| Company | CIK | Ticker Symbol | Document |
| CABLEVISION SYSTEMS CORP /NY | 1053112 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CAFARO DEBRA A | 1215188 | | 4[html] |
| CALAIS RESOURCES INC | 1044650 | | 10-Q[html] |
| CALDWELL & ORKIN FUNDS INC | 864230 | | 40-17G[html] |
| CALIFORNIA WATER SERVICE GROUP | 1035201 | NYSE:CWT | 8-K[html] |
| CALIPER LIFE SCIENCES INC | 1014672 | NASDAQ:CALP NASDAQ:CALPW | 4[html] |
| CALVERT CASH RESERVES | 701219 | | NSAR-A[html] |
| CALVERT SOCIAL INDEX SERIES INC | 1105446 | | NSAR-A[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | NSAR-A[html] |
| CALVERT WORLD VALUES FUND INC | 884110 | | NSAR-A[html] |
| CAMCO FINANCIAL CORP | 16614 | NASDAQ:CAFI | 8-K[html] |
| CAMDEN PROPERTY TRUST | 906345 | NYSE:CPT | 424B5[html] |
| CAMERON INTERNATIONAL CORP | 941548 | NYSE:CAM | 8-K[html] 8-K[html] FWP[html] |
| CAMPBELL DANIEL W | 1184200 | | 4[html] |
| CAMPBELL THOMAS G | 1251303 | | 4[html] |
| CAMTEK LTD | 1109138 | NASDAQ:CAMT | 6-K[html] |
| CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | 1045520 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| CANON INC | 16988 | NYSE:CAJ | 6-K[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| CANYON COPPER CORP. | 1112706 | | 4[html] |
| CAPITAL CITY BANK GROUP INC | 726601 | | 4[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | PRE 14C[html] |
| CARDTRONICS INC | 1277856 | NASDAQ:CATM | 3[html] |
| CARE HEALTH CO INC | 1063649 | | S-4/A[html] |
| CARLEY THOMAS J | 1257908 | | 4[html] |
| CARLISLE COMPANIES INC | 790051 | NYSE:CSL | 8-K[html] |
| CARLSEN STEVEN W | 1244609 | | 4[html] |
| CARNESALE ALBERT | 1239382 | | 4[html] |
| CAROLAN BRIAN | 1279714 | | 4[html] |
| CARRIZO OIL & GAS INC | 1040593 | NASDAQ:CRZO | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CARROLL DANIEL B | 1194813 | | 4[html] |
| CARROLL MILTON | 1188744 | | 4[html] |
| CARROLL WALLACE E JR | 1192888 | | 4[html] |
| CARTER MILLER JOYCELYN | 1166855 | | 4[html] |
| CASCADE FINANCIAL CORP | 928911 | NASDAQ:CASB | DEFA14A[html] |
| CASCADES TRUST | 791049 | | NSAR-A[html] NSAR-A/A[html] |
| CASEY THOMAS M. | 1411728 | | 4[html] |
| CASSIS JOHN L | 1033797 | | 4[html] |
| CASTLEVIEW HOSPITAL LLC | 1090546 | | S-4/A[html] |
| CASTLEVIEW MEDICAL LLC | 1090545 | | S-4/A[html] |
| CASTLEVIEW PHYSICIAN PRACTICE LLC | 1090544 | | S-4/A[html] |
| CASTOR JON | 1223719 | | 4[html] |
| CASUAL MALE RETAIL GROUP INC | 813298 | NASDAQ:CMRG | 4[html] 4[html] |
| CATALYST FUNDS | 1355064 | | NSAR-A[html] |
| CATERPILLAR INC | 18230 | NYSE:CAT | 424B2[html] 8-K[html] DEFA14A[html] |
| CAVALIER TELEPHONE CORP | 1089173 | | S-4[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] |
| CCA INDUSTRIES INC | 721447 | AMEX:CAW | 8-K[html] |
| CDI CORP | 18396 | NYSE:CDI | 3[html] |
| CDW Corp | 1402057 | | 8-K[html] |
| CEDAR SHOPPING CENTERS INC | 761648 | NYSE:CDR NYSE:CDR^A | 8-K[html] |
| CENTRAL ENERGY PARTNERS LP | 1260828 | | 4[html] 4[html] |
