Company | CIK | Ticker Symbol | Document |
NETSCOUT SYSTEMS INC | 1078075 | NASDAQ:NTCT | 10-K[html] 4[html] |
NETSUITE INC | 1117106 | NYSE:N | 4[html] |
NETWORKING PARTNERS INC | 1518041 | | S-1/A[html] |
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST | 736913 | | N-Q[html] |
NEULION, INC. | 1387713 | | 4[html] 4/A[html] |
NEVADABOBS COM INC | 1130964 | | 15-12G[html] |
NEW GERMANY FUND INC | 858706 | NYSE:GF | N-Q[html] |
NEW PERSPECTIVE FUND INC | 71516 | | NSAR-A[html] |
NEW ULM TELECOM INC | 71557 | | 8-K[html] |
NEW YORK STOCK EXCHANGE LLC | 876661 | | 25-NSE[html] |
NEWEGG INC | 1341704 | | RW[html] |
NEWSOME MICHAEL J | 1024669 | | 4[html] |
NEXSTAR BROADCASTING GROUP INC | 1142417 | NASDAQ:NXST | 4[html] 8-K[html] |
NEXT GENERATION ENERGY CORP. | 356292 | | 10-Q[html] |
NICHOLAS EQUITY INCOME FUND INC | 913131 | | N-CSR[html] NSAR-B[html] |
NICHOLAS FUND INC | 71958 | | N-CSR[html] NSAR-B[html] |
NICHOLAS II INC | 723455 | | N-CSRS[html] |
NICOLOSI VINCENT F | 1237683 | | 4[html] |
NICOR INC | 72020 | NYSE:GAS | 425[html] 425[html] 425[html] 8-K[html] DEFA14A[html] DEFA14A[html] DEFA14A[html] |
NOBEL LEARNING COMMUNITIES INC | 721237 | NASDAQ:NLCI | 3[html] SC 13D[html] |
NOBLE ROMANS INC | 709005 | | 4[html] |
NOMURA PARTNERS FUNDS, INC. | 53192 | | NSAR-A[html] |
NORCRAFT COMPANIES LP | 1288248 | | 8-K[html] |
NORDSTROM INC | 72333 | NYSE:JWN | 4[html] |
NORTH AMERICAN PALLADIUM LTD | 887701 | AMEX:PAL AMEX:PAL/WS | 6-K[html] |
NORTH CAROLINA CAPITAL MANAGEMENT TRUST | 702149 | | N-Q[html] |
NORTHEAST INVESTORS GROWTH FUND INC | 318192 | | N-Q[html] |
NORTHEAST INVESTORS TRUST | 72760 | | NSAR-A[html] |
NORTHERN FUNDS | 916620 | | NSAR-B[html] |
NORTHERN STAR CO | 1139445 | | S-4/A[html] |
NORTHWEST INDIANA BANCORP | 919864 | | 4[html] |
NORTHWESTERN MUTUAL SERIES FUND INC | 742212 | | N-Q[html] |
NTR METALS, LLC | 1492351 | | 4[html] |
NUNEZ JUAN | 1203789 | | 4[html] |
NUTRACEA | 1063537 | | 10-Q/A[html] 10-Q/A[html] 10-Q/A[html] |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1137888 | AMEX:NZH | 8-A12B[html] |
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND | 1255821 | | N-Q[html] |
NUVEEN INVESTMENT FUNDS INC | 820892 | | 24F-2NT[html] N-Q[html] |
NUVEEN INVESTMENT TRUST | 1013881 | | N-Q[html] |
NUVEEN INVESTMENT TRUST III | 1071336 | | 485BPOS[html] |
NUVEEN MULTISTATE TRUST II /MA/ | 1018975 | | 24F-2NT[html] |
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1165383 | AMEX:NVJ | 4[html] |
NUVEEN QUALITY PREFERRED INCOME FUND | 1172168 | NYSE:JTP NYSE:JPS NYSE:JHP | N-Q[html] |
NUVEEN QUALITY PREFERRED INCOME FUND 2 | 1176433 | NYSE:JPS | N-Q[html] |
NUVEEN QUALITY PREFERRED INCOME FUND 3 | 1200446 | NYSE:JHP | N-Q[html] |
NUVEEN REAL ESTATE INCOME FUND | 1158289 | | N-Q[html] |
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND | 1265708 | | N-Q[html] |
NUVO RESEARCH INC | 1371679 | | D[html] |
NV ENERGY, INC. | 741508 | NYSE:NVE | 4[html] 4[html] |
NVIDIA CORP | 1045810 | NASDAQ:NVDA | 10-Q[html] |
Najafi Ramin | 1410081 | | 4[html] |
Natixis Cash Management Trust | 317947 | | N-Q[html] |
Natixis Funds Trust I | 770540 | | N-Q[html] NSAR-A[html] |
Natixis Funds Trust II | 52136 | | N-Q[html] |
Navios Maritime Acquisition CORP | 1437260 | NYSE:NNA NYSE:NNA/U NYSE:NNA/WS | 6-K[html] |
Neenah Paper Inc | 1296435 | NYSE:NP | 4[html] 4[html] |
Neiman Marcus, Inc. | 1358651 | | 8-K[html] |
Nelson Cameron | 1324166 | | 4[html] |
Net Element, Inc. | 1293330 | | 3[html] |
Neutral Tandem Inc | 1292653 | NASDAQ:TNDM | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] SC TO-I/A[html] |
Newport Roger K | 1298509 | | 4[html] |
Nexxus Lighting, Inc. | 917523 | NASDAQ:NEXS | 8-K[html] |
Nile Therapeutics, Inc. | 1133869 | NASDAQ:NLTX | 4[html] |
Nissan Auto Lease Trust 2010-A | 1491323 | | 10-D[html] |
Nissan Auto Lease Trust 2010-B | 1503467 | | 10-D[html] |
Nissan Auto Receivables 2010-A Owner Trust | 1499548 | | 10-D[html] |
Nissan Auto Receivables 2011-A Owner Trust | 1517598 | | 10-D[html] |
Nobao Renewable Energy Holdings Ltd | 1489067 | | RW[html] RW[html] |
Noble Corp / Switzerland | 1458891 | | 4[html] |
Norcraft Holdings, L.P. | 1305018 | | 8-K[html] |
Nordstrom James F JR | 1318745 | | 4[html] |
Norkus Michael | 1299555 | | 4[html] |
Norman Kim | 1346907 | | 4[html] |
Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 497[html] |
NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | 4[html] 4[html] |
Novelli William | 1470271 | | 4[html] |
NuStar Energy L.P. | 1110805 | | 4[html] |
Nuechterlein Jeffrey D | 1477953 | | 4[html] |
Nuveen Core Equity Alpha Fund | 1385763 | NYSE:JCE | N-Q[html] |
Nuveen Equity Premium & Growth Fund | 1338561 | | N-Q[html] |
Nuveen Equity Premium Advantage Fund | 1320492 | NYSE:JLA | N-Q[html] |
Nuveen Equity Premium Income Fund | 1298699 | NYSE:JPZ | N-Q[html] |
Nuveen Equity Premium Opportunity Fund | 1308658 | NYSE:JSN | N-Q[html] |
Nuveen Global Government Enhanced Income Fund | 1359816 | NYSE:JGG | N-Q[html] |
Nuveen Global Value Opportunities Fund | 1363421 | NYSE:JGV | N-Q[html] |
