| Company | CIK | Ticker Symbol | Document |
| Goldman Sachs Credit Strategies Fund | 1457200 | | NSAR-B[html] |
| Goldman Sachs DGC Investors LP | 1405653 | | 4[html] |
| Golub Capital BDC, Inc. | 1476765 | | 40-17G[html] |
| Gomez, Andres (nmn) | 1521862 | | G-FIN[html] |
| Google Inc. | 1288776 | NASDAQ:GOOG | 4[html] |
| Gordmans Stores, Inc. | 1490636 | | 10-Q[html] 8-K[html] |
| Grady Lois W | 1383375 | | 4[html] |
| Graff Richard P | 1320917 | | 4[html] |
| Graham Daniel Robert | 1396675 | | 4[html] |
| Graham Global Discretionary ASP Fund, a series of Alternativ | 1521634 | | D[html] |
| Granite Falls Energy, LLC | 1181749 | | 8-K[html] |
| Granite Investor Group, Inc. | 1521953 | | 3[html] SC 13D[html] |
| Great Lakes Chemical Global, Inc. | 1358927 | | 424B3[html] |
| Great Panther Silver LTD | 1300050 | | 6-K[html] |
| Green Planet Bio Engineering Co. Ltd. | 1392449 | | PRER14C[html] |
| Green Star Alternative Energy Inc. | 1462013 | | 10-12G/A[html] 10-K/A[html] |
| GreenHouse Holdings, Inc. | 1444177 | | 8-K[html] |
| Greene Colin | 1436730 | | 4[html] |
| Griffin Patrick J | 1463197 | | 4[html] |
| Gritter Barry E | 1464382 | | 4[html] |
| Gromada Carl W | 1335961 | | 4[html] |
| Growth Capital Master Portfolio, LLC | 1464987 | | NSAR-B[html] |
| Growth Capital Portfolio, LLC | 1464988 | | NSAR-B[html] |
| Growth Capital TEI Portfolio, LLC | 1464989 | | NSAR-B[html] |
| GuideStone Funds | 1131013 | | N-Q[html] |
| Guitammer Co | 1334126 | | 10-12G[html] |
| H&R BLOCK INC | 12659 | NYSE:HRB | 8-K[html] |
| HABERLI ERNST A | 1203086 | | 4[html] |
| HADZIMA JOSEPH G JR | 1232881 | | 4[html] |
| HAGEL CHARLES T | 1492321 | | 4[html] |
| HAGGERTY GRETCHEN R | 1236161 | | 4[html] |
| HAKE RALPH F | 1193263 | | 4[html] |
| HALEY ROY W | 1105999 | | 4[html] |
| HALLADOR ENERGY CO | 788965 | | 8-K[html] |
| HALPRIN STEPHEN E | 1192502 | | 4[html] |
| HAM NANCY | 1124500 | | 4[html] |
| HAMILTON JOHN MAXWELL | 1214780 | | 4[html] |
| HAMILTON WARD W | 1237796 | | 4[html] |
| HAMOT SETH W | 1071036 | | 4[html] |
| HAMRICK GRANT | 1212951 | | 4[html] |
| HANDLEMAN CO /MI/ | 314727 | | 10-K[html] |
| HANSBERGER INTERNATIONAL SERIES | 1019766 | | N-Q[html] |
| HANSEN MEDICAL INC | 1276591 | NASDAQ:HNSN | 4[html] |
| HARBINGER GROUP INC. | 109177 | NYSE:ZAP | D[html] |
| HARRINGTON SEAN H | 1134720 | | 4[html] |
| HARRIS & HARRIS GROUP INC /NY/ | 893739 | | 8-K[html] |
| HARTFORD MUTUAL FUNDS II INC | 49905 | | 485BPOS[html] |
| HARTFORD MUTUAL FUNDS INC/CT | 1006415 | | 485BPOS[html] 497K[html] 497K[html] 497K[html] |
| HARTNETT MICHAEL J | 1256535 | | 4[html] |
| HARVARD BIOSCIENCE INC | 1123494 | NASDAQ:HBIO | 8-K[html] |
| HARVEY RICHARD A JR | 1235476 | | 4[html] |
| HARVEY THOMAS H | 1162401 | | 4[html] |
| HASSLER PAUL E | 1282569 | | 4[html] |
| HASTINGS ENTERTAINMENT INC | 1054579 | NASDAQ:HAST | 4[html] |
| HAWAIIAN TAX FREE TRUST | 750909 | | NSAR-B[html] |
| HAYES MARK A | 1237760 | | 4[html] |
| HEALTHCARE SERVICES GROUP INC | 731012 | NASDAQ:HCSG | 3[html] 3[html] |
| HEALTHCARE VENTURES VII LP | 1202615 | | SC 13D[html] |
| HEALTHWAYS, INC | 704415 | NASDAQ:HWAY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| HECHT WILLIAM F | 1203305 | | 4[html] |
| HEICO CORP | 46619 | NYSE:HEI NYSE:HEI/A | 4[html] |
| HELD GERALD | 1212064 | | 4[html] |
| HELIOS ADVANTAGE INCOME FUND, INC. | 1302246 | NYSE:HAV | NSAR-B[html] |
| HELIOS HIGH INCOME FUND, INC | 1227122 | NYSE:HIH | NSAR-B[html] |
| HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. | 1343602 | NYSE:HMH | NSAR-B[html] |
| HELIOS STRATEGIC INCOME FUND, INC | 1275902 | | NSAR-B[html] |
| HELIX BIOMEDIX INC | 831749 | | 8-K[html] |
| HELTON DR WILLIAM CHARLES | 1144678 | | 4[html] |
| HENDERSON GLOBAL FUNDS | 1141306 | | 485BPOS[html] 497K[html] 497K[html] N-Q[html] |
| HENSON THOMAS B | 1038699 | | 3[html] |
| HENSSLER FUNDS INC | 1055744 | | 485BXT[html] |
| HERNANDEZ ENRIQUE JR | 1042343 | | 4[html] |
| HERSHEY CO | 47111 | | 4[html] |
| HERTZ GLOBAL HOLDINGS INC | 1364479 | NYSE:HTZ | 4[html] |
| HESSLER NANCY D | 1231773 | | 4[html] |
| HFF, Inc. | 1380509 | NYSE:HF | 4[html] 4[html] 4[html] 4[html] 4[html] |
| HIBBETT SPORTS INC | 1017480 | NASDAQ:HIBB | 4[html] |
| HICKEY KEVIN F | 1249615 | | 4[html] |
| HIGHLAND CAPITAL MANAGEMENT LP | 1167365 | | SC 13G/A[html] SC 13G/A[html] |
| HIGHMARK FUNDS /MA/ | 811527 | | 40-17F2[html] |
| HILTON BRADLEY J | 1285239 | | 4[html] |
| HINCKLEY GREGORY K | 1239182 | | 4[html] |
| HINES REAL ESTATE INVESTMENT TRUST INC | 1262959 | | 8-K/A[html] |
| HOBSON MELLODY L | 1169896 | | 4[html] |
| HOLDING FRANK B | 923507 | | 4[html] 4[html] |
| HOLLY CORP | 48039 | NYSE:HOC | 425[html] 425[html] |
| HOLMAN E M JR | 1303117 | | 4[html] |
| HOME DEPOT INC | 354950 | NYSE:HD | 4[html] |
