| Company | CIK | Ticker Symbol | Document |
| MONEYGRAM INTERNATIONAL INC | 1273931 | NYSE:MGI | SC 13D/A[html] |
| MONRO MUFFLER BRAKE INC | 876427 | NASDAQ:MNRO | 10-K[html] |
| MONTPELIER RE HOLDINGS LTD | 1165880 | NYSE:MRH | 4[html] |
| MONTROSS SCOTT J | 1228503 | | 3[html] |
| MORALES MANUEL JR | 1217322 | | 4[html] |
| MORGAN STANLEY | 895421 | NYSE:FFD NYSE:MS NYSE:MS^A NYSE:MSJ NYSE:MSK NYSE:MSZ NYSE:MWG NYSE:MWO NYSE:MWR NYSE:APF NYSE:CAF NYSE:RNE NYSE:MSD NYSE:EDD NYSE:MSF NYSE:MGB NYSE:MSY NYSE:IIF NASDAQ:ESTX NASDAQ:MSNQ NASDAQ:NBXH | 424B2[html] 424B2[html] FWP[html] FWP[html] |
| MOSAIC CO | 1285785 | NYSE:MOS | 8-K[html] 8-K12B[html] |
| MOSKOWITZ JOEL PHILIP | 1216886 | | 4[html] |
| MOSS RICHARD E | 1521715 | | 3[html] |
| MOSS ROBERT E | 1235613 | | 4[html] |
| MTP, Inc. | 1477366 | | 424B3[html] |
| MULTIBAND CORP | 732412 | NASDAQ:MBND | S-1MEF[html] |
| MUNDER SERIES TRUST | 1214511 | | N-Q[html] |
| MUNDER SERIES TRUST II | 1026148 | | N-Q[html] |
| MUNDOVAL FUNDS | 1293530 | | N-Q[html] |
| MUNICIPAL MORTGAGE & EQUITY LLC | 1003201 | | 4[html] |
| MURPHY JOSEPH MICHAEL | 1242349 | | 4[html] |
| MURPHY SUSAN H | 1223199 | | 4[html] |
| MURRAY TERRENCE | 1196361 | | 4[html] |
| MUSIL GARY | 1268454 | | 4[html] |
| Mack James D. | 1520207 | | 3[html] |
| Mackenzie Shona F. | 1517675 | | 3[html] |
| Magyar Telekom Plc. | 1047564 | | 6-K[html] 6-K[html] |
| Managed Portfolio Series | 1511699 | | EFFECT[html] |
| Manheim Paul | 1521639 | | 3[html] 4[html] |
| Marchionne Sergio | 1430474 | | 4[html] |
| Maricich Robert J | 1507588 | | 4[html] |
| Mariner-Aroya Opportunity Fund, L.P. | 1521398 | | D[html] |
| Marren John W. | 1408721 | | 3[html] |
| Maslan Andrew Scott | 1332669 | | 4[html] |
| McBride Raffel Karen E | 1340002 | | 4[html] |
| McCaman David | 1439439 | | 4[html] |
| McCarthy Kevin J | 1390974 | | 3[html] |
| McCarthy Kevin S | 1304183 | | 4[html] |
| McClaugherty Joe L | 1362571 | | 4[html] |
| McCormick James M | 1363345 | | 4[html] |
| McDonnell Michael T | 1516319 | | 4[html] |
| McLEOD TAMMY D | 1521328 | | 3[html] |
| MedClean Technologies, Inc. | 40528 | | 424B3[html] |
| Medeiros David Jeffrey | 1326104 | | 4/A[html] |
| Melrose Constance | 1403274 | | 4[html] |
| Mendenhall Jack C. | 1518445 | | 3[html] |
| Menominee Acquisition CORP | 1295999 | | S-4/A[html] |
| Metamarkets Group, Inc. | 1492160 | | D[html] |
| Metamora Products Corp | 1477369 | | 424B3[html] |
| Metamora Products Corp of Elkland | 1477368 | | 424B3[html] |
| Millstream Ventures, Inc. | 1432001 | | D[html] |
| Mirae Asset Discovery Funds | 1489215 | | 485BXT[html] |
| Molloy Lawrence | 1412065 | | 4[html] |
| Molycorp, Inc. | 1489137 | | 8-K[html] |
| Moran Matthew F | 1410556 | | 4/A[html] |
| Morgan G Michael | 1435731 | | 4[html] |
| Morgan Quinn | 1519911 | | 3[html] |
| Morgans Hotel Group Co. | 1342126 | NASDAQ:MHGC | 8-K[html] |
| Morrow Brian R. | 1483592 | | 4[html] |
| Mueller Kenneth P. | 1513143 | | 4[html] |
| Muto Allan A | 1392629 | | 4[html] |
| Myers Robert A | 1453085 | | 4[html] |
| NACCO INDUSTRIES INC | 789933 | NYSE:NC | 3[html] 3[html] |
| NANOMETRICS INC | 704532 | NASDAQ:NANO | 4[html] |
| NARACHI MICHAEL | 1380022 | | 4[html] |
| NASDAQ OMX GROUP, INC. | 1120193 | | 3[html] 4[html] |
| NATIONAL HEALTH INVESTORS INC | 877860 | NYSE:NHI | 8-K[html] |
| NATIONAL RETAIL PROPERTIES, INC. | 751364 | | 4[html] |
| NATURAL RESOURCE PARTNERS LP | 1171486 | NYSE:NRP | 4/A[html] |
| NATURES SUNSHINE PRODUCTS INC | 275053 | | 4[html] |
| NAVIGANT CONSULTING INC | 1019737 | NYSE:NCI | 8-K[html] |
| NAYLON WILLIAM J | 1235789 | | 4[html] |
| NEOGEN CORP | 711377 | NASDAQ:NEOG | 3[html] 4[html] |
| NEPHROS INC | 1196298 | | SC 13D/A[html] |
| NESMITH BRIAN M | 1134415 | | 5[html] |
| NETSCOUT SYSTEMS INC | 1078075 | NASDAQ:NTCT | 4[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] 4[html] |
| NEUROCRINE BIOSCIENCES INC | 914475 | NASDAQ:NBIX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NEVADA POWER CO | 71180 | | 8-K[html] |
| NEW PEOPLES BANKSHARES INC | 1163389 | | 8-K[html] |
| NEWCASTLE CAPITAL GROUP LLC | 1251293 | | 4[html] 4[html] |
| NEWCASTLE CAPITAL MANAGEMENT LP | 1251296 | | 4[html] 4[html] |
| NEWCASTLE PARTNERS L P | 932334 | | 4[html] 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND I, L.P. | 1461757 | | 4[html] 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND II, L.P. | 1461758 | | 4[html] 4[html] |
| NEWTEK BUSINESS SERVICES INC | 1094019 | NASDAQ:NEWT | 4[html] 4/A[html] |
| NEXTERA ENERGY INC | 753308 | NYSE:FPL NYSE:FPL^C NYSE:FPL^F | 8-K[html] |
| NICHOLAS NJ JR | 1207446 | | 4[html] |
| NOBILE ROBERT J | 1389808 | | 4[html] |
| NOMURA HOLDINGS INC | 1163653 | NYSE:NMR | FWP[html] FWP[html] |
