| Company | CIK | Ticker Symbol | Document |
| S Y BANCORP INC | 835324 | NASDAQ:SYBT NASDAQ:SYBTP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| S1 CORP /DE/ | 1063254 | | 8-K[html] |
| SACHS ROBERT J | 1271847 | | 4[html] |
| SAFE BULKERS, INC. | 1434754 | NYSE:SB | 6-K[html] |
| SAFETY INSURANCE GROUP INC | 1172052 | NASDAQ:SAFT | 8-K[html] |
| SALAMEH MICHAEL J | 1246496 | | 4[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 10-Q[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] S-3ASR[html] |
| SANDERS WILLIAM REID | 1052783 | | 4[html] |
| SANSOM WILLIAM B | 1084492 | | 4[html] |
| SAPPI LTD | 1072483 | NYSE:SPP | 6-K[html] |
| SASSANO CARL E | 1225020 | | 4[html] |
| SASSER BOB | 1085651 | | 4[html] |
| SAVVIS, Inc. | 1058444 | NASDAQ:SVVS | 4[html] |
| SAVVY SOURCE FOR PARENTS, INC. | 1356363 | | D[html] |
| SC XI MANAGEMENT LLC | 1261135 | | 4[html] |
| SCHAFFER MICHAEL I | 1250730 | | 4[html] |
| SCHERER BARBARA VAUGHN | 1184949 | | 4[html] |
| SCHULER JACK W | 1021412 | | 4[html] |
| SCHWAB ANNUITY PORTFOLIOS | 918266 | | N-Q[html] |
| SCHWAB CAPITAL TRUST | 904333 | | 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] N-Q[html] |
| SCHWAB INVESTMENTS | 869365 | | 497[html] 497[html] 497K[html] 497K[html] |
| SCHWAB STRATEGIC TRUST | 1454889 | | 497[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] N-Q[html] |
| SCHWENCK PRICE W | 1091441 | | 4[html] |
| SCLAVOS STRATTON D | 1098240 | | 4[html] |
| SCOTT JULIE A | 1234619 | | 4[html] |
| SEACOR HOLDINGS INC /NEW/ | 859598 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SEALE JOHN G | 1519647 | | 3/A[html] 4/A[html] |
| SEATTLE GENETICS INC /WA | 1060736 | | 8-K[html] |
| SECOND CURVE CAPITAL LLC | 1136704 | | 4[html] |
| SECURITY FEDERAL CORP | 818677 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SEED JAMES MICHAEL | 1063058 | | 4[html] |
| SEI INSTITUTIONAL INTERNATIONAL TRUST | 835597 | | NSAR-A[html] |
| SEI INVESTMENTS CO | 350894 | NASDAQ:SEIC | 8-K[html] |
| SELECT HEALTHCARE LLC | 1090584 | | S-4/A[html] |
| SELECTED AMERICAN SHARES INC | 88808 | | N-Q[html] |
| SELECTED CAPITAL PRESERVATION TRUST | 818869 | | N-Q[html] |
| SELECTED INTERNATIONAL FUND, INC | 84237 | | N-Q[html] |
| SELIG ALLAN H | 1183319 | | 4[html] |
| SELIGMAN CAPITAL FUND INC | 100786 | | N-Q[html] |
| SELIGMAN GROWTH FUND INC | 316411 | | N-Q[html] |
| SELIGMAN MUNICIPAL SERIES TRUST | 750756 | | NSAR-A[html] |
| SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP | 1267482 | NYSE:SMI | 6-K[html] |
| SENOMYX INC | 1123979 | NASDAQ:SNMX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SENTRY PETROLEUM LTD. | 1357642 | | 8-K[html] 8-K[html] |
| SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO | 89024 | | 497[html] |
| SEQUOIA CAPITAL XI | 1228834 | | 4[html] |
| SEQUOIA CAPITAL XI PRINCIPALS FUND | 1261134 | | 4[html] |
| SEQUOIA TECHNOLOGY PARTNERS XI | 1261133 | | 4[html] |
| SERACARE LIFE SCIENCES INC | 1156295 | NASDAQ:SRLS | 4[html] |
| SERVICE CORPORATION INTERNATIONAL | 89089 | NYSE:SCI | 4[html] |
