| Company | CIK | Ticker Symbol | Document |
| China Information Technology, Inc. | 1350684 | NASDAQ:CPBY | 8-K[html] |
| China Infrastructure Investment CORP | 1311369 | NASDAQ:CIIC | DEF 14A[html] |
| China Solar & Clean Energy Solutions, Inc. | 717588 | | 8-K[html] UPLOAD[html] UPLOAD[html] |
| China Techfaith Wireless Communication Technology LTD | 1316317 | NASDAQ:CNTF | 6-K[html] |
| Chong Ivan | 1483019 | | 4[html] |
| Christensen Covey C. | 1425027 | | 4[html] |
| Cipriano Giovanna | 1344931 | | 4[html] |
| Circle Entertainment, Inc. | 1410402 | | SC 13D[html] |
| Citi Trends Inc | 1318484 | NASDAQ:CTRN | 10-Q[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| Clarity Fund, Inc. | 1478249 | | CORRESP[html] N-1A/A[html] N-1A/A[html] NSAR-B[html] UPLOAD[html] |
| Clark Stanley L | 1315873 | | 4[html] |
| Clarke Michael B | 1353113 | | 4[html] |
| Claymore Exchange-Traded Fund Trust 2 | 1365662 | | 485APOS[html] 497[html] |
| Claymore Securities Defined Portfolios, Series 642 | 1442873 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 645 | 1442989 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 655 | 1471243 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 671 | 1471249 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 672 | 1471251 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 673 | 1471252 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 674 | 1471151 | | 24F-2NT[html] |
| Claymore Securities Defined Portfolios, Series 679 | 1471157 | | 24F-2NT[html] |
| Clean Energy Fuels Corp. | 1368265 | NASDAQ:CLNE | 8-K[html] |
| ClearData Networks, Inc. | 1521828 | | D[html] |
| Clearwater Paper Corp | 1441236 | NYSE:CLW | 424B3[html] |
| Clearwire Corp /DE | 1442505 | | DEFA14A[html] |
| Coastal Carolina Bancshares, Inc. | 1437213 | | 8-K[html] |
| Coastal Paper CO | 1296000 | | 424B3[html] |
| Cogo Group Cayman, Inc. | 1519380 | | F-4/A[html] |
| Cohen & Steers Closed-End Opportunity Fund, Inc. | 1375340 | NYSE:FOF | N-Q[html] |
| Cohen & Steers Dividend Majors Fund, Inc. | 1302868 | | N-Q[html] |
| Cohen & Steers Global Income Builder, Inc | 1395057 | NYSE:INB | N-Q[html] |
| Cohen & Steers Institutional Global Realty Shares, Inc. | 1361755 | | N-Q[html] |
| Cohen & Steers International Realty Fund, Inc. | 1309161 | | N-Q[html] |
| Cohen & Steers Select Preferred & Income Fund, Inc. | 1498612 | | N-Q[html] |
| Cohen Barry F | 1521917 | | 3[html] |
| Cohen Robert A | 1512807 | | 4[html] |
| Columbia Funds Series Trust II | 1352280 | | NSAR-A[html] NSAR-B[html] |
| Columbia Pacific Opportunity Fund, L.P. | 1399010 | | 4[html] |
| Commonfund Capital Partners V, L.P. | 1521511 | | D[html] |
| Complete Production Services, Inc. | 1340041 | NYSE:CPX | 8-K[html] |
| Compressco Partners, L.P. | 1449488 | | S-1/A[html] |
| Condame Jennifer R | 1441494 | | 4[html] |
| Congaree Bancshares Inc | 1353523 | | 8-K[html] |
| Congdon Keith N | 1400164 | | 4[html] |
| Congressional Effect Family of Funds | 1423047 | | N-Q[html] |
| Conrad Nicholas C | 1475147 | | 4[html] |
| Consolidation Services, Inc. | 1392960 | | PRE 14A[html] |
| Content Partners Fund 2, LP | 1520775 | | D[html] |
| Conver Timothy E | 1383773 | | 4[html] |
| Convio, Inc. | 1407450 | | SC 13D[html] |
| Cook & Bynum Funds Trust | 1459065 | | NSAR-A[html] |
| Copano Energy, L.L.C. | 1297067 | NASDAQ:CPNO | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Coradini Robert | 1474528 | | 4[html] |
| Cornerworld Corp | 1338242 | | 10-12G[html] |
| Corporate Property Associates 17 - Global INC | 1390213 | | EFFECT[html] |
| Cortese Denis A. | 1480076 | | 3[html] |
| Costa Brava Partnership III LP | 1319959 | | 4[html] SC 13D/A[html] |
| Country Style Cooking Restaurant Chain Co., Ltd. | 1499934 | | 6-K[html] |
| Cowell Andy | 1417671 | | 4[html] |
| Cox Greg | 1453928 | | 4[html] |
| CreXus Investment Corp. | 1467027 | | 8-K[html] |
| Crexendo, Inc. | 1075736 | AMEX:IIG | SC TO-I/A[html] |
| Crompton Colors INC | 1303663 | | 424B3[html] |
| Crompton Holding CORP | 1303659 | | 424B3[html] |
| Cropper Spencer S | 1360876 | | 4[html] |
| Crown Acquisition Corp. | 1512572 | | 424B3[html] |
| Crown Iron Works Co | 1512570 | | 424B3[html] |
| Crown Oil & Gas Inc. | 1388748 | | 8-K[html] |
| Crownbutte Wind Power, Inc. | 1452583 | | 8-K[html] |
| Cyclacel Pharmaceuticals, Inc. | 1130166 | NASDAQ:CYCC NASDAQ:CYCCP | 3[html] 3[html] POS AM[html] POS AM[html] POS AM[html] |
| D'Alessandro Garrett | 1517986 | | 3[html] |
| DAIS ANALYTIC CORP | 1125699 | | 8-K[html] |
| DAKE GARY C | 1231075 | | 4[html] |
| DALTON CHARLES E | 1246554 | | 4[html] |
| DALZELL RICHARD L | 1184753 | | 4[html] |
| DANA HOLDING CORP | 26780 | NYSE:DAN | 8-K[html] |
| DANAHER CORP /DE/ | 313616 | | 4[html] |