| NORTH & WEBSTER VALUE OPPORTUNITIES FUND L P | 1370894 | | 4[html] |
| NORTHERN CALIFORNIA BANCORP INC | 1006820 | | 10-Q/A[html] |
| NORTHRIM BANCORP INC | 1163370 | NASDAQ:NRIM | 4[html] 4[html] |
| NORTHWEST INDIANA BANCORP | 919864 | | 4[html] 4[html] |
| NORTHWEST NATURAL GAS CO | 73020 | NYSE:NWN | 8-K[html] |
| NORTHWEST PIPE CO | 1001385 | NASDAQ:NWPX | 3[html] |
| NORTHWESTERN CORP | 73088 | NYSE:NWE | 8-K[html] |
| NOVAGOLD RESOURCES INC | 1173420 | AMEX:NG | 6-K[html] |
| NOVARTIS AG | 1114448 | NYSE:NVS | 6-K[html] 6-K[html] |
| NOVELLUS SYSTEMS INC | 836106 | NASDAQ:NVLS | 4[html] |
| NOVINT TECHNOLOGIES INC | 1282980 | | 3[html] 3[html] |
| NRG ENERGY, INC. | 1013871 | NYSE:NRG | 4[html] 8-K[html] 8-K[html] |
| NTS MORTGAGE INCOME FUND | 841942 | | 8-K[html] |
| NV ENERGY, INC. | 741508 | NYSE:NVE | 8-K[html] |
| NYSE Euronext | 1368007 | NYSE:NYX | 425[html] 425[html] DEFA14A[html] |
| Nanocomp Technologies Inc | 1376375 | | D/A[html] D/A[html] |
| Narula Ravi | 1429509 | | 4[html] |
| Natural Resources USA Corp | 811419 | | 4/A[html] 4/A[html] 4/A[html] 4/A[html] |
| Navios Maritime Holdings Inc. | 1333172 | NYSE:NM | 6-K[html] |
| Nelson Darlene P. | 1521759 | | 3[html] SC 13D[html] |
| Nemiroff Arthur R. | 1509592 | | 4[html] |
| Neppl Christina M | 1424179 | | 4[html] |
| NetApp, Inc. | 1002047 | NASDAQ:NTAP | 8-K[html] |
| Nevinny Corinne H | 1182467 | | 4[html] |
| New Leaf Brands, Inc. | 806175 | | D[html] |
| New Mountain Finance Corp | 1496099 | | 497AD[html] |
| New Mountain Finance Holdings, L.L.C. | 1491925 | | 497AD[html] |
| Newcastle Focus Fund II LP | 1382543 | | 4[html] 4[html] |
| NextWave Wireless Inc. | 1374993 | NASDAQ:WAVE | 8-K[html] |
| Noel Michael | 1474922 | | 4[html] |
| Nomura America Finance, LLC | 1383951 | | FWP[html] FWP[html] |
| Noranda Aluminum Holding CORP | 1422105 | | 8-K[html] |
| North & Webster Fund II, LP | 1439674 | | 4[html] |
| North & Webster LLC | 1406360 | | 4[html] |
| North American Nickel Inc. | 795800 | | 6-K[html] |
| Northern Contact, Inc. | 1394149 | | S-4[html] S-4[html] |
| Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 497[html] 497J[html] |
| NuOrtho Surgical Inc. | 1449339 | | D/A[html] |
| NuStar Energy L.P. | 1110805 | | 8-K[html] |
| NuStar GP Holdings, LLC | 1223786 | | 8-K[html] |
| Nuance Communications, Inc. | 1002517 | NASDAQ:NUAN | 4[html] |
| Nuveen Fund Advisors, Inc. | 1311016 | | 3[html] |
| Nuveen Short Duration Credit Opportunities Fund | 1509253 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Nye C Howard | 1373147 | | 4[html] |
| O SHEA SUSAN V B | 1235038 | | 4[html] |
| O'Connor Fund of Funds: Multi-Strategy | 1506707 | | NSAR-B[html] |
| OBrien Daniel F | 1323332 | | 4[html] |
| OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT | 202811 | | 18-K[html] |
| OFFERMAN CARIN J | 1189759 | | 4[html] |
| OFFICE DEPOT INC | 800240 | NYSE:ODP | 4[html] |
| OKI KEI | 1389960 | | 4[html] |
| OLD DOMINION FREIGHT LINE INC/VA | 878927 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| OLDHAM WILLIAM G | 1194509 | | 4[html] |
| OMNICARE INC | 353230 | NYSE:OCR NYSE:OCR^A NYSE:OCR^B | 4[html] 4[html] 4[html] 4[html] 4[html] |
| OMNIVISION TECHNOLOGIES INC | 1106851 | NASDAQ:OVTI | 3[html] |
| ONeill Justin J | 1399351 | | 4[html] |
| OPENWAVE SYSTEMS INC | 1082506 | NASDAQ:OPWV | SC 13D/A[html] |
| OPNEXT INC | 1157780 | NASDAQ:OPXT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| OPPENHEIMER AMT FREE NEW YORK MUNICIPALS | 748009 | | NSAR-A[html] |
| OPPENHEIMER BALANCED FUND | 729968 | | NSAR-A[html] |
| OPPENHEIMER CHAMPION INCOME FUND | 820120 | | NSAR-A[html] |
| OPPENHEIMER DISCOVERY FUND | 777547 | | NSAR-A[html] |
| OPPENHEIMER GLOBAL FUND | 74658 | | NSAR-A[html] |
| OPPENHEIMER GLOBAL OPPORTUNITIES FUND | 861457 | | NSAR-A[html] |
| OPPENHEIMER GLOBAL STRATEGIC INCOME FUND | 850134 | | NSAR-A[html] |
| OPPENHEIMER INTERNATIONAL BOND FUND | 939800 | | NSAR-A[html] |
| OPPENHEIMER LTD TERM GOVERNMENT FUND | 788303 | | NSAR-A[html] |
| OPPENHEIMER MAIN STREET SMALL CAP FUND | 1086165 | | N-Q[html] |
| OPPENHEIMER MASTER EVENT-LINKED BOND FUND, LLC | 1433742 | | NSAR-A[html] |
| OPPENHEIMER MUNICIPAL FUND | 799102 | | NSAR-A[html] |
| OPTIBASE LTD | 1077618 | NASDAQ:OBAS | 6-K[html] |
| ORBOTECH LTD | 749037 | NASDAQ:ORBK | 424B5[html] 6-K[html] |
| ORIENTAL FINANCIAL GROUP INC | 1030469 | NYSE:OFG NYSE:OFG^A NYSE:OFG^B | 4[html] 4[html] |
| ORION ENERGY SYSTEMS, INC. | 1409375 | NASDAQ:OESX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ORTHOVITA INC | 913756 | NASDAQ:VITA | SC 13D[html] |
| OSWALD BRIAN H | 1219862 | | 4[html] |
| OUTDOOR CHANNEL HOLDINGS INC | 760326 | NASDAQ:OUTD | 4[html] |
| OWLETT EDWARD H III | 1242478 | | 4[html] |
| OXIGENE INC | 908259 | NASDAQ:OXGN | POS AM[html] |