Nuveen Mortgage Opportunity Term Fund | 1472215 | | N-Q[html] |
Nuveen Mortgage Opportunity Term Fund 2 | 1479238 | | N-Q[html] |
Nuveen Multi-Currency Short-Term Government Income Fund | 1390109 | NYSE:JGT | N-Q[html] |
Nuveen Multi-Strategy Income & Growth Fund | 1216583 | | N-Q[html] |
Nuveen Multi-Strategy Income & Growth Fund 2 | 1227476 | | N-Q[html] |
Nuveen Tax-Advantaged Dividend Growth Fund | 1397173 | NYSE:JTD | N-Q[html] |
Nuveen Tax-Advantaged Floating Rate Fund | 1313259 | NYSE:JFP | N-Q[html] |
NxStage Medical, Inc. | 1333170 | NASDAQ:NXTM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
Nyblad Nels W | 1439069 | | 4[html] |
O BRYAN MARK R | 1098528 | | 4[html] |
O CHARLEYS INC | 864233 | | 10-Q[html] |
O'HERLIHY CHRISTOPHER A | 1504646 | | 4[html] |
O'Toole II Loren J | 1490184 | | 4[html] |
OBP IV - Holdings LLC | 1521816 | | SC 13D[html] |
OCEANFREIGHT INC. | 1395593 | NASDAQ:OCNF | 6-K[html] |
OCONNOR JAMES J | 1017988 | | 4[html] |
OCTAGON 88 RESOURCES, INC. | 1444837 | | 10-Q[html] 8-K[html] |
OCTAVIAN GLOBAL FUND, LP | 1382549 | | D/A[html] |
ODYSSEY VALUE FUND OFFSHORE LTD | 1438812 | | D/A[html] |
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT | 202811 | | 424B5[html] |
OGDEN ROGER | 1076354 | | 4[html] |
OGE ENERGY CORP. | 1021635 | NYSE:OGE | 8-K[html] |
OKLAHOMA GAS & ELECTRIC CO | 74145 | | 8-K[html] |
OM GROUP INC | 899723 | NYSE:OMG | 8-K[html] |
OMNICARE INC | 353230 | NYSE:OCR NYSE:OCR^A NYSE:OCR^B | 8-K[html] |
OMNICELL, Inc | 926326 | NASDAQ:OMCL | 8-K[html] |
OMNIVISION TECHNOLOGIES INC | 1106851 | NASDAQ:OVTI | 3[html] |
ONEIL WILLIAM C | 1190595 | | 4[html] |
ONYX PHARMACEUTICALS INC | 1012140 | NASDAQ:ONXX | 8-K[html] |
OPENTABLE INC | 1125914 | | 4[html] |
OPPENHEIMER INTEGRITY FUNDS | 701265 | | N-Q[html] |
OPPENHEIMER VARIABLE ACCOUNT FUNDS | 752737 | | N-Q[html] |
OPTI INC | 899297 | | 8-K[html] |
OPTIMUM FUND TRUST | 1227523 | | NSAR-B[html] NSAR-B/A[html] |
ORB Automotive | 1381805 | | PRE 14C[html] |
ORBIMED ADVISORS LLC | 1055951 | | 4[html] SC 13G/A[html] |
ORTHOVITA INC | 913756 | NASDAQ:VITA | SC 14D9[html] SC 14D9/A[html] SC TO-T[html] SC TO-T/A[html] |
OSAR KAREN R | 1144932 | | 4[html] |
OSBORNE BURL | 1246079 | | 4[html] |
OTELLINI PAUL S | 1188930 | | 4[html] |
OUR FILM FESTIVAL, INC. | 1521746 | | D[html] |
OVERHILL FARMS INC | 1101020 | AMEX:OFI | 8-K[html] |
OVERLAND STORAGE INC | 889930 | NASDAQ:OVRL | 4[html] |
OVERSEAS SHIPHOLDING GROUP INC | 75208 | NYSE:OSG | 4[html] 4[html] |
OWENS PAUL D JR | 1195219 | | 4[html] |
Obernier Robert | 1338919 | | 4[html] |
Octavian Advisors, LP | 1426664 | | SC 13D/A[html] |
Octavian Blue Fund, LP | 1492587 | | D/A[html] |
Octavian Offshore Fund, Ltd. | 1493796 | | D/A[html] |
Octavian TE Fund, LP | 1492589 | | D/A[html] |
Old Mutual Funds II | 775180 | | 485APOS[html] NSAR-B[html] |
Olivet D Scott | 1241093 | | 4[html] |
Olympic Reprographics, LLC | 1509521 | | 424B4[html] |
OmniaLuo, Inc. | 1161550 | | 8-K[html] |
OneBeacon Insurance Group, Ltd. | 1369817 | NYSE:OB | 4[html] 4[html] 4[html] 4[html] 4[html] |
Ong Katherine W | 1388042 | | 4[html] |
Oppenheimer Portfolio Series | 1307792 | | 485BPOS[html] 497K[html] 497K[html] 497K[html] 497K[html] |
OptimumBank Holdings, Inc. | 1288855 | NASDAQ:OPHC | 8-K[html] |
Orange 21 Inc. | 932372 | NASDAQ:ORNG | 4[html] SC 13D/A[html] |
OrbiMed Capital GP IV LLC | 1502240 | | 4[html] |
Oswald Michael R | 1346837 | | 4[html] |
Ouimet Matthew A | 1371495 | | 4[html] |
Owen Randel G | 1346846 | | 4[html] |
Owens Corning | 1370946 | NYSE:OC NYSE:OC/WS/B | 4[html] |
PAA NATURAL GAS STORAGE LP | 1481506 | | S-3[html] S-3[html] S-3ASR[html] SC 13G/A[html] |
PACHOLDER HIGH YIELD FUND INC | 837951 | AMEX:PHF | N-30B-2[html] N-Q[html] |
PACIFIC CAPITAL BANCORP /CA/ | 357264 | | S-3[html] |
PACIFIC LIFE FUNDS | 1137761 | | NSAR-B[html] |
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS | 832908 | | N-6/A[html] |
PAETEC Holding Corp. | 1372041 | NASDAQ:PAET | 4[html] |
PALATIN TECHNOLOGIES INC | 911216 | AMEX:PTN | 8-K[html] |
PANCHA GIRISH | 1202445 | | 4[html] |
PANGIA ROBERT W | 1236188 | | 4[html] |
PAPADOPOULOS STELIOS | 1202098 | | 4[html] |
PAPETTIS HYGRADE EGG PRODUCTS INC | 1139440 | | S-4/A[html] |
PAPPAJOHN JOHN | 897464 | | 4[html] |
PARADIGM FUNDS | 1196878 | | N-Q[html] |
PARAGON SEPARATE ACCOUNT B | 897956 | | 497[html] 497[html] |
PARCUS MEDICAL LLC | 1443896 | | D[html] |
PATRICK INDUSTRIES INC | 76605 | NASDAQ:PATK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
PAYNE MELVIN C | 1024177 | | 4[html] |
PDL BIOPHARMA, INC. | 882104 | NASDAQ:PDLI | 8-K[html] |
PEAD PHILIP M | 1227485 | | 4[html] |
PEEBLES ROBERT | 1263726 | | 4[html] |
PEETS COFFEE & TEA INC | 917968 | | 4[html] |
PEGASUS PARTNERS IV LP | 1431283 | | SC 13D/A[html] |
PEGASYSTEMS INC | 1013857 | NASDAQ:PEGA | 4[html] 4[html] |
PENN WEST PETROLEUM LTD. | 1334388 | NYSE:PWE | 6-K[html] |
PENTAIR INC | 77360 | NYSE:PNR | 4[html] |
PEOPLES BANCORPORATION INC /SC/ | 885542 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
PEOPLES LIBERATION INC | 791770 | | 3[html] |
