| Company | CIK | Ticker Symbol | Document |
| KEHL JOHN H JR | 1204550 | | 4[html] |
| KELLOGG CO | 55067 | NYSE:K | 4[html] 424B3[html] FWP[html] |
| KELLOGG W K FOUNDATION | 1197916 | | 4[html] |
| KELLOGG W K FOUNDATION TRUST | 1197921 | | 4[html] |
| KELLOGG WILLIAM S | 1238804 | | 4[html] |
| KENEXA CORP | 1114714 | NASDAQ:KNXA | 424B5[html] |
| KENILWORTH SYSTEMS CORP | 55234 | | 10-Q[html] |
| KENNEDY LEE A | 1186485 | | 4[html] |
| KENSICO CAPITAL MANAGEMENT CORP | 1113000 | | 13F-HR[html] |
| KENSINGTON LEASING, LTD. | 1454010 | | NT 10-Q[html] |
| KENT INTERNATIONAL HOLDINGS INC | 728478 | | NT 10-Q[html] |
| KENTUCKY BANCSHARES INC /KY/ | 1000232 | | 10-Q[html] |
| KERR RICHARD J | 1212151 | | 4[html] |
| KEYCORP /NEW/ | 91576 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| KEYW HOLDING CORP | 1487101 | | 4/A[html] 4/A[html] 4/A[html] |
| KEYWISE CAPITAL MANAGEMENT Ltd | 1473434 | | 13F-HR[html] |
| KIEWIT ROYALTY TRUST | 711477 | | 10-Q[html] |
| KILKENNY TIMOTHY J | 1254087 | | 4[html] |
| KILLBUCK BANCSHARES INC | 1060455 | | 4[html] |
| KIMCO REALTY CORP | 879101 | NYSE:KIM NYSE:KIM^F NYSE:KIM^G | 4[html] |
| KIMMEL ROGER H | 1034272 | | 4[html] |
| KINDER MORGAN ENERGY PARTNERS L P | 888228 | NYSE:KMP | 8-K[html] |
| KINDER MORGAN MANAGEMENT LLC | 1135017 | NYSE:KMR | 8-K[html] |
| KINDER MORGAN, INC. | 1506307 | | 8-K[html] |
| KINDRED HEALTHCARE, INC | 1060009 | NYSE:KND | 425[html] 425[html] 8-K[html] |
| KINGDOM RIDGE CAPITAL MASTER FUND, LTD. | 1439018 | | 13F-NT[html] |
| KINGDON CAPITAL MANAGEMENT LLC | 1000097 | | 13F-HR[html] |
| KINGSTOWN CAPITAL MANAGEMENT L.P. | 1458425 | | 13F-HR[html] |
| KIWA BIO-TECH PRODUCTS GROUP CORP | 1159275 | | 10-Q[html] |
| KKR Investment Management LLC | 1463931 | | 13F-NT[html] |
| KLEIN AUGUST | 1176362 | | 4[html] |
| KLEIN MICHAEL R | 1066062 | | 4[html] |
| KLEINHEINZ CAPITAL PARTNERS, INC. | 1161175 | | 13F-HR[html] |
| KLEVER MARKETING INC | 866439 | | 10-K[html] 10-Q[html] |
| KLINSKY STEVEN B | 1018327 | | 13F-HR[html] |
| KLOSTERBOER ROBERT A. | 1429850 | | 4[html] |
| KNAPP GREGORY A | 1207862 | | 4[html] |
| KNIGHT CAPITAL GROUP, INC. | 1060749 | NASDAQ:NITE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 1332811 | | 13F-HR[html] |
| KNOBLAUCH MICHAEL W | 1220536 | | 4[html] |
| KNOT INC | 1062292 | | 4[html] 4[html] |
| KOEPPE ALFRED C | 1200542 | | 4[html] |
| KOHLS Corp | 885639 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| KOKO LTD. | 1408351 | | 10-Q[html] |
| KONIDARIS NICHOLAS | 1229494 | | 4[html] |
| KORN RONALD J | 1249320 | | 4[html] |
| KOROLOGOS ANN MCLAUGHLIN | 1188372 | | 4[html] |
| KOSKI BEVERLY | 1234877 | | 4[html] |
| KOSKI CHRISTINE L | 1234878 | | 4[html] |
| KOSKI FAMILY LP | 1234879 | | 4[html] |
| KOSKI ROBERT C | 1234880 | | 4[html] |
| KOSKI THOMAS L | 1234881 | | 4[html] |
| KOVEN ANDREW I | 1258673 | | 4[html] |
| KRABLIN STEVEN W | 1221443 | | 4[html] |
| KRAFT HERBERT A | 1156998 | | 4[html] |
| KRANEM CORP | 1309764 | | 8-K[html] |
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | 1069258 | NASDAQ:KTOS | 425[html] 8-K[html] |
| KRAUS EILEEN S | 1205216 | | 4[html] |
| KRAWCHECK SALLIE | 1226642 | | 4[html] |
| KREI KENNETH C | 1044775 | | 4[html] |
| KREICK JOHN R | 1239268 | | 4[html] |
| KRETZMER W BRIAN | 1280284 | | 4[html] |
| KROIN DAVID | 1397513 | | 13F-NT[html] |
| KRONOS WORLDWIDE INC | 1257640 | NYSE:KRO | 4[html] 4[html] 4[html] 8-K[html] |
| KRUEGER HARVEY M | 1198861 | | 4[html] |
| KRUMP PAUL J | 1191204 | | 4[html] |
| KSA CAPITAL MANAGEMENT, LLC | 1451643 | | 13F-HR[html] |
| KUGELMAN STEPHANIE | 1442085 | | 4[html] |
| KULICKE & SOFFA INDUSTRIES INC | 56978 | | 4[html] |
| KUMPF MICHAEL S | 1245797 | | 4[html] |
| Kacela Capital, LLC | 1510531 | | 13F-HR[html] |
| Kacela Offshore Fund, Ltd. | 1483281 | | 13F-NT[html] |
| Kaczmarek Peter G | 1373906 | | 4[html] |
| Kalir Erez | 1512447 | | 13F-NT[html] |
| Kamunting Street Capital Management, L.P. | 1317267 | | 13F-HR[html] |
| Kandi Technologies Corp | 1316517 | | 10-Q[html] 8-K[html] |
| Kandula Srinivas | 1460189 | | 4[html] |
| Kaplan Steven N | 1324001 | | 4[html] |
| Karamaan Group, LLC | 1512128 | | 13F-HR[html] |
| Kat Gold Holdings Corp. | 1412126 | | 10-Q[html] |
| Kaul Samir | 1501915 | | 4[html] |
| Keenan W Howard JR | 1370287 | | 4[html] |
| Keevan William T | 1345128 | | 4[html] |
| Kelco Acquisition LLC | 1297557 | | EFFECT[html] |
| Kelliher Joseph T | 1464551 | | 4[html] |
| Kenmare Capital Partners, L.L.C. | 1324869 | | 13F-HR[html] |
| Kennedy Jonathan | 1451629 | | 4[html] |
| Kent Richard S | 1292660 | | 4[html] |
| Kentucky Energy, Inc. | 1130126 | | NT 10-Q[html] |
| Kentucky First Federal Bancorp | 1297341 | NASDAQ:KFFB | 10-Q[html] |
| Kepler Processing Company, LLC | 1304042 | | 424B5[html] |
| Kesler William H | 1384541 | | 4[html] |
| Key Colony Management, LLC | 1336885 | | 13F-HR[html] |
| KeyOn Communications Holdings Inc. | 1335294 | | 10-Q[html] |
| KfW | 821533 | | 18-K[html] |
| Killeen Randall | 1473630 | | 4[html] |
| Kinerk Beth A | 1464796 | | 4[html] |
| King-Shaw Ruben Jose JR | 1295959 | | 4[html] |
| Kingdom Ridge Capital, LLC | 1454409 | | 13F-HR[html] |