| Oceanstone Fund | 1366043 | | N-Q[html] |
| Oglesby William S | 1310808 | | 4[html] |
| Olson Gary S | 1392628 | | 4[html] |
| OmniAmerican Bancorp, Inc. | 1470795 | | 8-K[html] |
| Ong Julian K. | 1411124 | | 4[html] |
| Online Securities Processing Inc. | 1355637 | | 424B3[html] |
| Opko Health, Inc. | 944809 | AMEX:OPK | 4[html] |
| Oppenheimer Master Loan Fund, LLC | 1413714 | | N-CSRS[html] NSAR-A[html] |
| Oppenheimer Rochester Arizona Municipal Fund | 1357434 | | NSAR-B[html] |
| Oppenheimer Rochester Maryland Municipal Fund | 1357435 | | NSAR-B[html] |
| Oppenheimer Rochester Massachusetts Municipal Fund | 1357433 | | NSAR-B[html] |
| Oppenheimer Rochester Michigan Municipal Fund | 1357432 | | NSAR-B[html] |
| Oppenheimer Rochester Minnesota Municipal Fund | 1357431 | | NSAR-B[html] |
| Oppenheimer Rochester North Carolina Municipal Fund | 1357430 | | N-CSR[html] NSAR-B[html] |
| Oppenheimer Rochester Ohio Municipal Fund | 1357428 | | NSAR-B[html] |
| Oppenheimer Rochester Virginia Municipal Fund | 1357429 | | NSAR-B[html] |
| Orr Dominic P | 1393400 | | 4[html] |
| Oxford Resource Partners LP | 1412347 | | 8-K[html] |
| P&C Global Fund, LP | 1489339 | | D/A[html] |
| P&F INDUSTRIES INC | 75340 | NASDAQ:PFIN | SC 13D/A[html] |
| PAA NATURAL GAS STORAGE LP | 1481506 | | 8-K[html] |
| PACIFIC GLOBAL FUND INC | 890206 | | N-Q[html] |
| PACIFIC PREMIER BANCORP INC | 1028918 | NASDAQ:PPBI | 8-K[html] |
| PACKET DESIGN INC | 1118287 | | D[html] |
| PACKWOOD JAN B | 1202063 | | 4[html] |
| PALADIN REALTY INCOME PROPERTIES INC | 1272430 | | 8-K[html] DEFA14A[html] |
| PALATIN TECHNOLOGIES INC | 911216 | AMEX:PTN | 424B3[html] |
| PALMER SQUARE EMERGING MANAGER FUND L.P. | 1519990 | | D[html] |
| PANERA BREAD CO | 724606 | NASDAQ:PNRA | 8-K[html] |
| PANNELL SAUL J | 1228059 | | 3[html] |
| PAPA JOHNS INTERNATIONAL INC | 901491 | | 8-K[html] |
| PAR TECHNOLOGY CORP | 708821 | NYSE:PTC | 4/A[html] |
| PARNASSUS FUNDS | 747546 | | 40-17G[html] |
| PARNASSUS INCOME FUNDS | 866256 | | 40-17G[html] |
| PARTNER COMMUNICATIONS CO LTD | 1096691 | NASDAQ:PTNR | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| PATEL KIRAN M | 1187427 | | 4[html] |
| PATIENCE JOHN | 1021413 | | 4[html] |
| PAXTON G WARD | 1241228 | | 4[html] |
| PAYCHEX INC | 723531 | NASDAQ:PAYX | 8-K[html] |
| PAYNE MELVIN C | 1024177 | | 4[html] 4[html] |
| PDL BIOPHARMA, INC. | 882104 | NASDAQ:PDLI | 4[html] 4[html] 4[html] 4[html] 4[html] |
| PEARL MUTUAL FUNDS | 1127352 | | N-Q[html] |
| PECO ENERGY CO | 78100 | NYSE:PE^A NYSE:PE^B NYSE:PE^C NYSE:PE^D | 8-K[html] |
| PEGASYSTEMS INC | 1013857 | NASDAQ:PEGA | 4[html] |
| PEHLKE RICHARD W | 1243139 | | 3[html] |
| PELLIZZON JERROLD J | 1216887 | | 4[html] |
| PENTAIR INC | 77360 | NYSE:PNR | 4[html] |
| PEPCO HOLDINGS INC | 1135971 | | 8-K[html] |
| PEPSICO INC | 77476 | NYSE:PEP | SC 13D/A[html] |
| PEREZ ROBERT J | 1263230 | | 4[html] |
| PERSING DAVID H | 1263113 | | 4[html] |
| PETROBRAS INTERNATIONAL FINANCE CO | 1163371 | | 6-K[html] |
| PETSMART INC | 863157 | NASDAQ:PETM | 4[html] 4[html] 4[html] |
| PFS FUNDS | 1103243 | | N-Q[html] |
| PHARMACYCLICS INC | 949699 | NASDAQ:PCYC | 8-K[html] |
| PHARMATHENE, INC | 1326190 | AMEX:PIP AMEX:PIP/WS | 4[html] |
| PHAZAR CORP | 724267 | NASDAQ:ANTP | 4[html] 4[html] 4[html] 4[html] 4[html] |
| PHC INC /MA/ | 915127 | | 8-K[html] |
| PHH CORP | 77776 | NYSE:PHH | 4[html] |
| PHILADELPHIA STOCK EXCHANGE INC | 876798 | | 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] 19B-4E[html] |
| PHOTOTRON HOLDINGS, INC. | 1161582 | | 3/A[html] |
| PHYTOMEDICAL TECHNOLOGIES INC | 1002422 | | 8-K[html] |
| PIASECKI RONALD L | 1216321 | | 4[html] 4[html] |
| PIEDMONT INVESTMENT TRUST | 1311913 | | 24F-2NT[html] |
| PIERGALLINI ALFRED A | 1198779 | | 4[html] |
| PIETRANGELO MICHAEL | 1258089 | | 4[html] |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | 1181504 | NYSE:PZC | NSAR-A/A[html] |
| PIMCO FUNDS | 810893 | | 497[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| PIMCO MUNICIPAL INCOME FUND III | 1181506 | NYSE:PMX | NSAR-A/A[html] |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III | 1181505 | NYSE:PYN | NSAR-A/A[html] |
| PIMCO VARIABLE INSURANCE TRUST | 1047304 | | 497[html] 497K[html] 497K[html] 497K[html] |
| PINCH JOHN G | 1244304 | | 4[html] |
| PINNACLE AIRLINES CORP | 1166291 | NASDAQ:PNCL | 8-K[html] |
| PINNACLE ENTERTAINMENT INC. | 356213 | NYSE:PNK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PINNACLE WEST CAPITAL CORP | 764622 | NYSE:PNW | 3[html] 3[html] 3[html] 3[html] |
| PINSLEY HOWARD M | 1200027 | | 4[html] |
| PINSON STEPHANIE | 1255393 | | 4[html] |
| PIROTTE JOHN | 1255394 | | 4[html] |
| PLEAS CHARLES III | 1213435 | | 4[html] |
| PLUG POWER INC | 1093691 | NASDAQ:PLUG | 424B5[html] 8-K[html] |
