 | | S-4[html] S-4[html] |
| Intrado International, LLC | 1394151 | | S-4[html] S-4[html] |
| Invesco Van Kampen Advantage Municipal Income Trust II | 908993 | AMEX:VKI | DEFA14A[html] |
| Invesco Van Kampen Bond Fund | 5094 | NYSE:VBF | DEFA14A[html] |
| Invesco Van Kampen California Value Municipal Income Trust | 895531 | NYSE:VCV | DEFA14A[html] |
| Invesco Van Kampen Dynamic Credit Opportunities Fund | 1393662 | NYSE:VTA | DEFA14A[html] |
| Invesco Van Kampen Exchange Fund | 5100 | | DEFA14A[html] |
| Invesco Van Kampen High Income Trust II | 846671 | | DEFA14A[html] |
| Invesco Van Kampen Massachusetts Value Municipal Income Trus | 890515 | AMEX:VMV | DEFA14A[html] |
| Invesco Van Kampen Municipal Opportunity Trust | 884152 | NYSE:VMO | DEFA14A[html] |
| Invesco Van Kampen Municipal Trust | 877463 | NYSE:VKQ | DEFA14A[html] |
| Invesco Van Kampen Ohio Quality Municipal Trust | 877649 | NYSE:VOQ | DEFA14A[html] |
| Invesco Van Kampen Pennsylvania Value Municipal Income Trust | 895528 | NYSE:VPV | DEFA14A[html] |
| Invesco Van Kampen Select Sector Municipal Trust | 912022 | AMEX:VKL | DEFA14A[html] |
| Invesco Van Kampen Senior Income Trust | 1059386 | NYSE:VVR | DEFA14A[html] |
| Invesco Van Kampen Trust for Insured Municipals | 880893 | NYSE:VIM | DEFA14A[html] |
| Invesco Van Kampen Trust for Investment Grade Municipals | 880892 | NYSE:VGM | DEFA14A[html] |
| Invesco Van Kampen Trust for Investment Grade New Jersey Mun | 883269 | NYSE:VTJ | DEFA14A[html] |
| Invesco Van Kampen Trust for Investment Grade New York Munic | 883265 | NYSE:VTN | DEFA14A[html] |
| Iron Creek Energy Group, LLC | 1521487 | | S-3[html] |
| Iverson Ronald W. | 1495600 | | 4[html] |
| Ix Frank William | 1514137 | | 4[html] |
| J P MORGAN CHASE & CO | 19617 | NYSE:JPM NYSE:JPM^E NYSE:JPM^F NYSE:JPM^G NYSE:JPM^I NYSE:JPM^J NYSE:JPM^K NYSE:JPM^P NYSE:JPM^S NYSE:JPM^W NYSE:JPM^X NYSE:JPM^Y NYSE:JPM^Z | 424B2[html] FWP[html] FWP[html] |
| JA Solar Holdings Co., Ltd. | 1385598 | NASDAQ:JASO | 20-F/A[html] |
| JAMES ADVANTAGE FUNDS | 1045487 | | 497[html] 497[html] 497[html] |
| JAMES MICHAEL C | 1365831 | | 4[html] |
| JANUS INVESTMENT FUND | 277751 | | 485BPOS[html] 497[html] |
| JASPER WILLIAM L | 1360012 | | 4[html] |
| JAZZ PHARMACEUTICALS INC | 1232524 | NASDAQ:JAZZ | 8-K[html] |
| JDS UNIPHASE CORP /CA/ | 912093 | | 4[html] |
| JEFFRIES MICHAEL S | 1187360 | | 4[html] |
| JEREMIAH BARABARA S | 1240767 | | 4[html] |
| JNL SERIES TRUST | 933691 | | 497[html] |
| JOHNSEN ERIK F | 903342 | | 4[html] |
| JOHNSON RICHARD CRAIG | 1284161 | | 3[html] |
| JOHNSON S P IV | 1044584 | | 4[html] |
| JOINT JUICE INC | 1119006 | | D[html] |
| JONES JERRY C | 1179680 | | 4[html] |
| JONES RICHARD H | 1222574 | | 4[html] |