| CENTURY PROPERTIES FUND XVII | 356472 | | 8-K[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CGG VERITAS | 1037962 | | 6-K[html] 6-K[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 8-K[html] |
| CHARLES SCHWAB FAMILY OF FUNDS | 857156 | | N-Q[html] |
| CHARTER COMMUNICATIONS, INC. /MO/ | 1091667 | | 4[html] |
| CHASE ANTHONY R | 1223756 | | 4[html] |
| CHEESECAKE FACTORY INC | 887596 | | 8-K[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CHEMICAL FINANCIAL CORP | 19612 | NASDAQ:CHFC | 4[html] |
| CHEN ROBERT I | 1171523 | | SC 13D/A[html] |
| CHEVIRON MARK J | 1230087 | | 4[html] |
| CHINA FORESTRY INC | 805729 | | 8-K[html] |
| CHINA LIFE INSURANCE CO LTD | 1268896 | NYSE:LFC | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CHINA NEW MEDIA CORP | 1080627 | | 4[html] |
| CHINA UNICOM (HONG KONG) Ltd | 1113866 | NYSE:CHU | 20-F[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] 4[html] |
| CHINACAST EDUCATION CORP | 1261888 | NASDAQ:CAST | 4[html] |
| CHIPOTLE MEXICAN GRILL INC | 1058090 | NYSE:CMG NYSE:CMG/B | 8-K[html] |
| CHOICE HOTELS INTERNATIONAL INC /DE | 1046311 | | 4[html] 4[html] |
| CHRISTMAN DANIEL W | 1199143 | | 4[html] |
| CHRISTOPHER & BANKS CORP | 883943 | NYSE:CBK | S-8[html] |
| CHRONICITY INC | 1376293 | | D[html] |
| CHUBB CORP | 20171 | NYSE:CB | 4[html] |
| CHURCHILL CASH RESERVES TRUST | 763534 | | NSAR-A[html] |
| CHYRON CORP | 20232 | NASDAQ:CHYR | 4[html] 4[html] 4[html] |
| CICIORA SUSAN L | 1245558 | | 4[html] |
| CIRRUS LOGIC INC | 772406 | NASDAQ:CRUS | 8-K[html] DEFA14A[html] |
| CIRTRAN CORP | 813716 | | 10-Q/A[html] |
| CISLE DONALD M | 1167394 | | 4[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| CITIZENS BANCSHARES CORP /GA/ | 813640 | | 8-K[html] |
| CITIZENS HOLDING CO /MS/ | 1075706 | | 8-K[html] |
| CITY HOLDING CO | 726854 | NASDAQ:CHCO | 8-K[html] 8-K[html] |
| CITY OF LONDON INVESTMENT GROUP PLC | 1018138 | | SC 13D/A[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | SC 13E3[html] |
| CLARK IAN T | 1336504 | | 3[html] |
| CLEAN WIND ENERGY TOWER, INC. | 95572 | | 8-K[html] D[html] |
| CLEARWATER INVESTMENT TRUST | 811161 | | N-Q[html] |
| CLIPPER FUND INC | 736978 | | N-Q[html] |
| CLYBURN WILLIAM | 1220982 | | 4[html] |
| CNI CHARTER FUNDS | 1026977 | | NSAR-A[html] |
| COASTAL BANKING CO INC | 1093897 | | 8-K[html] |
| COATES INTERNATIONAL LTD \DE\ | 948426 | | 4[html] |
| COELHO TONY | 1078417 | | 4[html] |
| COEUR D ALENE MINES CORP | 215466 | | 4[html] 4[html] |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | 1058290 | NASDAQ:CTSH | 8-K[html] |
| COLE CREDIT PROPERTY TRUST IV, INC. | 1498547 | | S-11/A[html] |
| COLE J DANIEL | 1218701 | | 4[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | 8-K[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLLIS STEVEN H | 1191508 | | 4[html] |
| COLONIAL COMMERCIAL CORP | 21828 | | 4[html] 4[html] |
| COLONY BANKCORP INC | 711669 | NASDAQ:CBAN | 8-K[html] |
| COLTER GARY F | 1210912 | | 4[html] |
| COLUMBIA ACORN TRUST | 2110 | | N-Q[html] |