| POLO RALPH LAUREN CORP | 1037038 | NYSE:RL | 8-K[html] |
| POND BYRON O | 1067689 | | 4[html] |
| POPS RICHARD F | 1126490 | | 4[html] |
| POPULAR INC | 763901 | NASDAQ:BPOP NASDAQ:BPOPM NASDAQ:BPOPN NASDAQ:BPOPO NASDAQ:BPOPP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PORTUGAL TELECOM SGPS SA | 944747 | | 6-K[html] |
| POSITIVEID Corp | 1347022 | NASDAQ:CHIP | 8-K[html] |
| POWELL G EDWARD | 1183118 | | 3[html] |
| POWER INTEGRATIONS INC | 833640 | NASDAQ:POWI | 4[html] CT ORDER[html] |
| POWER JAMES DAVID III | 1246181 | | 4[html] |
| POWERSHARES EXCHANGE TRADED FUND TRUST | 1209466 | | 485BPOS[html] |
| PPC INC | 1045544 | | 424B1[html] |
| PPL Corp | 922224 | NYSE:PLV NYSE:PPL NYSE:PPL^A NYSE:PPL^B | 8-K[html] |
| PRATT FRED N JR | 1255693 | | 4[html] |
| PRGX GLOBAL, INC. | 1007330 | NASDAQ:PRGX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PRIAC VARIABLE CONTRACT ACCOUNT A | 1378536 | | N-4/A[html] |
| PRICE CHARITIES | 1164292 | | 4[html] |
| PRICE JOHN E | 1284051 | | 3[html] |
| PRICE ROBERT E | 934818 | | SC 13D/A[html] |
| PRICE T ROWE GROUP INC | 1113169 | | 4[html] |
| PRICESMART INC | 1041803 | NASDAQ:PSMT | 4[html] 4[html] SC 13D/A[html] |
| PRIDE INTERNATIONAL INC | 833081 | NYSE:PDE | 425[html] |
| PRIMARY TREND FUND INC | 794801 | | N-Q[html] |
| PRIME ACQUISITION CORP | 1485922 | | 6-K[html] |
| PRIMUS GUARANTY LTD | 1170593 | NYSE:PRD NYSE:PRS | 4[html] |
| PRINCIPAL VARIABLE CONTRACTS FUNDS INC | 12601 | | N-Q[html] |
| PRIVATE MEDIA GROUP INC | 1068084 | NASDAQ:PRVT | 8-K[html] |
| PROASSURANCE CORP | 1127703 | | 8-K[html] |
| PROLOGIS | 899881 | NYSE:PLD NYSE:PLD^F NYSE:PLD^G | 8-K[html] |
| PROMOTORA DE INFORMACIONES SA /FI | 1159513 | | 6-K[html] |
| PROSPECT CAPITAL CORP | 1287032 | NASDAQ:PSEC | 4[html] |
| PROSPER MARKETPLACE INC | 1416265 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
| PROTECTIVE LIFE CORP | 355429 | NYSE:PL NYSE:PL^A NYSE:PL^B NYSE:PL^D NYSE:PL^S | 4[html] |
| PROVIDENT FINANCIAL SERVICES INC | 1178970 | | 4[html] |
| PRUDENTIAL BANCORP INC OF PENNSYLVANIA | 1302324 | NASDAQ:PBIP | 4[html] |
| PRUDENTIAL INVESTMENT PORTFOLIOS 12 | 1051562 | | N-CSR[html] |
| PRUDENTIAL INVESTMENT PORTFOLIOS 8 | 887991 | | N-CSRS[html] NSAR-A[html] |
| PRUDENTIAL JENNISON SMALL CO FUND, INC. | 318531 | | N-CSRS[html] |
| PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. | 834126 | | 497[html] |
| PSS WORLD MEDICAL INC | 920527 | NASDAQ:PSSI | 8-K[html] |
| PULLIAM LARRY G | 1184675 | | 4[html] |
| PULSE ELECTRONICS CORP | 96763 | NYSE:TNL | 3[html] 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PURKRABEK KNUST SUSAN L | 1167413 | | 4[html] |
| PUTNAM FUNDS TRUST | 1005942 | | 24F-2NT[html] |
| PUTNAM INVESTMENT FUNDS | 932101 | | 24F-2NT[html] |
| Pacific Biomarkers, Inc. | 1020475 | | 8-K[html] DEFA14A[html] |
| Pacific West Financial Consultants, Inc. | 1324653 | | 13F-HR/A[html] |
| Pai Nai-yu | 1502095 | | 4[html] |
| Palmer Robert | 1521713 | | 3[html] |
| Park Sterling Corp | 1507277 | | 4[html] |
| Partridge Lee George | 1506204 | | 3[html] |
| Parvez Raja M | 1418014 | | 4[html] |
| Pastreich Mark | 1521736 | | 3[html] |
| Perelmuter Phillip H | 1296940 | | 3[html] |
| Permira IV Managers LP | 1521239 | | 3[html] |
| PharMerica CORP | 1388195 | NYSE:PMC | 10-K/A[html] |
| Philip Morris International Inc. | 1413329 | NYSE:PM | 4[html] |
| Phillips Alton Clarence | 1402087 | | 4[html] |
| Photovoltaic Solar Cells, Inc. | 1404943 | | 10-K[html] |
| Pierce Gary L. | 1492282 | | 4[html] |
| Pleasant Dan Miller | 1510667 | | 4[html] |
| Polypore International, Inc. | 1292556 | NYSE:PPO | 4[html] 4[html] 4[html] 4[html] 4[html] |
| Potts Michael J | 1418594 | | 4[html] |
| Povich Lon F | 1391259 | | 4[html] |
| Powers Brian G. | 1434955 | | 4[html] |
| Prowell Kevin M | 1453138 | | 4[html] |
| Prudhomme Kathleen L | 1311087 | | 3[html] |
| Punim Chadoshos, LLC | 1521517 | | 3[html] |
| Q Funding III, L.P. | 1481617 | | DFAN14A[html] |
| QCR HOLDINGS INC | 906465 | NASDAQ:QCRH | 4[html] |
| QD VISION INC | 1329270 | | D[html] |
| QUANTA SERVICES INC | 1050915 | NYSE:PWR | 8-K[html] |
| QUANTUM CORP /DE/ | 709283 | | 4[html] |
| QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. | 1166380 | NASDAQ:QTWW | 8-K[html] |
| QUEST DIAGNOSTICS INC | 1022079 | NYSE:DGX | 4[html] |
| QUESTCOR PHARMACEUTICALS INC | 891288 | NASDAQ:QCOR | 4/A[html] |
| Quadracci Thomas A | 1418635 | | 4[html] |
| Quantum Assets, Inc. | 1467560 | | 8-K[html] |
| Quest Rare Minerals Ltd. | 1514341 | | 6-K[html] |
| RADCLIFFE JEREMY L | 1283788 | | 3[html] |
| RADIENT PHARMACEUTICALS Corp | 838879 | AMEX:ADL | 10-K[html] 8-K[html] |
| RADIOSHACK CORP | 96289 | NYSE:RSH | 4[html] |
| RAE SYSTEMS INC | 1084876 | AMEX:RAE | 8-K[html] |