| JONES WILLIAM H | 1238058 | | 4[html] |
| JPMORGAN VALUE OPPORTUNITIES FUND INC | 770482 | | N-Q[html] |
| JPMorgan Asia Private Equity Fund LLC | 1521074 | | D[html] |
| JPMorgan Chase Bank, N.A. - ADR Depositary | 1474274 | | F-6EF[html] |
| JPMorgan Trust I | 1217286 | | 497[html] |
| Jensen Scott R | 1440459 | | 4[html] |
| Jet Cheer Investments Ltd | 1493569 | | 6-K[html] |
| John Hancock Funds III | 1329954 | | 24F-2NT[html] |
| John Hancock Hedged Equity & Income Fund | 1496749 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Johns Christopher S | 1482969 | | 4[html] |
| Johnson Bradford C. | 1518490 | | 3[html] |
| Johnston James J. JR | 1432612 | | 4[html] 4/A[html] 4/A[html] |
| Jpak Group, Inc. | 1321559 | | 4[html] |
| KACKLEY JAMES R | 1265422 | | 4[html] |
| KADANT INC | 886346 | NYSE:KAI | 8-K[html] |
| KALFUS RON | 1445140 | | 4[html] |
| KANSAS CITY SOUTHERN | 54480 | NYSE:KSU NYSE:KSU^ | 8-K[html] |
| KAR Auction Services, Inc. | 1395942 | | 8-K[html] |
| KARLSON LAWRENCE C | 1216454 | | 4[html] |
| KAUCHAK JOHN J | 1238307 | | 4[html] |
| KAYE CHARLES R | 1239318 | | 4[html] 4[html] |
| KBS Real Estate Investment Trust II, Inc. | 1411059 | | 8-K[html] |
| KEMET CORP | 887730 | | 424B3[html] |
| KENNEDY JAMES A C | 1203069 | | 4[html] |
| KENNEY JAMES W | 1210023 | | 4[html] |
| KEYCO BOND FUND INC | 313180 | | N-CSRS[html] NSAR-A[html] |
| KEYSTONE CONSOLIDATED INDUSTRIES INC | 55604 | | 8-K[html] |
| KIANTONE PIPELINE CO | 1045539 | | 424B1[html] |
| KIANTONE PIPELINE CORP | 830253 | | 424B1[html] |
| KIELISZAK JERRY | 1254333 | | 4[html] |
| KILROY JOHN B SR | 1214274 | | 4[html] |
| KILROY REALTY CORP | 1025996 | NYSE:KRC NYSE:KRC^E NYSE:KRC^F | 4[html] 4[html] 4[html] 4[html] 4[html] |
| KINETICS MUTUAL FUNDS INC | 1083387 | | 497[html] |
| KING BRUCE MICHAEL | 1520170 | | 4[html] |
| KINSELLA DALE F | 1214276 | | 4[html] |
| KIRKLAND'S, INC | 1056285 | NASDAQ:KIRK | 8-K[html] |
| KLATELL ROBERT E | 1186372 | | 4[html] |
| KLENZ WALTER | 1201106 | | 4[html] |
| KMG CHEMICALS INC | 1028215 | NASDAQ:KMGB | 3[html] 8-K[html] |
| KOEHLER MICHAEL | 1228409 | | 4[html] |
| KONGZHONG CORP | 1285137 | NASDAQ:KONG | 6-K[html] |
| KONINKLIJKE PHILIPS ELECTRONICS NV | 313216 | | SC 13G/A[html] |
| KOONTZ PAUL G | 1205496 | | 4[html] |
| KOREA ELECTRIC POWER CORP | 887225 | NYSE:KEP | 6-K[html] |
| KORTH TIMOTHY W | 1258175 | | 4[html] |
| KOUREY MICHAEL R | 1079576 | | 4[html] |
| KRAFT HERBERT A | 1156998 | | 4[html] |
| KRAFT KEVIN MICHAEL SR | 1478360 | | 4[html] |
| KRANC LISA R | 1157583 | | 4[html] |
| KRANEM CORP | 1309764 | | SC 14F1/A[html] |
| KRISPY KREME DOUGHNUTS INC | 1100270 | NYSE:KKD | 10-Q[html] 4[html] |
| KRUMEL CAROLINE J | 1511233 | | 4[html] |