| Kingdon Associates | 718801 | | 13F-NT[html] |
| Kingdon Family Partnership, L.P. | 909621 | | 13F-NT[html] |
| Kingston Mining, Inc. | 1310038 | | 424B5[html] |
| Kingston Processing, Inc. | 1310039 | | 424B5[html] |
| Kingston Resources, Inc. | 1310040 | | 424B5[html] |
| Kingwood Mining Company, LLC | 1304043 | | 424B5[html] |
| Kirin International Holding, Inc. | 1487843 | | 10-Q[html] 8-K[html] |
| Kirscher Elizabeth | 1323964 | | 4[html] |
| Kiwibox.Com, Inc. | 838796 | | 10-Q[html] |
| Klaas Jeff | 1436415 | | 4[html] |
| Klein Retail Centers, Inc. | 1457291 | | NT 10-Q[html] |
| Klopfenstein John D | 1316513 | | 4[html] |
| Kneen Quintin | 1391071 | | 4[html] |
| Knickerbocker Beth D | 1315012 | | 4[html] |
| Knighthead Capital Management, LLC | 1512397 | | 13F-HR[html] |
| Knighthead GP, LLC | 1512396 | | 13F-NT[html] |
| Knopf Lawrence J | 1517214 | | 4[html] |
| Koetter Gerald T. | 1520899 | | 3[html] |
| Kogan Yakov | 1370084 | | 4[html] |
| Kohlberg Kravis Roberts & Co. | 1399770 | | 13F-HR[html] |
| Kornberg David G | 1489982 | | 4[html] |
| Korsgaard Mark P. | 1507203 | | 4[html] |
| Kosmos Energy Ltd. | 1509991 | | 3[html] S-8[html] |
| Kovitz Investment Group, LLC | 1296434 | | 13F-HR[html] |
| Kraft Volker | 1463329 | | 4[html] |
| Kraig Biocraft Laboratories, Inc | 1413119 | | 10-Q[html] |
| Kurrant Mobile Catering, Inc. | 1420836 | | 8-K[html] |
| Kynikos Associates LP | 1446440 | | 13F-HR[html] |
| LA FORGIA ROBERT M | 1188280 | | 4[html] |
| LA JOLLA PHARMACEUTICAL CO | 920465 | NASDAQ:LJPC | 10-Q[html] |
| LABORATORY CORP OF AMERICA HOLDINGS | 920148 | NYSE:LH | 8-K[html] |
| LACY WILLIAM H | 1041967 | | 4[html] |
| LAKE AREA CORN PROCESSORS LLC | 1156174 | | 10-Q[html] |
| LAKEWOOD CAPITAL MANAGEMENT, LP | 1424381 | | 13F-HR[html] |
| LAMATTINA JOHN L | 1216074 | | 4[html] |
| LAMBENT SOLUTIONS CORP. | 1512983 | | S-1/A[html] |
| LANDWIRTSCHAFTLICHE RENTENBANK | 1144797 | | 18-K[html] |
| LANDY JOSEPH | 1220638 | | 4[html] |
| LANEXA GLOBAL MASTER FUND, LTD. | 1510973 | | 13F-NT[html] |
| LANEXA MANAGEMENT, LLC | 1510972 | | 13F-HR[html] |
| LANGLEY GEORGE E | 1248643 | | 4[html] |
| LANKLER DOUGLAS M | 1488270 | | 4[html] |
| LANNON DAVID | 1201298 | | 4[html] |
| LANSDOWNE EUROPEAN EQUITY FUND LTD | 1372157 | | 13F-NT[html] |
| LANSDOWNE EUROPEAN LONG ONLY FUND LTD | 1454967 | | 13F-NT[html] |
| LANSDOWNE EUROPEAN STRATEGIC EQUITY FUND L P | 1215740 | | 13F-NT[html] |
| LANSDOWNE GLOBAL FINANCIALS FUND L P | 1375136 | | 13F-NT[html] |
| LANSDOWNE GLOBAL FINANCIALS FUND LTD | 1372155 | | 13F-NT[html] |
| LANSDOWNE PARTNERS LIMITED PARTNERSHIP | 1315309 | | 13F-HR[html] |
| LANSDOWNE UK EQUITY FUND LP | 1164134 | | 13F-NT[html] |
| LANSDOWNE UK EQUITY FUND LTD | 1372153 | | 13F-NT[html] |
| LANSDOWNE UK STRATEGIC INVESTMENT MASTER FUND LTD | 1469444 | | 13F-NT[html] |
| LANTING ARLYN J | 1238424 | | 4[html] |
| LAPALME PIERRE | 1114913 | | 4[html] |
| LAPIS TECHNOLOGIES INC | 854800 | | NT 10-Q[html] |
| LAPOLLA INDUSTRIES INC | 875296 | | 10-Q[html] |
| LARKIN C RAYMOND JR | 1034464 | | 4[html] |
| LARRIMORE RANDALL W | 1220616 | | 4[html] |
| LAS VEGAS SANDS CORP | 1300514 | NYSE:LVS | 4[html] |
| LASRY MARC | 1259927 | | 13F-HR[html] |
| LAUBE DAVID | 1143947 | | 4[html] |
| LAUDER GARY M | 1008088 | | 4[html] |
| LAWLIS V BRYAN | 1247681 | | 4[html] |
| LAWLOR AUGUSTINE | 1262327 | | 4[html] |
| LAWRENCE INVESTMENTS LLC | 1263306 | | 4[html] |
| LAWRENCE JAMES A | 1220006 | | 4[html] |
| LAWRIE JOHN M | 1180454 | | 4[html] |
| LAZARD FRERES REAL ESTATE INVESTORS LLC | 1042593 | | 3[html] 4[html] |
| LAZOPOULOS EMANUEL | 1416756 | | 4[html] |
| LBI MEDIA HOLDINGS INC | 1267023 | | 10-Q[html] 8-K[html] |
| LD HOLDINGS, INC. | 1131089 | | NT 10-Q[html] |
| LEAF Equipment Finance Fund 4, L.P. | 1426850 | | 10-Q[html] |
| LEAF Equipment Leasing Income Fund III, L.P. | 1376074 | | 10-Q[html] |
| LEAGUE NOW HOLDINGS CORP | 1424657 | | NT 10-Q[html] |
| LEAP TECHNOLOGY INC / DE | 110027 | | 10-Q[html] |
| LEAPFROG ENTERPRISES INC | 1138951 | NYSE:LF | 4[html] |
| LEASE EQUITY APPRECIATION FUND I LP | 1169083 | | 10-Q[html] |
| LEBDA DOUGLAS R | 1107090 | | SC 13D/A[html] |
| LEBENBERG MARGOT T | 1018430 | | 4[html] |
| LEBENTHAL ALEXANDRA | 1391611 | | 4[html] |
| LECROY CORP | 943580 | NASDAQ:LCRY | 10-Q[html] |
| LED Power Group, Inc. | 1373761 | | NT 10-Q[html] |
| LEE KENNETH B JR | 1208570 | | 4[html] |
| LEECH DOUGLAS J | 1113186 | | 4[html] |
| LEECH JOHN E | 1206112 | | 4[html] |
| LEFF JONATHAN S | 1215242 | | 4[html] |
| LEGACY RESERVES LP | 1358831 | NASDAQ:LGCY | 8-K[html] |
| LEGACY WINE & SPIRITS INTERNATIONAL LTD. | 1089565 | | NT 10-Q[html] |
| LEGG MASON PARTNERS EQUITY TRUST | 880366 | | 485BPOS[html] 485BPOS[html] |
| LEGG MASON PARTNERS INSTITUTIONAL TRUST | 889512 | | 497[html] |
| LEGG MASON PARTNERS VARIABLE EQUITY TRUST | 1176343 | | 485BPOS[html] 485BPOS[html] 485BPOS[html] |
| LENNOX INTERNATIONAL INC | 1069202 | NYSE:LII | 8-K[html] |
| LEONARD GREEN PARTNERS LP | 1175523 | | 13F-HR[html] |
| LEPIANE CHRISTIAN ANTHONY | 1263923 | | 4[html] |
| LESTER SUSAN E | 1240433 | | 4[html] |
| LEUCADIA NATIONAL CORP | 96223 | NYSE:LUK | 13F-HR[html] |
| LEUTHOLD FUNDS INC | 1000351 | | 497[html] |