| HOMELAND ENERGY SOLUTIONS LLC | 1366744 | | 3[html] |
| HOMESTEAD FUNDS INC | 865733 | | N-Q[html] |
| HORACE MANN EDUCATORS CORP /DE/ | 850141 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| HORN PETER A | 1260652 | | 4[html] |
| HOST HOTELS & RESORTS, INC. | 1070750 | | 424B7[html] |
| HOWARD JACK L | 1144269 | | 4[html] |
| HOWARD RICHARD PAGE | 1378285 | | 4[html] |
| HOYNES LOUIS L JR | 1187299 | | 4[html] |
| HSBC Finance Corp | 354964 | | 8-K[html] |
| HSBC HOLDINGS PLC | 1089113 | NYSE:HBC NYSE:HBC^ NYSE:HBC^A NYSE:HCS | 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| HSBC USA INC /MD/ | 83246 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| HUDSON VALLEY HOLDING CORP | 722256 | | 4/A[html] |
| HUEBER BERNARD | 1117019 | | 4[html] |
| HUFFMAN JAMES A | 1128365 | | 4[html] |
| HULTQUIST DOUGLAS M | 1222103 | | 4[html] |
| HUNGRY MACHINE INC | 1439606 | | D[html] |
| HUNT CRAIG A | 1074358 | | 4[html] |
| HUNTINGTON FUNDS | 810695 | | N-Q[html] |
| HUNTLEIGH SECURITIES CORPORATION | 216351 | | X-17A-5[html] |
| HURLEY DAVID C | 1253263 | | 4[html] |
| HURLEY JAMES R | 1124175 | | 4[html] |
| HUSKY ENERGY INC | 49279 | | F-10[html] F-X[html] |
| HUTCHINSON TECHNOLOGY INC | 772897 | NASDAQ:HTCH | S-4/A[html] |
| HUTT PETER BARTON | 1171527 | | 4[html] |
| HXT HOLDINGS, INC. | 1315756 | | 10-K/A[html] |
| HYPERCOM CORP | 1045769 | NYSE:HYC | 4/A[html] |
| Haley John K | 1473158 | | 4[html] |
| Hanna Richard | 1372309 | | 4[html] |
| Harland Betty-Ann | 1311031 | | 3[html] 4[html] |
| Harris Colin | 1298722 | | 4[html] |
| Harris Parker | 1294774 | | 4[html] |
| Harris Terry Lynn | 1490100 | | 4[html] |
| Hartman Short Term Income Properties XX, Inc. | 1446687 | | 8-K[html] |
| Hartung Jack | 1350874 | | 4[html] |
| Harwell Janis Lauren | 1302442 | | 4[html] |
| Hassenmiller Steve | 1303207 | | 4[html] |
| Hatteras Ramius Advantage Fund | 1458474 | | NSAR-B[html] |
| Hatteras Ramius Advantage Institutional Fund | 1458475 | | NSAR-B[html] |
| Haugarth Janel S | 1333099 | | 4[html] |
| Hawkesworth Barbara | 1521965 | | 3[html] |
| Hawkesworth Kurt | 1405848 | | 3[html] |
| Health Directory Inc. | 1519177 | | S-1[html] |
| Heartland Bridge Capital, Inc. | 1494214 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Helow Ronald J. | 1470364 | | 4[html] |
| Henry Patrick C | 1416998 | | 4[html] |
| Heritage Financial Group Inc | 1493491 | | DEFA14A[html] |
| Herkert Craig R | 1463950 | | 4[html] |
| Heron Lake BioEnergy, LLC | 1286964 | | 8-K[html] |
| HiSoft Technology International Ltd | 1493639 | | SC 13G[html] |
| High Pamela J. | 1463230 | | 4[html] |
| Hill John W | 1351689 | | 4[html] |
| Hines Global REIT, Inc. | 1453818 | | 8-K/A[html] |
| Hinrichs Liane K | 1349093 | | 4[html] |
| HistoRx Inc | 1412169 | | D[html] |
| Hochschwender J Michael | 1340947 | | 4[html] |
| Hockaday Irvine O Jr | 1113487 | | 4[html] |
| Hollis Richard Dean | 1469241 | | 4[html] |
| HomeCare Labs, Inc. | 1358928 | | 424B3[html] |
| Houston Wire & Cable CO | 1356949 | NASDAQ:HWCC | 4[html] 4[html] |
| Hove Anders D | 1365618 | | 4[html] |
| Howell Keith J | 1492859 | | 4[html] |
| Hradsky Gregory T. | 1439092 | | 3[html] |
| Hsu Wenliang William | 1521492 | | 3[html] |
| Hu George | 1386396 | | 4[html] |
| Huge Arthur W | 1492130 | | 4[html] |
| Hunt James K | 1359733 | | 4[html] |
| Hyde Matthew Glover | 1435743 | | 4/A[html] |
| ICAGEN INC | 902622 | NASDAQ:ICGN | 3[html] |
| ICAHN CARL C | 921669 | | SC 13D/A[html] |
| ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P | 1446806 | | POS AM[html] |
| IDENTIVE GROUP, INC. | 1036044 | NASDAQ:SCMM | 424B3[html] 8-K[html] |
| III TO I MARITIME PARTNERS CAYMAN I LP | 1385436 | | 10-Q/A[html] 10-Q/A[html] |
| ILLINOIS TOOL WORKS INC | 49826 | NYSE:ITW | 4[html] |
| ILLUMINA INC | 1110803 | NASDAQ:ILMN | 4[html] |
| IMAGE SENSING SYSTEMS INC | 943034 | NASDAQ:ISNS | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| IMAX CORP | 921582 | NASDAQ:IMAX | 4[html] |
| IMMUNOGEN INC | 855654 | NASDAQ:IMGN | 8-K[html] |
| IMPERIAL SUGAR CO /NEW/ | 831327 | | 8-K[html] |
| INDEPENDENCE HOLDING CO | 701869 | NYSE:IHC | 4[html] |
| INFORMATICA CORP | 1080099 | NASDAQ:INFA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ING EQUITY TRUST | 1063946 | | 485APOS[html] |
| ING FUNDS TRUST | 1066602 | | NSAR-B[html] |
| ING SERIES FUND INC | 877233 | | NSAR-B[html] |
| ING Separate Portfolios Trust | 1392116 | | NSAR-B[html] |
| INNOVATIVE FOOD HOLDINGS INC | 312257 | | 8-K[html] |
| INREIT Real Estate Investment Trust | 1412502 | | DEF 14A[html] |
| INSIGNIA SYSTEMS INC/MN | 875355 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| INSTITUTIONAL FIDUCIARY TRUST | 765485 | | N-Q[html] |
| INTEGRAMED AMERICA INC | 885988 | NASDAQ:INMD | 4[html] |
| INTELLIGENT SYSTEMS CORP | 320340 | AMEX:INS | 8-K[html] |
