| Company | CIK | Ticker Symbol | Document |
| ABAKAN, INC | 1400000 | | 3[html] |
| ABERDEEN CHILE FUND, INC. | 846676 | AMEX:CH | N-Q[html] |
| ABERDEEN INDONESIA FUND, INC. | 859120 | AMEX:IF | N-Q[html] |
| ABERDEEN ISRAEL FUND, INC. | 865277 | AMEX:ISL | N-Q[html] |
| ABERDEEN LATIN AMERICA EQUITY FUND, INC. | 862599 | | N-Q[html] |
| ABINGTON BANCORP, INC./PA | 1397533 | | 8-K[html] |
| ABIOMED INC | 815094 | NASDAQ:ABMD | 4[html] 4[html] 4[html] |
| ACCESS ONE COMMUNICATIONS CORP | 1048764 | | S-4[html] |
| ACCREDITED BUSINESS CONSOLIDATORS CORP. | 933425 | | 10-Q[html] 10-Q[html] |
| ACTUATE CORP | 1062478 | NASDAQ:ACTU | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] 4[html] 4[html] |
| ADVANCED ANALOGIC TECHNOLOGIES INC | 1104042 | NASDAQ:AATI | 425[html] 425[html] 425[html] |
| ADVANTEST CORP | 1158838 | NYSE:ATE | 6-K[html] DFAN14A[html] |
| ADVANTUS SERIES FUND INC | 766351 | | N-Q[html] |
| ADVISORS DISCIPLINED TRUST 345 | 1450841 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 346 | 1450840 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 347 | 1450839 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 469 | 1475881 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 488 | 1479403 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 495 | 1479411 | | 485BPOS[html] |
| ADVISORS SERIES TRUST | 1027596 | | 485BXT[html] N-Q[html] N-Q[html] |
| AEGIS FUNDS | 1251896 | | N-Q[html] |
| AEROPOSTALE INC | 1168213 | NYSE:ARO | 4[html] |
| AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC | 1169578 | | N-2[html] |
| AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC | 1169583 | | N-2[html] |
| AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC | 1169580 | | N-2[html] |
| AFC ENTERPRISES INC | 1041379 | NASDAQ:AFCE | 8-K[html] |
| AFFYMAX INC | 1158223 | NASDAQ:AFFY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| AGILENT TECHNOLOGIES INC | 1090872 | NYSE:A | 4[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] 425[html] 8-K[html] |
| AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | NSAR-B[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | NSAR-B[html] |
| AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | NSAR-A[html] NSAR-B[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | NSAR-A[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 10-K[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AKORN INC | 3116 | NASDAQ:AKRX | 8-K[html] |
| ALEXANDER ROBERT E | 1220980 | | 4[html] |
| ALGER PORTFOLIOS | 832566 | | N-Q[html] |
| ALLEN ROBERT A | 1179767 | | 4[html] |
| ALLIANCE DATA SYSTEMS CORP | 1101215 | NYSE:ADS | 8-K[html] |
| ALLIANCEBERNSTEIN CAP FUND, INC. | 81443 | | N-Q[html] POS EX[html] |
| ALLIANCEBERNSTEIN GLOBAL GROWTH FUND INC | 1170206 | | N-Q[html] |
| ALLIANCEBERNSTEIN INTERNATIONAL GROWTH FUND INC | 920701 | | N-Q[html] |
| ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC | 825316 | | N-Q[html] |
| ALLIANZ LIFE INSURANCE CO OF NEW YORK | 80019 | | 40-OIP/A[html] |
| ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA | 72499 | | 40-OIP/A[html] |
| ALLIANZ LIFE OF NY VARIABLE ACCOUNT C | 845775 | | 40-OIP/A[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT A | 808468 | | 40-OIP/A[html] |
| ALLIANZ LIFE VARIABLE ACCOUNT B | 836346 | | 40-OIP/A[html] |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 1091439 | | N-Q[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 6-K[html] |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | 1124804 | NASDAQ:MDRX | 8-K[html] |
| ALLSTATE ASSURANCE CO SEPARATE ACCOUNT B | 110230 | | DEF 14A[html] |
| ALMADEN MINERALS LTD | 1015647 | AMEX:AAU | 6-K[html] |