| LEUTHOLD WEEDEN CAPITAL MANAGEMENT | 1170152 | | 13F-HR[html] |
| LEVEN MICHAEL A | 1040619 | | 4[html] |
| LEVI STRAUSS & CO | 94845 | | 8-K[html] |
| LEVIN DAVID A | 1217798 | | 4/A[html] |
| LEWIS ALAN | 1207604 | | 4[html] |
| LEXINGTON REALTY TRUST | 910108 | NYSE:LXP NYSE:LXP^B NYSE:LXP^C NYSE:LXP^D | 424B5[html] |
| LEXON TECHNOLOGIES INC | 1065189 | | NT 10-Q[html] |
| LF STRATEGIC REALTY INVESTORS II L P | 1068296 | | 3[html] 4[html] |
| LFCM Holdings LLC | 1519704 | | 3[html] 4[html] |
| LFSRI II ALTERNATIVE PARTNERSHIP L P | 1068298 | | 3[html] 4[html] |
| LFSRI II CADIM ALTERNATIVE PARTNERSHIP L P | 1068297 | | 3[html] 4[html] |
| LGC Tin Trust | 1505605 | | 4[html] |
| LGL GROUP INC | 61004 | AMEX:LGL | 10-Q[html] |
| LIBRA ADVISORS LLC | 1005557 | | 13F-HR[html] 3[html] |
| LIBRA ASSOCIATES LLC | 1269626 | | 13F-NT[html] |
| LIBRA FUND II (LUXEMBOURG) S.A.R.L. | 1520903 | | 3[html] |
| LIBRA FUND, L.P. | 1269624 | | 13F-NT[html] |
| LICHTENSTEIN WARREN G | 1005784 | | 13F-HR[html] |
| LIEB PETER M | 1263967 | | 4[html] |
| LIEBOWITZ LEO | 1054761 | | 4[html] |
| LIFE PARTNERS HOLDINGS INC | 49534 | NASDAQ:LPHI | NT 10-K[html] |
| LIFEWAY FOODS INC | 814586 | NASDAQ:LWAY | 10-Q[html] |
| LIFSEY WALTER | 1242603 | | 4[html] |
| LIGHTING SCIENCE GROUP CORP | 866970 | | 10-Q[html] 8-K[html] |
| LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H | 847552 | | 485APOS[html] 485BPOS[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] |
| LINCOLN NATIONAL VARIABLE ANNUITY FUND A | 59566 | | 485APOS[html] 485APOS[html] 485BPOS[html] 485BPOS[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | 914036 | | 485BPOS[html] 485BPOS[html] |
| LINN ENERGY, LLC | 1326428 | NASDAQ:LINE | 8-K[html] |
| LINSLEY PETER S | 1517032 | | 4[html] |
| LIONBRIDGE TECHNOLOGIES INC /DE/ | 1058299 | | S-8[html] |
| LIQUIDMETAL TECHNOLOGIES INC | 1141240 | | 10-Q[html] |
| LITTEL JOHN E | 1224888 | | 4[html] |
| LITTELFUSE INC /DE | 889331 | | 4[html] |
| LITTLE GLENN ALBERT | 1506211 | | 4[html] |
| LIVEDEAL INC | 1045742 | NASDAQ:LIVE | 10-Q[html] |
| LKQ CORP | 1065696 | NASDAQ:LKQX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| LLOYD ANNE H | 1234192 | | 4[html] |
| LNB BANCORP INC | 737210 | NASDAQ:LNBB | 4[html] |
| LOCAL.COM | 1259550 | NASDAQ:LOCM | 8-K[html] |
| LOCATEPLUS HOLDINGS CORP | 1160084 | | 10-Q[html] |
| LOCKBURNER THOMAS C | 1281383 | | 4[html] |
| LOCKHART H EUGENE | 1193875 | | 4[html] |
| LOEB ARBITRAGE MANAGEMENT LP | 1056569 | | 13F-HR[html] |
| LOJACK CORP | 355777 | NASDAQ:LOJN | 8-K[html] |
| LONDON CO OF VIRGINIA | 1259887 | | 13F-HR[html] |
| LONE PINE CAPITAL LLC | 1061165 | | 13F-HR[html] |
| LONGTIN JOEL CURTIS | 1471825 | | 4[html] |
| LONGWEI PETROLEUM INVESTMENT HOLDING LTD | 1111817 | | 10-Q[html] 10-Q/A[html] 8-K[html] |
| LOOMIS SAYLES & CO L P | 312348 | | 13F-HR[html] |
| LOOMIS SAYLES TRUST COMPANY, LLC | 1435066 | | 13F-NT[html] |
| LOUDERMILK ROBERT C JR | 1236905 | | 4[html] |
| LOUISIANA FOOD Co | 1500894 | | NT 10-Q[html] |
| LOVELL JEFFREY | 1413237 | | 4[html] |
| LOWES COMPANIES INC | 60667 | | 8-K[html] |
| LPP Equity Group, LLC | 1520495 | | D[html] |
| LS Power Partners II, L.P. | 1405844 | | 13F-HR[html] |
| LS Power Partners, L.P. | 1405847 | | 13F-HR[html] |
| LSB FINANCIAL CORP | 930405 | NASDAQ:LSBI | 10-Q[html] |
| LSHP Coinvestment I GP LLC | 1519638 | | 3[html] 4[html] |
| LSHP Coinvestment Partnership I LP | 1519637 | | 3[html] 4[html] |
| LUMINEX CORP | 1033905 | NASDAQ:LMNX | 4[html] 4[html] 4[html] 4[html] 4[html] |
| LUMINUS MANAGEMENT LLC | 1279151 | | 13F-HR[html] |
| LUNA INNOVATIONS INC | 1239819 | NASDAQ:LUNA | 10-Q[html] |
| LUSTIG MATTHEW J | 1203367 | | 3[html] 4[html] |
| LYDIAN ASSET MANAGEMENT L P | 1109822 | | 13F-HR[html] |
| La Cortez Energy, Inc. | 1368964 | | 10-Q[html] |
| LaGrange Capital Administration, L.L.C. | 1353724 | | 13F-HR[html] |
| LaPrade,III Frank G. | 1497948 | | 4[html] |
| Lafayette Investments, Inc. | 1308377 | | 13F-HR[html] |
| Lafitte Capital Management LP | 1405555 | | 13F-HR[html] |
| Lahti Joseph J | 1305278 | | 4[html] |
| Lake Shore Bancorp, Inc. | 1341318 | NASDAQ:LSBK | 10-Q[html] |
| Lalljie Paul S | 1453878 | | 4[html] |
| Lane Five Capital Management, LP | 1410352 | | 13F-HR[html] |
| Lang Laura W | 1296589 | | 4[html] |
| Lang Roberta | 1413747 | | 4[html] |
| Langseth Gottfred | 1488165 | | 4[html] |
| Larson Allan R | 1508115 | | 4[html] |
| Latitude Solutions, Inc. | 1477961 | | 3[html] |
| Latteno Food Corp | 743241 | | NT 10-Q[html] |
| Lattice INC | 350644 | | 10-Q[html] |
| Lauder William P | 1008082 | | 4[html] |
| Laurel Creek Co., Inc. | 1310041 | | 424B5[html] |
| Lazard Alternative Investments Holdings LLC | 1519634 | | 3[html] 4[html] 4[html] |
| Lazard Alternative Investments LLC | 1352821 | | 3[html] |
| Lazard Senior Housing Partners GP LLC | 1519636 | | 3[html] 4[html] |
| Lazard Senior Housing Partners LP | 1333677 | | 3[html] 4[html] |
| Lease Equity Appreciation Fund II, L.P. | 1294154 | | 10-Q[html] |
| Lechtzin Jeremy | 1442440 | | 4[html] |
| Legacy Capital Management, Inc | 1357141 | | 13F-HR[html] |
| Legg Mason Global Asset Management Trust | 1474103 | | 485BPOS[html] |