| COLUMBIA BANKING SYSTEM INC | 887343 | NASDAQ:COLB | 8-K[html] |
| COLUMBIA FUNDS SERIES TRUST | 1097519 | | NSAR-B[html] |
| COLUMBIA FUNDS SERIES TRUST I | 773757 | | N-Q[html] N-Q[html] NSAR-A[html] NSAR-B[html] |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | 815425 | | N-Q[html] |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST I | 1049787 | | N-Q[html] |
| COMMERCIAL METALS CO | 22444 | NYSE:CMC | 8-K[html] |
| COMMITTED CAPITAL ACQUISITION Corp | 1399520 | | 3[html] |
| COMMONWEALTH EDISON CO | 22606 | | 8-K[html] |
| COMMUNITY HOSPITAL OF ANDALUSIA INC | 1090977 | | S-4/A[html] |
| COMMUNITY MEDICAL LLC | 1090543 | | S-4/A[html] |
| COMMVAULT SYSTEMS INC | 1169561 | NASDAQ:CVLT | 4[html] 4[html] 4[html] 4[html] 4[html] |
| COMPETITIVE TECHNOLOGIES INC | 102198 | AMEX:CTT | S-8[html] |
| COMPLETE GENOMICS INC | 1361103 | | 424B4[html] 8-K[html] EFFECT[html] |
| CONESTOGA FUNDS | 1175813 | | NSAR-A[html] |
| CONNICK HARRY F SR | 1263356 | | 4[html] |
| CONNS INC | 1223389 | | 10-Q[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CONSOL Energy Inc | 1070412 | NYSE:CNX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| COOK WILLIAM M | 1226577 | | 4[html] |
| COOLSYSTEMS INC | 1101849 | | D[html] |
| CORCEPT THERAPEUTICS INC | 1088856 | NASDAQ:CORT | 4[html] |
| CORNERSTONE BANCSHARES INC | 1038773 | | 4[html] |
| CORNERSTONE HEALTHCARE PLUS REIT, INC. | 1378774 | | 8-K[html] |
| CORPBANCA/FI | 1276671 | | 6-K[html] |
| CORPORACION ANDINA DE FOMENTO | 947438 | | EFFECT[html] |
| CORPORATE BOND BACKED CERT TR SER 1998-NSC 1 | 1059378 | | 8-K[html] |
| CORVEL CORP | 874866 | NASDAQ:CRVL | 8-K[html] |
| COST PLUS INC/CA/ | 798955 | | 4[html] |
| COSTAR GROUP INC | 1057352 | NASDAQ:CSGP | 424B2[html] FWP[html] |
| COTT CORP /CN/ | 884713 | | 4[html] 4[html] |
| COVIELLO ARTHUR W JR | 1206587 | | 4[html] |
| COWAN RORY J | 1105502 | | 4[html] |
| CPFL Energy INC | 1300482 | | 6-K[html] |
| CRAFT BREWERS ALLIANCE, INC. | 892222 | NASDAQ:HOOK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CRANE CO /DE/ | 25445 | | 4[html] 4[html] |
| CRANE JAMES R | 1007833 | | 4[html] |
| CRAWFORD & CO | 25475 | NYSE:CRD/A NYSE:CRD/B | 4[html] |
| CRAWFORD SALLY | 1199735 | | 4[html] |
| CREDICORP LTD | 1001290 | NYSE:BAP | 6-K[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] 4[html] 4[html] 4/A[html] |
| CREDIT ONE FINANCIAL INC | 1201135 | | 3[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] |
| CRESUD INC | 1034957 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| CRH PUBLIC LTD CO | 849395 | | 6-K[html] |
| CROATTI CYNTHIA | 1260756 | | 4[html] |
| CROATTI RONALD D | 1261139 | | 4[html] |
| CROCKETT HOSPITAL LLC | 1090542 | | S-4/A[html] |
| CROWN CASTLE INTERNATIONAL CORP | 1051470 | NYSE:CCI | 8-K[html] |
| CROWN CRAFTS INC | 25895 | NASDAQ:CRWS | SC 13D/A[html] |
| CRUDE CARRIERS CORP. | 1481055 | | 425[html] |
| CRUM DAVID H | 1198511 | | 4[html] |
| CSC HOLDINGS LLC | 784681 | | 8-K[html] |
| CSS INDUSTRIES INC | 20629 | NYSE:CSS | 10-K[html] |