PEPSICO INC | 77476 | NYSE:PEP | SC 13D/A[html] |
PERVASIP CORP | 90721 | | 4[html] |
PETERS ADRIAN A | 1271196 | | 4[html] |
PETERS LAUREN B | 1198872 | | 4[html] |
PETRIK ANDREW C | 1177265 | | 4[html] |
PETROCHINA CO LTD | 1108329 | NYSE:PTR | 6-K[html] |
PETSMART INC | 863157 | NASDAQ:PETM | 10-Q[html] 4[html] |
PEZZIMENTI WILLIAM | 1416151 | | 4[html] |
PEiR Group International, LLC | 1354781 | | 424B4[html] |
PEiR Group, LLC | 1354782 | | 424B4[html] |
PFM Funds | 807878 | | N-Q[html] |
PFS FUNDS | 1103243 | | N-Q[html] |
PHARMACEUTICAL PRODUCT DEVELOPMENT INC | 1003124 | NASDAQ:PPDI | 4[html] |
PHARMATHENE, INC | 1326190 | AMEX:PIP AMEX:PIP/WS | 4[html] |
PHILLIPS DAVID P | 1215800 | | 4[html] |
PHYSICIANS FORMULA HOLDINGS, INC. | 1269871 | NASDAQ:FACE | 8-K[html] |
PIDWELL DAVID | 1199842 | | 4[html] |
PIEDMONT INVESTMENT TRUST | 1311913 | | N-CSR[html] NSAR-B[html] |
PIMCO ETF Trust | 1450011 | | N-Q[html] |
PIMCO Equity Series | 1479360 | | N-Q[html] |
PIMCO Equity Series VIT | 1479359 | | N-Q[html] |
PIMCO FUNDS | 810893 | | 497[html] 497K[html] NSAR-B[html] |
PIMCO VARIABLE INSURANCE TRUST | 1047304 | | N-Q[html] |
PIONEER BOND FUND /DE/ | 276776 | | N-Q[html] |
PIONEER FUND /MA/ | 78713 | | N-Q[html] |
PIONEER HIGH INCOME TRUST | 1166258 | NYSE:PHT | N-CSR[html] NSAR-B[html] |
PIONEER INDEPENDENCE FUND | 1051010 | | N-Q[html] |
PIONEER MONEY MARKET TRUST | 812195 | | N-Q[html] |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST | 1258943 | NYSE:MAV | N-CSR[html] NSAR-B[html] |
PIONEER REAL ESTATE SHARES | 908996 | | N-Q[html] |
PIONEER RESEARCH FUND | 1094522 | | N-Q[html] |
PIONEER SERIES TRUST II | 1265389 | | N-Q[html] |
PIONEER SERIES TRUST X | 1174520 | | N-CSR[html] NSAR-B[html] |
PIONEER STRATEGIC INCOME FUND | 1077452 | | N-CSR[html] NSAR-A[html] |
PIONEER VALUE FUND | 78758 | | N-CSR[html] NSAR-A[html] |
PIONEER VARIABLE CONTRACTS TRUST /MA/ | 930709 | | N-Q[html] |
PIXELWORKS, INC | 1040161 | NASDAQ:PXLW | 4[html] 8-K[html] |
PLAN INVESTMENT FUND INC | 774412 | | N-Q[html] |
PLANTRONICS INC /CA/ | 914025 | | 4[html] |
PLUG POWER INC | 1093691 | NASDAQ:PLUG | SC 13G[html] |
PLUMAS BANCORP | 1168455 | NASDAQ:PLBC | 4[html] |
PLX TECHNOLOGY INC | 850579 | NASDAQ:PLXT | 4[html] 4[html] |
PMC SIERRA INC | 767920 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
PMFG, Inc. | 1422862 | NASDAQ:PMFG | 8-K[html] |
PNG Finance Corp. | 1521034 | | S-3[html] S-3ASR[html] |
PNI DIGITAL MEDIA INC | 1036642 | | 6-K/A[html] |
POKUSA ROBERT E | 1280485 | | 4[html] |
POPE GREGORY L | 1258032 | | 4[html] |
PORTER MICHAEL E | 1108494 | | 4[html] |
POSITIVEID Corp | 1347022 | NASDAQ:CHIP | 4[html] |
POTASH CORP OF SASKATCHEWAN INC | 855931 | NYSE:POT | D[html] |
POWELL WILLIAM P | 1232867 | | 4[html] |
POWER SOLUTIONS INTERNATIONAL, INC. | 1137091 | | 3[html] 3[html] 8-K[html] |
POWERSHARES DB AGRICULTURE FUND | 1383082 | | 8-K[html] |
POWERSHARES DB BASE METALS FUND | 1383084 | | 8-K[html] |
POWERSHARES DB SILVER FUND | 1383054 | | 8-K[html] |
POWERSHARES DB US DOLLAR INDEX BEARISH FUND | 1383149 | | 8-K[html] |
POWERSHARES EXCHANGE TRADED FUND TRUST | 1209466 | | 40-17G[html] |
PPM AMERICA CAPITAL PARTNERS LLC | 1242313 | | 4[html] |
PPM AMERICA PRIVATE EQUITY FUND LP | 1242315 | | 4[html] |
PRATT JOHN A JR | 1191177 | | 4/A[html] |
PRAXAIR INC | 884905 | NYSE:PX | 11-K[html] 11-K[html] 11-K[html] 11-K[html] |
PRESIDENTIAL LIFE CORP | 80124 | NASDAQ:PLFE | 8-K[html] |
PRGX GLOBAL, INC. | 1007330 | NASDAQ:PRGX | 8-K[html] |
PRICE T ROWE GROUP INC | 1113169 | | 4[html] |
PRIDE INTERNATIONAL INC | 833081 | NYSE:PDE | DEFA14A[html] |
PRIMEDIA INC | 884382 | NYSE:PRM | PREM14C[html] |
PRIMEENERGY CORP | 56868 | NASDAQ:PNRG | 8-K[html] |
PRIVATEBANCORP, INC | 889936 | NASDAQ:PVTB NASDAQ:PVTBP | 8-K[html] |
PROCTER & GAMBLE CO | 80424 | NYSE:PG | 4[html] |
PROFESSIONALLY MANAGED PORTFOLIOS | 811030 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] NSAR-B[html] |
PROSPECTOR FUNDS, INC. | 1402472 | | N-Q[html] |
PROSPER MARKETPLACE INC | 1416265 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
PROVIDENT FINANCIAL SERVICES INC | 1178970 | | 4[html] |
PRUDENTIAL BANCORP INC OF PENNSYLVANIA | 1302324 | NASDAQ:PBIP | 4/A[html] |
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. | 949512 | | NSAR-A[html] |
PRUDENTIAL PLC | 1116578 | | 6-K[html] |
PRUDENTIAL SERIES FUND | 711175 | | N-Q[html] |
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. | 834126 | | N-Q[html] |
PRYSTOWSKY ERIC N | 1389428 | | 4[html] |
PSS WORLD MEDICAL INC | 920527 | NASDAQ:PSSI | 4[html] 4[html] |
PUBLIC SERVICE CO OF NEW MEXICO | 81023 | | EFFECT[html] |
PUBLIX SUPER MARKETS INC | 81061 | | 4[html] |
PUCELLA MICHAEL | 1237123 | | 4[html] |
PULTEGROUP INC/MI/ | 822416 | | 8-K[html] |
PURFRESH, INC. | 1420897 | | D[html] |
PUTNAM AMERICAN GOVERNMENT INCOME FUND | 759827 | | N-CSRS[html] |
PUTNAM ASSET ALLOCATION FUNDS | 914209 | | N-CSRS[html] |
PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST | 711402 | | N-CSRS[html] |
PUTNAM DIVERSIFIED INCOME TRUST | 836622 | | N-CSRS[html] |
PUTNAM EUROPE EQUITY FUND | 842940 | | N-Q[html] |