| INTER PARFUMS INC | 822663 | NASDAQ:IPAR | 4[html] 4[html] 4[html] 4/A[html] |
| INTERNATIONAL BUSINESS MACHINES CORP | 51143 | NYSE:IBM | 4[html] |
| INTERNATIONAL GROWTH & INCOME FUND | 1439297 | | N-Q[html] |
| INTERPUBLIC GROUP OF COMPANIES, INC. | 51644 | NYSE:IPG | 8-K[html] |
| INTERTAINMENT MEDIA INC | 1405784 | | D[html] |
| INVESTMENT CO OF AMERICA | 51931 | | N-Q[html] |
| INVESTORS CAPITAL HOLDINGS LTD | 1001871 | AMEX:ICH | S-8[html] |
| INVESTORS CASH TRUST | 863209 | | NSAR-B[html] |
| ION GEOPHYSICAL CORP | 866609 | NYSE:IO | 8-K[html] |
| IRIS INTERNATIONAL INC | 319240 | NASDAQ:IRIS | 4[html] |
| IROBOT CORP | 1159167 | NASDAQ:IRBT | 4[html] 4[html] 4[html] 8-K[html] |
| IRON MOUNTAIN INC | 1020569 | NYSE:IRM | 4[html] |
| IRSA INVESTMENTS & REPRESENTATIONS INC | 933267 | | 6-K[html] 6-K[html] |
| ISALY SAMUEL D | 1055949 | | 4[html] |
| ISRAEL STATE OF | 52749 | | FWP[html] FWP[html] |
| ITC Alpha Platform LLC | 1513691 | | D/A[html] |
| ITC Holdings Corp. | 1317630 | NYSE:ITC | 4[html] |
| IVA Fiduciary Trust | 1437921 | | N-CSRS[html] NSAR-A[html] |
| IVAX DIAGNOSTICS INC | 1095858 | AMEX:IVD | DEFA14A[html] |
| IVY FUNDS | 883622 | | NSAR-B[html] |
| IXYS CORP /DE/ | 945699 | | 4[html] |
| IZEA Holdings, Inc. | 1495231 | | 8-K[html] |
| Iannini Paul | 1365729 | | 4[html] |
| Ibarguen Alberto | 1339732 | | 4[html] |
| Igelman Marvin | 1521910 | | 3[html] 4[html] |
| InfuSystem Holdings, Inc | 1337013 | | 8-K[html] |
| Ingersoll-Rand plc | 1466258 | | 144[html] |
| Innocent, Inc. | 1421865 | | 10-K/A[html] 10-Q/A[html] |
| Innophos Holdings, Inc. | 1364099 | NASDAQ:IPHS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Intellipharmaceutics International Inc. | 1474835 | | 6-K[html] |
| Intermec, Inc. | 1044590 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| International Coal Group, Inc. | 1320934 | NYSE:ICO | 8-K[html] SC 14D9/A[html] SC TO-T/A[html] |
| Intrepid Potash, Inc. | 1421461 | NYSE:IPI | 4[html] 4[html] 4[html] 4[html] |
| Invesco Ltd. | 914208 | | 13F-HR/A[html] 8-K[html] S-8[html] |
| Invesco Mortgage Capital Inc. | 1437071 | | S-3ASR[html] S-3ASR[html] |
| Invesco Prime Income Trust | 854904 | | 497[html] |
| Invesco Van Kampen Advantage Municipal Income Trust II | 908993 | AMEX:VKI | DEFR14A[html] |
| Invesco Van Kampen Bond Fund | 5094 | NYSE:VBF | DEFR14A[html] |
| Invesco Van Kampen California Value Municipal Income Trust | 895531 | NYSE:VCV | DEFR14A[html] |
| Invesco Van Kampen Dynamic Credit Opportunities Fund | 1393662 | NYSE:VTA | DEFR14A[html] |
| Invesco Van Kampen Exchange Fund | 5100 | | N-Q[html] |
| Invesco Van Kampen High Income Trust II | 846671 | | DEFR14A[html] |
| Invesco Van Kampen Massachusetts Value Municipal Income Trus | 890515 | AMEX:VMV | DEFR14A[html] |
| Invesco Van Kampen Municipal Opportunity Trust | 884152 | NYSE:VMO | DEFR14A[html] |
| Invesco Van Kampen Municipal Trust | 877463 | NYSE:VKQ | DEFR14A[html] |
| Invesco Van Kampen Ohio Quality Municipal Trust | 877649 | NYSE:VOQ | DEFR14A[html] |
| Invesco Van Kampen Pennsylvania Value Municipal Income Trust | 895528 | NYSE:VPV | DEFR14A[html] |
| Invesco Van Kampen Select Sector Municipal Trust | 912022 | AMEX:VKL | DEFR14A[html] |
| Invesco Van Kampen Senior Income Trust | 1059386 | NYSE:VVR | DEFR14A[html] |
| Invesco Van Kampen Trust for Insured Municipals | 880893 | NYSE:VIM | DEFR14A[html] |
| Invesco Van Kampen Trust for Investment Grade Municipals | 880892 | NYSE:VGM | DEFR14A[html] |
| Invesco Van Kampen Trust for Investment Grade New Jersey Mun | 883269 | NYSE:VTJ | DEFR14A[html] |
| Invesco Van Kampen Trust for Investment Grade New York Munic | 883265 | NYSE:VTN | DEFR14A[html] |
| Investment Grade Income Portfolio | 1104129 | | N-Q[html] |
| Investment Managers Series Trust | 1318342 | | N-Q[html] N-Q[html] N-Q[html] |
| IronBridge Funds, Inc. | 1487592 | | N-Q[html] |
| Iveda Solutions, Inc. | 1397183 | | SC 13G[html] |
| J C PENNEY CO INC | 1166126 | NYSE:JCP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| J P MORGAN CHASE & CO | 19617 | NYSE:JPM NYSE:JPM^E NYSE:JPM^F NYSE:JPM^G NYSE:JPM^I NYSE:JPM^J NYSE:JPM^K NYSE:JPM^P NYSE:JPM^S NYSE:JPM^W NYSE:JPM^X NYSE:JPM^Y NYSE:JPM^Z | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| JAMBA, INC. | 1316898 | NASDAQ:JMBA NASDAQ:JMBAU NASDAQ:JMBAW | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| JAMES GEORGE | 1242931 | | 4[html] |
| JANUS ASPEN SERIES | 906185 | | N-Q[html] |
| JANUS INVESTMENT FUND | 277751 | | N-CSRS[html] N-Q[html] NSAR-A[html] |
| JAPAN EQUITY FUND INC | 866095 | NYSE:JEQ | 40-17F2[html] 40-17F2[html] 40-17F2[html] |
| JEFFERSONVILLE BANCORP | 874495 | NASDAQ:JFBC | 4[html] |
| JEPSEN EDWARD G | 1248935 | | 4[html] |
| JF CHINA REGION FUND INC | 888137 | NYSE:JFC | N-Q[html] |