| Lehman Brothers Holdings E-Capital LLC I | 1341853 | | NT 10-Q[html] |
| Lehman Brothers Holdings E-Capital Trust I | 1341854 | | NT 10-Q[html] |
| Lehman Scott B. | 1454923 | | 4[html] |
| Lender Processing Services, Inc. | 1429775 | NYSE:LPS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| LendingClub Corp | 1409970 | | 424B3[html] |
| Lenox PE Fund I, LLC | 1520703 | | D[html] |
| Leo Motors, Inc. | 1356564 | | NT 10-Q[html] |
| Leonsis Theodore | 1452645 | | 4[html] |
| Levin Eugene D | 1389079 | | 4[html] |
| Levine Stuart R | 1186624 | | 4[html] |
| Levy Sander M. | 1407188 | | 4[html] |
| Lewis James W | 1451285 | | 4[html] |
| Lewis-Hall Freda C | 1437909 | | 4[html] |
| Liberator, Inc. | 1374567 | | 10-Q[html] |
| Liberty Coal Energy Corp. | 1424030 | | 10-Q[html] |
| Libra Fund (Luxembourg) S.a r.l. | 1507762 | | 3[html] |
| Lifevantage Corp | 849146 | | 10-Q[html] |
| Lightning Gaming, Inc. | 1392545 | | 10-Q[html] |
| Lightwave Logic, Inc. | 1325964 | | 10-Q[html] 8-K[html] |
| Limelight Networks, Inc. | 1391127 | NASDAQ:LLNW | D[html] |
| Lin Shuipan | 1520384 | | SC 13D[html] |
| Lindberg Craig Anthony | 1482979 | | 4[html] |
| Linkwell CORP | 1042463 | | 10-Q[html] |
| Linn Lewis M. | 1497944 | | SC 13D/A[html] |
| Litespeed Management LLC | 1292975 | | 13F-HR[html] |
| Litwar Processing Company, LLC | 1304045 | | 424B5[html] |
| Liu Chuanling | 1520942 | | 3[html] |
| Liu Tianhui | 1520939 | | 3[html] |
| Lloyds Banking Group plc | 1160106 | NYSE:LYG | 6-K[html] |
| Loeb Offshore Management LP | 1434467 | | 13F-NT[html] |
| Lombard Odier Asset Management (USA) Corp | 1491719 | | 13F-HR[html] |
| Loncor Resources Inc. | 1472619 | | 6-K[html] |
| Lonestar Capital Management LLC | 1317410 | | 13F-HR[html] |
| Longbow Capital Partners, L.P. | 1316393 | | 13F-HR[html] |
| Longhai Steel Inc. | 1296286 | | 10-Q[html] |
| Longhorn Capital Partners, L.P. | 1453447 | | 13F-HR[html] |
| Lorber David A | 1358538 | | 4[html] |
| Loreto Resources Corp. | 1380412 | | 10-Q[html] |
| Loughran Dennis M | 1352104 | | 4[html] |
| Lubushkin Greg | 1316256 | | 4[html] 4[html] |
| Luna Capital LLC | 1483988 | | 13F-NT[html] |
| Lunar Growth CORP | 1381806 | | 10-Q[html] |
| Luxor Capital Group, LP | 1316580 | | 13F-HR[html] |
| Lyon G Grant | 1305944 | | 4[html] |
| Lyon Trust | 1505624 | | 4[html] |
| Lyons William M | 1411724 | | 4[html] |
| M LINE HOLDINGS INC | 1072248 | | 10-Q[html] |
| M WISE INC | 1242047 | | 10-Q[html] |
| M&F BANCORP INC /NC/ | 1094738 | | 10-Q[html] |
| M. Kingdon Offshore Master Fund L.P. | 1499251 | | 13F-NT[html] |
| MABCURE INC. | 1388490 | | NT 10-Q[html] |
| MAC-GRAY CORP | 1038280 | NYSE:TUC | DFAN14A[html] |
| MACC PRIVATE EQUITIES INC | 923808 | NASDAQ:MACC | 10-Q[html] |
| MACE SECURITY INTERNATIONAL INC | 912607 | NASDAQ:MACE | 10-Q[html] 8-K[html] |
| MACHINIST ROBERT | 1274263 | | 4[html] |
| MACKINAC FINANCIAL CORP /MI/ | 36506 | | 10-Q[html] |
| MACNAB CRAIG | 1020280 | | 4[html] |
| MACQUARIE BANK LTD | 1257135 | | 13F-NT[html] |
| MACQUARIE GROUP LTD | 1418333 | | 13F-HR[html] |
| MADAR JEAN | 901876 | | 4[html] |
| MADISON SQUARE INVESTORS LLC. | 1453415 | | 13F-HR[html] |
| MAFFUCCI DAVID G | 1183957 | | 4[html] |
| MAGELLAN MIDSTREAM PARTNERS LP | 1126975 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| MAGELLAN PETROLEUM CORP /DE/ | 61398 | | 10-Q[html] |
| MAGNACHIP SEMICONDUCTOR Corp | 1325702 | | 8-K[html] |
| MAGNEGAS CORP | 1353487 | | 10-Q[html] |
| MAHONEY ROBERT L | 1249911 | | 4[html] |
| MAIRS & POWER INC | 1070134 | | 13F-HR[html] |
| MAJOR JOHN T | 1283678 | | 4[html] |
| MAK CAPITAL ONE LLC | 1385702 | | 13F-HR[html] |
| MALVERN FEDERAL BANCORP INC | 1420488 | NASDAQ:MLVF | 10-Q[html] |
| MAMMATECH CORP | 704366 | | NT 10-Q[html] |
| MAN AHL DIVERSIFIED I LP | 1052354 | | 10-Q[html] |
| MANAS PETROLEUM Corp | 1074447 | | 10-Q[html] 3[html] |
| MANGO CAPITAL INC | 947969 | | 10-Q[html] |
| MANHATTAN PHARMACEUTICALS INC | 1001316 | | 10-Q[html] |
| MANHATTAN SCIENTIFICS INC | 1099132 | | 10-Q[html] |
| MANNKIND CORP | 899460 | NASDAQ:MNKD | 4[html] |
| MANTECH INTERNATIONAL CORP | 892537 | NASDAQ:MANT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| MANTHEY REDMOND Corp | 1471089 | | 10-Q[html] |
| MANUFACTURERES LIFE INSURANCE CO | 928047 | | 13F-HR[html] |
| MANULIFE FINANCIAL CORP | 1086888 | NYSE:MFC | 13F-NT[html] |
| MARATHON ASSET MANAGEMENT LP | 1279913 | | 13F-HR[html] |
| MARATHON PARTNERS, L.P. | 763311 | | 13F-NT[html] |
| MARATHON SPECIAL OPPORTUNITY MASTER FUND LTD | 1352892 | | 13F-NT[html] |
| MARCHESANI CHARLES J | 1389951 | | 4[html] |
| MARCUS NORMAN ELLIOTT | 1520381 | | 3[html] |
| MARDAK DONALD F | 1121177 | | 4[html] |
| MARIETTA INVESTMENT PARTNERS LLC | 1114702 | | 13F-HR[html] |
| MARINE GROWTH VENTURES INC | 1334794 | | 8-K[html] |
| MARINE PETROLEUM TRUST | 62362 | NASDAQ:MARPS | 10-Q[html] |
| MARINER INVESTMENT GROUP LLC | 1096978 | | SC 13D/A[html] SC 13G/A[html] SC 13G/A[html] |
| MARIO ERNEST | 1180469 | | 4[html] |
| MARKEL CORP | 1096343 | NYSE:MKL NYSE:MKV | 13F-HR[html] |
| MARKEL GAYNER ASSET MANAGEMENT CORP/VA | 1034180 | | 13F-NT[html] |
| MARKET VECTORS ETF TRUST | 1137360 | | 497[html] |