PUTNAM FUNDS TRUST | 1005942 | | N-CSRS[html] N-Q[html] |
PUTNAM INTERNATIONAL EQUITY FUND /MA/ | 868648 | | N-Q[html] |
PUTNAM INVESTMENT FUNDS | 932101 | | N-CSRS[html] |
PUTNAM MASTER INTERMEDIATE INCOME TRUST | 830622 | NYSE:PIM | N-CSRS[html] |
PUTNAM MONEY MARKET FUND | 81248 | | N-CSRS[html] |
PUTNAM MULTI-CAP GROWTH FUND | 865177 | | N-Q[html] |
PUTNAM TAX EXEMPT INCOME FUND | 205802 | | N-CSRS[html] |
PUTNAM TAX EXEMPT MONEY MARKET FUND | 806944 | | N-CSRS[html] |
PUTNAM U S GOVERNMENT INCOME TRUST | 732337 | | N-CSRS[html] |
PUTNAM VARIABLE TRUST | 822671 | | N-Q[html] |
PVF CAPITAL CORP | 928592 | NASDAQ:PVFC | S-3[html] |
Paccione Tracy | 1372407 | | 4[html] |
Packard Dighton | 1346909 | | 4[html] |
Packard Ronald J | 1420478 | | 4[html] |
Paragon Shipping Inc. | 1401112 | NASDAQ:PRGN | 6-K[html] SC 13D/A[html] |
Parks James C | 1368750 | | 4[html] |
Parrett William G | 1418280 | | 4[html] |
Passarella Michael J | 1299968 | | 4[html] |
Pastore V Sebastian | 1438839 | | 4[html] |
Paul Ray M Jr | 1465593 | | 4[html] |
Pax World Funds Trust II | 1426870 | | N-Q[html] |
Pear Tree Funds | 722885 | | NSAR-B[html] |
Pebblebrook Hotel Trust | 1474098 | | 8-K[html] |
Pepper Rock Resources Corp. | 1448242 | | 8-K[html] |
Philip Frances P | 1519517 | | 3[html] |
Pickering Vincent | 1502729 | | 4[html] |
Pin Oak Links, Inc. | 1521958 | | D[html] |
Pioneer Series Trust III | 1306349 | | N-Q[html] |
Pioneer Series Trust IV | 1331854 | | 497[html] |
Planwell, LLC | 1354885 | | 424B4[html] |
Portal Resources Ltd. | 1326910 | | 6-K[html] |
Posner Brian S | 1372455 | | 4[html] |
Post High Yield Plus Fund, L.P. | 1463294 | | D/A[html] |
Post High Yield Plus Offshore Fund, Ltd. | 1463295 | | D/A[html] |
PowerDirect Marketing, LLC | 1521985 | | D[html] |
PowerShares DB Commodity Index Tracking Fund | 1328237 | | 8-K[html] |
PowerShares DB Energy Fund | 1383062 | | 8-K[html] |
PowerShares DB G10 Currency Harvest Fund | 1354730 | | 8-K[html] |
PowerShares DB Gold Fund | 1383055 | | 8-K[html] |
PowerShares DB Multi-Sector Commodity Trust | 1367306 | | 8-K[html] |
PowerShares DB Oil Fund | 1383058 | | 8-K[html] |
PowerShares DB Precious Metals Fund | 1383057 | | 8-K[html] |
PowerShares DB US Dollar Index Bullish Fund | 1383151 | | 8-K[html] |
PowerShares DB US Dollar Index Trust | 1371571 | | 8-K[html] |
PowerShares Exchange-Traded Fund Trust II | 1378872 | NASDAQ:PAGG NASDAQ:PBTQ NASDAQ:PKOL NASDAQ:PSAU NASDAQ:PSTL NASDAQ:PTRP | 40-17G[html] 485BXT[html] 485BXT[html] |
PowerShares India Exchange-Traded Fund Trust | 1419139 | | 40-17G[html] |
Powershares Actively Managed Exchange-Traded Fund Trust | 1418144 | | 40-17G[html] |
Press Michael W | 1298453 | | 4[html] |
Press Ventures, Inc. | 1506522 | | S-1/A[html] |
Primoris Services Corp | 1361538 | NASDAQ:PRIM NASDAQ:PRIMU NASDAQ:PRIMW | S-3[html] |
Providence Surgical Co-Management Company, LLC | 1520033 | | D[html] |
Puissant Industries, Inc. | 1511618 | | S-1/A[html] |
Pumphrey Ronald W | 1318918 | | 3[html] |
Pylipow David E | 1307576 | | 4[html] |
Q LOTUS HOLDINGS INC | 1391142 | | 10-Q/A[html] |
QCR HOLDINGS INC | 906465 | NASDAQ:QCRH | 4[html] |
QKL Stores Inc. | 808047 | | 8-K[html] |
QLT INC/BC | 827809 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
QUALITY SYSTEMS, INC | 708818 | NASDAQ:QSII | 10-K[html] 8-K[html] |
QUALSTAR CORP | 758938 | NASDAQ:QBAK | 4[html] 4[html] |
QUANTA SERVICES INC | 1050915 | NYSE:PWR | 3[html] |
QUANTITATIVE MASTER SERIES LLC | 1025836 | | N-Q[html] N-Q[html] N-Q[html] |
QUEBECOR MEDIA INC | 1156831 | | 6-K[html] 6-K[html] |
QUEPASA CORP | 1078099 | NASDAQ:QPSA | 3/A[html] |
QUICKE JOHN J | 1179588 | | 4[html] |
Quercus Trust | 1403463 | | 4[html] |
Quest Rare Minerals Ltd. | 1514341 | | 6-K[html] |
RABAUT THOMAS W | 1241605 | | 4[html] |
RAM ENERGY RESOURCES INC | 1282648 | NASDAQ:RAME | 4[html] |
RAYBURN DAVID B | 1185590 | | 4[html] |
RBC Bearings INC | 1324948 | NASDAQ:ROLL | 10-K[html] 4[html] |
RCP Fund VII LP | 1457284 | | D/A[html] |
READING INTERNATIONAL INC | 716634 | AMEX:RDI AMEX:RDI/B | 4[html] |
RED HAT INC | 1087423 | NYSE:RHT | 8-K[html] |
REDDY ICE HOLDINGS INC | 1268984 | NYSE:FRZ | 4[html] |
REDSTONE SUMNER M | 1204726 | | 4[html] |
REGENERX BIOPHARMACEUTICALS INC | 707511 | AMEX:RGN | 424B3[html] |
REHABCARE GROUP INC | 812191 | NYSE:RHB | 425[html] 425[html] 425[html] |
REICHBACH ROY E | 1465566 | | 4[html] 4/A[html] |
REID PERPER | 1162977 | | 4[html] |
REIFENHEISER THOMAS V | 1107157 | | 4[html] |
REILLY ANNA | 1214779 | | 4[html] |
REISMAN RICHARD J DMD | 1184684 | | 4[html] |
RELM WIRELESS CORP | 2186 | AMEX:RWC | 8-K[html] |
RENBARGER LARRY D | 1209926 | | 4[html] |
RENTECH INC /CO/ | 868725 | | 8-K[html] |
REPRO MED SYSTEMS INC | 704440 | | 10-K[html] |
RESEARCH IN MOTION LTD | 1070235 | NASDAQ:RIMM | 6-K[html] |
RETAIL VENTURES INC | 874444 | NYSE:RVI | 25[html] 8-K/A[html] POS AM[html] POS AM[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
REYNOLDS STEPHEN P | 1165752 | | 4[html] |
RFG Acquisition II Inc. | 1377040 | | 3[html] SC 13D[html] |