| CSat Classic Fund, L.P. | 1493509 | | D/A[html] |
| CUBIC ENERGY INC | 319156 | AMEX:QBC | 8-K[html] |
| CUMBERLAND ADVISORS INC | 1255435 | | 13F-HR/A[html] |
| CURRENCYSHARES AUSTRALIAN DOLLAR TRUST | 1353614 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES BRITISH POUND STERLING TRUST | 1353611 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 1353612 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CURRENCYSHARES SWISS FRANC TRUST | 1353615 | | 10-K/A[html] UPLOAD[html] UPLOAD[html] |
| CYBEX INTERNATIONAL INC | 60876 | NASDAQ:CYBI | 8-K[html] |
| Cabrera Susan F | 1179676 | | 4[html] |
| Calvert SAGE Fund | 1438390 | | NSAR-A[html] |
| Calysta BioSystems LLC | 1521645 | | D[html] |
| Camellia Partners, LLC | 1357858 | | 4[html] |
| Cancilla Russell J | 1454512 | | 4[html] |
| Cape Bancorp, Inc. | 1411303 | NASDAQ:CBNJ | 4[html] |
| Capital Product Partners L.P. | 1392326 | NASDAQ:CPLP | 425[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Capline Micro Lending Fund I, LLC | 1521844 | | D[html] |
| Capstone Church Capital Fund | 1307259 | | NSAR-A[html] |
| Capstone Therapeutics Corp. | 887151 | NASDAQ:CAPS | DEFA14A[html] |
| Card Activation Technologies Inc | 1384522 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Cardiovascular Systems Inc | 1180145 | NASDAQ:CSII | 4[html] 4[html] 4[html] |
| Cargill, Inc | 884100 | | 4[html] SC 13D/A[html] |
| Carter Zachary W | 1290782 | | 4[html] |
| Castellano Steven | 1485496 | | 4[html] |
| CavTel Holdings, LLC | 1521718 | | S-4[html] |
| Cavalier IP TV, LLC | 1521581 | | S-4[html] |
| Cavalier Services, LLC | 1521579 | | S-4[html] |
| Cavalier Telephone Mid-Atlantic, L.L.C. | 1521578 | | S-4[html] |
| Cavalier Telephone, L.L.C. | 1521577 | | S-4[html] |
| Celldex Therapeutics, Inc. | 744218 | NASDAQ:CLDX | SC 13G[html] |
| Chard Daniel R | 1289557 | | 4[html] |
| Chatham Lodging Trust | 1476045 | | 4[html] 4[html] 4[html] |
| Chemspec International Ltd | 1463398 | | 6-K[html] SC 13E3/A[html] |
| Chicagoland Grocery Venture DST | 1520332 | | D/A[html] |
| Chihuahua Stone, LLC | 1477343 | | EFFECT[html] |
| China Biologic Products, Inc. | 1369868 | | 4[html] SC 13D/A[html] |
| China Bright Star Ltd | 1499319 | | 10-Q/A[html] |
| China Distance Education Holdings LTD | 1438644 | NYSE:DL | 6-K[html] |
| China Environmental Protection Inc. | 1418475 | | 8-K/A[html] |
| China Equity Platform Holding Group Ltd | 1491002 | | F-1/A[html] |
| China Golden Star Holdings Ltd | 1499320 | | 10-Q/A[html] |
| China Growth Equity Investment Ltd | 1517130 | | S-1/A[html] |
| China Highlands Ltd | 1499321 | | 10-Q/A[html] |
| China Nuokang Bio-Pharmaceutical Inc. | 1474952 | | 6-K[html] |
| China Reinv Partners, L.P. | 1464665 | | 4[html] |
| China Rising Star Ltd | 1499323 | | 10-Q/A[html] |
| China Techfaith Wireless Communication Technology LTD | 1316317 | NASDAQ:CNTF | 6-K[html] |
| China Tel Group Inc | 1357531 | | PRE 14C[html] |