| JNL SERIES TRUST | 933691 | | 497[html] N-Q[html] |
| JNL VARIABLE FUND LLC | 1072428 | | N-Q[html] |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 756913 | | N-Q[html] |
| JOHNSON BARRY C | 1260837 | | 4[html] |
| JOHNSON MARIANNE BOYD | 1186742 | | SC 13D/A[html] |
| JOHNSON PAUL L | 1201742 | | 4[html] |
| JONES JERRY C | 1179680 | | 4[html] |
| JONES LANG LASALLE INC | 1037976 | NYSE:JLL | 8-K[html] |
| JONES LESLIE A | 1205119 | | 4[html] |
| JONES RICHARD H | 1222574 | | 4[html] |
| JP MORGAN MUTUAL FUND GROUP/MA | 814078 | | 24F-2NT[html] 497[html] |
| JPMORGAN TRUST II | 763852 | | 24F-2NT[html] 497[html] |
| JPMorgan Trust I | 1217286 | | 24F-2NT[html] 485BPOS[html] 485BXT[html] 497[html] |
| JUDGE JONATHAN | 1247266 | | 4[html] |
| JUNIPER NETWORKS INC | 1043604 | NASDAQ:JNPR | 4[html] |
| Jacks Tyler | 1464237 | | 4[html] |
| Jenkins Brian M | 1510315 | | 4[html] |
| Jenny Christopher T | 1335450 | | 4[html] |
| Jesanis Michael E | 1434733 | | 4[html] |
| Jiangbo Pharmaceuticals, Inc. | 1091164 | | 10-Q/A[html] |
| John Hancock Funds II | 1331971 | | N-Q[html] |
| John Hancock Funds III | 1329954 | | NSAR-B[html] |
| Johnson David H | 1326645 | | 4[html] |
| Johnson Richard A | 1480981 | | 4[html] |
| Jones Adrian M | 1359316 | | 4[html] |
| Jones Alan | 1400607 | | 4[html] |
| Joyce Thomas Patrick JR | 1362706 | | 4[html] |
| Jumpkicks, Inc. | 1424812 | | 8-K[html] |
| Junkroski Robert | 1416383 | | 4[html] |
| K12 INC | 1157408 | NYSE:LRN | 4[html] |
| KABAT KEVIN T | 1024525 | | 4[html] 4/A[html] |
| KANE EDWARD LEWIS | 1060894 | | 4[html] |
| KANKEL KEITH V | 1209921 | | 4[html] |
| KANTER JOEL S | 1008231 | | 4[html] |
| KAR Auction Services, Inc. | 1395942 | | 4[html] |
| KAROW ROBERT J | 1368340 | | 4[html] |
| KARR TRAVIS | 1453589 | | 4[html] |
| KAT Racing, Inc. | 1377167 | | 10-Q/A[html] |
| KAUFMAN PAUL K | 1074361 | | 4[html] |
| KAYAK SOFTWARE Corp | 1312928 | | S-1/A[html] |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 949615 | | SC 13G[html] SC 13G[html] SC 13G/A[html] SC 13G/A[html] |
| KBR, INC. | 1357615 | NYSE:KBR | 8-K[html] |
| KECALP INC | 924107 | | 40-APP[html] |
| KEEGAN JOSEPH D | 1260556 | | 4[html] |
| KELLER ERIC J | 1196578 | | 4[html] |
| KELLY JAMES TIMOTHY | 1216421 | | 4[html] |
| KEMET CORP | 887730 | | 424B7[html] 8-K[html] |
| KENNARD LYDIA H | 1223115 | | 4[html] |
| KENSEY NASH CORP | 1002811 | NASDAQ:KNSY | 8-K[html] |
| KESSLER DOUGLAS A | 1260655 | | 4[html] |
| KEVER JIM D | 1105965 | | 4[html] |
| KILLEEN STEPHEN J | 1108159 | | 4[html] |
| KILROY REALTY CORP | 1025996 | NYSE:KRC NYSE:KRC^E NYSE:KRC^F | 8-K[html] |
| KINDRED HEALTHCARE, INC | 1060009 | NYSE:KND | 425[html] 425[html] |
| KINETICS MUTUAL FUNDS INC | 1083387 | | N-Q[html] |
| KINETICS PORTFOLIOS TRUST | 1113229 | | N-Q[html] |
| KING MARK A | 1196530 | | 4[html] |
| KINNEAR PETER D | 1189418 | | 4[html] |
| KIRBY CORP | 56047 | NYSE:KEX | S-4/A[html] |
| KISKA METALS CORP. | 1135347 | | 20-F/A[html] 20-F/A[html] 20-F/A[html] 20-F/A[html] 20-F/A[html] 20-F/A[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| KLAUSNER RONALD D | 1192739 | | 4[html] |
| KLEPPE ROGER W | 1195612 | | 4[html] |
| KNETZGER EDWIN L III | 1276543 | | 4[html] |
| KNOLL INC | 1011570 | NYSE:KNL | 8-K[html] |
| KOERNER JOHN E III | 1206664 | | 4[html] |
| KONINKLIJKE PHILIPS ELECTRONICS NV | 313216 | | 6-K[html] |
| KOSKI BEVERLY | 1234877 | | 4[html] |
| KOSKI CHRISTINE L | 1234878 | | 4[html] |
| KOSKI FAMILY LP | 1234879 | | 4[html] |
| KOSKI ROBERT C | 1234880 | | 4[html] |
| KOSKI THOMAS L | 1234881 | | 4[html] |
| KOURY FREDERICK S | 1255260 | | 4[html] |
| KRAMER DONALD J | 1206017 | | 4[html] |
| KRAMP RICHARD W | 936971 | | 4[html] |
| KRUCZLNICKI DAVID G | 1184681 | | 4[html] |
| KRUEGER JILL M | 1285453 | | 4[html] |
| KRUSOS DENIS A | 905079 | | 4[html] |
| KUEHNE JOHN A | 1203770 | | 4[html] |
| KURTZ ROBERT W | 1208052 | | 4[html] |
| KURTZ WILLIAM | 1231740 | | 4[html] |
| KV PHARMACEUTICAL CO /DE/ | 57055 | | SC 13G/A[html] |
| Kangye International Holdings, Inc. | 1497030 | | 8-K[html] |
| Katcher Danielle A | 1484921 | | 4[html] |
| Kautz Robert F | 1344517 | | 4[html] |
| Keeley Funds, Inc. | 1324203 | | N-CSRS[html] |
| Kelley William M | 1299501 | | 4[html] |
| Kelly Brian | 1384345 | | 4[html] |
| Kiewit Investment Fund LLLP | 1302716 | | N-CSR[html] |
| Kingtone Wirelessinfo Solution Holding Ltd | 1487839 | | 6-K[html] |
| Kinser Thomas | 1300838 | | 4[html] |
| Knight Arthur L | 1307504 | | 4[html] |
| Knudsen John L | 1342354 | | 4[html] |
| Kody Thomas M | 1292913 | | 4[html] |
| Kohler II Peter B. | 1521397 | | 3[html] |
| Kolesar Robert J | 1388051 | | 4[html] |
| Koniecki Stanley S | 1521560 | | 3[html] 4[html] |
| Krist Robert John | 1301171 | | 4[html] |