| MARKETING WORLDWIDE CORP | 1278363 | | 10-Q[html] |
| MARLIN BUSINESS SERVICES CORP | 1260968 | NASDAQ:MRLN | 4[html] |
| MAROON JOSEPH C MD | 1221600 | | 4[html] |
| MAROTTA DANIEL A | 1185813 | | 4[html] |
| MARSHALL & ILSLEY CORP | 1399315 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MARSHALL DAVID | 1208444 | | 4[html] |
| MARSHALL EDWARDS INC | 1262104 | NASDAQ:MSHL | 10-Q[html] 8-K[html] |
| MARSHALL THURGOOD JR | 1244530 | | 4[html] |
| MARSHFIELD ASSOCIATES | 914976 | | 13F-HR[html] |
| MARTHA STEWART LIVING OMNIMEDIA INC | 1091801 | NYSE:MSO | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| MARTIN & CO INC /TN/ | 1008868 | | 13F-HR[html] |
| MARTIN MARIETTA MATERIALS INC | 916076 | NYSE:MLM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MARXE AUSTIN W & GREENHOUSE DAVID M | 1044321 | | 4[html] |
| MASCO CORP /DE/ | 62996 | | 8-K[html] |
| MASON CAPITAL MANAGEMENT LLC | 1218735 | | 13F-HR[html] |
| MASON STREET ADVISORS LLC | 1167711 | | 13F-HR[html] |
| MASSEY ENERGY CO | 37748 | NYSE:MEE | 425[html] 425[html] 425[html] 425[html] 8-K[html] |
| MASTRAPASQUA ASSET MANAGEMENT INC | 1014738 | | 13F-HR[html] |
| MATCHES, INC. | 1426703 | | 10-Q[html] |
| MATTEL INC /DE/ | 63276 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MATTSON TECHNOLOGY INC | 928421 | NASDAQ:MTSN | 8-K[html] |
| MATZ TIMOTHY B | 1179842 | | 4[html] |
| MAVERICK CAPITAL LTD | 934639 | | 13F-HR[html] |
| MAVERICK MINERALS CORP | 1074929 | | NT 10-Q[html] |
| MAY PETER W | 928264 | | 13F-NT[html] |
| MAYDAO Corp | 1084662 | | 10-Q[html] |
| MAYFIELD ROBERT A | 1188196 | | 4[html] |
| MAZ MARIA CAMILA | 1279710 | | 4[html] |
| MBT FINANCIAL CORP | 1118237 | | 10-Q[html] |
| MCANDREWS BRIAN P | 1193074 | | 4[html] |
| MCBRIDE WILLIAM J | 1220715 | | 4[html] |
| MCCABE ROBERT A JR | 1079428 | | 4[html] |
| MCCASLIN JAMES A | 1244511 | | 4[html] |
| MCCAUSLAND PETER | 908893 | | 5[html] |
| MCDONALD WILLIAM E | 1084488 | | 4[html] |
| MCDONALDS CORP | 63908 | | 4[html] DEFA14A[html] |
| MCINTOSH BANCSHARES INC /GA/ | 872545 | | NT 10-Q[html] |
| MCM CAPITAL MANAGEMENT, LLC | 1279619 | | 13F-HR[html] 13F-HR/A[html] |
| MCNAMEE GEORGE C | 1008001 | | 4[html] |
| MCWILLIAMS D BRADLEY | 1193636 | | 4[html] |
| MDCP GLOBAL AGGREGATOR, L.P. | 1478849 | | 4[html] |
| MDCP IV Global GP, LP | 1340526 | | 4[html] |
| MDCP IV Global Investments LP | 1340528 | | 4[html] |
| MDP Global Investors LTD | 1340527 | | 4[html] |
| MEDASSETS INC | 1254419 | NASDAQ:MDAS | 4[html] |
| MEDIA TECHNOLOGIES, INC. | 1434111 | | NT 10-Q[html] |
| MEDIANET GROUP TECHNOLOGIES INC | 1097792 | | 10-Q[html] |
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| MEDICAL CONNECTIONS HOLDINGS, INC. | 1140303 | | 10-Q[html] |
| MEDICAL INTERNATIONAL TECHNOLOGY INC | 1112372 | | 10-Q[html] |
| MEDICAL PROPERTIES TRUST INC | 1287865 | NYSE:MPW | 4[html] 4[html] |
| MEDICINOVA INC | 1226616 | NASDAQ:MNOV | 10-Q[html] |
| MEDIZONE INTERNATIONAL INC | 753772 | | 4[html] |
| MEDLINK INTERNATIONAL, INC. | 225501 | | NT 10-Q[html] |
| MEDQUIST INC | 884497 | NASDAQ:MEDQ | 10-Q[html] |
| MEDSOURCE TECHNOLOGIES HOLDINGS, LLC | 1084726 | | EFFECT[html] |
| MEHNEY DAVID P | 1015803 | | 4[html] |
| MEIER RICHARD A | 1227305 | | 4[html] |
| MEISTER PAUL M | 1033876 | | 4[html] |
| MELLAND SCOT W | 1156136 | | 4[html] 4[html] |
| MENAKER FRANK H JR | 1084489 | | 4[html] |
| MENORA MIVTACHIM HOLDINGS LTD. | 1351917 | | 13F-HR[html] |
| MERCER GOLD CORP. | 1348788 | | 8-K[html] |
| MERCER INTERNATIONAL INC. | 1333274 | NASDAQ:MERC | 8-K[html] |
| MERISEL INC /DE/ | 724941 | | 10-Q[html] |
| MERRILL LYNCH CANADA INC | 1143718 | NYSE:HCH | 13F-NT[html] |
| MERRILL LYNCH FINANCIAL MARKETS, INC | 1383079 | | 13F-NT[html] |
| MERRILL LYNCH GROUP, INC. | 1377846 | | 13F-NT[html] |
| MERRILL LYNCH INTERNATIONAL | 1062577 | | 13F-NT[html] |
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| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 728612 | | 13F-NT[html] 4[html] |
| MERRIMAN RONALD | 1254762 | | 4[html] |
| MERRYMAN BRYAN J | 1258028 | | 4[html] |
| METALS USA HOLDINGS CORP. | 1362491 | | 10-Q[html] |
| METALS USA INC | 1038363 | | 10-Q[html] |
| METHA ENERGY SOLUTIONS INC. | 1440760 | | NT 10-Q[html] |
| METLIFE INC | 1099219 | NYSE:MET NYSE:MET^A NYSE:MET^B NYSE:MLG | 8-K[html] |
| METROPOLITAN CAPITAL ADVISORS INC | 1280054 | | 13F-HR[html] |
| METROPOLITAN LIFE SEPARATE ACCOUNT E | 744043 | | 485APOS[html] 485BPOS[html] 485BXT[html] CORRESP[html] |
| MEWBOURNE ENERGY PARTNERS 01-A LP | 1136529 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 02-A LP | 1136933 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 03-A LP | 1170797 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 04-A LP | 1282400 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 05-A LP | 1282723 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 08-A LP | 1436942 | | 10-Q[html] |
| MEWBOURNE ENERGY PARTNERS 09-A, L.P. | 1462103 | | 10-Q[html] |
| MEYER KENNETH J | 1201220 | | 4[html] |
| MEYERS KENNETH R | 1235000 | | 4[html] |
| MGM Resorts International | 789570 | NYSE:MGM | 8-K[html] |
| MHR FUND MANAGEMENT LLC | 1277742 | | 13F-HR[html] |