| KSL Capital Partners III TE, L.P. | 1505644 | | D/A[html] |
| KSL Capital Partners III, L.P. | 1505594 | | D/A[html] |
| KUNDERT DAVID J | 1195353 | | 3[html] |
| KWIK FIL INC | 1045540 | | 424B1[html] |
| KWIK FILL CORP | 1045541 | | 424B1[html] |
| Kaminski Paul D | 1503476 | | 4[html] |
| Kanno Tadayuki | 1464211 | | 4[html] |
| Kansas City Southern de Mexico, S.A. de C.V. | 1055294 | | 8-K[html] |
| Kaplan William Phillip | 1340426 | | 4[html] |
| Kasarda John D. | 1423599 | | 4[html] |
| Kazerounian Reza | 1463525 | | 3[html] |
| Keeley Funds, Inc. | 1324203 | | NSAR-A[html] |
| Keenan W Howard JR | 1370287 | | 4[html] |
| Keller Michael Edward | 1521498 | | 3[html] |
| Kelly Walter M | 1376682 | | 3[html] |
| Kennedy Michael N. | 1477679 | | 3[html] |
| Kidston Samuel A | 1406365 | | 4[html] |
| Kleffner Gregory W | 1328734 | | 4[html] |
| Klingaman Richard M | 1354439 | | 4[html] |
| Kollar Jerome A | 1399790 | | 4[html] |
| Koplow Hilarie A. | 1517131 | | 4[html] |
| Korman Alan S | 1509464 | | 4[html] |
| Kraft Michael Anthony | 1320109 | | 4[html] |
| Krone Michael | 1375338 | | 4[html] |
| Krotine Frank Thomas | 1406832 | | 4[html] |
| Kruse Kevin | 1300010 | | 4[html] |
| Kvitnitsky Mikhail | 1443613 | | 3/A[html] |
| L-B Stone, LLC | 1477370 | | 424B3[html] |
| LABRANCHE & CO INC | 1089044 | NYSE:LAB | 425[html] DEFA14A[html] |
| LANDY JOSEPH | 1220638 | | 4[html] 4[html] |
| LANE AMY B | 1208529 | | 4[html] |
| LARKEY ROSLYN R | 1499967 | | 4[html] |
| LARSON CHRISTINE R | 1270013 | | 4[html] |
| LAUB STEVEN | 1224180 | | 4[html] |
| LAUDERBACK BRENDA J | 1160672 | | 4[html] |
| LAWNDALE CAPITAL MANAGEMENT LLC | 1267432 | | SC 13D/A[html] |
| LAWRENCE INVESTMENTS LLC | 1263306 | | 4[html] |
| LAWSON JOHN K | 1055708 | | 4[html] |
| LDH Energy Opportunities Fund L.P. | 1486953 | | D/A[html] |
| LDH Energy Opportunities Fund Ltd. | 1488051 | | D/A[html] |
| LEAPFROG ENTERPRISES INC | 1138951 | NYSE:LF | 4[html] |
| LEBLANC LEONARD J | 1244065 | | 4[html] |
| LEE ROBERT B | 1134940 | | 4[html] |
| LEGACY RESERVES LP | 1358831 | NASDAQ:LGCY | S-3[html] |
| LEGG MASON CHARLES STREET TRUST INC | 1052864 | | N-Q[html] N-Q[html] |
| LEGG MASON GLOBAL TRUST INC | 895662 | | N-Q[html] N-Q[html] |
| LEGG MASON INVESTMENT TRUST INC | 1096338 | | N-Q[html] |
| LEGG MASON PARTNERS EQUITY TRUST | 880366 | | 485BPOS[html] 485BPOS[html] N-Q[html] |
| LEGG MASON PARTNERS INCOME TRUST | 764624 | | N-Q[html] N-Q[html] N-Q[html] NSAR-B[html] |
| LEGG MASON PARTNERS VARIABLE EQUITY TRUST | 1176343 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] |
| LEGG MASON PARTNERS VARIABLE INCOME TRUST | 874835 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] |