| LAMAR ADVERTISING CO/NEW | 1090425 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| LANDAUER INC | 825410 | NYSE:LDR | 8-K[html] |
| LANDEC CORP \CA\ | 1005286 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| LANDIS ROBERT JON | 1261151 | | 4[html] |
| LANG GREGORY S | 1230191 | | 4[html] |
| LANNON CHARLES E | 1209801 | | 4[html] |
| LANNON DAVID | 1201298 | | 4[html] |
| LANSDALE DARYL L | 1137254 | | 4[html] |
| LARGE CAP VALUE PORTFOLIO | 925460 | | N-Q[html] |
| LAROUNIS GEORGE P | 1238565 | | 4[html] |
| LARSON GLORIA C | 1207406 | | 4[html] |
| LATIN AMERICAN DISCOVERY FUND, INC. | 884461 | NYSE:LDF | N-Q[html] |
| LAU DARYN | 1289478 | | 4[html] |
| LAUDUS INSTITUTIONAL TRUST | 1058265 | | NSAR-B[html] |
| LAUDUS TRUST | 832545 | | NSAR-B[html] |
| LAUER ALLEN J | 1233049 | | 4[html] |
| LAUREL INDUSTRIES HOLDINGS, INC. | 1514595 | | 424B3[html] |
| LAVIOLETTE PAUL A | 1191249 | | 4[html] |
| LAWRENCE GEORGE D | 1241039 | | 4[html] |
| LAWRENCE INVESTMENTS LLC | 1263306 | | 4[html] |
| LAWTHER KRILL KATHERINE | 1140530 | | 4[html] |
| LAYBOURNE GERALDINE B | 1285297 | | 4[html] |
| LAZARD ALTERNATIVE STRATEGIES FUND, L.L.C. | 1141766 | | NSAR-B[html] |
| LCNB CORP | 1074902 | | 4[html] |
| LDK Solar Co., Ltd. | 1385424 | NYSE:LDK | 6-K[html] |
| LEAF Equipment Finance Fund 4, L.P. | 1426850 | | PRE 14A[html] |
| LEAF Equipment Leasing Income Fund III, L.P. | 1376074 | | PRE 14A[html] |
| LEAMING NANCY | 1265751 | | 4[html] |
| LEAPFROG ENTERPRISES INC | 1138951 | NYSE:LF | 4[html] |
| LEBLANC ROBERT M | 1275551 | | 4[html] |
| LEDESMA BRUCE | 1209945 | | 4[html] |
| LEE LARRY E | 1362957 | | 4[html] |
| LEEDS EQUITY PARTNERS V LP | 1423637 | | 3[html] |
| LEEDS JEFFREY T | 1245798 | | 3[html] |
| LEGG MASON INC | 704051 | NYSE:LM NYSE:LMI | 10-K[html] |
| LEGG MASON INVESTMENT TRUST INC | 1096338 | | N-Q/A[html] |
| LEGG MASON PARTNERS EQUITY TRUST | 880366 | | 485BPOS[html] N-CSR[html] N-CSRS[html] N-CSRS[html] N-CSRS[html] N-CSRS[html] NSAR-A[html] |
| LEGG MASON PARTNERS INCOME TRUST | 764624 | | N-CSR[html] N-CSR[html] N-CSR[html] N-CSR[html] |
| LEGG MASON PARTNERS MONEY MARKET TRUST | 747576 | | N-CSR[html] N-CSR[html] N-CSR[html] N-CSR[html] |
| LEGG MASON TAX FREE INCOME FUND | 869906 | | N-CSR[html] |
| LENHARDT DAVID K | 1222633 | | 4[html] |
| LETT J DAVID | 1190298 | | 4[html] |
| LEUTHOLD FUNDS INC | 1000351 | | NSAR-A[html] |
| LEVY RONALD | 1254848 | | 4[html] |
| LEWENT JUDY C | 1140890 | | 4[html] |
| LEWIS EARL R | 1230427 | | 4[html] |
| LEXARIA CORP. | 1348362 | | 4[html] |
| LIBBEY INC | 902274 | NYSE:LBY | 4[html] |
| LIBERTY MEDIA CORP | 1355096 | NASDAQ:LCAPA NASDAQ:LCAPB NASDAQ:LINTA NASDAQ:LINTB NASDAQ:LMDIA NASDAQ:LMDIB | 4[html] 4[html] |
| LIBERTY STAR URANIUM & METALS CORP. | 1172178 | | 8-K[html] |
| LICHTENSTEIN WARREN G | 1005784 | | 4[html] 4[html] |
| LIETZ ANDREW E | 1250935 | | 4[html] 4[html] |
| LIGHTBRIDGE Corp | 1084554 | | 4[html] |
| LILLY E STEPHEN | 1199625 | | 4[html] |
| LIMITED BRANDS INC | 701985 | NYSE:LTD | 4[html] |
| LINES JAMES R | 1249710 | | 4[html] |
| LISZT ROBERT M | 1360685 | | 4[html] |
| LITTLE ELIZABETH OC | 1184487 | | 4[html] |
| LITTLE PATRICK | 1238677 | | 4[html] |
| LIU JOSEPH | 1196533 | | 4[html] |
| LMP CORPORATE LOAN FUND INC. | 1068963 | NYSE:TLI | N-CSRS[html] |
| LNB BANCORP INC | 737210 | NASDAQ:LNBB | 4[html] |
| LOCAL.COM | 1259550 | NASDAQ:LOCM | CORRESP[html] CORRESP[html] UPLOAD[html] |
| LOCKRIDGE B RUSSELL | 1220548 | | 4[html] |
| LOEFFLER MARTIN H | 1259705 | | 4[html] |
| LOGITECH INTERNATIONAL SA | 1032975 | | 10-K[html] |
| LOHR David H | 1328235 | | 4[html] |
| LONGNECKER BRENT M | 1218777 | | 4[html] |
| LOOKSMART LTD | 1077866 | NASDAQ:LOOK | 3[html] |
| LOOMIS SAYLES FUNDS I | 917469 | | 497[html] NSAR-A[html] |
| LOOMIS SAYLES FUNDS II | 872649 | | NSAR-A[html] |
| LORD JOHN R | 1264808 | | 4[html] |
| LORENTZEN OIVIND | 1253163 | | 4[html] |
| LU HONG LIANG | 1209533 | | 4[html] |
| LUNGER FRANCIS J | 1191268 | | 4[html] |
| LUPINI LINDA | 1309773 | | 4[html] |
| LVX Minnesota Corp | 1519880 | | D[html] |
| LYNCH THOMAS J | 1208323 | | 4[html] |
| LYNCH TIMOTHY P | 1270925 | | 4[html] |
| LYONS THOMAS M | 1240062 | | 4[html] |
| Labinger Barry | 1332456 | | 4[html] |
| Lahti Joseph J | 1305278 | | 4[html] |
| Landini Kenneth W | 1517035 | | 3[html] |
| Lantheus Medical Imaging, Inc. | 1500157 | | 8-K[html] |
| Large-Cap Core Research Portfolio | 1473646 | | N-Q[html] |
| Large-Cap Growth Portfolio | 1175330 | | N-Q[html] |
| Lattice INC | 350644 | | 8-K[html] |
| Lea DeDe | 1347880 | | 4[html] |
| Lease Equity Appreciation Fund II, L.P. | 1294154 | | PRE 14A[html] |
| Leeds Equity Associates V, L.P. | 1521731 | | 3[html] |
| Leeds Equity Management V, L.L.C. | 1521730 | | 3[html] |
| Leeds Equity V Advisors, L.L.C. | 1521732 | | 3[html] |