| ALOIAN D PIKE | 1192899 | | 4[html] |
| ALTMEYER JAMES E | 1197877 | | 4[html] |
| ALTRIA GROUP, INC. | 764180 | | 4[html] |
| AMARILLO BIOSCIENCES INC | 1014763 | | S-8[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | 4[html] |
| AMBASSADOR FUNDS | 1113914 | | N-Q[html] |
| AMEDISYS INC | 896262 | NASDAQ:AMED | DEFA14A[html] DEFA14A[html] |
| AMERICA SERVICE GROUP INC /DE | 877476 | | 8-K[html] DEFA14A[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 4[html] |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC | 1062231 | NYSE:AXL | 4[html] |
| AMERICAN EAGLE OUTFITTERS INC | 919012 | NYSE:AEO | 10-Q[html] 8-K[html] |
| AMERICAN INDEPENDENCE CORP | 97196 | NASDAQ:AMIC | DEFA14A[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 424B5[html] |
| AMERICAN INTERNATIONAL INDUSTRIES INC | 1073146 | NASDAQ:AMIN | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| AMERICAN SOIL TECHNOLOGIES INC | 1031896 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| AMERISOURCEBERGEN CORP | 1140859 | NYSE:ABC | 4[html] |
| AMERON INTERNATIONAL CORP | 790730 | NYSE:AMN | 8-K[html] |
| AMG CROCKETT LLC | 1090560 | | S-4/A[html] |
| AMG HILCREST LLC | 1090559 | | S-4/A[html] |
| AMG HILLSIDE LLC | 1090557 | | S-4/A[html] |
| AMG LIVINGSTON LLC | 1090556 | | S-4/A[html] |
| AMG LOGAN LLC | 1090555 | | S-4/A[html] |
| AMG SOUTHERN TENNESSEE LLC | 1090554 | | S-4/A[html] |
| AMG TRINITY LLC | 1090552 | | S-4/A[html] |
| AMKOR TECHNOLOGY INC | 1047127 | NASDAQ:AMKR | 4[html] 8-K[html] |
| AMOROSO ALFRED J | 1200483 | | 4[html] |
| AMP Holding Inc. | 1425287 | | 8-K/A[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 4[html] 8-K[html] |
| ANGEION CORP/MN | 815093 | | 8-K[html] |
| ANGEL STEPHEN F | 1190775 | | 4[html] |
| ANGLO AMERICAN PLATINUM CORP LTD /FI | 945360 | | 424B3[html] |
| ANIMAS RESOURCES LTD | 1423468 | | 20-F[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANNALY CAPITAL MANAGEMENT INC | 1043219 | NYSE:NLY NYSE:NLY^A | 8-K[html] DEFA14A[html] |
| ANTHONY RICHARD E | 1128852 | | 4[html] |
| ANWORTH MORTGAGE ASSET CORP | 1047884 | NYSE:ANH NYSE:ANH^A NYSE:ANH^B | 8-K[html] |
| AON CORP | 315293 | NYSE:AOC | 3[html] 3[html] |
| AOXING PHARMACEUTICAL COMPANY, INC. | 1060426 | | DEF 14A[html] |
| APPLIED MATERIALS INC /DE | 6951 | | DFAN14A[html] |
| APTARGROUP INC | 896622 | NYSE:ATR | S-8[html] |
| ARASKOG RAND V | 1014314 | | 4[html] |
| ARBIGE MICHAEL V | 1225608 | | 3[html] |
| ARBITRON INC | 109758 | NYSE:ARB | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ARCA biopharma, Inc. | 907654 | NASDAQ:ABIO | 8-K[html] |
| ARCHAMBEAU SHELLYE L | 1191713 | | 4[html] |
| ARCHER DANIELS MIDLAND CO | 7084 | | 4[html] |
| ARENA PHARMACEUTICALS INC | 1080709 | NASDAQ:ARNA | 8-K[html] |
| ARGENTEX MINING CORP | 1167887 | | 8-K[html] |
| ARQULE INC | 1019695 | NASDAQ:ARQL | 4[html] |
| ARTISAN FUNDS INC | 935015 | | 485APOS[html] 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] NSAR-A[html] |
| ASB Bancorp Inc | 1520300 | | S-1[html] |
| ASELAGE STEVE | 1221599 | | 4[html] |
| ASGI Agility Income Fund | 1499947 | | 3[html] SC 13D[html] |
| ASGI Aurora Opportunities Fund, LLC | 1508781 | | 3[html] |
| ASHLEY VALLEY MEDICAL CENTER LLC | 1090551 | | S-4/A[html] |
| ASIARIM CORP | 1415813 | | 8-K[html] 8-K/A[html] |
| ASPEN INSURANCE HOLDINGS LTD | 1267395 | NYSE:AHL NYSE:AHL^ NYSE:AHL^A | CT ORDER[html] |
| ASSURANCEAMERICA CORP | 8497 | | 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 4[html] |
| ATKINSON BRADLEY K | 1248453 | | 4[html] |
| ATMI INC | 1041577 | NASDAQ:ATMI | 8-K[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| ATWOOD OCEANICS INC | 8411 | NYSE:ATW | 4[html] |