RHL Group, Inc. | 1452283 | | 4[html] |
RHODES WILLIAM C III | 1080992 | | 4[html] |
RICE DONALD B | 1183516 | | 4[html] |
RICKARD DAVID B | 1194414 | | 4[html] |
RICKETTS J PETER | 1187593 | | 4[html] |
RIDDELL JEFFREY F | 1228814 | | 4[html] |
RIGGS LEONARD M JR | 939109 | | 4[html] |
RIGNEY ROBERT EMORY | 1144681 | | 4[html] |
RING TIMOTHY M | 1204666 | | 4[html] |
RINGO PHILIP J | 944019 | | 4[html] |
RIORDAN THOMAS | 1211275 | | 4[html] |
RITTENBAUM MARK J | 1216953 | | 4[html] |
RIVERPARK FUNDS TRUST | 1494928 | | NSAR-A[html] |
RJD Green, Inc. | 1498210 | | S-1/A[html] |
RLI CORP | 84246 | NYSE:RLI | 4[html] |
RMR Asia Pacific Real Estate Fund | 1452477 | | N-Q[html] |
RMR Real Estate Income Fund | 1443387 | | N-Q[html] |
ROBEL CHARLES J | 1229863 | | 4[html] |
ROBERTS DAVID A | 1198752 | | 4[html] |
ROBERTS JOHN JOSEPH | 1243108 | | 4[html] |
ROBERTS LEE D | 1169918 | | 3[html] |
ROBERTS LEONARD H | 1207159 | | 4[html] |
ROBERTSON JULIE J | 1214243 | | 4[html] |
ROCHDALE INVESTMENT MANAGEMENT LLC | 1009289 | | 3[html] |
ROCKWELL MEDICAL TECHNOLOGIES INC | 1041024 | NASDAQ:RMTI | 10-K/A[html] |
ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 785815 | NASDAQ:RMCF | 4[html] |
ROSENBLUM SILVERMAN SUTTON S F INC /CA | 918893 | | 13F-HR[html] |
ROSENTHAL BOB | 1203911 | | 4[html] |
ROTH THEODORE D | 1276935 | | 4[html] |
ROTHBLATT MARTINE A | 1106578 | | 4[html] |
ROYAL BANK OF CANADA \ | 1000275 | NYSE:RY | 424B2[html] 424B2[html] 6-K[html] FWP[html] FWP[html] FWP[html] |
ROYAL BANK OF SCOTLAND GROUP PLC | 844150 | | 424B5[html] 424B5[html] |
ROYAL BANK OF SCOTLAND PLC | 729153 | | 424B5[html] 424B5[html] |
ROYAL CARIBBEAN CRUISES LTD | 884887 | NYSE:RCL | 8-K[html] |
RPM INTERNATIONAL INC/DE/ | 110621 | | 8-K[html] |
RUDY IRVIN ROBERT | 1208044 | | 4[html] |
RUHLMANN JOHN J | 1231554 | | 4[html] |
RYAN WILLIAM J | 1192078 | | 4[html] |
RYDER SYSTEM INC | 85961 | NYSE:R | 11-K[html] |
RYDEX SERIES FUNDS | 899148 | | 485APOS[html] NSAR-B[html] |
RYDEX VARIABLE TRUST | 1064046 | | N-Q[html] |
Radius Health, Inc. | 1428522 | | 3[html] 8-K[html] SC 13D[html] SC 13D[html] SC 13D[html] SC 13D[html] SC 13D[html] |
Raging Capital Fund (QP), LP | 1467569 | | 4[html] |
Raging Capital Fund, LP | 1360436 | | 4[html] |
Raging Capital Management, LLC | 1444376 | | 4[html] |
Ralph Bartel 2005 Trust | 1349156 | | 4[html] |
Ratford Vincent | 1418289 | | 4[html] |
Rathje Shawn C. | 1428406 | | 4/A[html] |
Ratton Steve W JR | 1346906 | | 4[html] |
Rayner Robert Martin | 1496599 | | 4[html] |
Recreational Water Products, Inc. | 1358930 | | 424B3[html] |
Red Lion Hotels CORP | 1052595 | | 4[html] |
Reed Timothy Jackson | 1396296 | | 4[html] |
Regency Energy Partners LP | 1338613 | NASDAQ:RGNC | S-3[html] |
Reich Kirk W | 1492858 | | 4[html] |
Reilly Lawrence J | 1513378 | | 4[html] |
Reilly Wendell | 1327922 | | 4[html] |
RelayRides, Inc. | 1514587 | | D[html] |
ReneSola Ltd | 1417892 | NYSE:SOL | 6-K[html] |
Reprographics Fort Worth, Inc. | 1354889 | | 424B4[html] |
Reprographics Northwest, LLC | 1354886 | | 424B4[html] |
Resource Capital Fund IV LP | 1372095 | | SC 13D/A[html] |
Reynolds Fredric G | 1347950 | | 4[html] |
Rhodin Michael D. | 1481603 | | 4[html] |
Rice David K | 1369228 | | 144[html] |
RiceWrap MFG LLC | 1521901 | | D[html] |
RidgeWorth Funds | 883939 | | 485APOS[html] |
Ridgways, LLC | 1354880 | | 424B4[html] |
Rinberg Richard | 1384414 | | 4[html] |
Riva Capital Partners L P | 1320505 | | 4[html] |
Roark, Rearden & Hamot LLC | 1319943 | | 4[html] |
Robertson Alastair G | 1438346 | | 4[html] |
Robison John E | 1351902 | | 4[html] |
Rochdale Alternative Total Return Fund LLC | 1507024 | | 3[html] 3[html] 3[html] |
Rochdale High Yield Advances Fund LLC | 1505806 | | 3[html] |
Rock-Tenn CO | 230498 | NYSE:RKT | 8-K[html] S-8[html] |
Rockville Financial, Inc. /CT/ | 1501364 | | 3[html] 4[html] |
Roland Jerry | 1406378 | | 3[html] |
Rowan William R III | 1352564 | | 4[html] |
Roxbury Funds | 1359057 | | N-Q[html] |
Rubel Matthew E | 1332547 | | 4/A[html] |
Ruddell Gary | 1304158 | | 4[html] |
Rudolf Steiner Foundation | 1521803 | | SC 13G[html] |
Ruisi Lawrence | 1312995 | | 4[html] |
Rumbolz Michael D | 1313332 | | 4[html] |
Russell John A | 1456408 | | 4[html] |
Russeth Kevin | 1436704 | | 4[html] |
S Y BANCORP INC | 835324 | NASDAQ:SYBT NASDAQ:SYBTP | 4[html] |
SA FUNDS INVESTMENT TRUST | 1075065 | | N-Q[html] |
SAFEGUARD SCIENTIFICS INC | 86115 | NYSE:SFE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] 4[html] 4[html] 4[html] |
SALISBURY BANCORP INC | 1060219 | AMEX:SAL | S-8[html] |
SAMIL DILEK | 1186048 | | 4[html] |
SAMPLE STEVEN B | 1190238 | | 4[html] |
SANDERS DON A | 904778 | | 4[html] |
SANDISK CORP | 1000180 | NASDAQ:SNDK | 4[html] 4[html] |
SANFILIPPO JOHN B & SON INC | 880117 | | 8-K[html] |
SBL FUND | 217087 | | N-Q[html] |
SC VCX, LLC | 1521977 | | D[html] |
SCANNELL PETER O | 1246808 | | 4[html] |
SCHIE DAVID | 1197204 | | 4[html] |
SCHNEIDER RICHARD S | 1182317 | | 4[html] |
SCHOENDORF NANCY J | 1250354 | | 4[html] |
SCHRECK STEFAN | 1282573 | | 4[html] |
SCHRODER BRUCE | 1251656 | | 4[html] |
SCOTT HOMER A JR | 1195494 | | 144[html] 4[html] |
SCRIPPS E W CO /DE | 832428 | | 8-K[html] |
SCS Hedged Opportunities (TE) Fund, LLC | 1500207 | | NSAR-B[html] |
SCS Hedged Opportunities Fund, LLC | 1489019 | | NSAR-B[html] |
SCS Hedged Opportunities Master Fund, LLC | 1489018 | | NSAR-B[html] |
SCUDDER MARK A | 1181048 | | 4[html] |
SEA Venture Capital Fund - ShowClix Series B, L.P. | 1520937 | | D[html] |
SEACHANGE INTERNATIONAL INC | 1019671 | NASDAQ:SEAC | 8-K[html] |
SEACOR HOLDINGS INC /NEW/ | 859598 | | 8-K[html] |
SEAHAWK DRILLING, INC. | 1452384 | | 8-K[html] |
SEASONS SERIES TRUST | 1003239 | | NSAR-B[html] |
SEAWELL A BROOKE | 1197652 | | 4[html] |
SECORD DEAN H | 1262133 | | 4[html] |
SECURITY EQUITY FUND | 88525 | | NSAR-A[html] |
SECURITY INCOME FUND /KS/ | 88498 | | N-Q[html] |
SECURITY LARGE CAP VALUE FUND/KS/ | 88565 | | NSAR-A[html] |
SECURITY MID CAP GROWTH FUND | 88676 | | NSAR-A[html] |
SEI LIQUID ASSET TRUST | 354603 | | N-Q[html] |
SEI Structured Credit Fund, LP | 1407736 | | N-Q[html] |
SELIGMAN MUNICIPAL FUND SERIES INC | 726291 | | NSAR-A[html] |
SELIGMAN PORTFOLIOS INC/NY | 817841 | | N-Q[html] |
SENOMYX INC | 1123979 | NASDAQ:SNMX | 8-K[html] |
SENTINEL VARIABLE PRODUCTS TRUST | 1112513 | | N-Q[html] |
SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO | 1015570 | | 485BXT[html] |
SEQUOIA FUND INC | 89043 | | N-Q[html] |
SFM Capital Markets, L.P. | 1451211 | | D/A[html] |
SFM GLOBAL STRATEGIES LP | 1297933 | | D/A[html] |
SHACKELFORD LOTTIE H | 1257563 | | 4[html] |
SHAFFER OREN | 1241850 | | 4[html] |
SHARER KEVIN W | 1185618 | | 4[html] |
SHARP JAMES T | 1216143 | | 4[html] |
SHARPE RAYMOND P | 1140800 | | 4[html] |
SHAY JAMES C | 1225264 | | 4[html] |
SHEAN CHRISTOPHER W | 1195197 | | 4[html] |
SHEPARD GREGORY M | 1065833 | | 4[html] |
SHIELDS JOSEPH V JR | 1219536 | | 4[html] |
SHILOH INDUSTRIES INC | 904979 | NASDAQ:SHLO | 10-Q[html] 8-K[html] |
SHOEMATE CHARLES R | 1193521 | | 4[html] |
SHUSTEK MICHAEL V | 1088193 | | 4[html] |
SHUTTERFLY INC | 1125920 | NASDAQ:SFLY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
SIGMA DESIGNS INC | 790715 | NASDAQ:SIGM | DEF 14A[html] DEFA14A[html] |
SIGNATURE GROUP HOLDINGS INC | 38984 | | 8-K[html] |
SILVERMAN HARVEY | 1072004 | | SC 13D[html] |
SIMMONS FIRST NATIONAL CORP | 90498 | NASDAQ:SFNC | 8-K[html] 8-K/A[html] |
SIMON ROBERT | 1269488 | | 4[html] |
SIMPSON GARY S | 1245400 | | 4[html] |
SIMPSON MICHAEL | 1184782 | | 4[html] |
SINDHU PRADEEP | 1204435 | | 4[html] |
SINGER DAVID V | 1222746 | | 4[html] |
SINOHUB, INC. | 1406574 | | DEF 14A[html] |
SIRIUS XM RADIO INC. | 908937 | NASDAQ:SIRI | 8-K[html] |
SIT MUTUAL FUNDS II INC | 746601 | | N-CSR[html] |
SIT U S GOVERNMENT SECURITIES FUND INC | 809981 | | N-CSR[html] |
SKS Ocular 1, LLC | 1521823 | | D[html] |
SKY DIGITAL STORES CORP. | 1375483 | | SC 13D[html] |
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC | 1181848 | | NSAR-B[html] |
SKYWORKS SOLUTIONS INC | 4127 | NASDAQ:SWKS | 425[html] |
SL INDUSTRIES INC | 89270 | AMEX:SLI | SC 13D/A[html] |
SM Energy Co | 893538 | | 8-K[html] |
SMALL-CAP PORTFOLIO | 1105226 | | N-Q[html] |
SMALLCAP WORLD FUND INC | 858744 | | NSAR-A[html] |
SMID-Cap Portfolio | 1163472 | | NSAR-A[html] |
SMITH GRAHAM | 1219883 | | 4[html] |
SMITH LOWNDES ANDREW | 1270307 | | 4[html] |
SMITH MICHAEL L | 1194201 | | 4[html] |
SMITH ROBERT HENRY | 1248092 | | 4[html] |
SMITH ROY | 1205342 | | 4[html] |
SMTP, Inc. | 1506439 | | 8-K[html] |
SMURFIT-STONE CONTAINER Corp | 94610 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
SOCIAL COMMUNICATIONS CO | 1428461 | | D[html] |
SOLAZYME INC | 1311230 | | 424B4[html] EFFECT[html] S-8[html] |
SOLICORE INC | 1170554 | | D[html] |
SOOK PERRY A | 1250261 | | 4[html] |
SOURCE CAPITAL INC /DE/ | 91847 | | N-Q[html] |
SOUTHCOAST FINANCIAL CORP | 1083689 | NASDAQ:SOCB | 8-K[html] |
SOUTHERN CO | 92122 | NYSE:SO | 8-K[html] |
SOUTHERN MICHIGAN BANCORP INC | 703699 | | 8-K[html] |
SOUTHWEST GEORGIA FINANCIAL CORP | 315849 | AMEX:SGB | 8-K[html] |
SOUTHWEST SURGICAL CENTER OF BAKERSFIELD, L.P. | 1142939 | | D[html] |
SOVRAN SELF STORAGE INC | 944314 | NYSE:SSS | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
SPDR S&P 500 ETF TRUST | 884394 | | N-30D[html] |
SPECIAL EQUITIES PORTFOLIO | 925764 | | N-Q[html] |
SPECIAL SITUATIONS FUND III L P | 914248 | | N-Q[html] |
SPECTRUM CONTROL INC | 92769 | NASDAQ:SPEC | 8-K[html] |
SPERLING SCOTT M | 1214212 | | 4[html] |
SQUIRE GEOFFREY W | 1033256 | | 4[html] |
SS&C TECHNOLOGIES INC | 1011661 | | 8-K[html] |
SS&C Technologies Holdings Inc | 1402436 | | 8-K[html] |
STAAR INVESTMENT TRUST | 1011996 | | N-Q[html] |
STAAR SURGICAL CO | 718937 | NASDAQ:STAA | 8-K[html] |
STAFFMARK HOLDINGS, INC. | 1517003 | | S-1/A[html] |
STANTON RICHARD G | 1208047 | | 4[html] |
STAPLES INC | 791519 | NASDAQ:SPLS | 4[html] |
STAR SCIENTIFIC INC | 776008 | NASDAQ:STSI | 4[html] |
STATE STREET NAVIGATOR SECURITIES LENDING TRUST | 1011008 | | 40-17G[html] |
STATION CASINOS INC | 898660 | | 8-K[html] |
STEADFAST CAPITAL MANAGEMENT LP | 1214822 | | SC 13G[html] SC 13G[html] |