| Leeson Lorie | 1418143 | | 4[html] |
| Leet-Melbrook, Inc. | 1354884 | | 424B4[html] |
| Legg Mason Global Asset Management Trust | 1474103 | | N-CSRS[html] N-CSRS[html] N-CSRS[html] NSAR-A[html] |
| Lemaitre Dan | 1478479 | | 4[html] |
| LendingClub Corp | 1409970 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
| Li Weigang | 1458009 | | SC 13D/A[html] |
| Li Zhilin | 1342188 | | 4[html] |
| Li-on Motors Corp. | 1141263 | | 8-K[html] |
| Licensing Services International, LLC | 1354773 | | 424B4[html] |
| Lieu Hsiao | 1468482 | | 4[html] |
| Lind Bonnie Cruickshank | 1303696 | | 4[html] |
| Lindberg Craig Anthony | 1482979 | | 4[html] |
| Lipscomb Steven | 1291766 | | 4[html] |
| Lissalde Frederic | 1521439 | | 3[html] |
| Little Oil & Gas, LLC | 1521497 | | D[html] |
| Lizhan Environmental Corp | 1489784 | | 6-K[html] 6-K[html] |
| Lloyds Banking Group plc | 1160106 | NYSE:LYG | 6-K[html] |
| Loncor Resources Inc. | 1472619 | | 6-K[html] |
| Lopez David A. | 1416384 | | 4[html] |
| Lowe Carol P | 1290037 | | 4[html] |
| Lucas A Thomas | 1396738 | | 4[html] |
| Lucente Dean | 1521481 | | 3[html] |
| Luey Karen L | 1346619 | | 4[html] |
| Lussow Alexander R | 1369220 | | 4[html] |
| Lyne Susan M | 1295744 | | 4[html] |
| MABCURE INC. | 1388490 | | RW[html] |
| MAC-GRAY CORP | 1038280 | NYSE:TUC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MACERICH CO | 912242 | NYSE:MAC | 8-K[html] |
| MACKENZIE GEORGE | 1085657 | | 4[html] |
| MACKLIN RONALD J | 1246739 | | 4[html] |
| MADAR JEAN | 901876 | | 4[html] 4/A[html] |
| MADDOX MATT | 1195587 | | 4[html] |
| MADISON HARBOR BALANCED STRATEGIES INC | 1273906 | | NSAR-B[html] |
| MADISON SQUARE INVESTORS LLC. | 1453415 | | 13F-HR/A[html] |
| MAGELLAN MIDSTREAM PARTNERS LP | 1126975 | | 4[html] |
| MAGMA DESIGN AUTOMATION INC | 1065034 | NASDAQ:LAVA | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| MAINSTAY VP FUNDS TRUST | 887340 | | N-Q[html] |
| MALAYSIA FUND INC | 811797 | NYSE:MAY | N-Q[html] |
| MALVASO JAMES J | 1249713 | | 4[html] |
| MANAGERS AMG FUNDS | 1089951 | | 40-17G[html] |
| MANAGERS FUNDS | 720309 | | 40-17G[html] |
| MANAGERS TRUST I | 882443 | | 40-17G[html] 497[html] |
| MANAGERS TRUST II | 879947 | | 40-17G[html] |
| MANCHESTER MANAGEMENT CO LLC | 1169253 | | SC 13D/A[html] |
| MANGUM MYLLE H | 1175893 | | 4[html] |
| MANN BRUCE | 1201701 | | 4[html] |
| MANNING & NAPIER FUND, INC /NY/ | 751173 | | N-Q[html] |
| MANNING PETER J | 1195068 | | 4[html] |
| MANZI JIM P | 1216076 | | 4[html] |
| MARCHEX INC | 1224133 | NASDAQ:MCHX | 4[html] 4[html] |
| MARINEAU PHILIP A | 1037491 | | 4[html] |
| MARINO AL M | 1145405 | | 4[html] |
| MARKET VECTORS ETF TRUST | 1137360 | | 485BXT[html] 485BXT[html] 485BXT[html] 485BXT[html] 497[html] 497[html] |
| MARLIN BUSINESS SERVICES CORP | 1260968 | NASDAQ:MRLN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MARSHALL EDWARDS INC | 1262104 | NASDAQ:MSHL | EFFECT[html] |
| MARSHALL FRANK | 1121354 | | 4[html] |
| MARTIN J LANDIS | 1041216 | | 4[html] |
| MARTIN WILLIAM C | 1205885 | | 4[html] |
| MARXE AUSTIN W & GREENHOUSE DAVID M | 1044321 | | 4[html] |
| MASSMUTUAL SELECT FUNDS | 916053 | | N-Q[html] |
| MASTER BASIC VALUE LLC | 1114699 | | N-Q[html] |
| MASTER BOND LLC | 1264926 | | NSAR-A[html] |
| MASTER GOVERNMENT SECURITIES LLC | 1186241 | | NSAR-B[html] |
| MASTER LARGE CAP SERIES LLC | 1095789 | | NSAR-A[html] |
| MASTER MONEY LLC | 1186239 | | NSAR-B[html] |
| MASTER TAX EXEMPT LLC | 1186243 | | NSAR-B[html] |
| MASTER TREASURY LLC | 1186244 | | NSAR-B[html] |
| MASTER VALUE OPPORTUNITIES LLC | 1114697 | | NSAR-B[html] |
| MASTERS SELECT FUNDS TRUST | 1020425 | | N-Q[html] |
| MATELICH GEORGE E | 1034432 | | 4[html] |
| MATERIAL SCIENCES CORP | 755003 | | 8-K[html] |
| MATRIX ADVISORS VALUE FUND INC | 720498 | | N-Q[html] |
| MAXIM SERIES FUND INC | 356476 | | DEFA14A[html] N-Q[html] |
| MAXWELL TECHNOLOGIES INC | 319815 | NASDAQ:MXWL | 4[html] |
| MAZURKIEWICZ GERARD T | 1250215 | | 4[html] |
| MB FINANCIAL INC /MD | 1139812 | | 4[html] |
| MBC Precision Imaging, Inc. | 1509520 | | 424B4[html] |
| MCANENY DEBORAH H | 1206273 | | 4[html] |
| MCCLELLAND GEORGE D | 1202030 | | 4[html] |
| MCDERMOTT INTERNATIONAL INC | 708819 | NYSE:MDR | 4[html] |
| MCDONALD ELAINE L | 1208040 | | 4[html] |
| MCGALLA SUSAN P | 1191882 | | 4[html] |
| MCGINTY KEVIN J | 1015821 | | 4[html] |
| MCGOVERN JOHN F | 1090723 | | 4[html] |
| MCHUGH ROBERT W | 1198871 | | 4[html] |
| MCKENZIE GEORGE F | 1194147 | | 4[html] |
| MCKEON BRIAN P | 1219445 | | 4[html] |
| MCKESSON CORP | 927653 | NYSE:MCK | 4[html] 4[html] |
| MCLEOD CHRISTOPHER R | 1520197 | | 4[html] |
| MCMANAMON PETER | 1231212 | | 4[html] |
| MCMORAN EXPLORATION CO /DE/ | 64279 | | 4[html] |
| MDE Group | 1485153 | | 13F-HR[html] 13F-HR[html] |