| SHEAN CHRISTOPHER W | 1195197 | | 4[html] |
| SHERIFF W E | 1055491 | | 4[html] |
| SHMERLING MICHAEL D | 1141207 | | 4[html] |
| SHORT JAY M PHD | 1205375 | | 4[html] |
| SHROFF JAL S | 1183973 | | 4[html] |
| SIERRA BANCORP | 1130144 | NASDAQ:BSRR | 4[html] |
| SIGA TECHNOLOGIES INC | 1010086 | NASDAQ:SIGA | 4[html] |
| SIGNET JEWELERS LTD | 832988 | NYSE:SIG | 10-Q[html] 8-K[html] |
| SILETCHNIK PRACTICE LLC | 1090585 | | S-4/A[html] |
| SILICON IMAGE INC | 1003214 | NASDAQ:SIMG | 4[html] |
| SILICON LABORATORIES INC | 1038074 | NASDAQ:SLAB | 4[html] |
| SILLERMAN ROBERT F X | 940128 | | SC 13E3[html] |
| SILVER BUTTE Co. | 90310 | | 8-K/A[html] D/A[html] PRER14C[html] |
| SILVER HORN MINING LTD. | 1058307 | | 8-K[html] |
| SIMMONS GLENN R | 1188357 | | 4[html] |
| SIMMONS HAROLD C | 1037854 | | 4[html] |
| SIMMONS TIMOTHY W | 1220977 | | 4[html] |
| SIMON NICHOLAS X | 1193303 | | 4[html] |
| SIMONS DOYLE R | 1185922 | | 4[html] |
| SINGAPORE FUND INC/MD/ | 864415 | | 40-17F2[html] |
| SIS Europe Holdings LLC | 1355491 | | S-1[html] |
| SIX DEGREES GAMES INC | 1437645 | | D[html] |
| SKILLING DAVID VAN | 1193396 | | 4[html] |
| SKINNER JAMES E | 1122008 | | 4[html] |
| SKY POWER SOLUTIONS CORP. | 1230524 | | 8-K[html] |
| SKYWORKS SOLUTIONS INC | 4127 | NASDAQ:SWKS | 425[html] 425[html] 425[html] |
| SL INDUSTRIES INC | 89270 | AMEX:SLI | DEFA14A[html] |
| SLM FUNDING LLC | 949114 | | 8-K[html] |
| SLM Student Loan Trust 2011-2 | 1510873 | | 8-K[html] 8-K[html] |
| SLUDER ROBERT L | 1401393 | | 4[html] |
| SM Holdings, LLC | 1521431 | | S-4[html] |
| SMID-Cap Portfolio | 1163472 | | N-CSRS[html] |
| SMITH CHARLES WALTER | 1278196 | | 4[html] |
| SMITH COUNTY MEMORIAL HOSPITAL LLC | 1090586 | | S-4/A[html] |
| SMITH GERALD B | 1207562 | | 4[html] |
| SMITH GRAHAM | 1219883 | | 4[html] |
| SMITH IAN F | 1197032 | | 4[html] |
| SMITH MICRO SOFTWARE INC | 948708 | NASDAQ:SMSI | 4[html] 4[html] |
| SMITH NADINE C | 1250973 | | 4[html] |
| SOLAZYME INC | 1311230 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] S-1MEF[html] |
| SOMERSET HILLS BANCORP | 1189396 | NASDAQ:SOMH | 8-K/A[html] |
| SONDE RESOURCES CORP. | 1177470 | AMEX:SNG | 6-K[html] 6-K[html] |
| SONIC CORP | 868611 | NASDAQ:SONC | 11-K[html] 8-K[html] |
| SONSINI LARRY W | 1205649 | | 4[html] |
| SONY CORP | 313838 | NYSE:SNE | 6-K[html] |
| SOOCH NAVDEEP S | 1134855 | | 4[html] |
| SOOK PERRY A | 1250261 | | 4[html] |
| SOURCEFIRE INC | 1168195 | NASDAQ:FIRE | 8-K[html] |
| SOUTH49 SOLUTIONS INC | 1459922 | | D/A[html] |
| SOUTHEAST AIRPORT GROUP | 1123452 | | 6-K[html] |
| SOUTHEASTERN ASSET MANAGEMENT INC/TN/ | 807985 | | SC 13D/A[html] |
| SOUTHERN BELLA INC | 1393403 | | 3[html] SC 13D[html] |
| SOUTHERN COMMUNITY FINANCIAL CORP | 1159427 | NASDAQ:SCMF NASDAQ:SCMFO | 4[html] |
| SOUTHWEST AIRLINES CO | 92380 | NYSE:LUV | 4[html] 4[html] |
| SOUTHWEST OIL & GAS INCOME FUND IX-A LP | 847320 | | 8-K[html] |
| SOUTHWEST OIL & GAS INCOME FUND X-A LP | 859905 | | 8-K[html] |