| AUGMENIX INC | 1432435 | | D[html] |
| AUTOZONE INC | 866787 | NYSE:AZO | 4[html] |
| AVALONBAY COMMUNITIES INC | 915912 | NYSE:AVB | 4[html] |
| AVANIR PHARMACEUTICALS, INC. | 858803 | NASDAQ:AVNR | 8-K[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | EFFECT[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 4[html] 4[html] |
| AYLESWORTH WILLIAM A | 1190231 | | 4[html] |
| AZTEC EQUITIES CORP | 8943 | | 4/A[html] |
| Abrams Edward B | 1330738 | | 4[html] |
| Acadia Healthcare Company, Inc. | 1520697 | | 425[html] |
| Ach J Wickliffe | 1386641 | | 4[html] |
| AcroBoo, Inc. | 1497251 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Actual Worlds, Inc. | 1520593 | | D/A[html] |
| Advanced Biomedical Technologies Inc. | 1385799 | | 8-K[html] |
| Advanced Portfolio Technologies, Inc. | 1431227 | | S-1[html] |
| Advantage Advisers Whistler Fund, L.L.C. | 1089876 | | NSAR-B[html] |
| AdvisorShares Trust | 1408970 | | 497[html] |
| Agadi Harshavardhan V | 1498132 | | 4[html] |
| Agather Elaine B | 1389113 | | 4[html] |
| Aksel Group, Inc. | 1521729 | | D[html] |
| All State Properties Holdings, Inc. | 745543 | | 8-K[html] |
| Allianz Variable Insurance Products Fund of Funds Trust | 1301708 | | N-Q[html] |
| Allworx Corp. | 1472232 | | S-4[html] |
| Ally Auto Assets LLC | 1477336 | | 10-D[html] 10-D[html] 10-D[html] 10-D[html] 10-D[html] 10-D[html] |
| Ally Auto Receivables Trust 2010-1 | 1487211 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-2 | 1494387 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-3 | 1498624 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-4 | 1504773 | | 10-D[html] |
| Ally Auto Receivables Trust 2010-5 | 1507149 | | 10-D[html] |
| Ally Auto Receivables Trust 2011-1 | 1511861 | | 10-D[html] |
| Ally Master Owner Trust | 1499357 | | 10-D[html] 10-D/A[html] |
| Ally Wholesale Enterprises LLC | 1492632 | | 10-D[html] 10-D/A[html] |
| AlphaPoint Technology, Inc. | 1473654 | | S-1/A[html] |
| Ameresco, Inc. | 1488139 | | 3[html] 4[html] S-8[html] |
| America Management Companies, LLC | 1515208 | | S-4/A[html] |
| American Aerogel Corp | 1521740 | | D[html] |
| American Eagle Energy Inc. | 1401983 | | 8-K[html] |
| Anacor Pharmaceuticals Inc | 1411158 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] S-8[html] |
| Anbouba Imad K. | 1507030 | | 4[html] |
| Andalusia Physician Practices, LLC | 1515213 | | S-4/A[html] |
| Andersen Nevin N | 1436782 | | 4[html] |
| Angelina Michael E | 1330708 | | 4[html] |
| ApartmentVestors Fund 1 LLC | 1521892 | | D[html] |
| Apple REIT Eight, Inc. | 1387361 | | 8-K/A[html] |
| Applied Minerals, Inc. | 8328 | | S-1[html] |
| Archipelago Learning, Inc. | 1470699 | | 8-K[html] |
| Arrowpoint Income Opportunity Fund, Ltd. | 1521757 | | D/A[html] |
| Ascena Retail Group, Inc. | 1498301 | | 8-K[html] |
| Ashland Physician Services, LLC | 1515212 | | S-4/A[html] |
| Ashley Valley Physician Practice, LLC | 1515215 | | S-4/A[html] |
| Asia Carbon Industries, Inc. | 1491479 | | 8-K[html] |
| AspenBio Pharma, Inc. | 1167419 | NASDAQ:APPY | 8-K[html] |
| Assured Pharmacy, Inc. | 1100592 | | D[html] |
| Athens Physicians Practice, LLC | 1515211 | | S-4/A[html] |
| Athens Regional Medical Center, LLC | 1515210 | | S-4/A[html] |
| Atlantic Shutter Systems, Inc. | 1477342 | | EFFECT[html] |
| Attitude Drinks Inc. | 1416183 | | 10-Q/A[html] |
| Augustine James N Jr | 1521742 | | 3[html] |
| Automated Securities Clearance LLC | 1355612 | | S-1[html] |
| Azabache Energy Inc. | 1439682 | | D[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] |