| MDU RESOURCES GROUP INC | 67716 | | 8-K[html] |
| MEADWESTVACO Corp | 1159297 | NYSE:MWV | 4[html] |
| MEAGHER WILLIAM F JR | 1282793 | | 4[html] |
| MEDCATH CORP | 1139463 | NASDAQ:MDTH | 8-K[html] PRE 14A[html] |
| MEDCO HEALTH SOLUTIONS INC | 1170650 | | 8-K[html] |
| MEDIA TECHNOLOGIES, INC. | 1434111 | | 8-K/A[html] |
| MEDICIS PHARMACEUTICAL CORP | 859368 | NYSE:MRX | 4[html] |
| MEDVENTIVE INC | 1376460 | | D[html] |
| MELZER ROBERT M | 1100232 | | 4[html] |
| MENDELSON LAURANS A | 905847 | | 4[html] |
| MENTOR GRAPHICS CORP | 701811 | NASDAQ:MENT | 8-K[html] |
| MERGER FUND | 701804 | | NSAR-A[html] |
| MERGER FUND VL | 1208133 | | N-Q[html] |
| MERRILL LYNCH GLOBAL PRIVATE EQUITY, Inc. | 1399338 | | 40-APP[html] |
| MERRILL LYNCH VENTURES LLC | 1223419 | | 40-APP[html] |
| MESSEY ROBERT J | 1129715 | | 4[html] |
| MESSMAN JACK L | 1187708 | | 4[html] |
| METROPOLITAN SERIES FUND INC | 710826 | | N-Q[html] |
| MFI FOOD ASIA, LLC | 1517223 | | S-4/A[html] |
| MFI INTERNATIONAL, INC. | 1517221 | | S-4/A[html] |
| MFRI INC | 914122 | NASDAQ:MFRI | DEF 14A[html] |
| MFS SERIES TRUST III | 225604 | | 485BPOS[html] 497K[html] 497K[html] 497K[html] |
| MG WALDBAUM CO | 1139467 | | S-4/A[html] |
| MGIC INVESTMENT CORP | 876437 | NYSE:MTG | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| MGM Resorts International | 789570 | NYSE:MGM | 8-K[html] 8-K[html] |
| MICHAEL FOODS GROUP, INC. | 1517224 | | S-4/A[html] |
| MICHAEL FOODS INC/NEW | 1278679 | | S-4/A[html] |
| MICHAEL FOODS OF DELAWARE INC | 1139426 | | S-4/A[html] |
| MICHALOPOULOS PANOS G | 1008477 | | 4[html] |
| MICLOT JOHN L | 1186473 | | 4[html] |
| MICREL INC | 932111 | NASDAQ:MCRL | 4[html] 4[html] |
| MICROVISION INC | 65770 | NASDAQ:MVIS NASDAQ:MVISW | SC 13G/A[html] SC 13G/A[html] |
| MID AMERICA APARTMENT COMMUNITIES INC | 912595 | | 4[html] 8-K[html] |
| MIDAS FUND, INC. | 770200 | | N-Q[html] |
| MIDAS MAGIC, INC. | 788422 | | N-Q[html] |
| MIDAS PERPETUAL PORTFOLIO, INC. | 15260 | | N-Q[html] |
| MIDDLETON FRED A | 1267959 | | 4[html] |
| MIDSOUTH BANCORP INC | 745981 | | 8-K[html] |
| MILES GEORGE L JR | 1199427 | | 4[html] |
| MILES JOHN C II | 1186474 | | 4[html] |
| MILLER T MICHAEL | 1201697 | | 4[html] |
| MINDEN BANCORP, INC. | 1501331 | | DEF 14A[html] |
| MINDSPEED TECHNOLOGIES, INC | 1224370 | NASDAQ:MSPD | 8-K[html] |
| MINE SAFETY APPLIANCES CO | 66570 | NYSE:MSA | S-8[html] |
| MINNESOTA PRODUCTS INC | 1139456 | | S-4/A[html] |
| MIRANDA GOLD CORP | 942149 | | 6-K[html] |
| MITCHELL PATRICIA E | 1189897 | | 4[html] |
| MITSUBISHI UFJ FINANCIAL GROUP INC | 67088 | NYSE:MTU | 6-K[html] |
| MIZE STANLEY E | 1212468 | | 4[html] |
| MML SERIES INVESTMENT FUND | 67160 | | N-Q[html] |
| MMRGlobal, Inc. | 1285701 | | 4[html] 8-K[html] |
| MOLLUSK HOLDINGS LLC | 1263308 | | 4[html] |
| MONEY MARKET PORTFOLIOS | 890089 | | N-Q[html] |
| MOORE CRAIG W | 1221380 | | 4[html] |
| MOORE JAMES A | 1257153 | | 4[html] |
| MORAN DONALD E | 1208041 | | 4[html] 4[html] |
| MORAN ROBERT F | 1222634 | | 4[html] |
| MORGAN HUGH J JR | 1240972 | | 4[html] |
| MORGAN STANLEY | 895421 | NYSE:FFD NYSE:MS NYSE:MS^A NYSE:MSJ NYSE:MSK NYSE:MSZ NYSE:MWG NYSE:MWO NYSE:MWR NYSE:APF NYSE:CAF NYSE:RNE NYSE:MSD NYSE:EDD NYSE:MSF NYSE:MGB NYSE:MSY NYSE:IIF NASDAQ:ESTX NASDAQ:MSNQ NASDAQ:NBXH | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| MORGAN STANLEY ASIA-PACIFIC FUND, INC. | 919808 | | N-Q[html] |
| MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST | 832705 | | N-Q[html] |
| MORGAN STANLEY EASTERN EUROPE FUND, INC. | 918686 | NYSE:RNE | N-Q[html] |
| MORGAN STANLEY EMERGING MARKETS DEBT FUND INC | 904112 | NYSE:MSD | N-Q[html] |
| MORGAN STANLEY EMERGING MARKETS FUND INC | 878929 | NYSE:MSF | N-Q[html] |
| MORGAN STANLEY FOCUS GROWTH FUND | 314366 | | N-Q[html] |
| MORGAN STANLEY GLOBAL INFRASTRUCTURE FUND | 826344 | | N-Q[html] |
| MORGAN STANLEY INCOME SECURITIES INC | 93284 | | NSAR-A[html] |
| MORGAN STANLEY INDIA INVESTMENT FUND, INC. | 916618 | NYSE:IIF | N-Q[html] |
| MORGAN STANLEY INSTITUTIONAL FUND INC | 836487 | | N-Q[html] |
| MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP | 1161973 | | N-Q[html] |
| MORGAN STANLEY INSTITUTIONAL FUND TRUST | 741375 | | NSAR-A[html] |
| MORGAN STANLEY MID CAP GROWTH FUND | 711674 | | NSAR-A[html] |
| MORGAN STANLEY NY MUNICIPAL MONEY MARKET TRUST | 859037 | | N-Q[html] |
| MORGAN STANLEY SELECT DIMENSIONS INVESTMENT SERIES | 924394 | | N-Q[html] |
| MORGAN STANLEY TAX FREE DAILY INCOME TRUST | 315812 | | N-Q[html] |
| MORGAN STANLEY US GOVERNMENT MONEY MARKET TRUST | 356409 | | 485BPOS[html] |
| MORGAN STANLEY US GOVERNMENT SECURITIES TRUST | 730044 | | N-Q[html] |
| MORGAN STANLEY VARIABLE INVESTMENT SERIES | 716716 | | N-Q[html] |
| MORRIS JOHN H | 1195755 | | 4[html] |
| MORRIS WILLIAM C | 1135080 | | 4[html] |