| SOUTHWEST OIL & GAS INCOME FUND X-B LP | 859906 | | 8-K[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND IX-B LP | 847384 | | 8-K[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND VII-B L P | 810117 | | 8-K[html] |
| SOUTHWEST ROYALTIES INSTITUTIONAL INCOME FUND X-B LP | 859911 | | 8-K[html] 8-K[html] |
| SPAN AMERICA MEDICAL SYSTEMS INC | 718924 | | 4[html] |
| SPARTAN MOTORS INC | 743238 | NASDAQ:SPAR | 8-K[html] |
| SPECIAL OPPORTUNITIES FUND, INC. | 897802 | NYSE:PIF | N-Q[html] |
| SPECTRUM ADVISORY SERVICES INC | 884310 | | 13F-HR[html] |
| SPECTRUM NETWORKS, INC. | 1484651 | | D[html] |
| SPENCE JEAN E | 1276766 | | 4[html] |
| SPICY PICKLE FRANCHISING INC | 1367722 | | 8-K[html] |
| SPIEGELMAN DANIEL K | 1238403 | | 4[html] 4[html] |
| SPURR JOHN H JR | 1207148 | | 4[html] |
| SRS Development Inc. | 1355489 | | S-1[html] |
| SS&C Technologies Holdings Inc | 1402436 | | 4[html] |
| STAMPS.COM INC | 1082923 | NASDAQ:STMP | 4[html] |
| STANLEY THOMAS BAHNSON | 1277181 | | 4[html] |
| STEAD WILLIAM | 1217355 | | 4[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
| STEEL PARTNERS II LP | 915653 | | 4[html] |
| STEIN AVY H | 1038635 | | 4[html] |
| STEINBERG MICHAEL | 1185102 | | 4[html] |
| STEINWAY MUSICAL INSTRUMENTS INC | 911583 | NYSE:LVB | 4[html] |
| STERICYCLE INC | 861878 | NASDAQ:SRCL | 8-K[html] |
| STERLING BANCSHARES INC | 891098 | NASDAQ:SBIB NASDAQ:SBIBN | 4[html] |
| STERLING CAPITAL FUNDS | 889284 | | N-Q[html] |
| STEVEN MADDEN, LTD. | 913241 | NASDAQ:SHOO | 8-K[html] |
| STEVENS DAVID D | 1244241 | | 4[html] |
| STILLWATER MINING CO /DE/ | 931948 | | 8-K[html] |
| STONE DONALD J | 1185118 | | 4[html] |
| STONE JOSEPH V JR | 1369843 | | 4[html] |
| STONE WILLIAM C | 1032282 | | 4[html] |
| STONEMOR PARTNERS LP | 1286131 | | 4[html] |
| STRANGHOENER LAWRENCE W | 1046240 | | 4[html] |
| STRATEGIC AMERICAN OIL CORP | 1425808 | | 8-K[html] |
| STRAUCH ROGER A | 902449 | | 3[html] |
| STREAMLINE HEALTH SOLUTIONS INC. | 1008586 | NASDAQ:STRM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 8-K[html] |
| STROHM DAVID N | 1182820 | | 4[html] |
| STRONG ROBERT T | 1403483 | | SC 13D[html] |
| STRUCTURED PRODUCTS CORP CORTS TRUST FOR GE CAP CORP | 1211731 | | 25-NSE[html] |
| STRYKER CORP | 310764 | NYSE:SYK | 3[html] SC 13D[html] |
| SU I-KAI | 1503207 | | 3[html] |
| SULLIVAN JOSEPH A | 1206673 | | 4/A[html] |
| SULLIVAN MARK W | 1520921 | | 3[html] |
| SULLIVAN MICHAEL J/CO | 1196795 | | 4[html] |
| SULLIVAN ROBERT D | 1207149 | | 4[html] |
| SULLIVAN THOMAS D | 1417490 | | 4[html] |
| SUNAMERICA MONEY MARKET FUNDS INC | 724129 | | N-Q[html] |
| SUNERGY INC | 1261487 | | 8-K[html] |
| SUNGARD DATA SYSTEMS INC | 789388 | | S-1[html] |
| SUNOVIA ENERGY TECHNOLOGIES INC | 1383006 | | 8-K[html] |
| SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | 4[html] 8-K[html] |
| SUPERIOR ENERGY SERVICES INC | 886835 | NYSE:SPN | 8-K[html] |
| SUPERTEL HOSPITALITY INC | 929545 | NASDAQ:SPPR NASDAQ:SPPRO NASDAQ:SPPRP | 8-K[html] |