STEBBING ROGER F | 1240977 | | 4[html] |
STEBBINS DONALD J | 1193795 | | 4[html] |
STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
STEEL PARTNERS II LP | 915653 | | 4[html] |
STEELCASE INC | 1050825 | NYSE:SCS | 8-K[html] |
STEELE GLENN JR MD PHD | 1269131 | | 4[html] |
STEELE RESOURCES CORP | 1404280 | | S-1/A[html] |
STEINER LEISURE Ltd | 1018946 | NASDAQ:STNR | 4[html] |
STEITZ JOHN M | 1235397 | | 4[html] |
STENA AB | 1003517 | | 6-K[html] |
STENGEL JAMES R | 1180789 | | 4[html] |
STERIS CORP | 815065 | NYSE:STE | 10-K[html] |
STERNLICHT BARRY S | 1034657 | | 4[html] |
STOEHR CHARLES M | 1254155 | | 4[html] |
STOFER GORDON | 1139906 | | 4[html] |
STONERIDGE INC | 1043337 | NYSE:SRI | 3[html] 8-K[html] |
STRATS SM TRUST FOR GOLDMAN SACHS GROUP SEC SERIES 2004-8 | 1293643 | | 8-K[html] |
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3 | 1339920 | | 8-K[html] |
STRATS SM TRUST FOR JPMORGAN CHASE & CO SEC SERIES 2004-9 | 1297210 | | 8-K[html] |
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES | 1340909 | | 8-K[html] |
STRATS TRUST FOR SPRINT CAP CORP SEC SER 2004 2 | 1278186 | | 8-K[html] |
STRATS(SM) TRUST FOR DOMINION RESOURCES, INC. SECURITIES, SE | 1343491 | | 8-K[html] |
STRATS(SM) TRUST FOR GEN ELEC CAP CORP SEC, SER 2004-15 | 1307931 | | 8-K[html] |
STRATS(SM) Trust For Goldman Sachs Capital I Securities, Ser | 1328989 | | 8-K[html] |
STRATS(SM) Trust for Goldman Sachs Group Securities, Series | 1356284 | | 10-D[html] |
STRATS(SM) Trust for Procter & Gamble Securities, Series 200 | 1353226 | | 10-D[html] |
STROHM BRUCE C | 1219718 | | 4[html] |
STROPP WENDELL HUNTER | 1490862 | | 4[html] |
STRUCTURED PRODUCTS CORP CORTS TRUST FOR XEROX CAPITAL TR I | 1283453 | | 25-NSE[html] |
STRYKER CORP | 310764 | NYSE:SYK | 4[html] SC TO-T[html] SC TO-T/A[html] |
STRYKER RONDA E | 1242914 | | 4[html] |
STUCK ROBERT G | 1208048 | | 4[html] |
STUCKEY TIMOTHY A | 1216144 | | 4[html] |
STUMPF JOHN G | 1201258 | | 4[html] |
STUPP JOHN P JR | 1085535 | | 4[html] |
SUD JAMES P | 1199839 | | 144[html] 4[html] |
SUGAR RONALD D | 1216519 | | 4[html] |
SUGGS DAVID G | 1395693 | | 4[html] |
SULENTIC ROBERT E | 1190868 | | 4[html] |
SULLIVAN GODFREY | 1233412 | | 4[html] |
SULLIVAN LENORE M | 1267871 | | 4[html] |
SULLIVAN MATTHEW J | 1276033 | | 4[html] |
SUN CAPITAL ADVISERS TRUST | 1065698 | | N-Q[html] |
SUN COMMUNITIES INC | 912593 | NYSE:SUI | ARS[html] |
SUN HYDRAULICS CORP | 1024795 | NASDAQ:SNHY | 4[html] |
SUNAMERICA EQUITY FUNDS | 799084 | | NSAR-A[html] |
SUNAMERICA INCOME FUNDS | 795307 | | NSAR-B[html] |
SUNAMERICA SENIOR FLOATING RATE FUND INC | 1059040 | | N-Q[html] |
SUNAMERICA SERIES TRUST | 892538 | | N-Q[html] |
SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | 4[html] |
SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 4[html] |
SUPERVALU INC | 95521 | NYSE:SVU | 4[html] 4[html] 4[html] |
SURMA JOHN P | 1229767 | | 4[html] |
SUVER SUSAN M | 1281036 | | 4[html] |
SWEDISH EXPORT CREDIT CORP /SWED/ | 352960 | | FWP[html] |
SWONKE GERARD J | 1244920 | | 4[html] |
SYNOPSYS INC | 883241 | NASDAQ:SNPS | 10-Q[html] 8-K/A[html] S-8[html] |
SYNOVIS LIFE TECHNOLOGIES INC | 780127 | NASDAQ:SYNO | 4[html] |
Saboo Surendra | 1416385 | | 4[html] |
Sadana Sumit | 1311079 | | 4[html] |
Salient Absolute Return Fund | 1482074 | | 40-17G[html] |
Salient Absolute Return Institutional Fund | 1482208 | | 40-17G[html] |
Salient Absolute Return Master Fund | 1482209 | | 40-17G[html] |
Salient MLP & Energy Infrastructure Fund | 1513970 | | 497[html] 497[html] |
Salomon Robert L. | 1426750 | | 4[html] |
Samples Timothy A | 1315154 | | 3[html] 4[html] |
SandRidge Mississippian Trust I | 1509228 | | SC 13G[html] |
Sande John P III | 1388050 | | 4[html] |
Sanger William A | 1346845 | | 4[html] |
Satarii, Inc. | 1521427 | | D[html] |
Schellhase David | 1294735 | | 4[html] |
Schwinn Armin | 1491063 | | 4[html] |
Seeger Laureen | 1357325 | | 4[html] |
Segel Richard M | 1428207 | | 4[html] |
Semon Dominique | 1486952 | | 3[html] |
Sems Lloyd | 1436850 | | 3[html] |
Seneca Foods Corp | 88948 | | 8-K[html] |
SensiVida Medical Technologies, Inc. | 64647 | | NT 10-K[html] |
Separate Account VA FF | 1475231 | | N-30B-2[html] |
Shah Nikil L | 1521916 | | 3[html] |
Shaheen Gabriel | 1411393 | | 4[html] |
Shamir Optical Industry Ltd. | 1317362 | NASDAQ:SHMR | 6-K[html] |
Shapiro Daniel J | 1521921 | | 3[html] |
Shepherd Thomas C | 1306489 | | 4[html] |
Sherman Josh | 1506129 | | 4[html] |
Shiau Ing Hang | 1521949 | | SC 13G[html] |
Shields John F | 1461366 | | 4[html] |
Shivji Alnoor | 1435645 | | 4[html] |
Siebert Lawrence A. | 1291343 | | 4[html] |
Silicon Graphics International Corp | 1316625 | NASDAQ:RACK | 4[html] |
Simcox Scott | 1373861 | | 4[html] |
Siminoff Ellen F | 1386430 | | 4[html] |
Sinatra Kimmarie | 1356745 | | 4[html] |
Singh Alok | 1407196 | | 4[html] |
Skerl Damir S | 1480713 | | 4[html] |
Smith Alan E | 1408288 | | 4[html] |
Smith Philip R | 1466142 | | 4[html] |
Smith Thomas Joseph | 1204316 | | 4[html] |
Snap Interactive, Inc | 1355839 | | 424B3[html] 8-K[html] |