| LEGG MASON TAX FREE INCOME FUND | 869906 | | NSAR-B[html] |
| LEGLER MITCHELL W | 1181882 | | 4[html] |
| LESLIE BRUCE A | 1209592 | | 4[html] |
| LEUTHOLD FUNDS INC | 1000351 | | 497[html] |
| LEVINE LEICHTMAN CAPITAL PARTNERS INC | 1259957 | | SC 13D/A[html] |
| LGL GROUP INC | 61004 | AMEX:LGL | 4[html] |
| LIBBEY INC | 902274 | NYSE:LBY | 4[html] |
| LIBERTY STAR URANIUM & METALS CORP. | 1172178 | | 4[html] |
| LIFSEY WALTER | 1242603 | | 4[html] |
| LIGHTING SCIENCE GROUP CORP | 866970 | | SC 13G/A[html] |
| LIHUA INTERNATIONAL INC. | 1399521 | | 4[html] |
| LINBECK ANDREW B | 1282433 | | 3[html] |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | 914036 | | 497K[html] |
| LIND NILS COLIN | 1229374 | | 4[html] |
| LINDELL ANDREA R | 1224643 | | 4[html] |
| LIQUIDITY SERVICES INC | 1235468 | NASDAQ:LQDT | 8-K[html] |
| LISTER THOMAS H | 1217271 | | 3[html] |
| LLOYD ANNE H | 1234192 | | 4[html] |
| LMP CAPITAL & INCOME FUND INC. | 1270131 | | N-Q[html] |
| LMP CORPORATE LOAN FUND INC. | 1068963 | NYSE:TLI | NSAR-A[html] |
| LMP REAL ESTATE INCOME FUND INC. | 1173557 | NYSE:RIT | N-Q[html] |
| LNB BANCORP INC | 737210 | NASDAQ:LNBB | 4[html] |
| LOBERG MICHAEL D | 1233414 | | 4[html] |
| LOCAL.COM | 1259550 | NASDAQ:LOCM | 8-K[html] CT ORDER[html] |
| LOCKHART BRUCE | 1268645 | | 4[html] |
| LOCUST WOOD CAPITAL ADVISERS, LLC | 1349434 | | 13F-HR/A[html] |
| LOJACK CORP | 355777 | NASDAQ:LOJN | 8-K[html] |
| LONGLEAF PARTNERS FUNDS TRUST | 806636 | | 4[html] 40-24B2[html] |
| LORAL SPACE & COMMUNICATIONS INC. | 1006269 | | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| LORD JONATHAN T MD | 1112980 | | 4[html] |
| LOUIS A ANDREW R | 1188351 | | 3[html] |
| LPL Investment Holdings Inc. | 1397911 | | 4[html] 8-K[html] |
| LSB INDUSTRIES INC | 60714 | NYSE:LXU | 4[html] |
| LSI INDUSTRIES INC | 763532 | NASDAQ:LYTS | 4[html] |
| LTV CORP | 60731 | | 8-K[html] |
| LTX-CREDENCE CORP | 357020 | NASDAQ:LTXC | 8-K[html] |
| LUMINEX CORP | 1033905 | NASDAQ:LMNX | 8-K[html] |
| LUNDQUIST NICHOLAS J | 1246130 | | 4[html] |
| LYONS GARY A | 1123343 | | 4[html] |
| LaRose Jeffrey | 1404237 | | 4[html] |
| Lafiandra Catherine H | 1483258 | | 4[html] |
| Lahri Rajeeva | 1300000 | | 3[html] |
| Lane Ann B | 1406293 | | 4[html] |
| Lane Brian | 1474450 | | 4[html] |
| Langston Douglas J | 1458442 | | 4[html] |
| Laurans Scott B. | 1521416 | | 3[html] |
| Lawson Software, Inc. | 1344632 | NASDAQ:LWSN | DEFA14A[html] |
| Lee Dan E | 1340003 | | 4[html] |
| Legacy Reserves Finance Corp | 1518328 | | S-3[html] |
| Legacy Reserves Operating GP LLC | 1431622 | | S-3[html] |
| Legacy Reserves Operating LP | 1431623 | | S-3[html] |
| Legacy Reserves Services Inc | 1431624 | | S-3[html] |
| Lender Processing Services, Inc. | 1429775 | NYSE:LPS | 4[html] |