| RAMTRON INTERNATIONAL CORP | 849502 | NASDAQ:RMTR | 8-K[html] |
| RANGE RESOURCES CORP | 315852 | NYSE:RRC | 4[html] 4[html] 8-K[html] |
| RASTETTER WILLIAM H | 1205903 | | 4[html] |
| RAY GILBERT T | 1213917 | | 4[html] |
| RAYONIER INC | 52827 | NYSE:RYN | 8-K[html] |
| RDA Holding Co. | 1503813 | | 8-K[html] |
| REAL ESTATE ASSOCIATES LTD IV | 355573 | | 8-K[html] |
| REAL ESTATE ASSOCIATES LTD VI | 715578 | | 8-K[html] |
| REDZONE ROBOTICS INC | 1374410 | | D[html] |
| REED DAVID P | 1216888 | | 4[html] |
| REED STANLEY E | 1384156 | | 4[html] |
| REGENCY CENTERS CORP | 910606 | NYSE:REG NYSE:REG^C NYSE:REG^D NYSE:REG^E | 4[html] |
| REGIONS FINANCIAL CORP | 1281761 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| REID MICHAEL | 1216200 | | 4[html] |
| REID-ANDERSON JAMES | 1205647 | | 4[html] |
| REIMER TERRY A | 1260544 | | 4[html] |
| REINDL ROBERT C | 1204552 | | 4[html] |
| REINHOLD LAWRENCE P | 1216763 | | 3[html] 4[html] |
| REINSURANCE GROUP OF AMERICA INC | 898174 | NYSE:RGA NYSE:RGA^A | 424B2[html] |
| REITNOUER LYNN P | 1209594 | | 4[html] |
| REMY INTERNATIONAL, INC. | 1046859 | | S-1/A[html] |
| REPRO MED SYSTEMS INC | 704440 | | 3[html] |
| RESPONSYS INC | 1084817 | | 4[html] |
| RFS HOLDING LLC | 1226006 | | 10-D[html] |
| RHODES HORACE G | 1106790 | | 4[html] |
| RHODES WILLIAM C III | 1080992 | | 4[html] |
| RIBEIRO CARL | 1180726 | | 4[html] |
| RICE A. FRANKLIN | 1415825 | | 3[html] 4[html] |
| RICHARD HENRI P | 1192011 | | 3[html] |
| RICKS CABARET INTERNATIONAL INC | 935419 | | 424B3[html] EFFECT[html] |
| RIDDELL JEFFREY F | 1228814 | | 4[html] |
| RIGEL PHARMACEUTICALS INC | 1034842 | NASDAQ:RIGL | 424B5[html] S-3MEF[html] |
| RIVUS BOND FUND | 30125 | NYSE:BDF | NSAR-B[html] |
| RLI CORP | 84246 | NYSE:RLI | 4[html] 4[html] |
| RLJ Lodging Trust | 1511337 | | SC 13D[html] |
| ROBARDS KAREN P | 1141903 | | 4[html] |
| ROBERSON CLAYTON E JR | 1181878 | | 4[html] |
| ROBERTS JOHN R | 1181794 | | 4[html] |
| ROBISON ERIC P | 1243431 | | 4[html] |
| ROCKWELL COLLINS INC | 1137411 | NYSE:COL | 4[html] |
| ROGERS MICHAEL JOHN | 1355419 | | 3[html] |
| ROMA FINANCIAL CORP | 1355823 | NASDAQ:ROMA | 4[html] |
| ROSENBERG STEVE | 1256944 | | 4[html] |
| ROSS STORES INC | 745732 | NASDAQ:ROST | 4[html] |
| ROWAN COMPANIES INC | 85408 | NYSE:RDC | 8-K[html] |
| ROYAL BANK OF CANADA \ | 1000275 | NYSE:RY | 424B2[html] |
| ROYCE CAPITAL FUND | 1006387 | | N-Q[html] |
| RPM INTERNATIONAL INC/DE/ | 110621 | | 424B5[html] |
| RPX Corp | 1509432 | | 8-K[html] |
| RRSat Global Communications Network Ltd. | 1375829 | NASDAQ:RRST | 6-K[html] |
| RUEFF LAWRENCE R | 1519648 | | 3/A[html] 4/A[html] |
| RUPPERT CRAIG A | 1238449 | | 4[html] |
| RURAL/METRO CORP /DE/ | 906326 | | SC 13D/A[html] |
| RURBAN FINANCIAL CORP | 767405 | NASDAQ:RBNF | 4[html] |
| RUSSELL INVESTMENT CO | 351601 | | N-Q[html] |
| RUSSELL INVESTMENT FUNDS | 824036 | | N-Q[html] |
| RUSTENBURG PLATINUM HOLDINGS LTD/ADR/ | 313728 | | 424B3[html] |
| RVUE HOLDINGS, INC. | 1455206 | | S-1[html] |
| RYAN ARTHUR F | 1187443 | | 3[html] |
| RYANAIR HOLDINGS PLC | 1038683 | NASDAQ:RYAAY | 6-K[html] |
| Rabin Gary H | 1490662 | | 4[html] |
| Rahe Maribeth S | 1321410 | | 4[html] |
| Raines Julian Paul | 1315015 | | 4[html] |
| Ralsky Stuart L | 1472491 | | 4[html] |
| Raymond Robert Joseph | 1425935 | | SC 13D/A[html] |
| Real Mex Restaurants, Inc. | 1289480 | | 8-K[html] |
| Rebhorn John W | 1488742 | | 4[html] |
| Red Lion Hotels CORP | 1052595 | | 8-K[html] |
| Red Ore Gold Inc. | 1521250 | | D[html] |
| Reid Gregory Allen | 1521104 | | 3[html] |
| Reimer Diane K | 1392634 | | 4[html] |
| Rennard Robert W | 1477464 | | 4[html] |
| Reynolds Thomas B. | 1512758 | | 4[html] |
| Rhee Jenny Y | 1521161 | | 3[html] |
| Rhodes Charles Jeffery | 1519933 | | 3/A[html] 4[html] |
| Rich Elizabeth G | 1495923 | | 4[html] |
| Rickel John C | 1347385 | | 4[html] |
| Riddle Valerie D | 1409487 | | 4[html] |
| Robison John E | 1351902 | | 4[html] |
| Rockville Financial, Inc. /CT/ | 1501364 | | 8-K[html] |
| Rodobo International Inc | 1177274 | | 424B3[html] |
| Rodriguez Mari Evelyn | 1430794 | | 4[html] |
| Roelofs Nicolas H PHD | 1292341 | | 4[html] |
| Rogers John S. | 1491755 | | 4[html] |
| Rogers Lawrence J | 1358133 | | 4[html] |
| Rosebrough Walter M Jr | 1413087 | | 4[html] |
| Rovi Corp | 1424454 | NASDAQ:MVSN | 8-K[html] |
| Roxbury Funds | 1359057 | | 497[html] |
| Rubicon Technology, Inc. | 1410172 | NASDAQ:RBCN | 4[html] |
| Ruby Creek Resources, Inc. | 1379810 | | D/A[html] |
| Rudman Richard E | 1345948 | | 4[html] |
| Russell ETF Trust | 1476734 | | N-8F/A[html] |
| Russell Lesley | 1374636 | | 4[html] |
| Ryan Gold Corp. | 1521170 | | D[html] |
| SA Recovery Corp. | 1462223 | | NT 10-K[html] |
| SAFEWAY INC | 86144 | NYSE:SWY | 8-K[html] S-8[html] |