| SURREY BANCORP | 1229146 | | 4[html] |
| SUZOR SANDRA A SCOTT | 1198539 | | 4[html] |
| SWEDISH EXPORT CREDIT CORP /SWED/ | 352960 | | FWP[html] |
| SWS GROUP INC | 878520 | NYSE:SWS | 4[html] |
| SYMS CORP | 724742 | NASDAQ:SYMS | 8-K[html] |
| SYNALLOY CORP | 95953 | NASDAQ:SYNL | 4[html] 4/A[html] |
| SYNGENTA AG | 1123661 | NYSE:SYT | 6-K[html] |
| SYNNEX CORP | 1177394 | NYSE:SNX | 4[html] 4[html] |
| SYNOVUS FINANCIAL CORP | 18349 | NYSE:SNV | 4[html] 4[html] |
| Sabre Industries, Inc. | 1490224 | | EFFECT[html] |
| Salient MLP & Energy Infrastructure Fund | 1513970 | | EFFECT[html] |
| Sanofi | 1121404 | NYSE:SNY | SC TO-T/A[html] SC TO-T/A[html] SC TO-T/A[html] SC TO-T/A[html] SC TO-T/A[html] |
| Savacool Kristi A | 1332706 | | 3[html] |
| Schellhase David | 1294735 | | 4[html] |
| Schoenbaum Alan | 1441432 | | 4[html] |
| Schreter Susan A | 1437677 | | 4[html] |
| Schwartz Mark Joseph | 1494796 | | 4[html] |
| Seligman LaSalle Real Estate Fund Series, Inc. | 1238182 | | N-Q[html] |
| Selma Diagnostic Imaging, LLC | 1515884 | | S-4/A[html] |
| Seneca Foods Corp | 88948 | | 10-K[html] |
| Service Finance Funding V, LLC | 1521225 | | D/A[html] |
| ServisFirst Bancshares, Inc. | 1430723 | | 8-K[html] |
| Shah Parag | 1395073 | | 4[html] |
| Shak Steven | 1337334 | | 4[html] |
| Shape Ronald L | 1477786 | | 4[html] |
| Shapiro Lucy | 1435944 | | 4[html] |
| Shilen Thomas S | 1449721 | | 4[html] |
| Shimer Julie Ann | 1391349 | | 4[html] |
| Shottan Shmuel | 1409762 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Sippel Thomas J | 1344618 | | 4[html] |
| Sky Harvest Windpower Corp. | 1332445 | | 8-K[html] |
| SkyShop Logistics, Inc. | 1354027 | | DEF 14A[html] DEFA14A[html] |
| Smith Thomas Andrew | 1377740 | | 4[html] |
| Sockwell V Keith | 1363921 | | 4[html] |
| Solar Senior Capital Ltd. | 1508171 | | 4[html] |
| Somerset Surgery Partner, LLC | 1515878 | | S-4/A[html] |
| Sordello Steven J | 1372397 | | 4[html] |
| SouthPeak Interactive CORP | 1336262 | | 8-K[html] |
| Southern Tennessee EMS, LLC | 1515917 | | S-4/A[html] |
| Southern Tennessee Medical Center, LLC | 1515918 | | S-4/A[html] |
| Southern Tennessee PHO, LLC | 1515919 | | S-4/A[html] |
| Spengler William | 1297399 | | 4[html] |
| Spirit Airlines, Inc. | 1498710 | | EFFECT[html] FWP[html] |
| Spottiswood Juli | 1521836 | | 3[html] |
| Spring View Hospital, LLC | 1515920 | | S-4/A[html] |
| Spring View Physician Practices, LLC | 1515921 | | S-4/A[html] |
| Springhill Medical Center, LLC | 1515922 | | S-4/A[html] |
| Stacey Kim T | 1521807 | | 3[html] |
| Stafford Ryan K | 1384707 | | 4[html] |
| Starke Physician Practices, LLC | 1515923 | | S-4/A[html] |
| Steel Partners LLC | 1422282 | | 4[html] |
| Steiner Solomon | 1304170 | | 4[html] |
| Sterling Capital Variable Insurance Funds | 1311261 | | N-Q[html] |
| Sterling Pointe Senior Living, LLC | 1521810 | | D[html] |
| Stern Carl W. | 1513074 | | 4[html] |
| Steuer Marc | 1301252 | | 4[html] |
| Stonecraft Manufacturing, LLC | 1477365 | | EFFECT[html] |