Soleil Capital L.P. | 1376231 | | RW[html] |
Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
Sorrentino Charles A | 1357776 | | 4[html] |
Sorsher Gary I. | 1446968 | | 4[html] |
Sound Financial, Inc. | 1410087 | | 4[html] 4[html] |
SouthPeak Interactive CORP | 1336262 | | 424B3[html] 424B3[html] |
Spansion Inc. | 1322705 | NASDAQ:SPSN | S-4[html] |
Spansion LLC | 1520875 | | S-4[html] |
Spansion Technology LLC | 1520876 | | S-4[html] |
Spaulding Ronald Nicholas | 1403233 | | 4[html] |
Spirit Airlines, Inc. | 1498710 | | 424B4[html] |
Spitalli Michael | 1510307 | | 4[html] |
Stamell Jared | 1521918 | | 3[html] |
Standifird R Jason | 1460271 | | 4[html] |
Steel Partners LLC | 1422282 | | 4[html] |
SteelPath MLP Funds Trust | 1478168 | | 485BPOS[html] |
Steinbecker Roger | 1368763 | | 4[html] |
Stereotaxis, Inc. | 1289340 | NASDAQ:STXS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
Sterilucent, Inc. | 1514013 | | D[html] D/A[html] |
Stevenson James G | 1510316 | | 4[html] |
Stewart Laura Lee | 1410558 | | 4[html] |
Stone Harbor Emerging Markets Income Fund | 1501103 | | 40-APP/A[html] |
Stone Harbor Investment Partners LP | 1508123 | | 40-APP/A[html] |
Stone West Mary E | 1309219 | | 4[html] |
Stratford Patricia | 1353263 | | 4[html] |
Stratus Media Group, Inc | 1053691 | | 8-K[html] |
Straubel Jeffrey B | 1494727 | | 4[html] |
Stricker Robert | 1478287 | | 4[html] |
Strickland Steven C | 1379986 | | 4[html] |
SubHub, Inc. | 1354888 | | 424B4[html] |
Sun Life Insurance & Annuity Co of New York Variable Account | 1521845 | | D[html] |
SunAmerica Specialty Series | 1274768 | | 485BPOS[html] |
Suther Timothy J | 1498405 | | 4[html] |
Swette Brian | 1361350 | | 4[html] 4[html] |
SyntheMed, Inc. | 889428 | | PRER14A[html] |
T. Rowe Price Blue Chip Growth Fund, Inc. | 902259 | | N-Q[html] |
T. Rowe Price Capital Appreciation Fund | 793347 | | N-Q[html] |
T. Rowe Price Capital Opportunity Fund, Inc. | 931151 | | N-Q[html] |
T. Rowe Price Equity Income Fund | 775688 | | N-Q[html] |
T. Rowe Price Equity Series, Inc. | 918294 | | N-Q[html] |
T. Rowe Price Financial Services Fund, Inc. | 1019286 | | N-Q[html] |
T. Rowe Price Floating Rate Fund, Inc. | 1520245 | | N-1A[html] |
T. Rowe Price Global Real Estate Fund, Inc. | 1440930 | | N-Q[html] |
T. Rowe Price Growth & Income Fund, Inc. | 706211 | | N-Q[html] |
T. Rowe Price Growth Stock Fund, Inc. | 80257 | | N-Q[html] |
T. Rowe Price Institutional International Funds, Inc. | 852254 | | N-Q[html] |
T. Rowe Price International Funds, Inc. | 313212 | | 497[html] 497K[html] N-Q[html] |
T. Rowe Price Media & Telecommunications Fund, Inc. | 910671 | | N-Q[html] |
T. Rowe Price Mid-Cap Value Fund, Inc. | 1012678 | | N-Q[html] |
T. Rowe Price New Era Fund, Inc. | 216907 | | N-Q[html] |
T. Rowe Price New Horizons Fund, Inc. | 80248 | | N-Q[html] |
T. Rowe Price Real Estate Fund, Inc. | 1046404 | | N-Q[html] |
T. Rowe Price Small-Cap Stock Fund, Inc. | 75170 | | N-Q[html] |
T. Rowe Price Small-Cap Value Fund, Inc. | 834798 | | N-Q[html] |
T. Rowe Price Spectrum Fund, Inc. | 808303 | | N-Q[html] |
T. Rowe Price U.S. Large-Cap Core Fund, Inc. | 1462712 | | N-Q[html] |
TAIWAN GREATER CHINA FUND | 836267 | NYSE:TFC | N-Q[html] |
TAKE THE DOG LLC | 1521959 | | D[html] |
TAKE TWO INTERACTIVE SOFTWARE INC | 946581 | | SC 13D/A[html] |
TAM S.A. | 1353691 | NYSE:TAM | 6-K[html] 6-K[html] |
TANABE CHARLES Y | 1195206 | | 4[html] |
TAX EXEMPT PROCEEDS FUND INC | 843078 | | N-Q[html] |
TAX MANAGED GROWTH PORTFOLIO | 1002667 | | N-Q[html] |
TAX-EXEMPT CALIFORNIA MONEY MARKET FUND | 811911 | | NSAR-A[html] |
TAYLOR DWIGHT S | 1246467 | | 4[html] |
TAYLOR RANDY L | 1254422 | | 4[html] |
TC Group III, L.L.C. | 1494795 | | 4[html] |
TC Group III, L.P. | 1494802 | | 4[html] |
TC Group Investment Holdings, L.P. | 1494798 | | 4[html] |
TCG HOLDINGS II, L.P. | 1459900 | | 4[html] |
TD AMERITRADE HOLDING CORP | 1173431 | NASDAQ:AMTD | 4[html] |
TEAM HEALTH HOLDINGS INC. | 1082754 | | 8-K[html] |
TECHE HOLDING CO | 934538 | AMEX:TSH | 4[html] 8-K[html] |
TECHNICAL COMMUNICATIONS CORP | 96699 | | 8-K[html] |
TECHPRECISION CORP | 1328792 | | 4[html] |
TEKELEC | 790705 | NASDAQ:TKLC | 144[html] 144[html] |
TELE NORTE LESTE PARTICIPACOES SA | 1066113 | | 6-K[html] |
TELECOMMUNICATION SYSTEMS INC /FA/ | 1111665 | | 4[html] |
TELKONET INC | 1094084 | AMEX:TKO | 8-K[html] |
TEMPLETON DEVELOPING MARKETS TRUST | 878087 | | N-Q[html] |
TEMPLETON DRAGON FUND INC | 919893 | NYSE:TDF | N-Q[html] |
TEMPLETON GLOBAL INVESTMENT TRUST | 916488 | | NSAR-B[html] |
TEMPLETON GLOBAL OPPORTUNITIES TRUST | 856138 | | N-Q[html] |
TEMPLETON INSTITUTIONAL FUNDS | 865722 | | N-Q[html] |
TEMPLETON RUSSIA & EAST EUROPEAN FUND INC | 930828 | | NSAR-B[html] |
TERRY DENNIS M | 1218947 | | 4[html] |
TERUEL JAVIER G | 1227261 | | 4[html] |
TESLA MOTORS INC | 1318605 | | 4[html] |
TESORO LOGISTICS LP | 1507615 | | SC 13G[html] |
TESSERA TECHNOLOGIES INC | 1261694 | NASDAQ:TSRA | 8-K[html] |
TFLIC Pooled Account No. 44 | 1476842 | | N-30B-2[html] |
THAI FUND, INC. | 822794 | NYSE:TTF | N-Q[html] |