| SALADRIGAS CARLOS A | 1031100 | | 4[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SALIX PHARMACEUTICALS LTD | 1009356 | NASDAQ:SLXP | 8-K[html] |
| SALZMAN ALAN E | 1098349 | | 4[html] |
| SAMMON JOHN W JR | 903344 | | 4/A[html] |
| SANDERSON FARMS INC | 812128 | NASDAQ:SAFM | 8-K[html] |
| SANDRIDGE ENERGY INC | 1349436 | NYSE:SD | S-3[html] |
| SANDY SPRING BANCORP INC | 824410 | NASDAQ:SASR | 4[html] 4[html] |
| SATCON TECHNOLOGY CORP | 889423 | NASDAQ:SATC | 4[html] |
| SAVANNAH BANCORP INC | 860519 | | 3[html] |
| SAWRIE K MATTHEW | 1499696 | | 4[html] |
| SAXE JON S | 1114914 | | 3[html] 4[html] |
| SBL VARIABLE ANNUITY ACCOUNT XIV | 1116625 | | 497[html] |
| SCALABLE DISPLAY TECHNOLOGIES INC | 1447272 | | D[html] |
| SCBT FINANCIAL CORP | 764038 | NASDAQ:SCBT | 4[html] 4[html] 4[html] |
| SCHAEFER JOHN F | 1222863 | | 4[html] |
| SCHALK SAMMY A | 1220215 | | 4[html] |
| SCHILLING THOMAS L | 1180694 | | 4[html] |
| SCHNEIDER WILLIAM J | 1189629 | | 3[html] |
| SCHOELLKOPF WOLFGANG | 1065143 | | 4[html] |
| SCHORR PAUL IV | 1195849 | | 3[html] |
| SCHROEDER C MIKE | 1270319 | | 4[html] |
| SCHULER JACK W | 1021412 | | 4[html] |
| SCHWAB STRATEGIC TRUST | 1454889 | | 24F-2NT[html] |
| SCHWARZ MARK E | 1208889 | | 4[html] 4[html] |
| SCHWARZMAN STEPHEN A | 1070844 | | 3[html] |
| SCHWINGER SCOTT | 1282435 | | 3[html] |
| SCIQUEST INC | 1082526 | | 8-K[html] |
| SCOON DAVEY | 1270110 | | 4[html] |
| SCOUT FUNDS | 1105128 | | N-Q[html] |
| SEALY CORP | 748015 | NYSE:ZZ | 4[html] |
| SECOND CURVE CAPITAL LLC | 1136704 | | 4[html] |
| SED INTERNATIONAL HOLDINGS INC | 800286 | | 4[html] |
| SEIDMAN LAWRENCE B | 1026081 | | SC 13D/A[html] |
| SEITEL INC | 750813 | | 8-K[html] |
| SELECT COMFORT CORP | 827187 | NASDAQ:SCSS | 4[html] |
| SELECT MEDICAL CORP | 1035688 | | 8-K[html] |
| SELECT MEDICAL HOLDINGS CORP | 1320414 | | 8-K[html] |
| SEMTECH CORP | 88941 | NASDAQ:SMTC | 4[html] 8-K[html] |
| SEN LAURA | 1192575 | | 4[html] |
| SENESCO TECHNOLOGIES INC | 1035354 | AMEX:SNT | 8-K[html] |
| SGARZI RICHARD H | 1207146 | | 4[html] |
| SHANFELTER AUSTIN J | 1221430 | | 3[html] |
| SHANKS VIRGINIA E | 1269955 | | 4[html] |
| SHELTON JAMES D | 1188136 | | 4[html] |
| SHEPHERD DANIEL G | 1116200 | | 4[html] |
| SHERIDAN ROBERT H III | 1100892 | | 4[html] |
| SHERMAN A HAAG | 1283832 | | 3[html] |
| SHERWIN STEPHEN A | 1079462 | | 4[html] |
| SHUFFLE MASTER INC | 718789 | NASDAQ:SHFL | 8-K[html] |
| SIERRA GOLD CORP | 1435180 | | D[html] |
| SIERRA PACIFIC POWER CO | 90144 | | 8-K[html] |
| SIGMA DESIGNS INC | 790715 | NASDAQ:SIGM | 8-K[html] |
| SILVERMEX RESOURCES INC | 1207685 | | SC 13D[html] |
| SILVERSTAR MINING CORP. | 1385329 | | 8-K[html] |
| SIMMONS FIRST NATIONAL CORP | 90498 | NASDAQ:SFNC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| SIMMONS GLENN R | 1188357 | | 4[html] |
| SIMON ARTHUR L | 1233421 | | 4[html] |
| SIMON PROPERTY GROUP INC /DE/ | 1063761 | | 424B5[html] |
| SINGAPORE FUND INC/MD/ | 864415 | | 40-17F2[html] |
| SINISGALLI PETER F | 1188980 | | 4[html] |
| SINOCOKING COAL & COKE CHEMICAL INDUSTRIES, INC. | 1099290 | AMEX:AAC | DEF 14A[html] |
| SIRIOS CAPITAL MANAGEMENT L P | 1104883 | | SC 13G[html] |
| SIRIUS XM RADIO INC. | 908937 | NASDAQ:SIRI | 8-K[html] |
| SIS Europe Holdings LLC | 1355491 | | 424B3[html] |
| SJW CORP | 766829 | NYSE:SJW | 8-K[html] |
| SKY DIGITAL STORES CORP. | 1375483 | | SC 13D/A[html] SC 13D/A[html] |
| SKYLER JAY S | 1236386 | | 4[html] |
| SLM CORP | 1032033 | NYSE:ISM NYSE:JSM NYSE:OSM NYSE:SLM NYSE:SLM^A NYSE:SLM^B | 4[html] 4[html] 4/A[html] |
| SLOANE BARRY | 1124485 | | 4[html] 4/A[html] |
| SMART Modular Technologies (WWH), Inc. | 1326973 | NASDAQ:SMOD | PREM14A[html] SC 13E3[html] |
| SMITH GRAHAM | 1219883 | | 4[html] |
| SNODGRASS H. RALPH | 1415876 | | 3[html] 4[html] |
| SOCKET MOBILE, INC. | 944075 | NASDAQ:SCKT | 4[html] |
| SOLAZYME INC | 1311230 | | S-1/A[html] |
| SONESTA INTERNATIONAL HOTELS CORP | 91741 | NASDAQ:SNSTA | 8-K[html] |
| SONIC FOUNDRY INC | 1029744 | NASDAQ:SOFO | 4[html] 4[html] |
| SONO TEK CORP | 806172 | | 8-K[html] |
| SOPHROSYNE TECHNOLOGY PARTNERS L P | 1345521 | | D/A[html] |
| SOPHROSYNE TECHNOLOGY PARTNERS LTD | 1369500 | | D/A[html] |
| SOUPMAN, INC. | 1475273 | | 8-K[html] |
| SOUTHERN COMMUNITY FINANCIAL CORP | 1159427 | NASDAQ:SCMF NASDAQ:SCMFO | 8-K[html] |
| SOUTHERN MISSOURI BANCORP INC | 916907 | NASDAQ:SMBC | 4[html] |
| SOUTHWESTERN ENERGY CO | 7332 | NYSE:SWN | 4[html] |
| SPECKMANN RICHARD T | 1197601 | | 4[html] |
| SRS Development Inc. | 1355489 | | 424B3[html] |
| ST WRBA JOHN A | 1219134 | | 3[html] |
| STALLINGS THOMAS J | 1272861 | | 4[html] |
| STAMPS.COM INC | 1082923 | NASDAQ:STMP | 4[html] |
| STANGER KENT W | 901531 | | 4[html] |