| Stonecraft Sales, LLC | 1477417 | | EFFECT[html] |
| Straight Sharra | 1520252 | | 4[html] |
| Stratford Land Fund IV, L.P. | 1492800 | | D/A[html] |
| Stratos Genomics Inc. | 1501187 | | D[html] |
| Sumitomo Mitsui Trust Holdings, Inc. | 1475365 | | 6-K[html] |
| Summer Highlands Ltd | 1499327 | | 10-Q/A[html] |
| Sumner Physician Practices, LLC | 1515927 | | S-4/A[html] |
| Sumner Real Estate Holdings, LLC | 1515928 | | S-4/A[html] |
| Sumner Regional Medical Center, LLC | 1515929 | | S-4/A[html] |
| Sun Life Assurance CO of Canada (US) Variable Account S | 1407851 | | D/A[html] |
| Sun Life Assurance Co of Canada (US) Variable Account R | 1521832 | | D[html] |
| Sun Life Insurance & Annuity Co of New York Variable Account | 1459820 | | D/A[html] |
| SunAmerica Focused Alpha Growth Fund, Inc. | 1327129 | | N-Q[html] |
| SunAmerica Focused Alpha Large-Cap Fund, Inc. | 1338170 | | N-Q[html] |
| SunGard Ambit LLC | 1355613 | | S-1[html] |
| SunGard Asia Pacific Inc. | 1355472 | | S-1[html] |
| SunGard Availability Services LP | 1355470 | | S-1[html] |
| SunGard Availability Services Ltd. | 1355469 | | S-1[html] |
| SunGard AvantGard LLC | 1355466 | | S-1[html] |
| SunGard Business Systems LLC | 1355463 | | S-1[html] |
| SunGard CSA LLC | 1355556 | | S-1[html] |
| SunGard Computer Services LLC | 1355519 | | S-1[html] |
| SunGard Consulting Services LLC | 1355554 | | S-1[html] |
| SunGard DIS Inc. | 1355555 | | S-1[html] |
| SunGard Development CORP | 1355508 | | S-1[html] |
| SunGard Energy Systems Inc. | 1355557 | | S-1[html] |
| SunGard Financial Systems LLC | 1355520 | | S-1[html] |
| SunGard Higher Education Inc. | 1355618 | | S-1[html] |
| SunGard Higher Education Managed Services Inc. | 1355493 | | S-1[html] |
| SunGard Investment Systems LLC | 1355603 | | S-1[html] |
| SunGard Investment Ventures LLC | 1355604 | | S-1[html] |
| SunGard Kiodex LLC | 1355605 | | S-1[html] |
| SunGard NetWork Solutions Inc. | 1355606 | | S-1[html] |
| SunGard Public Sector Inc. | 1355600 | | S-1[html] |
| SunGard Reference Data Solutions LLC | 1355614 | | S-1[html] |
| SunGard SAS Holdings Inc. | 1355616 | | S-1[html] |
| SunGard Securities Finance International LLC | 1355622 | | S-1[html] |
| SunGard Securities Finance LLC | 1355620 | | S-1[html] |
| SunGard Shareholder Systems LLC | 1355651 | | S-1[html] |
| SunGard Software, Inc. | 1355625 | | S-1[html] |
| SunGard Systems International Inc. | 1355628 | | S-1[html] |
| SunGard Technology Services LLC | 1355468 | | S-1[html] |
| SunGard VPM Inc. | 751340 | | S-1[html] |
| SunGard VeriCenter, Inc. | 1431230 | | S-1[html] |
| SunGard Workflow Solutions LLC | 1355459 | | S-1[html] |
| SunGard eProcess Intelligence LLC | 1355553 | | S-1[html] |
| SunGard iWORKS LLC | 1355601 | | S-1[html] |
| SunGard iWORKS P&C (US) Inc. | 1394170 | | S-1[html] |
| Suntech Power Holdings Co., Ltd. | 1342803 | NYSE:STP | 6-K[html] |
| SupportSave Solutions Inc | 1401475 | | 4[html] |
| Sweeney Brian | 1320298 | | 4[html] |
| Sze David L | 1339221 | | 4[html] |