| DAUMAN PHILIPPE P | 1119834 | | 4[html] |
| DAVIS BRUCE L | 1218987 | | 4[html] 4[html] |
| DAVIS CHRIS A | 1211057 | | 4[html] |
| DAVIS EUGENE I | 1028689 | | 4[html] |
| DAVIS NANCY B | 1193290 | | 4[html] |
| DAVIS PETER B | 1222789 | | 4[html] |
| DAVISON C HAMILTON | 1270317 | | 4[html] |
| DAYBREAK OIL & GAS INC | 1164256 | | 10-K[html] |
| DBD Investors V Holdings, L.L.C. | 1510750 | | 4[html] |
| DBD Investors V, L.L.C. | 1427022 | | 4[html] SC 13D/A[html] |
| DCA Total Return Fund | 1310445 | NYSE:DCA | N-Q[html] |
| DE GREEF RODERICK | 1241181 | | 4[html] |
| DEANGELO LAWRENCE J | 1268928 | | 4[html] |
| DEERE & CO | 315189 | NYSE:DE | 10-Q[html] |
| DEERE JOHN CAPITAL CORP | 27673 | | 10-Q[html] |
| DELAWARE GROUP ADVISER FUNDS | 910682 | | 485BXT[html] |
| DELAWARE GROUP CASH RESERVE | 230173 | | NSAR-B[html] |
| DELAWARE GROUP EQUITY FUNDS IV | 778108 | | NSAR-A[html] |
| DELAWARE GROUP FOUNDATION FUNDS | 1048133 | | NSAR-A[html] |
| DELAWARE INVESTMENTS ARIZONA MUNICIPAL INCOME FUND, INC | 895577 | AMEX:VAZ | NSAR-B[html] |
| DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC | 895658 | AMEX:VMM | NSAR-B[html] |
| DELTA MUTUAL INC | 1112985 | | 8-K/A[html] 8-K/A[html] |
| DENDREON CORP | 1107332 | NASDAQ:DNDN | 4[html] 4[html] |
| DENHAM ROBERT E | 1195643 | | 4[html] |
| DENTSPLY INTERNATIONAL INC /DE/ | 818479 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| DERMA SCIENCES, INC. | 892160 | | 4[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| DEVITRE DINYAR S | 1025050 | | 4[html] |
| DEVRY INC | 730464 | NYSE:DV | 4[html] 4[html] |
| DEX ONE Corp | 30419 | | 4[html] |
| DGSE COMPANIES INC | 701719 | AMEX:DGC | 4[html] |
| DIGITAL CREATIVE DEVELOPMENT CORP | 1016951 | | 10-K[html] |
| DIGITALGLOBE INC | 1208208 | | 10-K/A[html] |
| DILLER JAMES | 1215805 | | 4[html] |
| DILLY ARTHUR H | 1244746 | | 4[html] |
| DIME COMMUNITY BANCSHARES INC | 1005409 | NASDAQ:DCOM | 4[html] |
| DIODES INC /DEL/ | 29002 | | 4[html] 4[html] 4[html] 4[html] |
| DIONEX CORP /DE | 708850 | | 15-12G[html] |
| DIRECT INSITE CORP | 879703 | | 8-K[html] |
| DISCOVER BANK | 894327 | | 424B2[html] 8-K[html] |
| DISCOVER CARD MASTER TRUST I | 894329 | | 424B2[html] 8-K[html] |
| DNA BRANDS INC | 1419995 | | S-1/A[html] |
| DOBSON JULIE A | 1178460 | | 4[html] |
| DOLLAR GENERAL CORP | 29534 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DONEGAL GROUP INC | 800457 | NASDAQ:DGICA NASDAQ:DGICB | 4[html] S-3[html] |
| DOOLAN MARTIN P | 1191871 | | 4[html] |
| DOOLEY THOMAS E | 1208414 | | 4[html] |
| DORAL FINANCIAL CORP | 840889 | NYSE:DRL | 8-K[html] |
| DOUGHERTY ROBERT A | 1237778 | | 4[html] |
| DRAUT ERIC JOHN | 1214020 | | 4[html] |
| DREYFUS HIGH YIELD STRATEGIES FUND | 1057861 | NYSE:DHF | N-CSR[html] |
| DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS | 1038520 | | NSAR-B[html] |
| DREYFUS INVESTMENT FUNDS | 799295 | | N-CSRS[html] |
| DREYFUS LIFETIME PORTFOLIOS INC | 909230 | | NSAR-A[html] |
| DREYFUS MANAGER FUNDS I | 1247088 | | N-CSR[html] |
| DREYFUS MUNICIPAL INCOME INC | 839122 | AMEX:DMF | N-CSRS[html] NSAR-A[html] |
| DREYFUS PREMIER SHORT INTERMEDIATE MUNICIPAL BOND FUND | 810305 | | N-CSR[html] |
| DREYFUS RESEARCH GROWTH FUND INC | 30162 | | 497[html] |
| DREYFUS STOCK FUNDS | 1199348 | | N-CSRS[html] NSAR-A[html] |
| DREYFUS STRATEGIC MUNICIPALS INC | 818972 | NYSE:LEO | N-CSRS[html] NSAR-A[html] |
| DRIESSNACK ROBERT | 1280543 | | 4[html] |
| DRILL SCOTT | 1122091 | | 4[html] |
| DRILLOCK DAVID M | 1205340 | | 4[html] |
| DRUGSTORE COM INC | 1086467 | NASDAQ:DSCM | 8-K[html] DEFA14A[html] |
| DUCEY MICHAEL E | 1272987 | | 4[html] |
| DWS ADVISOR FUNDS | 797657 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] |
| DWS COMMUNICATIONS FUND, INC. | 731129 | | N-Q[html] |
| DWS EQUITY 500 INDEX PORTFOLIO | 888568 | | N-Q[html] |
| DWS GLOBAL/INTERNATIONAL FUND, INC. | 793597 | | N-Q[html] |
| DWS HIGH INCOME SERIES | 225528 | | NSAR-A[html] |
| DWS INSTITUTIONAL FUNDS | 862157 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] |
| DWS INVESTMENT TRUST | 88064 | | N-Q[html] NSAR-A[html] |
| DWS INVESTMENTS VIT FUNDS | 1006373 | | N-Q[html] N-Q[html] |
| DWS MONEY MARKET TRUST | 703642 | | N-Q[html] |
| DWS RREEF REAL ESTATE FUND II, INC. | 1231160 | | N-Q[html] |
| DWS RREEF REAL ESTATE FUND, INC. | 1179126 | | N-Q[html] |
| DWS TARGET FUND | 854905 | | 497[html] |
| DWS VARIABLE SERIES I | 764797 | | N-Q[html] |
| DWS VARIABLE SERIES II | 810573 | | N-Q[html] |
| DYKSTRA KAREN E | 1198848 | | 4[html] |
| DYNAMIC MATERIALS CORP | 34067 | NASDAQ:BOOM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DYNAMIC VENTURES CORP. | 1454384 | | 8-K[html] |
| Dahlberg Burton F | 1293354 | | 4[html] |