| STANTON JOHN W | 904858 | | 4[html] 4[html] |
| STAPLES INC | 791519 | NASDAQ:SPLS | DEFA14A[html] |
| STATE FARM MUTUAL FUND TRUST | 1119720 | | N-Q[html] |
| STATE FARM VARIABLE PRODUCT TRUST | 1034633 | | N-Q[html] |
| STEIN GUNTHER | 1189656 | | 3[html] |
| STEIN MART INC | 884940 | NASDAQ:SMRT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STEIN SHELDON I | 1028642 | | 4[html] |
| STENBIT JOHN P | 1287579 | | 4[html] |
| STEPHENS GERALD D | 900787 | | 4[html] |
| STERICYCLE INC | 861878 | NASDAQ:SRCL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STERIS CORP | 815065 | NYSE:STE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| STERLING CAPITAL FUNDS | 889284 | | NSAR-A[html] |
| STEVEN MADDEN, LTD. | 913241 | NASDAQ:SHOO | 8-K[html] |
| STOCKDALE JUDITH M | 1189630 | | 3[html] |
| STONE ENERGY CORP | 904080 | NYSE:SGY | 8-K[html] |
| STOODY CO | 1064554 | | S-4/A[html] |
| STOVALL DAVID H JR | 1451540 | | 4[html] |
| STOWELL RONALD S | 1206598 | | 4[html] |
| STR HOLDINGS, INC. | 1473597 | | 8-K[html] |
| STRATEGIC HOTELS & RESORTS, INC | 1057436 | NYSE:BEE NYSE:BEE^A NYSE:BEE^B NYSE:BEE^C | 8-K[html] |
| STREAM57 CORP | 1519193 | | S-4[html] S-4[html] |
| STRINGER VIRGINIA | 1247785 | | 3[html] |
| STRYKER CORP | 310764 | NYSE:SYK | 4[html] |
| STRYKER RONDA E | 1242914 | | 4[html] |
| STYSLINGER LEE J III | 1256896 | | 4[html] |
| SU DONGLIANG FRANK | 1453512 | | 4[html] |
| SUFFOLK BANCORP | 754673 | NASDAQ:SUBK | 4[html] 4[html] 4[html] |
| SUGGS LEO H | 1200015 | | 4[html] |
| SULLIVAN JOSEPH P | 1264152 | | 4[html] |
| SULLIVAN WILLIAM P | 1142627 | | 4[html] |
| SUMME GREGORY L | 1143422 | | 3[html] |
| SUN COMMUNITIES INC | 912593 | NYSE:SUI | 4[html] 4[html] DEF 14A[html] DEFA14A[html] DEFA14A[html] |
| SUN LIFE FINANCIAL INC | 1097362 | NYSE:SLF | 13F-HR/A[html] |
| SUNGARD CAPITAL CORP | 1337272 | | 8-K[html] |
| SUNGARD CAPITAL CORP II | 1337274 | | 8-K[html] |
| SUNGARD DATA SYSTEMS INC | 789388 | | 424B3[html] 8-K[html] |
| SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | 4[html] SC 14D9/A[html] |
| SUNVALLEY SOLAR, INC. | 1434477 | | 10-Q/A[html] |
| SUPER TEST PETROLEUM INC | 1045545 | | 424B1[html] |
| SUPERGEN INC | 919722 | NASDAQ:SUPG | DEFA14A[html] |
| SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 8-K[html] SC 13D[html] |
| SURMODICS INC | 924717 | NASDAQ:SRDX | 8-K[html] |
| SURRATT RICHARD J | 1235581 | | 4[html] |
| SUTHERLAND THOMAS M | 1177939 | | 4[html] |
| SUTTON JESSE | 1272610 | | 4[html] |
| SWEDISH EXPORT CREDIT CORP /SWED/ | 352960 | | FWP[html] |
| SWISS HELVETIA FUND, INC. | 813623 | NYSE:SWZ | N-30B-2[html] N-Q[html] SC TO-C[html] |
| SWORDS BRENDAN J | 1228061 | | 3[html] |
| SYCAMORE NETWORKS INC | 1092367 | NASDAQ:SCMR | 10-Q[html] 8-K[html] |
| SYMANTEC CORP | 849399 | NASDAQ:SYMC | 4[html] |
| SYNALLOY CORP | 95953 | NASDAQ:SYNL | 4[html] |
| SYNCHRONOSS TECHNOLOGIES INC | 1131554 | NASDAQ:SNCR | 4[html] |
| SYNERGY RESOURCES CORP | 1413507 | | 8-K[html] |
| SYNOVIS LIFE TECHNOLOGIES INC | 780127 | NASDAQ:SYNO | 8-K[html] |
| SYSCO CORP | 96021 | NYSE:SYY | 4[html] 4[html] |
| SZABADOS MICHAEL | 1232884 | | 4[html] |
| Sabre Industries, Inc. | 1490224 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] |
| Salient MLP & Energy Infrastructure Fund | 1513970 | | 3[html] 3[html] N-2/A[html] N-2MEF[html] |
| SandRidge Permian Trust | 1521168 | | S-1[html] |
| Sandore Peter J. | 1520263 | | 3[html] |
| Sauer Thomas L | 1330827 | | 4[html] |
| Sawall Dan J | 1470426 | | 4[html] |
| Sawyer John | 1349151 | | 4[html] |
| Scharp Robert C | 1345101 | | 4[html] |
| Schellhase David | 1294735 | | 4[html] |
| Schow Steven R | 1491666 | | 4[html] |
| Schueller Thomas N | 1491213 | | 4[html] |
| Schulte Mark J | 1343261 | | 4[html] |
| Schwartz Doran N | 1355229 | | 4[html] |
| Scioto Properties LLC | 1476307 | | D[html] |
| Scribante John H | 1418607 | | 4[html] |
| SeaCube Container Leasing Ltd. | 1487999 | | 8-K[html] |
| Selitto Robert L | 1392632 | | 4[html] |
| Shah Bipin C | 1521711 | | 3[html] |
| Shand James R | 1460620 | | 4[html] |
| Shanda Games Ltd | 1470157 | | 20-F[html] S-8[html] |
| Shao Sean | 1432657 | | 4[html] 4[html] |
| Shavel Lee | 1521495 | | 3[html] 4[html] |
| Shea Richard P | 1294354 | | 4[html] |
| Shilen Thomas S | 1449721 | | 4[html] |
| Shire plc | 936402 | NASDAQ:SHPGY | 8-K[html] 8-K[html] |
| Shu Lee-Lean | 1394413 | | 4[html] |
| Silver Bear Resources Inc | 1319980 | | D[html] |
| Simply Wheelz LLC | 1516072 | | S-4/A[html] |
| Singh Alok | 1407196 | | 4[html] |
| Singh Shawn | 1412071 | | 3[html] 4[html] |
| Sisson Franklin Gay Jr | 1341645 | | 4[html] |
| Skinny Nutritional Corp. | 1176325 | | 8-K[html] |
| SkyShop Logistics, Inc. | 1354027 | | D[html] |
| Slalom LLC | 1131258 | | D[html] |