| LendingClub Corp | 1409970 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
| Leonova Elina | 1521744 | | 3[html] |
| Leslie Lucas Partners LLC | 1516125 | | SC 13D[html] |
| Lin Jinshui | 1521078 | | SC 13D/A[html] |
| Lin Xiuzi | 1521071 | | SC 13D/A[html] |
| Lion Lam Diamond Inc | 1511367 | | S-1/A[html] |
| Little Pamela A | 1337465 | | 4[html] |
| Liu Kun | 1487174 | | SC 13D/A[html] |
| Lloyds Banking Group plc | 1160106 | NYSE:LYG | 6-K[html] |
| Lone Pine Resources Inc. | 1506932 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] CERTNYS[html] |
| Lubert Jonathan M | 1521605 | | 3[html] |
| M&T BANK CORP | 36270 | NYSE:MTB NYSE:MTB^A | 3[html] |
| MABCURE INC. | 1388490 | | 4[html] 4[html] 4[html] 4[html] |
| MACATAWA BANK CORP | 1053584 | NASDAQ:MCBC | FWP[html] |
| MACK CALI REALTY CORP | 924901 | | 8-K[html] |
| MACK CALI REALTY L P | 1067063 | | 8-K[html] |
| MADISON MOSAIC EQUITY TRUST | 710977 | | DEFA14A[html] |
| MADONIA FRANK | 1123544 | | 4[html] |
| MAGNUM HUNTER RESOURCES CORP | 1335190 | AMEX:PRC | 4[html] 4[html] 8-K/A[html] |
| MAHESWARAN MOHAN | 1224946 | | 4[html] |
| MAINSOURCE FINANCIAL GROUP | 720002 | NASDAQ:MSFG | 3/A[html] 4/A[html] 4/A[html] |
| MAJESCO ENTERTAINMENT CO | 1076682 | NASDAQ:COOL | 4[html] S-3/A[html] |
| MAKRIS GEORGE JR | 1235478 | | 4[html] |
| MALONE JAMES R | 1136508 | | 4[html] |
| MALONE RONALD A | 1192989 | | 4[html] |
| MANAGERS FUNDS | 720309 | | N-Q[html] |
| MANHATTAN ASSOCIATES INC | 1056696 | NASDAQ:MANH | 4[html] S-8[html] |
| MANIX ANN | 1035145 | | 4[html] |
| MARKEL CORP | 1096343 | NYSE:MKL NYSE:MKV | 424B5[html] FWP[html] |
| MARKS VERONICA B | 1255405 | | 4[html] |
| MARSCH DARRYL R. | 1432387 | | 4[html] |
| MARSH & MCLENNAN COMPANIES, INC. | 62709 | NYSE:MMC | 8-K[html] |
| MARTIN CHRISTOPHER P | 1240495 | | 4[html] |
| MARTIN MARIETTA MATERIALS INC | 916076 | NYSE:MLM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MARTINEAU JAMES L | 1209596 | | 4[html] |
| MARX MOSES | 941992 | | 4[html] SC 13D/A[html] |
| MASIN MICHAEL | 1387825 | | 4[html] |
| MASSIE THOMAS L | 936612 | | 4[html] |
| MASSMUTUAL CORPORATE INVESTORS | 275694 | NYSE:MCI | 40-17G[html] |
| MASSMUTUAL PARTICIPATION INVESTORS | 831655 | NYSE:MPV | 40-17G[html] |
| MAST ERLE T | 1051411 | | 4[html] |
| MASTER INVESTMENT PORTFOLIO | 915092 | | POS AMI[html] |
| MASTERCARD INC | 1141391 | NYSE:MA | 8-K[html] DEFA14A[html] |
| MATLOCK SUSAN W | 1199169 | | 4[html] |
| MAUPIN JOHN E JR D D S | 1189149 | | 4[html] |
| MAYER JOHN G | 1258420 | | 4[html] |
| MAZZE EDWARD M | 1068900 | | 4[html] |
| MAZZILLI PHILIP J | 1184091 | | 4[html] |
| MBIA INC | 814585 | NYSE:MBI | 4[html] |
| MCCHESNEY PATRICK D | 1014944 | | 4[html] |