| MORRISSETTE HARRIS V | 1194293 | | 4[html] |
| MOYNEHAN DAVID L | 1184669 | | 4[html] |
| MPM BIOVENTURES III-QP L.P. | 1173409 | | SC 13D[html] |
| MUHL EDWARD J | 1236685 | | 4[html] |
| MULTIBAND CORP | 732412 | NASDAQ:MBND | 4[html] |
| MUMBLOW STEPHEN P | 1214781 | | 4[html] |
| MUNDER SERIES TRUST | 1214511 | | 40-17G[html] |
| MUNERA GERARD | 1188445 | | 4[html] |
| MURDAKES JAMES | 1261349 | | 4[html] |
| MURPHY JOHN J | 1184685 | | 4[html] |
| MUSTANG ALLIANCES, INC. | 1420421 | | SC 13D/A[html] |
| MacDonald Reid | 1400879 | | 4[html] |
| MacMillan A S | 1327117 | | 4[html] |
| Madhava Honey Ltd. | 1521720 | | D[html] |
| Madison/Claymore Covered Call & Equity Strategy Fund | 1289868 | NYSE:MCN | N-Q[html] |
| Maidenform Brands, Inc. | 1323531 | NYSE:MFB | 8-K[html] |
| Mairs & Power Funds Trust | 1521353 | | N-1A[html] |
| MakeMyTrip Ltd | 1495153 | | CT ORDER[html] EFFECT[html] FWP[html] |
| Malik Maren C. | 1406280 | | 4[html] |
| Malis Ira H | 1409597 | | 4[html] |
| Maltezos Louis P | 1496402 | | 4[html] |
| Man Long Short Fund | 1492872 | | NSAR-B[html] |
| Managed Futures Legends II ASP Fund, a series of Alternative | 1521633 | | D[html] |
| Managed Portfolio Series | 1511699 | | 40-17G[html] |
| Manitex International, Inc. | 1302028 | NASDAQ:MNTX | 8-K[html] |
| Manning Anne | 1418205 | | 4[html] |
| Marina Biotech, Inc. | 737207 | NASDAQ:MRNA | PRE 14A[html] SC 13G[html] |
| Marina District Development Company, LLC | 1517008 | | 424B3[html] EFFECT[html] |
| Marina District Finance Company, Inc. | 1517007 | | 424B3[html] EFFECT[html] |
| Massey Ian J | 1379281 | | 4[html] |
| Massive Dynamics, Inc. | 1519534 | | 10-12G/A[html] |
| Mathai Cherian | 1446008 | | 4[html] |
| Mayer Mark W | 1420087 | | 4[html] |
| McBryan Michael E | 1521830 | | 3[html] |
| McCarthy Thomas P | 1464686 | | 4[html] |
| McCauley Edward F | 1293671 | | 4[html] |
| McCullough John | 1304512 | | 4[html] |
| McDaniel Stephen James | 1376584 | | 4[html] |
| McDermott John D | 1435020 | | 4[html] |
| McDonnell James | 1480798 | | 4[html] 4[html] |
| McKee Enterprises, Inc. | 1356111 | | 424B4[html] |
| McLeroy Myrna Patterson | 1490036 | | 4[html] |
| McPherson T. Alex | 1411156 | | 4[html] |
| Mckinney-James Rose | 1331780 | | 4[html] |
| Media Exchange Group, Inc. | 1125280 | | 10-K[html] |
| Mee Terrence R | 1511746 | | 4/A[html] |
| Menominee Acquisition CORP | 1295999 | | 424B3[html] |
| Merck & Co. Inc. | 310158 | | 8-K[html] |
| Merlin BioMed Private Equity Advisors, L.L.C. | 1429303 | | 3[html] |
| Michaelson Terry E | 1438842 | | 4[html] |
| Michalik Christian P | 1295960 | | 4[html] |
| Michel Ulrich | 1405738 | | 4[html] |
| Mill Road Capital, L.P. | 1435260 | | SC 13D[html] |
| Mills William C. III | 1298690 | | 4[html] |
| Milverton Capital Corp | 1497461 | | SC 13D[html] |
| Mirror Plus Technologies, Inc. | 1354769 | | 424B4[html] |
| Mittendorff Robert | 1476171 | | 4[html] |
| Mobilisafe, Inc. | 1521697 | | D[html] |
| Modern Mobility Aids, Inc. | 1497165 | | 8-K[html] SC 14F1[html] |
| Moimstone Corp | 1492286 | | D[html] |
| Mollen John T | 1388304 | | 4[html] |
| Molycorp, Inc. | 1489137 | | SC 13D/A[html] SC 13D/A[html] |
| Monastiere Dominic | 1397141 | | 4[html] |
| Montiel USA Corp | 1521996 | | D[html] |
| Monto Richard | 1426585 | | 4[html] |
| Moody Ross R | 1467196 | | 4[html] 4[html] |
| Moore David C | 1362725 | | 4[html] |
| Moran Matthew F | 1410556 | | 4[html] |
| Moran Montgomery F | 1351043 | | 4[html] |
| Moreland Mark D | 1362471 | | 4[html] |
| Morgan Stanley China A Share Fund, Inc. | 1368493 | NYSE:CAF | N-Q[html] |
| Morgan Stanley Global Long/Short Fund A | 1406731 | | N-Q[html] |
| Morgan Stanley Global Long/Short Fund P | 1406732 | | N-Q[html] |
| Morgans Hotel Group Co. | 1342126 | NASDAQ:MHGC | 4[html] |
| Mosher Ronald F | 1388043 | | 4[html] |
| Murphy Steven G | 1346946 | | 4[html] |
| Myriant Corp | 1485026 | | S-1[html] |
| Myrick Linda | 1379665 | | 4[html] |
| N-plex Inc | 1495060 | | D[html] |
| NABI BIOPHARMACEUTICALS | 72444 | NASDAQ:NABI | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NALLEY GEORGE WESTON | 1330570 | | 4[html] |
| NASDAQ Premium Income & Growth Fund Inc. | 1381186 | | N-Q[html] |
| NATELLI THOMAS A | 1272211 | | 4[html] |
| NATHANS FAMOUS INC | 69733 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| NATIONAL BANK OF INDIANAPOLIS CORP | 912382 | | 13F-HR[html] |
| NATIONAL WESTERN LIFE INSURANCE CO | 70684 | NASDAQ:NWLI | 4[html] 4[html] |
| NAUTILUS, INC. | 1078207 | | 8-K[html] |
| NEEL C WARREN | 1190592 | | 4[html] |
| NELNET INC | 1258602 | NYSE:NNI | 8-K[html] |
| NEOPROBE CORP | 810509 | | 8-K[html] DEFA14A[html] |
| NETFABRIC HOLDINGS, INC | 1083220 | | PRER14C[html] |
| NETGEAR, INC | 1122904 | NASDAQ:NTGR | 8-K[html] |