| Davis Gregory S | 1405542 | | 4[html] |
| De Perio Joseph A | 1516297 | | 4[html] |
| DeJohn Joseph A. | 1440450 | | 4[html] |
| DealerTrack Holdings, Inc. | 1333513 | NASDAQ:TRAK | 8-K[html] |
| Death's Door Spirits, LLC | 1464971 | | D[html] D[html] |
| Deese Willie A | 1328766 | | 4[html] |
| Deily Linnet F | 1344863 | | 4[html] |
| Delaware Investments Colorado Municipal Income Fund, Inc. | 907573 | AMEX:VCF | NSAR-B[html] |
| Delaware Investments National Municipal Income Fund | 895574 | | NSAR-B[html] |
| Delek US Holdings, Inc. | 1351541 | NYSE:DK | 8-K[html] |
| Dennis Edward A | 1299118 | | 4[html] |
| Denton Matthew Todd | 1483125 | | 4[html] |
| Derba Laura A | 1455737 | | 4[html] |
| Derycz Peter | 1351848 | | 4[html] |
| Destra Investment Trust | 1492374 | | NSAR-A[html] |
| DigiLog Stressor Fund L.P. | 1463709 | | D/A[html] |
| Digimarc CORP | 1438231 | NASDAQ:DMRC | 4[html] 4[html] |
| Digitiliti Inc | 1411658 | | 8-K[html] |
| DirecTECH Holding Company, Inc. | 1427463 | | 4[html] |
| Discover Card Execution Note Trust | 1407200 | | 424B2[html] 8-K[html] |
| Discovery Group I, LLC | 1312548 | | SC 13D[html] |
| Diversified Opportunities, Inc. | 919175 | | 4[html] PRER14C[html] |
| Diversified Restaurant Holdings, Inc. | 1394156 | | 8-K[html] |
| Dividend Builder Portfolio | 912751 | | N-Q[html] |
| Dixon Denmar John | 1461836 | | 4[html] |
| Dolby Laboratories, Inc. | 1308547 | | 4[html] |
| Dolby Ray | 1316194 | | 4[html] |
| Donahoe John J | 1321240 | | 4[html] |
| Donovan Shawn M | 1464888 | | 4[html] |
| Dow 30 Enhanced Premium & Income Fund Inc. | 1390840 | | N-Q[html] |
| Dow 30 Premium & Dividend Income Fund Inc. | 1314128 | | N-Q[html] |
| Dunn Blue Print CO | 1354778 | | 424B4[html] |
| Dunston Steven Cary | 1378492 | | 4[html] |
| Dunvegan Associates, Inc. | 1344422 | | 13F-HR[html] |
| Dutch Gold Resources Inc | 928375 | | 10-Q/A[html] |
| Dyer Joseph Wendell | 1343118 | | 4[html] |
| EAGLE MATERIALS INC | 918646 | NYSE:EXP | 3[html] |
| EAGLE MOUNTAIN ENERGY INC | 1390682 | | D[html] |
| EAGLE ROCK ENERGY PARTNERS L P | 1364541 | NASDAQ:EROC | 8-K[html] |
| EANES GLENN | 1183913 | | 4[html] |
| EARTH DRAGON RESOURCES INC. | 1441247 | | 8-K[html] 8-K[html] |
| EATON ROBERT J | 1194903 | | 4[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND | 1177161 | AMEX:EVM AMEX:EIA | NSAR-A[html] |
| EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II | 1196869 | AMEX:EIA | NSAR-A[html] |
| EATON VANCE GROWTH TRUST | 102816 | | NSAR-A[html] |
| EATON VANCE INVESTMENT TRUST | 779991 | | NSAR-B[html] |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND | 1196871 | AMEX:MAB | NSAR-A[html] |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND | 1196872 | | NSAR-A[html] |
| EATON VANCE MUNICIPAL BOND FUND | 1176984 | AMEX:EIM AMEX:EIV | NSAR-A[html] |
| EATON VANCE MUNICIPAL BOND FUND II | 1196867 | AMEX:EIV | NSAR-A[html] |
| EATON VANCE MUNICIPALS TRUST | 778365 | | 497K[html] NSAR-A[html] |
| EATON VANCE MUNICIPALS TRUST II | 914529 | | 497K[html] 497K[html] 497K[html] 497K[html] |
| EATON VANCE MUTUAL FUNDS TRUST | 745463 | | 485BPOS[html] 497K[html] 497K[html] N-Q[html] NSAR-A[html] |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND | 1196874 | AMEX:EMJ | NSAR-A[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND | 1177162 | AMEX:ENX AMEX:NYH | NSAR-A[html] |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II | 1196875 | AMEX:NYH | NSAR-A[html] |
| EATON VANCE OHIO MUNICIPAL BOND FUND | 1196876 | AMEX:EIO | NSAR-A[html] |
| EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND | 1196877 | AMEX:EIP | NSAR-A[html] |
| EATON VANCE SENIOR INCOME TRUST | 1070732 | NYSE:EVF | N-Q[html] |
| EATON VANCE SERIES TRUST | 102818 | | N-Q[html] |
| EATON VANCE SERIES TRUST II | 74663 | | N-Q[html] |
| EATON VANCE SPECIAL INVESTMENT TRUST | 31266 | | N-Q[html] |
| EATON VANCE VARIABLE TRUST | 1121746 | | N-Q[html] |
| EBAY INC | 1065088 | NASDAQ:EBAY | 4[html] |
| EBERLE ROBERT A | 1225454 | | 4[html] |
| ECKERT THOMAS D | 1212333 | | 4[html] |
| ECOPETROL S.A. | 1444406 | NYSE:EC | 6-K[html] |
| EDELMAN FINANCIAL GROUP INC. | 1071341 | NASDAQ:SMHG | 4[html] |
| EDUCATION MANAGEMENT CORPORATION | 880059 | | 4[html] |
| EDUCATIONAL DEVELOPMENT CORP | 31667 | NASDAQ:EDUC | 10-K[html] |
| EGA Emerging Global Shares Trust | 1450501 | | 485BXT[html] |
| EICHLER RODNEY J | 1240573 | | 4[html] |
| EKSPORTFINANS ASA | 700978 | | 424B2[html] 424B2[html] |
| ELLIS JUDITH A | 1256139 | | 4[html] |
| ELLISON LAWRENCE JOSEPH | 901999 | | 4[html] |
| ELMURIB RA'ED | 1389192 | | 4[html] |
| ELSTROTT JOHN | 1199662 | | 4[html] |
| EMC CORP | 790070 | NYSE:EMC | 4[html] |
| EMCLAIRE FINANCIAL CORP | 858800 | | 424B3[html] |