| Slay Stephen P | 1358915 | | 4[html] |
| Smartz Vehicle Rental CORP | 1376054 | | S-4/A[html] |
| Smitham Peter | 1408731 | | 3[html] |
| Solari Joseph G | 1521413 | | 3[html] |
| Soltera Mining Corp. | 1348610 | | 8-K[html] |
| Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
| Sono Resources, Inc. | 1318196 | | 8-K[html] |
| Sonora Resources Corp. | 1473591 | | 4[html] |
| Sorrentino Charles A | 1357776 | | 4[html] |
| Sound Financial, Inc. | 1410087 | | 4[html] 4/A[html] |
| Southpaw Asset Management LP | 1361978 | | SC 13D/A[html] |
| Spaeth Ronald G | 1432651 | | 4[html] |
| Spectrum Brands Holdings, Inc. | 1487730 | | 8-K[html] |
| Spectrum Brands, Inc. | 1028985 | | 8-K[html] |
| Speirs Robert | 1421110 | | 4[html] |
| Spirit Airlines, Inc. | 1498710 | | CT ORDER[html] EFFECT[html] POS AM[html] |
| Springer Raymond Paul | 1375337 | | 4[html] |
| Stahl Kent M. | 1521047 | | 3[html] |
| Standard Gold | 773717 | | SC 13D[html] |
| Starboard Investment Trust | 1464413 | | EFFECT[html] |
| Starboard Value LP | 1517137 | | SC 13D/A[html] |
| Stargate Management LLC | 1394150 | | S-4[html] S-4[html] |
| Stark John D JR | 1403610 | | 4[html] |
| Stasse David Phillip | 1441657 | | 3[html] |
| Steadfast Income REIT, Inc. | 1468010 | | 424B3[html] 8-K[html] |
| Steege Mark LeRoy | 1518826 | | 4[html] |
| Steinberg Richard A | 1344446 | | 4[html] |
| Steinborn Edward J | 1404752 | | 3[html] |
| Sterling Capital Partners IV, L.P. | 1521327 | | D[html] |
| Sterling Oil & Gas CO | 1402273 | | 15-12G[html] |
| Stewart Capital Mutual Funds | 1376720 | | N-Q[html] |
| Stewart Laura Lee | 1410558 | | 4[html] |
| Stone Carole E | 1385197 | | 3[html] |
| Stone Christopher Lewis | 1453373 | | 4[html] |
| Stonecraft Manufacturing, LLC | 1477365 | | 424B3[html] |
| Stonecraft Sales, LLC | 1477417 | | 424B3[html] |
| Strategic Funds, Inc. | 737520 | | N-Q[html] |
| Stratus Technologies Bermuda Holdings Ltd. | 1507842 | | 20-F[html] 6-K[html] |
| Strike Axe, Inc | 1438945 | | 10-K[html] |
| StrikeForce Technologies Inc. | 1285543 | | 10-Q/A[html] |
| Su Lisa T | 1405109 | | 3[html] |
| Sucampo Pharmaceuticals, Inc. | 1365216 | NASDAQ:SCMP | 8-K[html] |
| SuccessFactors, Inc. | 1402305 | NASDAQ:SFSF | 8-K[html] |
| Suerth Henry John | 1471025 | | 4[html] |
| SunGard Ambit LLC | 1355613 | | 424B3[html] |
| SunGard Asia Pacific Inc. | 1355472 | | 424B3[html] |
| SunGard Availability Services LP | 1355470 | | 424B3[html] |
| SunGard Availability Services Ltd. | 1355469 | | 424B3[html] |
| SunGard AvantGard LLC | 1355466 | | 424B3[html] |
| SunGard Business Systems LLC | 1355463 | | 424B3[html] |
| SunGard CSA LLC | 1355556 | | 424B3[html] |
| SunGard Computer Services LLC | 1355519 | | 424B3[html] |
| SunGard Consulting Services LLC | 1355554 | | 424B3[html] |
| SunGard DIS Inc. | 1355555 | | 424B3[html] |
| SunGard Development CORP | 1355508 | | 424B3[html] |
| SunGard Energy Systems Inc. | 1355557 | | 424B3[html] |
| SunGard Financial Systems LLC | 1355520 | | 424B3[html] |
| SunGard Higher Education Inc. | 1355618 | | 424B3[html] |
| SunGard Higher Education Managed Services Inc. | 1355493 | | 424B3[html] |
| SunGard Investment Systems LLC | 1355603 | | 424B3[html] |
| SunGard Investment Ventures LLC | 1355604 | | 424B3[html] |
| SunGard Kiodex LLC | 1355605 | | 424B3[html] |
| SunGard NetWork Solutions Inc. | 1355606 | | 424B3[html] |
| SunGard Public Sector Inc. | 1355600 | | 424B3[html] |
| SunGard Reference Data Solutions LLC | 1355614 | | 424B3[html] |
| SunGard SAS Holdings Inc. | 1355616 | | 424B3[html] |
| SunGard Securities Finance International LLC | 1355622 | | 424B3[html] |
| SunGard Securities Finance LLC | 1355620 | | 424B3[html] |
| SunGard Shareholder Systems LLC | 1355651 | | 424B3[html] |
| SunGard Software, Inc. | 1355625 | | 424B3[html] |
| SunGard Systems International Inc. | 1355628 | | 424B3[html] |
| SunGard Technology Services LLC | 1355468 | | 424B3[html] |
| SunGard VPM Inc. | 751340 | | 424B3[html] |
| SunGard VeriCenter, Inc. | 1431230 | | 424B3[html] |
| SunGard Workflow Solutions LLC | 1355459 | | 424B3[html] |
| SunGard eProcess Intelligence LLC | 1355553 | | 424B3[html] |
| SunGard iWORKS LLC | 1355601 | | 424B3[html] |
| SunGard iWORKS P&C (US) Inc. | 1394170 | | 424B3[html] |
| SupportSave Solutions Inc | 1401475 | | 4[html] |
| Suther Timothy J | 1498405 | | 4[html] |
| Swisher Hygiene Inc. | 1504747 | | 3/A[html] 4[html] |
| T. Rowe Price International Funds, Inc. | 313212 | | 485APOS[html] |
| T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. | 1120924 | | 497[html] 497[html] |
| T3 Motion, Inc. | 1434589 | | 8-K[html] |
| TA / ATLANTIC & PACIFIC IV LP | 1235807 | | 4[html] |
| TA ASSOCIATES AP IV LP | 1235813 | | 4[html] |
| TA ASSOCIATES INC | 1034569 | | 4[html] 4[html] |