| MCCORMICK & CO INC | 63754 | NYSE:MKC NYSE:MKC/V | 10-K/A[html] |
| MCCOY TERENCE P MD | 1241371 | | 4[html] |
| MCCRANIE J DANIEL | 1189710 | | 3[html] |
| MCCRARY CHARLES D | 1195321 | | 4[html] |
| MCDONALD GABRIELLE K | 1070542 | | 4[html] |
| MCDONALD PATRICK R | 1206559 | | 3[html] |
| MCDONNELL JOHN J JR | 928323 | | 4[html] |
| MCGINLEY MARK D | 1235610 | | 4[html] |
| MCGOWAN BRET M | 1260329 | | 4[html] |
| MCLAUGHLIN JOHN PETER | 1277967 | | 4[html] |
| MCMORAN EXPLORATION CO /DE/ | 64279 | | 4[html] |
| MDU RESOURCES GROUP INC | 67716 | | 4[html] |
| MEADOR DAVID E | 1167313 | | 4[html] |
| MEDICAL ACTION INDUSTRIES INC | 748270 | NASDAQ:MDCI | 8-K[html] |
| MEDICIS PHARMACEUTICAL CORP | 859368 | NYSE:MRX | 4[html] |
| MEGAWEST ENERGY CORP. | 1172298 | | 6-K[html] |
| MELLIAR SMITH CHRISTOPHER MARK | 1195943 | | 4[html] |
| MENS WEARHOUSE INC | 884217 | | 4[html] |
| MEREDITH PETER M JR | 1082155 | | 4[html] |
| MERIT MEDICAL SYSTEMS INC | 856982 | NASDAQ:MMSI | 4[html] |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 728612 | | 424B3[html] |
| MERU NETWORKS INC | 1167294 | | 3[html] |
| MET INVESTORS SERIES TRUST | 1126087 | | N-Q[html] |
| METALICO INC | 1048685 | AMEX:MEA | 4[html] |
| METRO BANCORP, INC. | 1085706 | NASDAQ:COBH | 8-K[html] |
| METROPCS COMMUNICATIONS INC | 1283699 | NYSE:PCS | 4[html] 4[html] |
| MEXICAN PETROLEUM | 932782 | | 6-K[html] |
| MFA FINANCIAL, INC. | 1055160 | | 4[html] 4[html] |
| MFS SERIES TRUST XI | 911637 | | NSAR-A[html] |
| MFS VARIABLE INSURANCE TRUST | 918571 | | N-Q[html] |
| MGE ENERGY INC | 1161728 | NASDAQ:MGEE | 4[html] |
| MICROSEMI CORP | 310568 | NASDAQ:MSCC | 4[html] |
| MIDDLESEX WATER CO | 66004 | NASDAQ:MSEX | 8-K[html] |
| MILDRED B. HOREJSI TRUST | 1365133 | | 4[html] |
| MILLER DEBORAH G | 1257031 | | 4[html] |
| MILLER INDUSTRIES INC /TN/ | 924822 | | 4[html] 4[html] 4[html] 4[html] |
| MILLER LLOYD I III | 949119 | | 4[html] |
| MILLER STEPHEN C | 1245551 | | 4[html] |
| MILLNER REGINA M | 1182975 | | 4[html] |
| MINOR KENNETH A | 1182098 | | 4[html] |
| MIRELF IV REIT Investments, LLC | 1521519 | | SC TO-T[html] |
| MIRICS INC. | 1324609 | | D[html] |
| MISH J VINCENT | 1167452 | | 4[html] |
| MITCHELL W THOMAS | 1214352 | | 4[html] |
| MIZUHO FINANCIAL GROUP INC | 1335730 | NYSE:MFG | 6-K[html] |
| MML Series Investment Fund II | 1317146 | | N-Q[html] |
| MOLLICA JOSEPH A | 1126489 | | 4[html] |
| MOLLUSK HOLDINGS LLC | 1263308 | | 4[html] |
| MOMENTA PHARMACEUTICALS INC | 1235010 | NASDAQ:MNTA | 4[html] 4[html] 4[html] 4[html] |
| MONAHAN WILLIAM T | 1105475 | | 4[html] |
| MONEY MARKET OBLIGATIONS TRUST | 856517 | | 485BPOS[html] 497[html] 497K[html] 497K[html] 497K[html] N-CSR[html] |