| MICREL INC | 932111 | NASDAQ:MCRL | 4[html] |
| MICROFINANCIAL INC | 827230 | NASDAQ:MFI | 10-Q[html] 8-K[html] |
| MICROMEM TECHNOLOGIES INC | 1085921 | | 6-K[html] |
| MICROSOFT CORP | 789019 | NASDAQ:MSFT | 4[html] |
| MICROSTRATEGY INC | 1050446 | NASDAQ:MSTR | 4[html] 4[html] |
| MID PENN BANCORP INC | 879635 | | 10-Q[html] 4[html] |
| MID WISCONSIN FINANCIAL SERVICES INC | 785024 | | 8-K[html] |
| MIDAS FUND, INC. | 770200 | | 497K[html] |
| MIDAS MAGIC, INC. | 788422 | | 497K[html] |
| MIDAS PERPETUAL PORTFOLIO, INC. | 15260 | | 497K[html] |
| MIDDLEFIELD BANC CORP | 836147 | | 10-Q[html] |
| MIDDLETON PAUL B | 1224978 | | 4[html] |
| MIHAYLO STEVEN G | 902111 | | 4[html] 4[html] |
| MIKOJO Inc | 1411085 | | 10-Q[html] |
| MIKROS SYSTEMS CORP | 317340 | | 10-Q[html] |
| MILCH RANDAL S | 1449650 | | 4[html] |
| MILDRED B. HOREJSI TRUST | 1365133 | | 4[html] |
| MILLENNIUM GLOBAL ESTATE GP LLC | 1426818 | | 13F-NT[html] |
| MILLENNIUM INTERNATIONAL MANAGEMENT LP | 1426821 | | 13F-NT[html] |
| MILLENNIUM MANAGEMENT LLC | 1273087 | | 13F-HR[html] |
| MILLER FORREST E | 1201835 | | 4[html] |
| MILLER LLOYD I III | 949119 | | SC 13G/A[html] |
| MILLER ROBERT HILLIS | 1222599 | | 4[html] |
| MILLS MUSIC TRUST | 66496 | | 10-Q[html] |
| MIMVI, INC. | 1428397 | | NT 10-Q[html] |
| MIND CTI LTD | 1119083 | | SC 13G/A[html] |
| MINDEN BANCORP, INC. | 1501331 | | 10-Q[html] |
| MINDSPEED TECHNOLOGIES, INC | 1224370 | NASDAQ:MSPD | 3[html] 4[html] |
| MINES MANAGEMENT INC | 66649 | AMEX:MGN | 10-Q[html] |
| MINICUCCI BENITO | 1451455 | | 4[html] |
| MINIHAN KENNETH A | 1184144 | | 4[html] |
| MINISTRY PARTNERS INVESTMENT COMPANY, LLC | 944130 | | 10-Q[html] |
| MINOGUE MICHAEL R | 1286370 | | 4[html] |
| MINT LEASING INC | 1124127 | | NT 10-Q[html] |
| MIPSolutions, Inc. | 1394872 | | NT 10-Q[html] |
| MIRENCO INC | 1041609 | | NT 10-Q[html] |
| MISSION COMMUNITY BANCORP | 1129920 | | 10-Q[html] |
| MITCHELL LEE ROY | 1122239 | | 4[html] |
| MITSUBISHI UFJ FINANCIAL GROUP INC | 67088 | NYSE:MTU | 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| MIZATI LUXURY ALLOY WHEELS INC | 1369444 | | 10-Q[html] |
| MM Capital LLC | 1483617 | | 13F-HR[html] |
| MMAX MEDIA, INC. | 1448705 | | 10-Q[html] |
| MMI INVESTMENTS, L.P. | 1089447 | | 13F-NT[html] |
| MMRGlobal, Inc. | 1285701 | | 10-Q[html] 8-K[html] |
| MOBILE AREA NETWORKS INC | 1029454 | | 10-Q[html] |
| MODDELMOG HALA G | 1208383 | | 4[html] |
| MOHAWK INDUSTRIES INC | 851968 | NYSE:MHK | 4/A[html] |
| MOHEGAN TRIBAL GAMING AUTHORITY | 1005276 | | 10-Q[html] |
| MOKITA, INC. | 1493212 | | 8-K[html] |
| MOLLUSK HOLDINGS LLC | 1263308 | | 4[html] |
| MOMENTUM BIOFUELS, INC. | 813718 | | 10-Q[html] |
| MONARCH COMMUNITY BANCORP INC | 1169769 | NASDAQ:MCBF | 10-Q[html] |
| MONDIAL VENTURES INC | 1284452 | | 10-Q[html] |
| MONEY MARKET OBLIGATIONS TRUST | 856517 | | 497[html] 497K[html] |
| MONEYGRAM INTERNATIONAL INC | 1273931 | NYSE:MGI | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] S-3/A[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| MONEYGRAM PAYMENT SYSTEMS INC | 1005730 | | S-3/A[html] |
| MONEYLOGIX GROUP INC. | 1024048 | | 10-Q[html] |
| MONOLITHIC POWER SYSTEMS INC | 1280452 | NASDAQ:MPWR | 4[html] |
| MONTAGUE JAMES R | 1161244 | | 4[html] 4[html] |
| MOONEY BETH E | 1217178 | | 4[html] |
| MOORE CAPITAL MANAGEMENT, LP | 1448574 | | 13F-HR[html] |
| MORCH OTTO C | 1250698 | | 4[html] |
| MOREL DONALD E JR | 1213306 | | 4[html] 4/A[html] |
| MORGAN CREEK ENERGY CORP | 1323143 | | 10-Q[html] |
| MORGAN STANLEY | 895421 | NYSE:FFD NYSE:MS NYSE:MS^A NYSE:MSJ NYSE:MSK NYSE:MSZ NYSE:MWG NYSE:MWO NYSE:MWR NYSE:APF NYSE:CAF NYSE:RNE NYSE:MSD NYSE:EDD NYSE:MSF NYSE:MGB NYSE:MSY NYSE:IIF NASDAQ:ESTX NASDAQ:MSNQ NASDAQ:NBXH | 13F-HR[html] 424B2[html] FWP[html] |
| MORGAN STANLEY & CO INTERNATIONAL PLC | 924186 | | 13F-NT[html] |
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| MORGAN STANLEY INVESTMENT MANAGEMENT CO | 1270238 | | 13F-NT[html] |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC | 1230193 | | 13F-NT[html] |
| MORGAN STANLEY MORTGAGE SECURITIES TRUST | 806564 | | 497[html] |
| MORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd | 1513058 | | 13F-NT[html] |
| MORGAN STANLEY SMITH BARNEY LLC | 1466170 | | 13F-NT[html] |
| MORGANTHALL FREDERICK J II | 1198218 | | 4[html] |
| MORRISON LISA J | 1218076 | | 4[html] 4/A[html] |
| MORROW GEORGE J | 1068754 | | 4[html] |
| MORSE JOHN B JR | 1018396 | | 4[html] |
| MORTGAGEBROKERS.COM HOLDINGS, INC. | 1222218 | | 10-Q[html] |
| MORTON DEAN O | 1034467 | | 4[html] |
| MOSHAYEDI MANOUCH | 1133785 | | 4[html] |
| MOSHAYEDI MEHRDAD | 1193507 | | 4[html] |
| MOUNTAIN NATIONAL BANCSHARES INC | 1177070 | | 10-Q[html] |
| MOWELL JOHN B | 1193178 | | 4[html] |
| MOWERY THEODORE W | 1278504 | | 4[html] |
| MOWRY BARBARA | 1141219 | | 4[html] 4[html] |
| MPF FLAGSHIP FUND 15, LLC | 1512558 | | D/A[html] |
| MPF Platinum Fund, LP | 1484698 | | D/A[html] |
| MPG Office Trust, Inc. | 1204560 | NYSE:MPG NYSE:MPG^A | SC 13D/A[html] |
| MPM TECHNOLOGIES INC | 799268 | | NT 10-Q[html] |
| MSD CAPITAL L P | 1105497 | | 13F-HR[html] |
| MSDW Equity Financing Services (Luxembourg) S.a.r.l. | 1325645 | | 13F-NT[html] |
| MSGI TECHNOLOGY SOLUTIONS, INC | 14280 | | NT 10-Q[html] |
| MT LUCAS MANAGEMENT CORP | 1185072 | | 13F-HR[html] |
| MTP Energy Management LLC | 1520339 | | 13F-NT[html] |
| MUCCI LOU | 1238880 | | 3[html] |
| MUELLER INDUSTRIES INC | 89439 | NYSE:MLI | 8-K[html] |
| MULDER JOHN A | 1232671 | | 4[html] |
| MULLEN JOSEPH L | 1225496 | | 4[html] |
| MULTI COLOR Corp | 819220 | | 4[html] 4[html] |
| MULTIBAND CORP | 732412 | NASDAQ:MBND | 10-Q[html] 8-K[html] |
| MUNDER CAPITAL MANAGEMENT | 806260 | | 13F-HR[html] |
| MUNDER SERIES TRUST | 1214511 | | 485BPOS[html] 497K[html] |
| MURPHY JOSEPH MICHAEL | 1242349 | | 4[html] |
| MURTAUGH MICHAEL K | 1004171 | | 4[html] |
| MURTHY PHANEESH | 1259137 | | 4[html] |
| MUSSALLEM MICHAEL A | 1204551 | | 4[html] |
| MUSSER WARREN V | 935363 | | 4[html] |
| MUSTANG ALLIANCES, INC. | 1420421 | | 3[html] NT 10-Q[html] |
| MUSTOE KERRY L | 1270988 | | 4[html] |
| MUTUALFIRST FINANCIAL INC | 1094810 | NASDAQ:MFSF | 10-Q[html] |
| MYCIO WEALTH PARTNERS, LLC | 1371726 | | 13F-HR[html] |
| MYLAN INC. | 69499 | NASDAQ:MYL NASDAQ:MYLNG NASDAQ:MYLNP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MYRES LARRY | 1387409 | | 4[html] |
| MYRIAD GENETICS INC | 899923 | NASDAQ:MYGN | 4[html] |
| MacDonald Charles R | 1393532 | | 4[html] |
| Machining Technology Group, LLC | 1341099 | | EFFECT[html] |
| Mackenzie Taylor Minerals Inc. | 1371247 | | 10-Q[html] |
| Macquarie CNL Global Income Trust, Inc. | 1459241 | | 10-Q[html] 424B3[html] 8-K[html] |
| Macquarie Capital Investment Management (Australia) LTD | 1435946 | | 13F-NT[html] |
| Macquarie Capital Investment Management LLC | 1313281 | | 13F-NT[html] |
| Macquarie Clean Technology Fund II, LP | 1520808 | | D[html] |
| Macquarie Clean Technology Offshore Fund II, LP | 1520807 | | D[html] |
| Macquarie Investment Management LTD | 1435053 | | 13F-NT[html] |
| Macquarie Private Wealth Inc. | 1493833 | | 13F-NT[html] |
| Madison Enterprises Group, Inc. | 1398604 | | 8-K[html] |
| Madison Street Partners, LLC | 1423217 | | 13F-HR[html] |
| Magnetar Financial LLC | 1352851 | | 13F-HR[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| Magyar Telekom Plc. | 1047564 | | 6-K[html] |
| Mahoney Terrence W | 1468347 | | 4[html] |
| Mai Mark Francis | 1414131 | | 4[html] |
| Maine Douglas L | 1334320 | | 4[html] |
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| Manatuck Hill Partners, LLC | 1467902 | | 13F-HR[html] |
| Manikay Master Fund LP | 1443922 | | 13F-NT[html] |
| Manikay Partners, LLC | 1454893 | | 13F-HR[html] |
| Manna Holdings, LLC | 1456822 | | 4[html] |
| Mantra Venture Group Ltd. | 1413891 | | 4[html] |
| Manulife Asset Management (North America) Ltd | 1254859 | | 13F-HR[html] |
| Manulife Asset Management Ltd | 1343498 | | 13F-NT[html] |
| Maple Meadow Mining CO | 1310042 | | 424B5[html] |
| Marble Arch Investments, LP | 1427112 | | 13F-HR[html] |
| Marina Biotech, Inc. | 737207 | NASDAQ:MRNA | 10-Q[html] 8-K[html] CORRESP[html] S-3/A[html] S-3/A[html] UPLOAD[html] UPLOAD[html] |
| Mark Bauhaus | 1413477 | | 4[html] |
| Markley John D. Jr. | 1491492 | | 4[html] |
| Martucci Ralph | 1520254 | | 3[html] |
| Massie Robert W. | 1509629 | | 4[html] |
| Master Silicon Carbide Industries, Inc. | 1417451 | | 10-Q[html] |
| Matrix Capital Management Company, LLC | 1410830 | | 13F-HR[html] |
| Matter of Time I Co. | 1497632 | | 10-Q[html] |
| Max Sound Corp | 1353499 | | 10-Q[html] |
| Maxray Optical Technology Co. Ltd. | 1395695 | | 8-K[html] |
| Maxxim Rebuild Co., LLC | 1304046 | | 424B5[html] |
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| Maxxum Carbon Resources, LLC | 1304051 | | 424B5[html] |
| McAdam Lowell C | 1385260 | | 4[html] |
| McAdams Wright Ragen, Inc. | 1456685 | | 13F-HR[html] |
| McCanne Steven | 1366127 | | 144[html] 144[html] |
| McCloud Scott R | 1337112 | | 4[html] |
| McCluskey Mary Therese | 1413698 | | 4[html] |
| McCormick James M | 1363345 | | 4[html] |
| McDonald Dean WA | 1374913 | | 4[html] |
| McDonald William J. | 1415604 | | 4[html] |
| McDowell-Wyoming Coal Company, LLC | 1304053 | | 424B5[html] |
| McFarlane Donald C | 1388932 | | 4[html] |
| McGahn Daniel P | 1425153 | | 4[html] |
| McGill Stephen P | 1357133 | | 4[html] |
| McMasters David | 1432029 | | 4[html] |
| McNeal Glenda G | 1397707 | | 3[html] 4[html] |
| Mead Daniel S. | 1434386 | | 4[html] |
| MedPro Safety Products, Inc. | 1364896 | | 10-Q[html] |
| MedQuist Holdings Inc. | 1441567 | | 10-Q[html] 8-K[html] |
| MedSource Technologies Pittsburgh, Inc. | 1297552 | | EFFECT[html] |
| MedSource Technologies, LLC | 1297532 | | EFFECT[html] |
| MedSource Technologies, Newton Inc. | 1297551 | | EFFECT[html] |
| MedSource Trenton LLC | 1297553 | | EFFECT[html] |
| Medefile International, Inc. | 842013 | | 10-Q[html] 8-K[html] |
| Medeiros David Jeffrey | 1326104 | | 4[html] |
| MediaMind Technologies Inc. | 1275791 | | 10-Q[html] 4[html] |
| Medical Billing Assistance, Inc. | 1416876 | | 10-Q[html] |
| Medical Design Studios, Inc. | 1405917 | | 10-Q[html] |
| Meehan William F III | 1455687 | | 4[html] |
| Megaplex Four, Inc. | 1517827 | | S-4/A[html] |
| Megaplex Nine, Inc. | 1517812 | | S-4/A[html] |
| Meiguo Ventures I, Inc. | 1488087 | | 10-Q[html] |
| Melone Anthony J. | 1507363 | | 4[html] |
| Menora Mivtachim Insurance Ltd. | 1506486 | | 13F-NT[html] |
| Menora Mivtachim Pensions Ltd. | 1506485 | | 13F-NT[html] |
| Mercantile Bancorp, Inc. | 1289701 | AMEX:MBR | 10-Q[html] |
| Merchants & Marine Bancorp, Inc. | 1432405 | | 10-Q[html] |
| Merchants' Gate Capital LP | 1425160 | | 13F-HR[html] |
| Merrill Lynch Portfolio Managers LTD | 1416159 | | 13F-NT[html] |
| Meru Capital Group, LP | 1512145 | | 13F-HR/A[html] |
| Meserve Richard A | 1384351 | | 4[html] |
| Messer Arnold W | 1292831 | | 4[html] |
| Mewbourne Energy Partners 06-A, L.P. | 1353722 | | 10-Q[html] |
| Mewbourne Energy Partners 07-A, L.P. | 1353748 | | 10-Q[html] |
| Meyer Daniel Harris | 1463932 | | 4[html] |
| Michael Cooper L | 1374029 | | 4[html] |
| Micro-Guide, Inc. | 1297523 | | EFFECT[html] |
| Microsmart Devices, Inc. | 1339225 | | NTN 10Q[html] |
| MidWestOne Financial Group, Inc. | 1412665 | NASDAQ:MOFG | 4[html] |
| Midas Medici Group Holdings, Inc. | 1392448 | | 10-Q[html] |
| Mies Richard Willard | 1439922 | | 4[html] |
| Mijuskovic Srdjan | 1514278 | | 4[html] |
| Milde James T | 1330345 | | 4[html] |
| Mill Road Capital GP LLC | 1435259 | | 13F-NT[html] |
| Mill Road Capital Management LLC | 1512275 | | 13F-HR[html] |
| Millburn Multi-Markets Fund L.P. | 1468910 | | 10-Q[html] |
| Miller Investment Trust | 1414039 | | 497K[html] |
| Miller Joan Elizabeth | 1410233 | | 4[html] |
| Mills Carol | 1224148 | | 4[html] |
| Milwaukee Iron Arena Football, Inc | 1083383 | | NT 10-Q[html] |
| Mintz Hal | 1433766 | | 13F-NT[html] |
| Mirosh Walentin | 1304420 | | 4[html] |
| Missouri Valley Partners, Inc. | 1491145 | | 13F-HR[html] |
| Miura Global Management, LLC | 1352272 | | 13F-HR[html] |
| MoSys, Inc. | 890394 | NASDAQ:MOSY | 8-K[html] |
| Moab Capital Partners LLC | 1377817 | | 13F-HR[html] |
| Mobilized Entertainment, Inc. | 1469412 | | 10-Q[html] |
| Modern City Entertainment Inc. | 1267391 | | 10-Q[html] |
| Moelis & Co Holdings LLC | 1512804 | | 13F-NT[html] |
| Moellering Matthew C | 1489983 | | 4[html] |
| Mogul Energy International, Inc. | 1378195 | | 10-Q[html] |
| Monarch Alternative Capital LP | 1281084 | | 13F-HR[html] |
| Money Tree, Inc. | 1309126 | | 424B3[html] 424B3[html] |
| MoneyGram Payment Systems Worldwide, Inc. | 1501414 | | S-3/A[html] |
| MoneyGram of New York, LLC | 1501411 | | S-3/A[html] |
| Monkhouse Bryan E | 1310401 | | 4[html] |
| Monster Offers | 1423746 | | NT 10-Q[html] |
| Montag Thomas K. | 1442039 | | 4[html] |
| Moody National REIT I, Inc. | 1424879 | | 10-Q[html] |
| Moody Ross R | 1467196 | | 4[html] |
| Morales Julio E | 1441087 | | 3[html] 4[html] |
| Moran Stacey L | 1460608 | | 4[html] |
| Morford Craig S | 1434592 | | 4[html] |
| Morgan Edward | 1361023 | | 4[html] |
| Morgan Stanley & Co. INC | 1359291 | | 13F-NT[html] |
| Morgan Stanley Canada LTD | 1442737 | | 13F-NT[html] |
| Morgan Stanley Capital Services Inc. | 1358269 | | 13F-NT[html] |
| Morgan Stanley Equity Services INC | 1424194 | | 13F-NT[html] |
| Morgan Stanley Hedging Co. Ltd | 1325643 | | 13F-NT[html] |
| Morgan Stanley Investment Management LTD | 1358504 | | 13F-NT[html] |
| Morgan Stanley Principal Investments, Inc. | 1463629 | | 13F-NT[html] |
| Morgan Stanley Strategic Investments, Inc | 1399427 | | 13F-NT[html] |
| Morgan Stanley Trust, National Association | 1424180 | | 13F-NT[html] |
| Morgan Stanley Uruguay Ltda. | 1340040 | | 13F-NT[html] |
| Morningstar, Inc. | 1289419 | NASDAQ:MORN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Motley Fool Asset Management LLC | 1512814 | | 13F-HR[html] |
| Mount Kellett Capital Management LP | 1479058 | | 13F-HR[html] |
| Mount Knowledge Holdings, Inc. | 1397951 | | NT 10-Q[html] |
| Mountain Lake Investment Management LLC | 1308555 | | 13F-HR[html] |
| Mountain Merger Sub, Inc. | 1516223 | | 424B5[html] |
| Muenster Thomas J. | 1498722 | | SC 13D/A[html] |
| Murdoch James R. | 1420590 | | 4[html] |
| Murphy Charles H | 1404762 | | 4[html] |
| Murphy Michael R | 1323510 | | 13F-HR[html] 4[html] |
| Muschong Lisa A. | 1491454 | | 4[html] |
| MusclePharm Corp | 1415684 | | NT 10-Q[html] |
| Myszka Edward J | 1395003 | | 4[html] |
| N I S Holdings, Corp. | 1366404 | | 15-15D[html] |
| N-VIRO INTERNATIONAL CORP | 904896 | | 10-Q[html] |
| NACCO INDUSTRIES INC | 789933 | NYSE:NC | 8-K[html] |
| NAGEL CHRISTOPHER E | 1415188 | | 4[html] |
| NANOVIRICIDES, INC. | 1379006 | | NT 10-Q[html] |
| NAPCO SECURITY TECHNOLOGIES, INC | 69633 | | 10-Q[html] 8-K[html] |
| NASDAQ OMX GROUP, INC. | 1120193 | | 8-K[html] |
| NASDAQ Stock Market LLC | 1354457 | | 25-NSE[html] 25-NSE[html] |
| NATIONAL BEVERAGE CORP | 69891 | NASDAQ:FIZZ | 8-K[html] |
| NATIONAL FIRE & MARINE INSURANCE CO | 355323 | | 13F-NT[html] |
| NATIONAL HOLDINGS CORP | 1023844 | | 10-Q[html] |
| NATIONAL INDEMNITY CO | 314943 | | 13F-NT[html] |
| NATIONAL INSTRUMENTS CORP /DE/ | 935494 | | 8-K[html] |
| NATIONAL LIABILITY & FIRE INSURANCE CO | 946139 | | 13F-NT[html] |
| NATIONAL MENTOR HOLDINGS, INC. | 1338690 | | 10-Q[html] 8-K[html] |
| NATIONAL PROPERTY ANALYSTS MASTER LIMITED PARTNERSHIP | 926843 | | 10-Q[html] |