| EMERGING MARKETS GROWTH FUND INC | 794458 | | N-Q[html] |
| EMISPHERE TECHNOLOGIES INC | 805326 | NASDAQ:EMIS | 8-K[html] |
| EMMAUS MEDICAL INC | 1271340 | | D[html] |
| EMPIRIC FUNDS, INC | 1000069 | | NSAR-A[html] |
| EMS TECHNOLOGIES INC | 32198 | NASDAQ:ELMG | DEFA14A[html] |
| ENBRIDGE ENERGY PARTNERS LP | 880285 | | 424B2[html] 424B5[html] 8-K[html] EFFECT[html] POS AM[html] |
| ENCANA CORP | 1157806 | NYSE:ECA | 6-K[html] |
| ENDO PHARMACEUTICALS HOLDINGS INC | 1100962 | NASDAQ:ENDP | 8-K[html] |
| ENDOLOGIX INC /DE/ | 1013606 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ENDOWMENT MASTER FUND L P | 1279392 | | 40-17G[html] |
| ENDOWMENT REGISTERED FUND L P | 1279394 | | 40-17G[html] |
| ENDOWMENTS /DE | 32859 | | NSAR-B[html] |
| ENERGY PARTNERS LTD | 750199 | | 3[html] 4[html] 4[html] |
| ENGIBOUS THOMAS J | 1194832 | | 4[html] |
| ENSIGN GROUP, INC | 1125376 | | 4[html] 4[html] |
| ENTERPRISE PRODUCTS PARTNERS L P | 1061219 | NYSE:EPD | 4[html] |
| ENTRAVISION COMMUNICATIONS CORP | 1109116 | NYSE:EVC | 4[html] 4[html] 4[html] 4[html] |
| ENTROPIC COMMUNICATIONS INC | 1227930 | NASDAQ:ENTR | 4[html] |
| EPSTEIN STEVEN B | 1276619 | | 4[html] |
| EQ ADVISORS TRUST | 1027263 | | N-Q[html] |
| EQUITY RESIDENTIAL | 906107 | NYSE:EQR NYSE:EQR^E NYSE:EQR^H NYSE:EQR^N | 4[html] 4[html] |
| ERS Digital, Inc. | 1354777 | | 424B4[html] |
| ERVINE BRIAN R | 1185765 | | 4[html] |
| ESCALADE INC | 33488 | NASDAQ:ESCA | 4[html] 4[html] |
| ESHELMAN FREDRIC N | 1033409 | | SC 13D/A[html] |
| ESKEW MICHAEL L | 1227734 | | 4[html] |
| ESOP Trust Co. FBO Richard Rinberg | 1389838 | | 4[html] |
| ESTEE LAUDER COMPANIES INC | 1001250 | NYSE:EL | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K/A[html] |
| ESTERLINE TECHNOLOGIES CORP | 33619 | NYSE:ESL | 8-K/A[html] |
| ETHAN ALLEN INTERIORS INC | 896156 | NYSE:ETH | 4[html] |
| EUROPACIFIC GROWTH FUND | 719603 | | NSAR-B[html] |
| EUROPEAN EQUITY FUND, INC / MD | 791718 | | N-Q[html] |
| EUROSEAS LTD. | 1341170 | NASDAQ:ESEA | 20-F[html] |
| EVOLUTION PETROLEUM CORP | 1006655 | AMEX:EPM | 4[html] |
| EVOLVING SYSTEMS INC | 1052054 | NASDAQ:EVOL | 4[html] DEFA14A[html] DEFM14A[html] |
| EXCELSIOR BUYOUT INVESTORS LLC | 1213980 | | NSAR-B[html] |
| EXPRESS SCRIPTS INC | 885721 | NASDAQ:ESRX | 8-K[html] S-8[html] |
| Easy Organic Cookery, Inc. | 1498622 | | S-1/A[html] |
| Eaton Vance Enhanced Equity Income Fund | 1300391 | NYSE:EOS | NSAR-A[html] |
| Eaton Vance Enhanced Equity Income Fund II | 1308335 | NYSE:EOS | N-Q[html] |
| Eaton Vance National Municipal Opportunities Trust | 1454741 | | NSAR-B[html] |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | 1395325 | NYSE:ETJ | N-Q[html] |
| Eaton Vance Tax-Advantaged Bond & Option Strategies Fund | 1480999 | | N-Q[html] |
| Eaton Vance Tax-Managed Buy-Write Income Fund | 1308927 | NYSE:ETB | N-Q[html] |
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund | 1322436 | | N-Q[html] |
| Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | 1322435 | | N-Q[html] |
| Edge Resources Inc. | 1408986 | | 6-K[html] |
| Edgemond John W IV | 1292909 | | 4[html] |
| Edwards George Royalty | 1362730 | | 4[html] |
| El-Hibri Fuad | 1380185 | | 4[html] |
| Elliott Chris A. | 1500056 | | 4[html] |
| Ells Steve | 1350873 | | 4[html] |
| Embassy Bancorp, Inc. | 1449794 | | 4[html] |
| Emdeon Inc. | 1444598 | | 4[html] 4[html] 4[html] |
| Emergency Medical Services CORP | 1344154 | NYSE:EMS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] EFFECT[html] EFFECT[html] |
| Emergent BioSolutions Inc. | 1367644 | NYSE:EBS | 4[html] |
| Empery Asset Management, LP | 1469336 | | SC 13G[html] |
| Employers Holdings, Inc. | 1379041 | NYSE:EIG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Encore Energy Partners LP | 1398664 | NYSE:ENP | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Endowment Institutional Fund, L.P. | 1478268 | | 40-17G[html] |
| Endowment Institutional TEI Fund W, L.P. | 1493234 | | 40-17G[html] |
| Endowment TEI Fund, L.P. | 1320688 | | 40-17G[html] |
| England Mary Jane | 1302621 | | 4[html] |
| Exceed Co Ltd. | 1396016 | AMEX:TTY AMEX:TTY/U AMEX:TTY/WS | F-3[html] |
| Exner Michael P | 1477135 | | 4[html] |
| FAERBER DENNIS | 1228898 | | 4[html] |
| FAITHSHARES TRUST | 1452937 | | 497[html] |
| FALBERG KATHRYN E | 1206977 | | 4[html] |
| FANELLI A J | 1339203 | | 4/A[html] |
| FARESE MICHAEL J. | 1172508 | | 4[html] |
| FARM FRESH FOODS INC | 1139457 | | S-4/A[html] |
| FBL FINANCIAL GROUP INC | 1012771 | NYSE:FFG | 8-K[html] |
| FEDERATED FIXED INCOME SECURITIES INC | 879569 | | NSAR-A[html] |
| FEDERATED HIGH INCOME BOND FUND INC | 225318 | | 497J[html] 497K[html] |
| FEDERATED INCOME SECURITIES TRUST | 789281 | | 485BPOS[html] 497K[html] 497K[html] 497K[html] NSAR-A[html] |