| China Wood, Inc. | 1368960 | | CORRESP[html] CORRESP[html] S-1/A[html] S-1/A[html] S-1/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Chiu Hon Jane (Jason) | 1477550 | | 4[html] |
| Chou John G. | 1412636 | | 4[html] |
| Christian John | 1488059 | | 4[html] |
| ChromaDex Corp. | 1386570 | | 4[html] |
| Chrysler Group LLC | 1513153 | | 4[html] |
| Churchill Financial BDC Inc. | 1517366 | | N-2/A[html] N-2/A[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| Citta Ross A | 1429773 | | 4[html] |
| Clark H. Craig | 1215001 | | 4[html] |
| Clarke Henry B. | 1424398 | | 4[html] |
| Clearwire Corp /DE | 1442505 | | 4[html] |
| Clenergen Corp | 1342916 | | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Clinch Professional Physician Services, LLC | 1515266 | | S-4/A[html] |
| Clinch Valley Endocrinology, LLC | 1515267 | | S-4/A[html] |
| Clinch Valley Medical Center, Inc. | 1515268 | | S-4/A[html] |
| Clinch Valley Pulmonology, LLC | 1515269 | | S-4/A[html] |
| Clinch Valley Urology, LLC | 1515270 | | S-4/A[html] |
| Clough Global Allocation Fund | 1288795 | AMEX:GLV | NSAR-B[html] |
| Clough Global Equity Fund | 1316463 | AMEX:GLQ | NSAR-B[html] |
| Clough Global Opportunities Fund | 1350869 | AMEX:GLO | NSAR-B[html] |
| Clovis Bancshares, Inc. | 1521764 | | D[html] |
| Coady Shawn W | 1520329 | | 4[html] |
| Coady Todd M | 1520172 | | 4[html] |
| Coates George J. | 1160170 | | 4[html] |
| Colorado Plains Physician Practices, LLC | 1515271 | | S-4/A[html] |
| Colt Defense LLC | 1508677 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] S-4/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Colt Finance Corp. | 1512369 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] S-4/A[html] |
| Columbia Funds Series Trust II | 1352280 | | 485BPOS[html] N-Q[html] N-Q[html] |
| Columbia Funds Variable Series Trust II | 1413032 | | N-Q[html] |
| Columbia Seligman Premium Technology Growth Fund, Inc. | 1471420 | | N-Q[html] |
| Colvin Joe F | 1436129 | | 4[html] |
| CommonWealth REIT | 803649 | NYSE:HRP NYSE:HRP^B NYSE:HRP^C NYSE:HRP^D | FWP[html] |
| Community-Based Services, LLC | 1515273 | | S-4/A[html] |
| Compco, Inc. | 1521717 | | S-4[html] |
| Connect Financial Software Solutions, LLC | 1483461 | | D[html] |
| Core-Mark Holding Company, Inc. | 1318084 | NASDAQ:CORE | 4[html] 4[html] |
| Corning Steven J | 1434791 | | 4[html] |
| Covol Engineered Fuels, LC | 1477344 | | EFFECT[html] |
| Covol Fuels No. 2, LLC | 1477345 | | EFFECT[html] |
| Covol Fuels No. 3, LLC | 1477346 | | EFFECT[html] |
| Covol Fuels No. 4, LLC | 1477347 | | EFFECT[html] |
| Covol Fuels No. 5, LLC | 1477348 | | EFFECT[html] |
| Cramer Marc J | 1506616 | | 4[html] |
| Crawford Bruce A | 1369076 | | 4[html] |
| Crestwood Midstream Partners LP | 1389030 | NYSE:KGS | 8-K[html] |
| Crockett PHO, LLC | 1515281 | | S-4/A[html] |
| Cropper Spencer S | 1360876 | | 4[html] |
| Crowdstar Inc. | 1519930 | | D[html] |
| Culhane Mark | 1407712 | | 4[html] |
| Cyclacel Pharmaceuticals, Inc. | 1130166 | NASDAQ:CYCC NASDAQ:CYCCP | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |