| Company | CIK | Ticker Symbol | Document |
| RJS Development, Inc. | 1373149 | | 10-Q[html] |
| RLJ Lodging Trust | 1511337 | | 3[html] 3[html] 3[html] 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| RMCP GP LLC | 1374606 | | 13F-NT[html] |
| RMH Teleservices Asia Pacific, Inc. | 1397246 | | 424B3[html] |
| ROADSHIPS HOLDINGS, INC. | 1389067 | | 10-K[html] NT 10-Q[html] |
| ROBARDS KAREN P | 1141903 | | 4[html] |
| ROBB WALTER E IV | 1202538 | | 4[html] |
| ROBECO GROEP NV | 1257165 | | 13F-NT[html] |
| ROBERTS JOHN L | 918034 | | 4[html] |
| ROBINSON PATRICIA B | 1185204 | | 4[html] |
| ROCCA MICHAEL A | 1012791 | | 4[html] |
| ROCKEFELLER & CO INC | 315123 | | 13F-NT[html] |
| ROCKEFELLER FINANCIAL SERVICES INC | 869878 | | 13F-HR[html] |
| ROCKEFELLER TRUST COMPANY, N.A. | 866998 | | 13F-NT[html] |
| ROCKIES REGION 2007 LP | 1407805 | | 10-Q[html] |
| ROCKWELL COLLINS INC | 1137411 | NYSE:COL | 4[html] |
| ROCKWOOD ASSET MANAGEMENT, INC | 947055 | | 13F-HR[html] |
| ROCKY MOUNTAIN CHOCOLATE FACTORY INC | 785815 | NASDAQ:RMCF | 4[html] |
| ROGERS CORP | 84748 | NYSE:ROG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ROLLINS INC | 84839 | NYSE:ROL | 8-K[html] |
| ROMPALA RICHARD M | 1220620 | | 4[html] |
| ROOMLINX INC | 1021096 | | NT 10-Q[html] |
| ROOT LEON A JR | 1263715 | | 4[html] |
| ROPER INDUSTRIES INC | 882835 | NYSE:ROP | 4[html] |
| ROPER MARTIN F | 1206513 | | 4[html] |
| ROSE PATRICK W | 1255209 | | 4[html] |
| ROSENFELD ERIC | 1219603 | | 13F-HR[html] |
| ROSENTHAL DAVID | 1107567 | | 5[html] |
| ROSS STEPHEN | 1280297 | | 4[html] |
| ROTATE BLACK INC | 1020477 | | NT 10-Q[html] |
| ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP | 1456257 | | 13F-HR[html] |
| ROYAL ALLIANCE ASSOCIATES INC | 1043187 | | 13F-NT[html] |
| ROYAL BANK OF CANADA \ | 1000275 | NYSE:RY | 13F-HR[html] 424B2[html] 424B2[html] |
| ROYAL BANK OF SCOTLAND GROUP PLC | 844150 | | 424B5[html] 424B5[html] 424B5[html] 424B5[html] 424B5[html] 424B5[html] 6-K[html] |
| ROYAL BANK OF SCOTLAND PLC | 729153 | | 424B5[html] 424B5[html] 424B5[html] 424B5[html] 424B5[html] 424B5[html] |
| ROYAL CAPITAL MANAGEMENT LLC | 1182836 | | 13F-HR[html] |
| RPM INTERNATIONAL INC/DE/ | 110621 | | 4[html] |
| RR Donnelley & Sons Co | 29669 | | 424B5[html] |
| RR PARTNERS LP | 1280217 | | 13F-HR[html] |
| RREEF AMERICA LLC | 938772 | | 13F-NT[html] |
| RREEF REAL ESTATE SECURITIES COMMINGLED FUND LLC | 1217697 | | D/A[html] |
| RRSat Global Communications Network Ltd. | 1375829 | NASDAQ:RRST | 6-K[html] 6-K[html] |
| RS Variable Products Trust | 1363565 | | 485APOS[html] CORRESP[html] CORRESP[html] |
| RUANE, CUNNIFF & GOLDFARB INC | 728014 | | 13F-HR[html] |
| RUBICON FINANCIAL INC | 1103977 | | NT 10-Q[html] |
| RUBIZHEVSKY BORIS | 1111962 | | 3[html] |
| RUDDICK CORP | 85704 | NYSE:RDK | 4[html] |
| RURBAN FINANCIAL CORP | 767405 | NASDAQ:RBNF | 10-Q[html] |
| RUSNACK WILLIAM C | 1214513 | | 4[html] |
| RUSSELL JOSEPH V | 1244525 | | 4[html] |
| RUTLEDGE JAMES M | 1205221 | | 4[html] |
| RUTLEDGE WILLIAM P | 1192847 | | 4[html] |
| RWC Asset Management LLP | 1520478 | | 13F-HR[html] |
| RXI PHARMACEUTICALS CORP | 1390478 | NASDAQ:RXII | 10-Q[html] |
| RYAN JOSEPH J | 1238136 | | 3[html] 4[html] |
| RYBACK ANDREW J | 1207335 | | 4[html] |
| RYCHLAK LAWRENCE | 1201309 | | 4[html] |
| RYDER SYSTEM INC | 85961 | NYSE:R | 4[html] 8-K[html] |
| RYDEX DISTRIBUTORS, LLC | 1011767 | | X-17A-5/A[html] |
| Race World International, Inc. | 1415736 | | 10-Q[html] |
| Radcliffe Capital Management, L.P. | 1218275 | | 13F-HR[html] |
| Rafferty John J | 1489985 | | 4[html] |
| Raging Capital Management, LLC | 1444376 | | SC 13D[html] |
| Ramius Alternative Solutions LLC | 1512349 | | 13F-NT[html] |
| Ramius LLC | 1475770 | | 13F-HR[html] |
| Ramius Value & Opportunity Advisors LLC | 1329989 | | 13F-NT[html] |
| Rapid Holdings Inc. | 1495231 | | 8-K[html] |
| Reach Messaging Holdings, Inc. | 1429900 | | NT 10-Q[html] |
| ReachLocal Inc | 1297336 | | 10-Q[html] |
| Real Goods Solar, Inc. | 1425565 | NASDAQ:RSOL | 4[html] 4[html] 4[html] 8-K[html] |
| Real Mex Restaurants, Inc. | 1289480 | | 8-K[html] |
| Realindex Investments Pty Ltd | 1513319 | | 13F-NT[html] |
| Rebus Fund, LLC | 1464098 | | D/A[html] |
| Recon Technology, Ltd | 1442620 | | 10-Q[html] |
| Red Ash Sales CO, Inc. | 1310061 | | 424B5[html] |
| Red Jade Holdings Ltd | 1499326 | | 10-Q/A[html] |
| Red Rocks Capital LLC | 1504209 | | 13F-HR[html] |
| RedPath Integrated Pathology, Inc. | 1308149 | | D[html] |
| Redmond Paul C | 1440661 | | 4[html] |
| Redpoint Bio CORP | 1328003 | | 10-Q[html] |
| Redwood Mortgage Investors IX | 1448038 | | 10-Q[html] |
| Regatta Capital Partners, Inc. | 1029356 | | NT 10-Q[html] |
| Regenicin, Inc. | 1412659 | | NT 10-Q[html] |
| RegenoCELL Therapeutics, Inc. | 1221749 | | 10-K[html] |
| Regional Management Corp. | 1519401 | | S-1[html] |
| Reilly Lawrence J | 1513378 | | 4[html] |
| Renewable Energy Group, Inc. | 1463258 | | 10-Q[html] |
| Reshoot Production CO | 1422768 | | NT 10-Q[html] |
| Resume In Minutes, Inc. | 1487941 | | 10-Q[html] |
| Revelation Capital Management Ltd. | 1512971 | | 13F-HR[html] |
| Revocable DALAI Trust | 1505621 | | 4[html] |
| Revocable Gallium Trust | 1505602 | | 4[html] |
| Rheault Christian | 1344409 | | 4[html] |
| Rhino Productions, Inc. | 1423723 | | 10-Q[html] |
| Rhino Resource Partners LP | 1490630 | | 10-Q[html] |
| Richman Larry D. | 1417338 | | 4[html] |
| Ridgeback Capital Investments L.P. | 1423994 | | 13F-HR[html] |
| Ridgeback Capital Investments Ltd. | 1358916 | | 13F-NT[html] |
| Ridgeback Capital Management LP | 1357610 | | 13F-NT[html] |
| Ridley Park Capital LLP | 1511470 | | 13F-HR[html] |
| Ridley Park Paragon Master Fund Ltd | 1511471 | | 13F-NT[html] |
| Rifenburgh Richard | 1478927 | | 3[html] |
| Riley Yusun K | 1506120 | | 4[html] |
| Rios Israel | 1464104 | | 4[html] |
| River Processing CORP | 1310062 | | 424B5[html] |
| Riverbed Technology, Inc. | 1357326 | NASDAQ:RVBD | 144[html] 144[html] |
| Rivereagle Corp. | 1310063 | | 424B5[html] |
| Riverside Energy Company, LLC | 1304060 | | 424B5[html] |
| Riverstone Investment Services LLC | 1427277 | | 13F-NT[html] |
| Riverton Coal Production, Inc. | 1310066 | | 424B5[html] |
| Riverton Coal Sales, Inc. | 1310070 | | 424B5[html] |
| Roark Rearden & Hamot Capital Management LLC | 1353180 | | 13F-HR[html] |
| Roark, Rearden & Hamot LLC | 1319943 | | 13F-NT[html] |
| Robbins Richard E | 1335062 | | 4[html] |
| Robeco Institutional Asset Management B.V. | 1418773 | | 13F-HR[html] |
| Roberson Mark Daniel | 1415593 | | 4[html] |
| Robert Alan Trust | 1505627 | | 4[html] |
| Robert W. Shaw | 1493772 | | 4[html] |
| Roberts James Hildebrand | 1292659 | | 4[html] |
| Robertson Opportunity Capital, LLC | 1352122 | | 13F-HR[html] |
| Robinson Thomas H | 1345855 | | 4[html] |
| Rock-Tenn CO | 230498 | NYSE:RKT | 425[html] 8-K[html] |
| Rockefeller Trust CO Delaware | 1292819 | | 13F-NT[html] |
| Rockies Region 2006 Limited Partnership | 1376912 | | 10-Q[html] |
| Rockies Region Private LP | 1350567 | | 10-Q[html] |
| Rockspring Development, Inc. | 1310071 | | 424B5[html] |
| Rockville Financial, Inc. /CT/ | 1501364 | | 4[html] |
| Rocky Mountain Advisers, LLC | 1512779 | | 13F-NT[html] |
| Rodobo International Inc | 1177274 | | 10-Q[html] 8-K[html] |
| Rogoff Joseph | 1501541 | | 4[html] |
| Roig Ismael | 1317440 | | 4[html] |
| Ronald N. Tutor Separate Property Trust | 1445408 | | 4[html] |
| Roomsburg Margaret M | 1388971 | | 4[html] |
| Rork Christopher | 1520721 | | 3[html] 4[html] |
| Rosetta Resources Inc. | 1340282 | NASDAQ:ROSE | 4[html] 8-K[html] |
| Ross Rex | 1378782 | | 4[html] |
| Route One Investment Company, L.P. | 1512171 | | 13F-HR[html] |
| Rowan William R III | 1352564 | | 4[html] |
| Rubio Samuel R | 1452077 | | 4[html] |
| Ruddell Gary | 1304158 | | 4[html] 4/A[html] |
| Ruesterholz Virginia P | 1357109 | | 4[html] |
| Ruhrkohle Trading CORP | 1310072 | | 424B5[html] |
| Rusin Thomas J. | 1413417 | | 4[html] |
| Russell Exchange Traded Funds Trust | 1469030 | | 8-A12B[html] 8-A12B[html] |
| S&T BANCORP INC | 719220 | NASDAQ:STBA | 13F-NT[html] |
| S&T BANK/PA | 1010911 | | 13F-HR[html] |
| S&W Seed Co | 1477246 | | 10-Q[html] 8-K[html] |
| S. MUOIO & CO. LLC | 1138996 | | SC 13D/A[html] |
| S.A.C. GLOBAL INVESTORS, LLP | 1317777 | | 13F-HR[html] |
| S.C.C. Wholesale, Inc. | 1520479 | | S-4[html] |
| S3 Global Multi-Strategy Fund LLC | 1464172 | | D/A[html] |
| SAB CAPITAL ADVISORS LLC | 1135018 | | 13F-NT[html] |
| SAB CAPITAL MANAGEMENT LP | 1359894 | | 13F-HR[html] |
| SABALA JAMES A | 1236498 | | 4[html] |
| SAC Capital Advisors LP | 1451928 | | 13F-HR[html] |
| SACHS DAVID A | 1140113 | | 4[html] |
| SACRISTAN CARLOS RUIZ | 1280486 | | 4[html] |
| SADDLEBROOK RESORTS INC | 313151 | | 10-Q[html] |
| SAGANSKY JEFFREY | 1207119 | | 4[html] |
| SAGEMARK COMPANIES LTD | 89041 | | 10-Q[html] |
| SAGEPOINT FINANCIAL, INC. | 1421628 | | 13F-NT[html] |
| SAGEVIEW CAPITAL LP | 1389563 | | 13F-HR[html] |
| SAL Oppenheim Jr. & Cie.AG & Co.KGaA | 1491448 | | 13F-NT[html] |
| SALAMON GROUP INC | 1274211 | | 4/A[html] 4/A[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] |
| SALISBURY BANCORP INC | 1060219 | AMEX:SAL | 10-Q[html] |
| SAMLYN CAPITAL, LLC | 1421097 | | 13F-HR[html] |
| SAMLYN ONSHORE FUND LP | 1393721 | | 13F-NT[html] |
| SAMMY CORP /FI | 1161170 | | CB[html] F-X[html] |
| SAN FRANCISCO PARTNERS LP | 1252458 | | 13F-NT[html] |
| SANDELL ASSET MANAGEMENT CORP | 1140474 | | 13F-HR[html] |
| SANDERS CHARLES A | 1022936 | | 4[html] |
| SANDLER CAPITAL MANAGEMENT | 1000742 | | 13F-HR[html] |
| SANDRIDGE ENERGY INC | 1349436 | NYSE:SD | 4[html] |
| SANGUI BIOTECH INTERNATIONAL INC | 1104280 | | 5[html] |
| SANGUINE CORP | 926287 | | NT 10-Q[html] |
| SANOFI-AVENTIS | 1121404 | NYSE:SNY | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] |
| SANTEON GROUP, INC. | 828940 | | NT 10-Q[html] |
| SANUWAVE Health, Inc. | 1417663 | | 10-Q[html] |
| SARGENT RONALD | 1180656 | | 4[html] |
| SARKOWSKY HERMAN | 1230612 | | 4[html] |
| SAROFIM FAYEZ | 315027 | | 13F-HR[html] |
| SAROFIM INTERNATIONAL MANAGEMENT CO | 949665 | | 13F-NT[html] |
| SAROFIM TRUST CO | 230518 | | 13F-NT[html] |
| SAVANNA EAST AFRICA, INC. | 1096915 | | 10-Q[html] |
| SAVANNAH BANCORP INC | 860519 | | 10-Q[html] |
| SAVVY BUSINESS SUPPORT INC | 1492617 | | 10-Q[html] |
| SAYARE MITCHEL | 1201196 | | 4[html] |
| SAYLOR MICHAEL J | 1079782 | | 4[html] 4[html] |
| SCAGLIOTTI NACKEY E | 1186935 | | 4[html] |
| SCANA CORP | 754737 | NYSE:SCG NYSE:SCG^ | 8-K[html] |
| SCARBOROUGH DEAN A | 1197584 | | 4[html] |
| SCAVELLI GERARD F | 1391092 | | 4[html] |
| SCHACHLE JOSEPH K | 1145914 | | 4[html] |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | 1056593 | | 13F-HR[html] |
| SCHAWK DAVID A | 1257422 | | 4[html] |
| SCHAWK INC | 719164 | NYSE:SGK | 4[html] |
| SCHEFFEL WILLIAM N | 1273766 | | 4[html] |
| SCHENK LYNN | 1236534 | | 4[html] |
| SCHERER BARBARA VAUGHN | 1184949 | | 4[html] |
| SCHULHOF MICHAEL | 1198461 | | 4[html] |
| SCHULMAN A INC | 87565 | | 8-K[html] |
| SCHULZ PHILIP J | 1256906 | | 4[html] |
| SCHUSTER PAUL A | 1184443 | | 4[html] |
| SCHWAB CAPITAL TRUST | 904333 | | 497[html] 497K[html] 497K[html] |
| SCHWARTZ INVESTMENT TRUST | 891160 | | 485BPOS[html] CORRESP[html] |
| SCHWARZ MARK E | 1208889 | | 13F-NT[html] |
| SCI Engineered Materials, Inc. | 830616 | | 4[html] |
| SCICLONE PHARMACEUTICALS INC | 880771 | NASDAQ:SCLN | 4[html] 4[html] 4[html] |
| SCIENTIFIC ENERGY INC | 1276531 | | 10-Q[html] |
| SCLAFANI JOSEPH L | 1179584 | | 4[html] |
| SCLAVOS STRATTON D | 1098240 | | 4[html] |
| SCOPIA INTERNATIONAL LTD | 1341006 | | 13F-NT[html] |
| SCOPIA MANAGEMENT INC | 1279150 | | 13F-HR[html] |
| SCOPIA PX INTERNATIONAL LTD | 1350984 | | 13F-NT[html] |
| SCOPUS ASSET MANAGEMENT, L.P. | 1317583 | | 13F-HR[html] |
| SCORPION PERFORMANCE, INC. | 1414792 | | NT 10-Q[html] |
| SCOUT CAPITAL MANAGEMENT LLC | 1134406 | | 13F-HR[html] |
| SCRIPPS E W CO /DE | 832428 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SCRIPPS PAUL K | 1186938 | | 4[html] |
| SEAFARER EXPLORATION CORP | 1106213 | | NT 10-Q[html] |
| SECURITIES AMERICA ADVISORS INC | 1056102 | | 13F-NT[html] |
| SECURITY CAPITAL RESEARCH & MANAGEMENT INC | 1068829 | | 13F-HR[html] |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | 894309 | | 13F-HR[html] |
| SECURITY NATIONAL BANK OF SO DAK | 1105909 | | 13F-HR[html] |
| SECURITY NATIONAL FINANCIAL CORP | 318673 | NASDAQ:SNFCA | 10-Q[html] |
| SEFE, INC. | 1321573 | | 10-Q[html] |
| SEGWAY IV CORP | 1111285 | | 10-Q[html] |
| SEIBLY JOHN GREGORY | 1454201 | | 4[html] |
| SEIDENBERG IVAN G | 1187727 | | 4[html] |
| SELECT EQUITY GROUP INC | 1126116 | | 13F-HR[html] |
| SELECT OFFSHORE ADVISORS LLC | 1259895 | | 13F-NT[html] |
| SELIGMAN PORTFOLIOS INC/NY | 817841 | | 485APOS[html] 485BPOS[html] |
| SEMPRA ENERGY | 1032208 | NYSE:SRE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SEMTECH CORP | 88941 | NASDAQ:SMTC | 4[html] |
| SENECA CAPITAL ADVISORS LLC | 1041078 | | 13F-NT[html] |
| SENECA CAPITAL INVESTMENTS, L.P. | 1360505 | | 13F-HR[html] |
| SENESCO TECHNOLOGIES INC | 1035354 | AMEX:SNT | 8-K[html] |
| SENETEK PLC /ENG/ | 789944 | | NT 10-Q[html] |
| SENSIENT TECHNOLOGIES CORP | 310142 | NYSE:SXT | 4[html] |
| SEPARATE ACCOUNT VA U | 1257295 | | CORRESP[html] CORRESP[html] CORRESP[html] |
| SEPARATE ACCOUNT VA V | 1273317 | | CORRESP[html] CORRESP[html] CORRESP[html] |
| SEQUENOM INC | 1076481 | NASDAQ:SQNM | 4[html] |
| SEQUOIA CAPITAL CHINA GROWTH 2010 PARTNERS FUND, L.P. | 1520344 | | D[html] |
| SEQUOIA CAPITAL CHINA GROWTH 2010 PRINCIPALS FUND, L.P. | 1520343 | | D[html] |
| SEQUOIA CAPITAL CHINA VENTURE 2010 PARTNERS FUND, L.P. | 1520341 | | D[html] |
| SEQUOIA CAPITAL CHINA VENTURE 2010 PRINCIPALS FUND, L.P. | 1520342 | | D[html] |
| SEQUOIA FUND INC | 89043 | | 485BPOS[html] |
| SERVICEMASTER CO | 1052045 | | 10-Q[html] 8-K[html] |
| SGB International Holdings Inc. | 1408956 | | 8-K[html] |
| SHADES HOLDINGS, INC. | 1488366 | | NT 10-Q[html] |
| SHAFFER OREN | 1241850 | | 4[html] |
| SHAHON LAURIE M | 1239669 | | 4[html] |
| SHAMIKA 2 GOLD, INC. | 1330323 | | NT 10-Q[html] |
| SHAPIRO DAVID M MD | 1180825 | | 4[html] |
| SHARP STEVEN | 1182404 | | 4[html] |
| SHEETS SMITH WEALTH MANAGEMENT | 1157436 | | 13F-HR[html] |
| SHELRON GROUP INC | 1125903 | | NT 10-Q[html] |
| SHEPHERD DANIEL G | 1116200 | | 4[html] |
| SHERWIN WILLIAMS CO | 89800 | | 4[html] |
| SHOLEM BARRY A | 1191854 | | 4[html] |
| SHOSHONE SILVER MINING CO INC | 1126703 | | 10-Q[html] |
| SHURLEY PATRICIA R | 1254089 | | 4[html] |
| SICA FRANK V | 1186223 | | 4[html] |
| SIEBERT FINANCIAL CORP | 65596 | NASDAQ:SIEB | 10-Q[html] |
| SIEGEL MORRIS J | 936005 | | 4[html] |
| SIERRA MONITOR CORP /CA/ | 100625 | | 8-K[html] |
| SIERRA RESOURCE GROUP INC | 1076966 | | NT 10-Q[html] |
| SIGMA CAPITAL MANAGEMENT LLC | 1167507 | | 13F-HR[html] |
| SIGMA LABS, INC. | 788611 | | 10-Q[html] |
| SIGNATUREFD, LLC | 1456048 | | 13F-HR[html] |
| SIGNET INTERNATIONAL HOLDINGS, INC. | 1317833 | | 10-Q[html] |
| SII INVESTMENTS INC/WI | 1351903 | | 13F-HR[html] |
| SILICON LABORATORIES INC | 1038074 | NASDAQ:SLAB | 3[html] 4[html] 4[html] |
| SILICON SOUTH INC | 1093928 | | NT 10-Q[html] |
| SILVER HILL MINES INC | 1434994 | | NT 10-Q[html] |
| SILVER HORN MINING LTD. | 1058307 | | SC 13G[html] |
| SILVER LEGACY CAPITAL CORP | 1171078 | | 10-Q[html] |
| SILVERBACK ASSET MANAGEMENT LLC | 1278960 | | 13F-HR[html] |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 1232395 | | 13F-HR[html] |
| SILVERGRAPH INTERNATIONAL INC | 1115975 | | NT 10-Q[html] |
| SILVERLEAF RESORTS INC | 1033032 | NASDAQ:SVLF | 8-K[html] |
| SILVERSTAR MINING CORP. | 1385329 | | 10-Q[html] |
| SIMMONS DAVID S | 1508519 | | 4[html] |
| SIMMONS FIRST TRUST CO NA | 1085338 | | 13F-HR[html] |
| SIMMONS HAROLD C | 1037854 | | 4[html] 4[html] |
| SIMON WORLDWIDE INC | 864264 | | 10-Q[html] |
| SINCLAIR CHRISTOPHER A | 1198856 | | 4[html] |
| SINGH RANJIT C | 1251440 | | 4[html] |
| SINGLE TOUCH SYSTEMS INC | 1157817 | | 10-Q[html] |
| SINGLETON SHIRLEY | 1141828 | | 4[html] 4[html] |
| SINOBIOMED INC | 1335112 | | NT 10-Q[html] |
| SINOCOKING COAL & COKE CHEMICAL INDUSTRIES, INC. | 1099290 | AMEX:AAC | 10-Q[html] |
| SINOCOM PHARMACEUTICAL, INC. | 1434017 | | NT 10-Q[html] |
| SINOHUB, INC. | 1406574 | | 10-Q[html] 8-K[html] 8-K[html] |
| SIONIX CORP | 764667 | | 10-Q[html] |
| SIR Capital Management, L.P. | 1434997 | | 13F-HR[html] |
| SIRIUS XM RADIO INC. | 908937 | NASDAQ:SIRI | 8-K[html] |
| SIRONA DENTAL SYSTEMS, INC. | 1014507 | NASDAQ:SIRO | 4[html] 4[html] 4[html] |
| SIS Europe Holdings LLC | 1355491 | | 424B3[html] |
| SIZE ROBERT J. | 1384999 | | 4[html] |
| SKINVISIBLE INC | 1085277 | | 10-Q[html] |
| SKY PETROLEUM, INC. | 1183276 | | 10-Q[html] |
| SKYLINE ASSET MANAGEMENT LP | 1024716 | | 13F-HR[html] |
| SKYSTAR BIO-PHARMACEUTICAL CO | 1076939 | | NT 10-Q[html] |
| SL Green Operating Partnership, L.P. | 1492869 | | 10-Q[html] |
| SLATTERY FRANK P JR | 1240626 | | 4[html] |
| SLOAN HARRY | 1258248 | | 4[html] |
| SLOCOMB CHARLES A | 1222161 | | 4[html] |
| SLS Investors, L.P. | 1092468 | | 13F-NT[html] |
| SLS MANAGEMENT LLC | 1093060 | | 13F-HR[html] |
| SLS Offshore Fund, Ltd. | 1269878 | | 13F-NT[html] |
| SLUTZKY PAUL | 1247552 | | 4[html] |
| SMALL ROBERT J | 1234544 | | 4[html] |
| SMARTPAY EXPRESS, INC. | 1310291 | | 10-Q[html] |
| SMG Indium Resources Ltd. | 1426506 | | SC 13D[html] |
| SMITH GRAHAM | 1219883 | | 4[html] |
| SMITH JAMES COPENHAVER | 1201277 | | 4[html] |
| SMITH JOSEPH E | 1230617 | | 4[html] |
| SMITH RODGER W JR | 1188200 | | 4[html] |
| SMITH WILLIAM G JR | 909019 | | 4[html] |
| SMSA Treemont Acquisition Corp | 1495898 | | 8-K[html] |
| SMUCKER J M CO | 91419 | | 8-K[html] |
| SMURFIT-STONE CONTAINER Corp | 94610 | | 425[html] |
| SNOW JOHN W | 1017080 | | 4[html] |
| SNYDER'S-LANCE, INC. | 57528 | NASDAQ:LNCE | 4[html] |
| SOCKET MOBILE, INC. | 944075 | NASDAQ:SCKT | 10-Q[html] |
| SOEFL INC. | 1452176 | | 10-Q[html] |
| SOFFER ROBERT M | 1205222 | | 4[html] |
| SOLAR ACQUISITION CORP. | 1375495 | | NT 10-Q[html] |
| SOLAR3D, INC. | 1172631 | | 10-Q[html] |
| SOMBRIO CAPITAL CORP | 1397645 | | 8-K[html] |
| SOMERSET INTERNATIONAL GROUP,INC. | 350524 | | NT 10-Q[html] |
| SOMMERHAUSER PETER M | 935979 | | 4[html] |
| SONIC FOUNDRY INC | 1029744 | NASDAQ:SOFO | 4[html] |
| SONNEN Corp | 1403739 | | 10-Q[html] |
| SONOMAWEST HOLDINGS INC | 102588 | | 10-Q[html] 4/A[html] 4/A[html] 4/A[html] 8-K[html] SC 13D/A[html] SC 13E3/A[html] |
| SONTERRA CAPITAL MASTER FUND, LTD. | 1511999 | | 13F-NT[html] |
| SONTERRA CAPITAL, LLC | 1512000 | | 13F-HR[html] |
| SOONER HOLDINGS INC /OK/ | 861370 | | 10-Q[html] |
| SORENSON RALPH Z | 1023704 | | 4[html] |
| SORL Auto Parts Inc | 714284 | NASDAQ:SORL | 10-Q[html] 8-K[html] |
| SOROS FUND MANAGEMENT LLC | 1029160 | | 13F-HR[html] 4[html] SC 13G[html] |
| SOROS GEORGE | 900203 | | 13F-HR[html] 4[html] |
| SOROS JONATHAN T ALLAN | 1387590 | | 4[html] |
| SOTHEBYS | 823094 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SOTOK FREDERICK A | 1116161 | | 4[html] |
| SOUNDPOST PARTNERS, LP | 1418071 | | 13F-HR[html] |
| SOUTH CAROLINA ELECTRIC & GAS CO | 91882 | | 8-K[html] |
| SOUTH DAKOTA SOYBEAN PROCESSORS LLC | 1163609 | | 10-Q[html] |
| SOUTH HERTFORDSHIRE UNITED KINGDOM FUND LTD | 857957 | | 10-Q[html] |
| SOUTHERN BELLA INC | 1393403 | | SC 14F1[html] |
| SOUTHERN CALIFORNIA EDISON CO | 92103 | AMEX:SCE^B AMEX:SCE^C AMEX:SCE^D AMEX:SCE^E | 8-K[html] |
| SOUTHERN CHINA LIVESTOCK, INC. | 1415599 | | 10-Q[html] |
| SOUTHERN CO | 92122 | NYSE:SO | 4[html] |
| SOUTHERN MICHIGAN BANCORP INC | 703699 | | 8-K[html] |
| SOUTHERNSUN ASSET MANAGEMENT, INC | 1089755 | | 13F-HR[html] |
| SOUTHWALL TECHNOLOGIES INC /DE/ | 813619 | | 8-K[html] |
| SOUTHWEST BANCORP INC | 914374 | NASDAQ:OKSB NASDAQ:OKSBP | 4[html] 4[html] |
| SOUTHWEST GEORGIA FINANCIAL CORP | 315849 | AMEX:SGB | 10-Q[html] |
| SOVERN MICHAEL I | 1180958 | | 4[html] |
| SP Bancorp, Inc. | 1493182 | | 10-Q[html] 8-K[html] 8-K[html] |
| SPANISH BROADCASTING SYSTEM INC | 927720 | NASDAQ:SBSA | 10-Q[html] 8-K[html] SC 13G/A[html] |
| SPARTAN STORES INC | 877422 | NASDAQ:SPTN | 10-K[html] |
| SPATIALIZER AUDIO LABORATORIES INC | 890821 | | 10-Q[html] |
| SPDR SERIES TRUST | 1064642 | | 497[html] |
| SPECIALTY CONTRACTORS, INC. | 1489039 | | 10-Q[html] |
| SPECTRAL CAPITAL Corp | 1131903 | | 10-Q[html] |
| SPECTRASCIENCE INC | 727672 | | 10-Q[html] |
| SPILMAN ROBERT H JR | 1017081 | | 4[html] |
| SPINDLETOP OIL & GAS CO | 867038 | | 10-Q[html] |
| SPINNER ASSET MANAGEMENT LLC | 1173238 | | 13F-HR[html] |
| SPO ADVISORY CORP | 919468 | | 13F-HR[html] |
| SPO Medical Inc | 716778 | | NT 10-Q[html] |
| SPO PARTNERS II LP | 1046206 | | 13F-NT[html] |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | 1387508 | | 13F-HR[html] |
| SPRINGLEAF FINANCE CORP | 25598 | | 10-Q[html] |
| SPRINGLEAF FINANCE INC | 25600 | | 10-Q[html] |
| SPRINT NEXTEL CORP | 101830 | NYSE:S | 8-K[html] |
| SPUR RANCH, INC. | 1108064 | | NT 10-Q[html] |
| SQN Alternative Investment Fund III, L.P. | 1489367 | | 10-Q[html] |
| SRA INTERNATIONAL INC | 906192 | NYSE:SRX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SRS Development Inc. | 1355489 | | 424B3[html] |
| SRS LABS INC | 1016470 | NASDAQ:SRSL | 4[html] 4[html] 4[html] |
| ST GEORGE PARTNERS, LLC | 1456258 | | 13F-NT[html] |
| ST JUDE MEDICAL INC | 203077 | NYSE:STJ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ST. BERNARD SOFTWARE, INC. | 1288496 | | 10-Q[html] |
| STAAB THOMAS R II | 1230708 | | 4[html] |
| STADIUM CAPITAL MANAGEMENT LLC | 1105087 | | 13F-HR[html] |
| STAFFMARK HOLDINGS, INC. | 1517003 | | S-1/A[html] |
| STANFIELD OLIVER R | 1227363 | | 4[html] |
| STANKIEWICZ CHARLES W | 1207473 | | 4[html] |
| STANTEC INC | 1131383 | NYSE:STN | 6-K[html] |
| STAPLETON CRAIG R | 1207106 | | 4/A[html] |
| STARINVEST GROUP, INC. | 810270 | | NT 10-Q[html] |
| STARWOOD PROPERTY TRUST, INC. | 1465128 | | 8-K[html] |
| STATE BANK FINANCIAL CORP | 1497275 | | 10-Q[html] |
| STATE TREASURER STATE OF MICHIGAN | 762152 | | 13F-HR[html] |
| STATION CASINOS INC | 898660 | | 10-Q[html] |
| STATOIL ASA | 1140625 | NYSE:STO | 6-K[html] |
| STATON DANIEL C | 1024240 | | 4[html] |
| STEADFAST ADVISORS LP | 1213310 | | 13F-HR[html] |
| STEADFAST CAPITAL MANAGEMENT LP | 1214822 | | 13F-HR[html] |
| STEC, INC. | 1102741 | NASDAQ:STEC | 4[html] 4[html] 4[html] 4[html] |
| STEEL DYNAMICS INC | 1022671 | NASDAQ:STLD | 4[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 13F-NT[html] |
| STEEL PARTNERS II LP | 915653 | | 13F-NT[html] |
| STEELE RESOURCES CORP | 1404280 | | 10-Q[html] |
| STEELHEAD PARTNERS LLC | 1133521 | | 13F-HR[html] |
| STEINBERG ASSET MANAGEMENT LLC | 1169883 | | 13F-HR[html] |
| STELLAR PHARMACEUTICALS INC | 1159019 | | 10-Q[html] 8-K[html] |
| STENSKE DOUGLAS E | 1278266 | | 4[html] |
| STENSRUD WILLIAM | 1219157 | | 4[html] |
| STEPAN CO | 94049 | NYSE:SCL NYSE:SCL^ | 4[html] |
| STEPAN F QUINN JR | 1229289 | | 4[html] |
| STERLING FINANCIAL CORP /WA/ | 891106 | | 4[html] 4[html] |
| STEVENS THOMAS G | 1232432 | | 4[html] |
| STEWARDSHIP FINANCIAL CORP | 1023860 | NASDAQ:SSFN | 10-Q[html] |
| STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. | 1316900 | | 13F-HR[html] |
| STEWART DONALD M | 1166863 | | 4[html] |
| STG CAPITAL MANAGEMENT, LP | 1315885 | | 13F-HR[html] |
| STIFEL NICOLAUS & CO INC \MO\ | 948905 | | 13F-HR[html] |
| STINE ROBERT A | 1179841 | | 4[html] |
| STODDARD RICHARD E | 1238663 | | SC 13D[html] |
| STOKES GARY A | 1249910 | | 4[html] |
| STRATEGIC ACQUISITIONS INC /NV/ | 847942 | | 10-Q[html] |
| STRATEGIC ADVISERS INC | 1026420 | | 13F-NT[html] |
| STRATEGIC DIAGNOSTICS INC/DE/ | 911649 | | 10-Q[html] |
| STRATEGIC HOTELS & RESORTS, INC | 1057436 | NYSE:BEE NYSE:BEE^A NYSE:BEE^B NYSE:BEE^C | SC 13G/A[html] |
| STRATUM HOLDINGS, INC. | 1277998 | | 10-Q[html] |
| STRATUS PROPERTIES INC | 885508 | NASDAQ:STRS | 10-Q[html] 8-K[html] |
| STRAUS CAPITAL MANAGEMENT LLC/ | 1086160 | | 13F-HR[html] |
| STREETER BRUCE A | 1206113 | | 4[html] |
| STREETER STEPHANIE A | 1021762 | | 4[html] |
| STRICKLAND ALONZO A J J | 1260546 | | 4/A[html] 5/A[html] |
| STRONG CHRISTOPHER D | 1044754 | | 4[html] |
| STROPP WENDELL HUNTER | 1490862 | | 4[html] |
| STRYKER CORP | 310764 | NYSE:SYK | 4[html] 8-K[html] SC TO-C[html] |
| STRYKER RONDA E | 1242914 | | 4[html] |
| STUDIO ONE MEDIA, INC. | 836809 | | 10-Q[html] |
| SUBJEX CORP | 1107699 | | NT 10-Q[html] |
| SUD JAMES P | 1199839 | | 4[html] |
| SUFFOLK BANCORP | 754673 | NASDAQ:SUBK | 4[html] |
| SULLIVAN FRANK C | 1224025 | | 4[html] |
| SULLIVAN G CRAIG | 1184044 | | 4[html] |
| SULLIVAN TIMOTHY P | 1245970 | | 4[html] |
| SUMMERS WILLIAM B JR | 1216772 | | 4[html] |
| SUMMIT CAPITAL MANAGEMENT LLC | 1056868 | | 13F-HR[html] |
| SUMMIT FINANCIAL SERVICES GROUP INC | 1261436 | | 10-Q[html] 8-K[html] |
| SUN HYDRAULICS CORP | 1024795 | NASDAQ:SNHY | 4[html] |
| SUN LIFE NY VARIABLE ACCOUNT D | 791683 | | 485APOS[html] |
| SUN LIFE OF CANADA U S VARIABLE ACCOUNT I | 1074760 | | 485APOS[html] |
| SUN VALLEY GOLD LLC | 1280493 | | 13F-HR[html] |
| SUNAMERICA ASSET MANAGEMENT CORP. | 863926 | | 13F-NT[html] |
| SUNAMERICA SERIES TRUST | 892538 | | 485BPOS[html] 485BPOS[html] |
| SUNGARD CAPITAL CORP | 1337272 | | 8-K[html] |
| SUNGARD CAPITAL CORP II | 1337274 | | 8-K[html] |
| SUNGARD DATA SYSTEMS INC | 789388 | | 424B3[html] 8-K[html] |
| SUNLINK HEALTH SYSTEMS INC | 96793 | AMEX:SSY | 10-Q[html] |
| SUNOCO LOGISTICS PARTNERS L.P. | 1161154 | | 4[html] 4[html] 4[html] 4[html] |
| SUNOVIA ENERGY TECHNOLOGIES INC | 1383006 | | 10-Q[html] |
| SUNPEAKS VENTURES, INC. | 1470915 | | 10-Q[html] |
| SUNRIDGE INTERNATIONAL, INC. | 1140382 | | NT 10-Q[html] |
| SUNRISE PARTNERS LLC /CT | 1103882 | | 13F-HR[html] |
| SUNVALLEY SOLAR, INC. | 1434477 | | NT 10-Q[html] |
| SUPERCONDUCTOR TECHNOLOGIES INC | 895665 | NASDAQ:SCON | 8-K[html] |
| SUPERFUND GOLD, L.P. | 1433147 | | 10-Q[html] EFFECT[html] |
| SUPERFUND GREEN, L.P. | 1168990 | | 10-Q[html] EFFECT[html] |
| SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 4[html] |
| SUREWEST COMMUNICATIONS | 943117 | NASDAQ:SURW | 4[html] 4[html] |
| SURFACE COATINGS, INC. | 1393356 | | NT 10-Q[html] |
| SURPLUS SCOTT C | 1233211 | | 4[html] |
| SUSMAN SALLY | 1263544 | | 4[html] |
| SUSSEX BANCORP | 1028954 | NASDAQ:SBBX | 10-Q[html] |
| SUTRON CORP | 728331 | NASDAQ:STRN | 10-Q[html] |
| SWAIN WILLIAM | 1110808 | | 4[html] |
| SWIFT ENERGY CO | 351817 | NYSE:SFY | 8-K[html] |
| SWISSINSO HOLDING INC. | 1437395 | | 10-Q[html] |
| SYMBOLLON CORP | 912086 | | 10-Q[html] |
| SYMMETRY PEAK MANAGEMENT LLC | 1389234 | | 13F-HR[html] |
| SYMONS CAPITAL MANAGEMENT INC | 1056958 | | 13F-HR[html] |
| SYMPHONY ASSET MANAGEMENT LLC | 1030815 | | 13F-HR[html] |
| SYNCHRONOSS TECHNOLOGIES INC | 1131554 | NASDAQ:SNCR | 4[html] |
| SYNTA PHARMACEUTICALS CORP | 1157601 | NASDAQ:SNTA | ARS[html] |
| SYPRIS SOLUTIONS INC | 864240 | NASDAQ:SYPR | 8-K[html] |
| Saba Capital Management, L.P. | 1510281 | | 13F-HR[html] |
| Sabretooth Capital Management, LLC | 1512445 | | 13F-HR[html] |
| Sabretooth Capital Partners, LLC | 1512446 | | 13F-HR[html] |
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| SafeStitch Medical, Inc. | 876378 | | 10-Q[html] |
| Salamander Innisbrook, LLC | 1418372 | | 10-Q[html] |
| Salamon John E | 1405801 | | 4/A[html] 4/A[html] |
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| Salzman & Co., Inc. | 1390111 | | 13F-HR[html] |
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| Samlyn Offshore Master Fund Ltd. | 1453676 | | 13F-NT[html] |
| Samlyn Partners, LLC | 1446441 | | 13F-NT[html] |
| San West, Inc | 1070181 | | NT 10-Q[html] |
| Sancon Resources Recovery, Inc. | 1288195 | | 10-Q[html] |
| Sankaty Advisors, LLC | 1317947 | | 13F-HR[html] |
| Sanofi | 1121404 | NYSE:SNY | 6-K[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Sanomedics International Holdings, Inc | 1501972 | | 10-Q[html] |
| Sansar Capital Management, LLC | 1335970 | | 13F-HR[html] |
| Santa Lucia Bancorp | 1355607 | | 10-Q[html] |
| Santaro Interactive Entertainment Co | 1487347 | | 10-Q[html] |
| Santorum Richard J | 1396663 | | 4[html] |
| Sarver Robert Gary | 1187511 | | 4[html] |
| Saucedo-Bardan Arnulfo | 1479856 | | 3/A[html] |
| SavWatt USA, Inc. | 1385305 | | NT 10-Q[html] |
| Savile Row Diversified Hedge E, LLC | 1498155 | | D/A[html] |
| Savoy Energy Corp | 1437751 | | NT 10-Q[html] |
| Schaum Richard O | 1333446 | | 4[html] |
| Scheuble Daniel T | 1378940 | | 4[html] |
| Schmider Roland | 1513257 | | 4[html] |
| Schmidt Kristen M | 1519623 | | 3[html] |
| Schorno Dean L | 1509688 | | 4[html] |
| Schulte Mark J | 1343261 | | 4[html] |
| Sciammas Maurice | 1360833 | | 4[html] |
| Scopia PX, LLC | 1301882 | | 13F-NT[html] |
| Scorpio Tankers Inc. | 1483934 | | 6-K[html] |
| Seaton Michael | 1492214 | | 4[html] |
| Sebring Software, Inc. | 1452476 | | 10-Q[html] |
| Secure Luggage Solutions Inc. | 1472277 | | 10-Q[html] 8-K[html] |
| Secure Netwerks, Inc. | 1368761 | | 10-Q[html] |
| SecureAlert, Inc. | 1045942 | | 10-Q[html] |
| Securitas EDGAR Filings, Inc. | 1456857 | | NT 10-Q[html] |
| Sega Sammy Holdings, Inc. | 1304885 | | CB[html] F-X[html] |
| Sehnert Michael N | 1468346 | | 4[html] |
| Seiwert Scott | 1458451 | | 4[html] |
| Selga Inc | 1478132 | | NT 10-Q[html] |
| SemGroup Corp | 1489136 | | 10-Q[html] 8-K[html] |
| Semaphore Management LLC | 1414328 | | 13F-HR[html] |
| Sensata Investment Co S.C.A | 1486142 | | 13F-NT[html] |
| Sensata Management Co S.C.A | 1486718 | | 13F-NT[html] |
| SentiSearch, Inc. | 1380024 | | 10-Q[html] |
| Serengeti Asset Management LP | 1420299 | | 13F-HR[html] |
| Seven Seas Acquisition CORP | 1381795 | | 10-Q[html] |
| Severn River Capital Management, LLC | 1314819 | | 13F-HR[html] |
| Shaker Financial Services, LLC | 1511794 | | 13F-HR[html] |
| Shammo Francis | 1325625 | | 4[html] |
| Shaner Jeff | 1520693 | | 3[html] |
| Shannon Michael | 1485899 | | 4[html] |
| Sheffield Asset Management | 1314150 | | 13F-HR[html] |
| Shengtai Pharmaceutical, Inc. | 1295079 | | 10-Q[html] |
| Shiner International, Inc. | 1369774 | NASDAQ:BEST | 10-Q[html] 8-K[html] |
| Shipley Glen E | 1308052 | | 4[html] |
| Shirk Richard D | 1327358 | | 4[html] |
| Shrink Nanotechnologies, Inc. | 1355242 | | NT 10-Q[html] |
| Shuma Douglas D | 1411904 | | 4[html] |
| Shumway Capital Partners LLC | 1489425 | | 13F-HR[html] |
| Siberian Energy Group Inc. | 1301299 | | NT 10-Q[html] |
| Sienko David C | 1481905 | | 4[html] |
| Silver Dragon Resources Inc. | 1017290 | | 10-Q/A[html] |
| Silver Falcon Mining, Inc. | 1464830 | | 10-Q[html] |
| Silver Point Capital L.P. | 1332784 | | 13F-HR[html] |
| Silver William R. | 1486319 | | 4[html] |
| Simmons Fork Mining, Inc. | 1310073 | | 424B5[html] |
| Simms Marsha | 1519176 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Sino Agro Food, Inc. | 1488419 | | NT 10-Q[html] |
| Sino American Oil Co | 1367408 | | 10-Q[html] |
| Sino Clean Energy Inc | 1120096 | | 10-Q[html] |
| Sino Gas International Holdings, Inc. | 1326364 | | 10-Q[html] |
| Sino-American Investment Holdings Inc. | 1433564 | | 10-K[html] 10-Q[html] |
| Sino-Bon Entertainment, Inc. | 1119809 | | NT 10-Q[html] |
| SinoCubate, Inc | 1102432 | | 10-Q[html] 8-K[html] |
| Sircar Sujit | 1443908 | | 4[html] |
| Sirona Holdings Luxco S.C.A. | 1339571 | | 4[html] |
| Sirona Holdings S.A. | 1340524 | | 4[html] |
| Skinny Nutritional Corp. | 1176325 | | NT 10-Q[html] |
| Sky Investment Counsel Inc | 1353968 | | 13F-HR[html] |
| SkyPeople Fruit Juice, Inc | 1066923 | | 10-Q[html] |
| Skylands Capital, LLC | 1299910 | | 13F-HR[html] |
| Skystone Partners LP | 1520546 | | D[html] |
| Smart Kids Group Inc. | 1414295 | | 10-Q[html] |
| SmartMetric, Inc. | 1301991 | | NT 10-Q[html] |
| Smith Gordon H | 1468027 | | 4[html] |
| Smith Gregory A | 1366763 | | 4[html] |
| Smith Howard Clark | 1188201 | | 4[html] |
| Smith Management LLC | 1469694 | | 13F-HR[html] |
| Smith Marshall D | 1335641 | | 4[html] |
| Smith Matthew Harnden | 1422137 | | 4[html] |
| Smith Ronald E | 1324563 | | 4[html] 4[html] |
| Smith S. Scott | 1463487 | | 4[html] |
| Smith Vince J | 1443207 | | 4[html] |
| Smithwood Advisers, L.P. | 1362178 | | 13F-HR[html] |
| Smooth Global (China) Holdings, Inc. | 1077637 | | NT 10-Q[html] |
| Snap Interactive, Inc | 1355839 | | 10-Q[html] 424B3[html] 8-K[html] |
| Solar Power, Inc. | 1210618 | | 10-Q[html] 8-K[html] |
| Solido Ventures Inc. | 1517391 | | 10-12G[html] |
| Solomon Carlyn D | 1440664 | | 4[html] |
| Solomons Mining CO | 1304061 | | 424B5[html] |
| Solus Alternative Asset Management LP | 1407737 | | 13F-HR[html] |
| Soros Robert | 1387524 | | 4[html] |
| Sound Financial, Inc. | 1410087 | | 10-Q[html] |
| Soundpost Capital, LP | 1423523 | | 13F-NT[html] |
| South Street Advisors LLC | 1399706 | | 13F-HR[html] |
| SouthPeak Interactive CORP | 1336262 | | NT 10-Q[html] |
| Southeast Asset Advisors Inc. | 1390003 | | 13F-HR[html] |
| Southern Growth Corp | 1505370 | | 10-Q[html] |
| Southern Trust Securities Holding Corp | 1326250 | | 10-Q[html] |
| Southpaw Asset Management LP | 1361978 | | 13F-HR[html] |
| Southpoint Capital Advisors LLC | 1378377 | | 13F-NT[html] |
| Southpoint Capital Advisors LP | 1319998 | | 13F-HR[html] |
| Southpoint GP, LLC | 1378378 | | 13F-NT[html] |
| Southpoint GP, LP | 1378376 | | 13F-NT[html] |
| Southport Management Limited Partnership | 914699 | | 13F-NT[html] |
| Spadorcia Doreen | 1320514 | | 4[html] |
| Spagnardi Joseph M | 1353824 | | 4[html] |
| Spark Acquisition Corp | 1515924 | | 4[html] |
| Spears Abacus Advisors LLC | 1426319 | | 13F-HR[html] |
| Spectrum Asset Management, Inc. | 1318293 | | 13F-HR[html] 13F-HR/A[html] |
| Spectrum Manufacturing, Inc. | 1297527 | | EFFECT[html] |
| SpectrumDNA, Inc. | 1424988 | | 10-Q[html] |
| Spence-Lingo & Company, Ltd dba FreedomTree Stock Transfer | 1440229 | | TACO[html] |
| Spencer Trust 2 | 1505620 | | 4[html] |
| Spine Pain Management, Inc | 1066764 | | 10-Q[html] |
| Spring Creek Healthcare Systems, Inc. | 1366823 | | 8-K/A[html] |
| Springer John William | 1324928 | | 4[html] |
| St. Joseph Bancorp, Inc. | 1444277 | | 10-Q[html] |
| St. Pierre Jeanne L | 1489986 | | 4[html] |
| Staenberg Michael H | 1520169 | | 3[html] |
| Stafford Ryan K | 1384707 | | 4[html] |
| Stamps Jeffrey M | 1402229 | | 4[html] |
| Standard General L.P. | 1409888 | | 13F-HR[html] |
| Standard Gold | 773717 | | NT 10-Q[html] |
| Stapleton Acquisition Co | 1445358 | | 4/A[html] SC 13D/A[html] SC TO-T/A[html] |
| Stapleton Walker Roberts | 1323237 | | 4/A[html] |
| Star Bulk Carriers Corp. | 1386716 | NASDAQ:SBLK NASDAQ:SBLKW | SC 13G/A[html] |
| Starck Daniel J | 1345856 | | 4[html] |
| Stark Offshore Management, LLC | 1307498 | | 13F-HR[html] |
| Starwood Real Estate Securities, LLC | 1387005 | | 13F-HR[html] |
| Station Casinos LLC | 1503579 | | 10-Q[html] |
| Stauffer Mark R. | 1417119 | | 4[html] |
| Steadfast Income REIT, Inc. | 1468010 | | 10-Q[html] |
| Steele Robin Joan | 1301008 | | 4[html] |
| Steiger Edward A | 1464197 | | 4[html] |
| Stein Roe Investment Counsel, Inc. | 1179157 | | 13F-NT[html] |
| Stevanovski David | 1458594 | | 4[html] |
| Stevanovski Robert | 1456791 | | 4[html] |
| Steward Larry E | 1389608 | | 4[html] |
| Stewart West Indies Trading Co., Ltd | 1307493 | | 13F-HR[html] |
| Stillwater Capital Advisors, LLC | 1482970 | | 13F-HR[html] |
| Stock Alan W | 1396852 | | 4[html] |
| Stockbridge Partners LLC | 1505183 | | 13F-HR[html] |
| Stockman Robert Bernard | 1404726 | | 4[html] |
| Stonerise Capital Management, LLC | 1494179 | | 13F-HR[html] |
| Stookey Eric A | 1391466 | | 4[html] |
| Strategic Dental Management Corp. | 1508381 | | S-1/A[html] |
| Stratus Media Group, Inc | 1053691 | | NT 10-Q[html] |
| Strenck Heidi | 1294982 | | 4[html] |
| StrikeForce Technologies Inc. | 1285543 | | NT 10-Q[html] |
| Stroeh J Dietrich | 1403155 | | 4[html] |
| Structural Enhancement Technologies Corp | 1421851 | | NT 10-Q/A[html] |
| Sturm Paul W | 1323988 | | 4[html] |
| Sucampo Pharmaceuticals, Inc. | 1365216 | NASDAQ:SCMP | 4[html] |
| Summer Highlands Ltd | 1499327 | | 10-Q/A[html] |
| Summit Hotel OP, LP | 1497612 | | 10-Q[html] |
| Summit Hotel Properties, Inc. | 1497645 | | 10-Q[html] |
| SunGard Ambit LLC | 1355613 | | 424B3[html] |
| SunGard Asia Pacific Inc. | 1355472 | | 424B3[html] |
| SunGard Availability Services LP | 1355470 | | 424B3[html] |
| SunGard Availability Services Ltd. | 1355469 | | 424B3[html] |
| SunGard AvantGard LLC | 1355466 | | 424B3[html] |
| SunGard Business Systems LLC | 1355463 | | 424B3[html] |
| SunGard CSA LLC | 1355556 | | 424B3[html] |
| SunGard Computer Services LLC | 1355519 | | 424B3[html] |
| SunGard Consulting Services LLC | 1355554 | | 424B3[html] |
| SunGard DIS Inc. | 1355555 | | 424B3[html] |
| SunGard Development CORP | 1355508 | | 424B3[html] |
| SunGard Energy Systems Inc. | 1355557 | | 424B3[html] |
| SunGard Financial Systems LLC | 1355520 | | 424B3[html] |
| SunGard Higher Education Inc. | 1355618 | | 424B3[html] |
| SunGard Higher Education Managed Services Inc. | 1355493 | | 424B3[html] |
| SunGard Investment Systems LLC | 1355603 | | 424B3[html] |
| SunGard Investment Ventures LLC | 1355604 | | 424B3[html] |
| SunGard Kiodex LLC | 1355605 | | 424B3[html] |
| SunGard NetWork Solutions Inc. | 1355606 | | 424B3[html] |
| SunGard Public Sector Inc. | 1355600 | | 424B3[html] |
| SunGard Reference Data Solutions LLC | 1355614 | | 424B3[html] |
| SunGard SAS Holdings Inc. | 1355616 | | 424B3[html] |
| SunGard Securities Finance International LLC | 1355622 | | 424B3[html] |
| SunGard Securities Finance LLC | 1355620 | | 424B3[html] |
| SunGard Shareholder Systems LLC | 1355651 | | 424B3[html] |
| SunGard Software, Inc. | 1355625 | | 424B3[html] |
| SunGard Systems International Inc. | 1355628 | | 424B3[html] |
| SunGard Technology Services LLC | 1355468 | | 424B3[html] |
| SunGard VPM Inc. | 751340 | | 424B3[html] |
| SunGard VeriCenter, Inc. | 1431230 | | 424B3[html] |
| SunGard Workflow Solutions LLC | 1355459 | | 424B3[html] |
| SunGard eProcess Intelligence LLC | 1355553 | | 424B3[html] |
| SunGard iWORKS LLC | 1355601 | | 424B3[html] |
| SunGard iWORKS P&C (US) Inc. | 1394170 | | 424B3[html] |
| Sunset Suits Holdings, Inc. | 1433665 | | NT 10-Q[html] |
| Sunshine Financial Inc | 1500837 | | 10-Q[html] |
| Sununu John E | 1458974 | | 4[html] |
| Sunway Global Inc. | 1096840 | | NT 10-Q[html] |
| Superior Growth Corp | 1505371 | | 10-Q[html] |
| Surge Global Energy, Inc. | 1053648 | | 10-Q[html] |
| Suspect Detection Systems, Inc. | 1391674 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| Swisher Hygiene Inc. | 1504747 | | 10-Q[html] 8-K[html] |
| Sync2 Networks Corp | 1437750 | | 10-Q[html] |
| SyntheMed, Inc. | 889428 | | 10-Q[html] |
| Systems & Services Technology, Inc. | 1431672 | | 424B3[html] |
| T. Rowe Price Floating Rate Fund, Inc. | 1520245 | | N-8A[html] |
| T2 Partners Management, LP | 1327388 | | 13F-HR/A[html] |
| T3 Motion, Inc. | 1434589 | | EFFECT[html] NT 10-Q[html] |
| TABACCO JOSEPH J JR | 1403544 | | 4[html] |
| TACTICAL AIR DEFENSE SERVICES, INC. | 1077915 | | NT 10-Q[html] |
| TACTICAL DIVERSIFIED FUTURES FUND L.P. | 1209709 | | 10-Q[html] |
| TAITRON COMPONENTS INC | 942126 | NASDAQ:TAIT | 10-Q[html] |
| TAIWAN GREATER CHINA FUND | 836267 | NYSE:TFC | DEF 14A[html] |
| TAIYO ELEC Co., Ltd. | 1520335 | | CB[html] CB[html] F-X[html] F-X[html] |
| TAM S.A. | 1353691 | NYSE:TAM | 6-K[html] 6-K[html] 6-K[html] |
| TANDON RANJAN | 1428697 | | 3[html] |
| TANGER FACTORY OUTLET CENTERS INC | 899715 | NYSE:SKT NYSE:SKT^C | 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| TAPIMMUNE INC | 1094038 | | NT 10-Q[html] |
| TARA GOLD RESOURCES CORP. | 1100747 | | NT 10-Q[html] |
| TASTY BAKING CO | 96412 | NASDAQ:TSTY | 4[html] |
| TAT TECHNOLOGIES LTD | 808439 | NASDAQ:TATTF | 6-K[html] |
| TAUBMAN ROBERT S | 1066546 | | 4[html] |
| TAURUS ASSET MANAGEMENT, LLC | 1317209 | | 13F-HR[html] |
| TAYLOR CAPITAL GROUP INC | 1025536 | NASDAQ:TAYC NASDAQ:TAYCP | 8-K[html] |
| TAYLOR DIANA L | 1397512 | | 4[html] |
| TBP Investments Management, LLC | 1426967 | | 13F-HR[html] |
| TC PIPELINES LP | 1075607 | NASDAQ:TCLP | 4[html] 4[html] 4[html] |
| TCG HOLDINGS LLC | 1022596 | | 13F-HR[html] |
| TCS CAPITAL MANAGEMENT LLC | 1167167 | | 13F-HR[html] |
| TCTC Holdings, LLC | 1483870 | | 13F-HR[html] |
| TD GLOBAL FINANCE | 1178652 | | 13F-NT[html] |
| TD SECURITIES INC | 1106553 | | 13F-NT[html] |
| TEAMSTAFF INC | 785557 | NASDAQ:TSTF | 10-Q[html] |
| TECHE HOLDING CO | 934538 | AMEX:TSH | 10-Q[html] |
| TECHNICAL COMMUNICATIONS CORP | 96699 | | S-3[html] S-8[html] |
| TECKMINE INDUSTRIES INC. | 1398702 | | 10-Q[html] |
| TEEN EDUCATION GROUP, INC. | 1413581 | | 10-Q[html] |
| TEFRON LTD | 1044863 | | 6-K[html] 6-K[html] |
| TEKELEC | 790705 | NASDAQ:TKLC | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| TEL OFFSHORE TRUST | 97148 | NASDAQ:TELOZ | 10-Q[html] |
| TELEPHONE & DATA SYSTEMS INC /DE/ | 1051512 | | 15-12B[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TELESTONE TECHNOLOGIES CORP | 817129 | NASDAQ:TSTC | 10-Q[html] |
| TELETECH HOLDINGS INC | 1013880 | NASDAQ:TTEC | 4[html] |
| TELIK INC | 1109196 | NASDAQ:TELK | 10-Q[html] 8-K[html] |
| TELKONET INC | 1094084 | AMEX:TKO | 10-Q[html] 8-K[html] |
| TELOS CORP | 320121 | | 10-Q[html] |
| TELTRONICS INC | 97052 | | NT 10-Q[html] |
| TELULAR CORP | 915324 | NASDAQ:WRLS | 10-Q[html] |
| TELVENT GIT S A | 1257803 | NASDAQ:TLVT | 6-K[html] |
| TELVUE CORP | 839443 | | 10-Q[html] |
| TENGASCO INC | 1001614 | AMEX:TGC | 10-Q[html] |
| TENGION INC | 1296391 | | 10-Q[html] S-3/A[html] |
| TENNENBAUM CAPITAL PARTNERS LLC | 1169553 | | 13F-HR[html] |
| TEREX CORP | 97216 | NYSE:TEX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TERRA ENERGY & RESOURCE TECHNOLOGIES, INC. | 1084828 | | NT 10-Q[html] |
| TERRA NOVA ROYALTY Corp | 16859 | NYSE:KHD | 6-K[html] |
| TESSCO TECHNOLOGIES INC | 927355 | NASDAQ:TESS | 4[html] |
| TEXAS INSTRUMENTS INC | 97476 | NYSE:TXN | 424B2[html] 8-K[html] |
| TGC INDUSTRIES INC | 799165 | NASDAQ:TGE | 10-Q[html] |
| THAGARD NORMAN E MD | 1193179 | | 4[html] |
| THAUS KURT B | 1275931 | | 4[html] |
| THERAPEUTIC SOLUTIONS INTERNATIONAL, INC. | 1419051 | | 10-Q[html] |