| FEDERATED MUNICIPAL SECURITIES FUND INC | 201801 | | 485BPOS[html] 497K[html] |
| FEEL GOLF CO INC | 1141673 | | S-8[html] |
| FEG ABSOLUTE ACCESS FUND LLC | 1432122 | | NSAR-B[html] |
| FEIGER MITCHELL | 1244422 | | 4[html] |
| FERNANDES ANTHONY G | 1173585 | | 4[html] |
| FERNANDEZ MANUEL A | 1216312 | | 4[html] |
| FERRELLGAS FINANCE CORP | 922360 | | 8-K[html] |
| FERRELLGAS L P | 922359 | | 8-K[html] |
| FERRELLGAS PARTNERS FINANCE CORP | 1012493 | | 8-K[html] |
| FERRELLGAS PARTNERS L P | 922358 | NYSE:FGP | 8-K[html] |
| FERRIS JAMES J | 1120771 | | 4[html] |
| FIDELITY ABERDEEN STREET TRUST | 880195 | | 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] |
| FIDELITY BOYLSTON STREET TRUST | 700859 | | NSAR-B[html] |
| FIDELITY DISTRIBUTORS CORPORATION | 35336 | | FOCUSN[html] X-17A-5[html] |
| FIDELITY FIXED INCOME TRUST | 35315 | | 497J[html] 497K[html] NSAR-A[html] NSAR-BT[html] |
| FIDELITY GARRISON STREET TRUST | 803013 | | NSAR-A[html] |
| FIDELITY MAGELLAN FUND | 61397 | | 497K[html] |
| FIELDPOINT PETROLEUM CORP | 316736 | AMEX:FPP | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| FINDEX COM INC | 1089061 | | 4[html] |
| FIRST CITIZENS BANCSHARES INC /DE/ | 798941 | | 4[html] 4[html] |
| FIRST COMMUNITY BANCSHARES INC /NV/ | 859070 | | 4[html] |
| FIRST DEFINED PORTFOLIO FUND LLC | 1076487 | | N-Q[html] |
| FIRST FINANCIAL BANCORP /OH/ | 708955 | | 8-K[html] |
| FIRST FINANCIAL HOLDINGS INC /DE/ | 787075 | | 8-K[html] |
| FIRST INTERSTATE BANCSYSTEM INC | 860413 | | 144[html] 4[html] |
| FIRST MIDWEST BANCORP INC | 702325 | NASDAQ:FMBI | 8-K[html] |
| FIRST NIAGARA FINANCIAL GROUP INC | 1051741 | NASDAQ:FNFG | 8-K/A[html] |
| FIRST PULASKI NATIONAL CORP | 354706 | | 4[html] |
| FIRST SOUTH BANCORP INC /VA/ | 1027183 | | 8-K[html] |
| FIRST TRUST COMBINED SERIES 282 | 1231414 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 284 | 1231416 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 285 | 1231417 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 303 | 1474614 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 304 | 1474613 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 305 | 1474612 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 357 | 1507505 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 359 | 1507507 | | 24F-2NT[html] |
| FIRST TRUST COMBINED SERIES 360 | 1507508 | | 24F-2NT[html] |
| FIRST TRUST EXCHANGE-TRADED FUND | 1329377 | | N-Q[html] |
| FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND | 1363438 | NYSE:FEO | N-Q[html] |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND | 1302624 | NYSE:FAM | N-Q[html] |
| FIRST UNITED CORP/MD/ | 763907 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| FIRST VARIABLE RATE FUND FOR GOVERNMENT INCOME /MD/ | 205355 | | N-Q[html] |
| FIRSTMERIT CORP /OH/ | 354869 | | 4[html] 4[html] 4[html] |
| FISERV INC | 798354 | NASDAQ:FISV | 8-K[html] 8-K/A[html] |
| FISHER COMMUNICATIONS INC | 1034669 | NASDAQ:FSCI | 4[html] |
| FITZGERALD MARY ELIZABETH T | 1184488 | | 4[html] |
| FLAGSTAR BANCORP INC | 1033012 | NYSE:FBC | S-8[html] |
| FLAMINIA ALINKA | 1389174 | | 4[html] |
| FLEMING SHANE D | 1309051 | | 4[html] |
| FLEXTRONICS INTERNATIONAL LTD. | 866374 | NASDAQ:FLEX | PRE 14A[html] |
| FLINT TELECOM GROUP INC. | 832370 | | 10-Q/A[html] S-1/A[html] |
| FLOWERS FOODS INC | 1128928 | NYSE:FLO | 4[html] 4[html] 4[html] 4[html] |
| FLUSHING FINANCIAL CORP | 923139 | NASDAQ:FFIC | 4[html] |
| FMC CORP | 37785 | NYSE:FMC | 8-K[html] |
| FMC TECHNOLOGIES INC | 1135152 | NYSE:FTI | 4[html] |
| FNB United Corp. | 764811 | NASDAQ:FNBN | 8-K[html] |
| FOLETTA MARK G | 1236389 | | 4[html] |
| FOLTA CARL D | 1200605 | | 4[html] |
| FOOT LOCKER INC | 850209 | | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| FOOTE WILLIAM C | 1020079 | | 4[html] |
| FORD GERALD J | 1021572 | | 4[html] |
| FOREIGN TRADE BANK OF LATIN AMERICA, INC. | 890541 | | 6-K[html] |
| FOREST LABORATORIES INC | 38074 | NYSE:FRX | 10-K[html] CORRESP[html] CORRESP[html] |
| FORESTER LYNN | 1050985 | | 4[html] |
| FORT DEARBORN INCOME SECURITIES INC | 38188 | NYSE:FDI | NSAR-A[html] |
| FORTINET INC | 1262039 | | 4[html] 4[html] |
| FOSSEL JON S | 1187764 | | 4[html] |
| FOSSIL INC | 883569 | NASDAQ:FOSL | 8-K[html] |
| FOSTER JONATHAN F | 1122068 | | 4[html] |
| FOSTER KENT B | 1191475 | | 4[html] |
| FOSTER WHEELER AG | 1130385 | NASDAQ:FWLT NASDAQ:FWLTW | 4[html] |
| FOTIADIS MARIOS | 1283402 | | 4[html] |
| FOXBY CORP. | 1068897 | | N-Q[html] |
| FPA PERENNIAL FUND INC | 732041 | | N-Q[html] |
| FRANK FRED | 1181155 | | 4[html] |
| FRANKLAND G THOMAS | 1184982 | | 4[html] |
| FRANKLIN CALIFORNIA TAX FREE TRUST | 773478 | | N-Q[html] |
| FRANKLIN CREDIT HOLDING CORP/DE/ | 831246 | | 8-K[html] |
| FRANKLIN ELECTRIC CO INC | 38725 | NASDAQ:FELE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| FRANKLIN MONEY FUND | 38778 | | N-Q[html] |
| FRANKLIN MUTUAL RECOVERY FUND | 1217951 | | NSAR-B[html] |
| FRANKLIN MUTUAL SERIES FUNDS | 825063 | | N-Q[html] |
| FRANKLIN STRATEGIC MORTGAGE PORTFOLIO | 893226 | | NSAR-A[html] |
| FRANKLIN TEMPLETON FUND ALLOCATOR SERIES | 1022804 | | N-Q[html] |
| FRANKLIN TEMPLETON INTERNATIONAL TRUST | 876441 | | 485APOS[html] |
| FRANKLIN TEMPLETON MONEY FUND TRUST | 936373 | | N-Q[html] |
| FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST | 837274 | | N-Q[html] |
| FRAZIER A D JR | 1088476 | | 4[html] |
| FREEMAN GEORGE C III | 1133495 | | 4[html] |
| FRIBOURG CHARLES | 1239715 | | 4[html] 4[html] |
| FRIBOURG PAUL J | 1070938 | | 4[html] |
| FRICKLAS MICHAEL D | 1200607 | | 4[html] |
| FRIEDMAN MICHELE | 1199077 | | 4[html] |
| FRONTEGRA FUNDS INC | 1014913 | | N-Q[html] |
| FRONTIER OIL CORP /NEW/ | 110430 | | 425[html] 425[html] 425[html] 425[html] 425[html] 8-K[html] |
| FT 1138 | 1350201 | | 24F-2NT[html] |
| FT 1144 | 1351495 | | 24F-2NT[html] |
| FT 1167 | 1352490 | | 24F-2NT[html] |
| FT 1334 | 1383141 | | 24F-2NT[html] |
| FT 1357 | 1388751 | | 24F-2NT[html] |
| FT 1360 | 1388754 | | 24F-2NT[html] |
| FT 1361 | 1388755 | | 24F-2NT[html] |
| FT 1367 | 1390167 | | 24F-2NT[html] |
| FT 1378 | 1390180 | | 24F-2NT[html] |
| FT 1379 | 1390181 | | 24F-2NT[html] |
| FT 1654 | 1421679 | | 24F-2NT[html] |
| FT 1979 | 1453431 | | 24F-2NT[html] |
| FT 1983 | 1453645 | | 24F-2NT[html] |
| FT 1997 | 1454574 | | 24F-2NT[html] |
| FT 1998 | 1454573 | | 24F-2NT[html] |
| FT 2001 | 1455113 | | 24F-2NT[html] |
| FT 2003 | 1455115 | | 24F-2NT[html] |
| FT 2009 | 1455121 | | 24F-2NT[html] |
| FT 2010 | 1455122 | | 24F-2NT[html] |
| FT 2011 | 1455294 | | 24F-2NT[html] |
| FT 2012 | 1455296 | | 24F-2NT[html] |
| FT 2013 | 1455298 | | 24F-2NT[html] |
| FT 2014 | 1455299 | | 24F-2NT[html] |
| FT 2015 | 1455300 | | 24F-2NT[html] |
| FT 2016 | 1455304 | | 24F-2NT[html] |
| FT 2017 | 1455305 | | 24F-2NT[html] |
| FT 2018 | 1455306 | | 24F-2NT[html] |
| FT 2229 | 1473144 | | 24F-2NT[html] |
| FT 2230 | 1473134 | | 24F-2NT[html] |
| FT 2252 | 1475302 | | 24F-2NT[html] |
| FT 2253 | 1475303 | | 24F-2NT[html] |
| FT 2272 | 1476917 | | 24F-2NT[html] |
| FT 2304 | 1477800 | | 24F-2NT[html] |
| FT 2320 | 1479121 | | 24F-2NT[html] |
| FT 2346 | 1480874 | | 24F-2NT[html] |
| FT 2368 | 1482860 | | 24F-2NT[html] |
| FT 2717 | 1502474 | | 24F-2NT[html] |
| FT 2718 | 1502475 | | 24F-2NT[html] |
| FT 2719 | 1502476 | | 24F-2NT[html] |
| FT 2720 | 1502477 | | 24F-2NT[html] |
| FT 2746 | 1504186 | | 24F-2NT[html] |
| FT 2747 | 1504185 | | 24F-2NT[html] |
| FT 2748 | 1504184 | | 24F-2NT[html] |
| FT 2749 | 1504183 | | 24F-2NT[html] |
| FT 2751 | 1504181 | | 24F-2NT[html] |
| FT 2752 | 1504180 | | 24F-2NT[html] |
| FT 2753 | 1504179 | | 24F-2NT[html] |
| FT 2754 | 1504178 | | 24F-2NT[html] |
| FT 2755 | 1504177 | | 24F-2NT[html] |
| FT 2756 | 1504176 | | 24F-2NT[html] |
| FT 2757 | 1504175 | | 24F-2NT[html] |
| FT 2758 | 1504174 | | 24F-2NT[html] |
| FT 2761 | 1504338 | | 24F-2NT[html] |
| FT 2762 | 1504339 | | 24F-2NT[html] |
| FT 2764 | 1504341 | | 24F-2NT[html] |
| FT 2765 | 1504342 | | 24F-2NT[html] |
| FT 2771 | 1504348 | | 24F-2NT[html] |
| FT 2772 | 1504349 | | 24F-2NT[html] |
| FT 2775 | 1504390 | | 24F-2NT[html] |
| FT 2777 | 1504353 | | 24F-2NT[html] |
| FT 2779 | 1504355 | | 24F-2NT[html] |
| FT 2780 | 1504356 | | 24F-2NT[html] |
| FT 2782 | 1504889 | | 24F-2NT[html] |
| FT 2789 | 1504898 | | 24F-2NT[html] |
| FT 2799 | 1505523 | | 24F-2NT[html] |
| FT 2800 | 1505524 | | 24F-2NT[html] |
| FT 2804 | 1505528 | | 24F-2NT[html] |
| FT 2805 | 1505529 | | 24F-2NT[html] |
| FT 2806 | 1505530 | | 24F-2NT[html] |
| FT 2810 | 1505534 | | 24F-2NT[html] |
| FT 2811 | 1507514 | | 24F-2NT[html] |
| FT 2841 | 1508406 | | 24F-2NT[html] |
| FT 2842 | 1508407 | | 24F-2NT[html] |
| FT 2854 | 1508419 | | 24F-2NT[html] |
| FT 2861 | 1511396 | | 24F-2NT[html] |
| FT 2863 | 1511399 | | 24F-2NT[html] |
| FT 2864 | 1511400 | | 24F-2NT[html] |
| FT 2891 | 1513164 | | 24F-2NT[html] |
| FT 2905 | 1513480 | | 24F-2NT[html] |
| FT 2936 | 1514262 | | 24F-2NT[html] |
| FT 3015 | 1518675 | | S-6[html] |
| FT 3016 | 1518676 | | S-6/A[html] |
| FT 3017 | 1518677 | | S-6[html] |
| FT 3046 | 1519717 | | S-6[html] |
| FT 515 | 1132101 | | 24F-2NT[html] |
| FT 618 | 1163487 | | 24F-2NT[html] |
| FT 666 | 1173094 | | 24F-2NT[html] |
| FT 720 | 1206418 | | 24F-2NT[html] |
| FT 839 | 1281496 | | 24F-2NT[html] |
| FT 840 | 1281498 | | 24F-2NT[html] |
| FT 945 | 1309045 | | 24F-2NT[html] |
| FT 948 | 1309048 | | 24F-2NT[html] |
| FT 954 | 1313963 | | 24F-2NT[html] |
| FUJI HEAVY INDUSTRIES CO LTD | 779788 | | F-6EF[html] |
| FULLER MORTIMER B III | 1032793 | | 4[html] |
| FURMAN WILLIAM A | 937952 | | 4[html] |
| FUTRELL MARY H | 1247230 | | 4[html] |
| FXCM Inc. | 1499912 | | SC 13G[html] |
| Fater David H | 1394813 | | 4[html] 4[html] |
| Fauls Janet Mary | 1421507 | | 4[html] |
| FedFirst Financial Corp | 1486058 | NASDAQ:FFCO | 8-K[html] |
| Federated Core Trust III | 1411674 | | POS AMI[html] |
| FelCor Lodging LP | 1048789 | | 8-K[html] |
| FelCor Lodging Trust Inc | 923603 | NYSE:FCH NYSE:FCH^A NYSE:FCH^C | 8-K[html] |
| Felsten Gary J | 1432989 | | 4[html] |
| Fibrocell Science, Inc. | 357097 | AMEX:ILE | DEFA14A[html] S-1[html] |
| Fidelity Colchester Street Trust | 356173 | | 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] 497K[html] NSAR-B[html] |
| Figueroa Jean-Christophe | 1405739 | | 4[html] |
| Financial Investors Variable Insurance Trust | 1382990 | | N-Q[html] |
| First California Financial Group, Inc. | 1370291 | NASDAQ:FCAL | 8-K[html] |
| First Clover Leaf Financial Corp. | 1283582 | NASDAQ:FCLF | 4[html] |
| First Physicians Capital Group, Inc. | 1003226 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| First Sentry Bancshares, Inc. | 1451432 | | 8-K[html] |
| Flanagan Glenda J | 1201245 | | 144[html] 4[html] |
| Flournoy John | 1335315 | | 4[html] |
| Focused Growth Portfolio | 1163473 | | NSAR-A[html] |
| Foland Steven R. | 1428145 | | 4[html] |
| Fortier Alan | 1441495 | | 4[html] |
| Foy Douglas I | 1496492 | | 4[html] |
| FreightCar America, Inc. | 1320854 | NASDAQ:RAIL | 4[html] 4[html] 4[html] |
| FundVantage Trust | 1388485 | | 485APOS[html] 497[html] |
| Furiex Pharmaceuticals, Inc. | 1484478 | | SC 13D/A[html] |
| Fushi Copperweld, Inc. | 710846 | NASDAQ:FSIN | 8-K[html] |
| GABELLI EQUITY SERIES FUNDS INC | 877670 | | NSAR-A[html] |
| GABELLI MONEY MARKET FUNDS | 888129 | | NSAR-A[html] |
| GALLAGHER ARTHUR J & CO | 354190 | | 424B7[html] 8-K[html] |
| GALLAGHER THOMAS | 1216098 | | 4[html] |
| GALLITANO DAVID J | 1217361 | | 4[html] |
| GAMBLE JONES INVESTMENT COUNSEL | 1083340 | | 13F-HR[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| GAMCO INVESTORS, INC. ET AL | 1060349 | | 424B2[html] |
| GAMCO INVESTORS, INC. ET AL | 807249 | | SC 13D/A[html] SC 13D/A[html] |
| GAMCO WESTWOOD FUNDS | 796229 | | NSAR-A[html] |
| GAMMIE ANTHONY P | 1209804 | | 4[html] |
| GARRAUX JAMES D | 1236169 | | 4[html] |
| GARRETT MARK | 1246215 | | 4[html] |
| GASTAR EXPLORATION LTD | 1170154 | | S-3[html] |
| GE INSTITUTIONAL FUNDS | 1040061 | | NSAR-A[html] |
| GEARY WILLIAM W JR | 1172751 | | 4[html] |
| GEMINI MASTER FUND LTD | 1403092 | | SC 13G[html] |
| GENCO SHIPPING & TRADING LTD | 1326200 | | S-3/A[html] |
| GENESEE & WYOMING INC | 1012620 | NYSE:GWR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] S-8[html] |
| GENETIC TECHNOLOGIES LTD | 1166272 | NASDAQ:GENE | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| GENEVE HOLDINGS INC | 929162 | | 4[html] |
| GENOMIC HEALTH INC | 1131324 | NASDAQ:GHDX | ARS[html] |
| GENTA INC DE/ | 880643 | | 8-K[html] |
| GENTOR RESOURCES, INC. | 1346917 | | 8-K[html] |
| GENUINE PARTS CO | 40987 | NYSE:GPC | 4[html] |
| GEORGE ALAN W | 1219715 | | 4[html] |
| GERMAN AMERICAN BANCORP, INC. | 714395 | NASDAQ:GABC | 4[html] |
| GERVAIS WILLIAM J | 1135091 | | 4[html] |
| GIGA TRONICS INC | 719274 | | 8-K[html] |
| GILCHRIST RICHARD I | 1246346 | | 4[html] |
| GLADSTONE INVESTMENT CORPORATION\DE | 1321741 | | 4[html] |
| GLATFELTER P H CO | 41719 | | 4[html] |
| GLAXOSMITHKLINE PLC | 1131399 | NYSE:GSK | 6-K[html] |
| GLCC LAUREL, LLC | 1514596 | | 424B3[html] |
| GLIMCHER HERBERT | 1007385 | | 4[html] |
| GLIMCHER REALTY TRUST | 912898 | NYSE:GRT NYSE:GRT^F NYSE:GRT^G | 4[html] |
| GLOBAL 8 ENVIRONMENTAL TECHNOLOGIES, INC. | 1040227 | | SC 13D[html] |
| GLOBAL AXCESS CORP | 852570 | | 4[html] |
| GLOBAL EARTH ENERGY, INC. | 1121901 | | 3[html] |
| GLOBAL FINANCIAL SERVICES MASTER LLC | 1096389 | | NSAR-A[html] |
| GLOBAL INCOME FUND, INC. | 1031235 | | N-Q[html] |
| GLOBAL PARTNERS LP | 1323468 | NYSE:GLP | SC 13G/A[html] |
| GLOBAL POWER EQUIPMENT GROUP INC. | 1136294 | | 4[html] |
| GLOBAL RECYCLING TECHNOLOGIES LTD | 1375276 | | D[html] |
| GLOBAL TRAFFIC NETWORK, INC. | 1344907 | NASDAQ:GNET | 4[html] |
| GLOWPOINT INC | 746210 | | SC 13G[html] |
| GLU MOBILE INC | 1366246 | NASDAQ:GLUU | 4[html] |
| GLUCOTEC INC | 1369701 | | D[html] |
| GMX RESOURCES INC | 1127342 | NASDAQ:GMXR NASDAQ:GMXRP | 8-K[html] |
| GOLD MITCHELL | 1242882 | | 4[html] |
| GOLDBY STEVEN D | 1216626 | | 4[html] |
| GOLDCORP INC | 919239 | NYSE:GG NYSE:GG/WS | 6-K[html] |
| GOLDEN PHOENIX MINERALS INC | 1042784 | | 8-K[html] |
| GOLDEN QUEEN MINING CO LTD | 1025362 | | DEF 14A[html] |
| GOLDFIELD CORP | 42316 | AMEX:GV | 4[html] |
| GOLDMAN SACHS & CO | 769993 | | 4[html] |
| GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. | 1472038 | | 4[html] |
| GOLDMAN SACHS GROUP INC | 886982 | NYSE:GS NYSE:GS^A NYSE:GS^B NYSE:GS^C NYSE:GS^D | 4[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 8-K[html] |
| GOLDMAN SACHS TRUST | 822977 | | N-Q[html] N-Q[html] N-Q[html] NSAR-B[html] |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST | 1046292 | | N-Q[html] |
| GOLDMAN, SACHS MANAGEMENT GP GMBH | 1232073 | | 4[html] |
| GOLDSBERRY RONALD E | 1200300 | | 4[html] |
| GOODFELLOW STUART | 1201739 | | 4[html] |
| GORDON MICHAEL J | 1116083 | | 4[html] |
| GOSHORN RICHARD H | 1400965 | | 4[html] |
| GPS Funds I | 1131042 | | NSAR-B[html] |
| GRAF ALAN B JR | 1040055 | | 4[html] |
| GRAFTECH INTERNATIONAL LTD | 931148 | NYSE:GTI | 8-K[html] |
| GRAHAM CORP | 716314 | AMEX:GHM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] 8-K[html] |
| GRAHAM PATRICIA ALBJERG | 1241882 | | 4[html] |
| GRAYSON COUNTY PHYSICIANS PROPERTY LLC | 1521851 | | D[html] |
| GREAT ATLANTIC & PACIFIC TEA CO INC | 43300 | NYSE:GAJ NYSE:GAP | 8-K[html] |
| GREAT LAKES CHEMICAL CORP | 43362 | | 424B3[html] |
| GREAT PLAINS ENERGY INC | 1143068 | NYSE:GXP NYSE:GXP^A NYSE:GXP^D NYSE:GXP^E | 4[html] |
| GREATBATCH, INC. | 1114483 | NYSE:GB | 8-K/A[html] S-8[html] |
| GREATER INDIA PORTFOLIO | 918701 | | N-Q[html] |
| GREEHEY WILLIAM E | 1015543 | | 4[html] |
| GREEN DRAGON WOOD PRODUCTS, INC. | 1417172 | | 10-Q/A[html] |
| GREENAWALT H SAMUEL | 1077507 | | 3[html] |
| GREENBERG EDWARD | 1279322 | | 3[html] 4[html] |
| GREENBERG RUSSELL | 1211783 | | 4[html] |
| GREENBRIER COMPANIES INC | 923120 | NYSE:GBX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| GRIFFIN ROBERT E | 901806 | | 4[html] |
| GRIFFITHS SCOTT A | 1018187 | | 4[html] |
| GRUSKY ROBERT R | 1256116 | | 4[html] |
| GRZEDZINSKI EDWARD | 1072784 | | 4[html] |
| GS Advisors VI, L.L.C. | 1394288 | | 4[html] |
| GS Capital Partners VI Fund, L.P. | 1394287 | | 4[html] |
| GS Capital Partners VI GmbH & Co KG | 1386557 | | 4[html] |
| GS Capital Partners VI Offshore Fund, L.P. | 1394285 | | 4[html] |
| GS Capital Partners VI Parallel LP | 1386577 | | 4[html] |
| GS DGC ADVISORS, L.L.C. | 1472040 | | 4[html] |
| GS DGC OFFSHORE ADVISORS, INC. | 1472041 | | 4[html] |
| GSCP VI Advisors, L.L.C. | 1394286 | | 4[html] |
| GSCP VI Offshore Advisors, L.L.C. | 1394278 | | 4[html] |
| GSUIG, L.L.C. | 1472042 | | 4[html] |
| GT Solar International, Inc. | 1394954 | NASDAQ:SOLR | 8-K[html] |
| GUARANTY FEDERAL BANCSHARES INC | 1046203 | NASDAQ:GFED | 8-K[html] |
| GUICHARD KENT | 1182764 | | 4[html] |
| GUINNESS ATKINSON FUNDS | 919160 | | 485BXT[html] N-Q[html] |
| GULF RESOURCES, INC. | 885462 | | POS AM[html] |
| GV Capital Management | 1493936 | | 13F-HR[html] |
| GYRODYNE CO OF AMERICA INC | 44689 | NASDAQ:GYRO | 4[html] |
| Gabelli SRI Green Fund, Inc. | 1391839 | | NSAR-B[html] |
| Galiam Fund (Offshore), Ltd. | 1521330 | | D[html] |
| Galiam Fund, LP | 1521331 | | D[html] |
| Gas Natural Inc. | 43350 | NASDAQ:EWST | 4[html] |
| Gastar Exploration USA, Inc. | 1431372 | | S-3[html] |
| GateHouse Media, Inc. | 1368900 | | 8-K[html] |
| Gateway Trust | 1406305 | | N-Q[html] |
| Gelbaum David | 1391795 | | 4[html] |
| Gelbaum Monica Chavez | 1403417 | | 4[html] |
| GenMark Diagnostics, Inc. | 1487371 | | 8-K[html] |
| GenOn Energy, Inc. | 1126294 | | POS AM[html] |
| Gentium S.p.A. | 1314755 | | F-3[html] |
| Genworth Financial Asset Management Funds | 1068602 | | NSAR-A[html] |
| Genworth Variable Insurance Trust | 1437204 | | N-Q[html] |
| Georgetown Bancorp, Inc. | 1302709 | | 4[html] |
| Geovest Capital Partners, LP | 1378013 | | 4[html] |
| Giannini Daniel A | 1341402 | | 4[html] |
| Giant 5 Funds | 1345125 | | NSAR-B[html] |
| Giaquinto Gregg | 1517989 | | 3[html] |
| Gilbert Richard W | 1315074 | | 4[html] |
| Gill Charest Katherine | 1502602 | | 4[html] |
| Gill Ronald S | 1494474 | | 4[html] |
| Gillette Peter C | 1521727 | | 3[html] |
| Ginsberg Bruce C. | 1464755 | | 4[html] |
| Glajch Jeffrey | 1457678 | | 4[html] |
| Glassman Hilary E | 1333564 | | 4[html] |
| Glenn Valerie R | 1388047 | | 4[html] |
| Glenn William | 1406328 | | 4[html] |
| Global Geophysical Services Inc | 1311486 | | 4[html] 4[html] |
| Global Income & Currency Fund Inc. | 1334510 | NYSE:GCF | N-Q[html] |
| Global Technologies Group, Inc. | 1308841 | | 3[html] |
| GlobalOptions Group, Inc. | 1294649 | NASDAQ:GLOI | 4[html] 4[html] |
| Godwin Pamela H | 1310221 | | 4[html] |
| GoldLand Holdings Corp. | 1444839 | | 4[html] |