| Company | CIK | Ticker Symbol | Document |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ | 70502 | | 424B3[html] 424B3[html] |
| NATIONAL SECURITY GROUP INC | 865058 | NASDAQ:NSEC | 10-Q[html] |
| NATIONAL SEMICONDUCTOR CORP | 70530 | NYSE:NSM | DEFM14A[html] |
| NATIONAL WESTERN LIFE INSURANCE CO | 70684 | NASDAQ:NWLI | 4[html] |
| NATIONWIDE HEALTH PROPERTIES INC | 780053 | NYSE:NHP NYSE:NHP^B | DEFM14A[html] |
| NATIONWIDE VARIABLE ACCOUNT-12 | 1173507 | | 497[html] |
| NATIONWIDE VARIABLE INSURANCE TRUST | 353905 | | CORRESP[html] N-14[html] |
| NATIXIS | 1274981 | | 13F-HR[html] |
| NATURAL ALTERNATIVES INTERNATIONAL INC | 787253 | NASDAQ:NAII | 10-Q[html] |
| NATURALLY ADVANCED TECHNOLOGIES INC | 1210294 | | NT 10-Q[html] |
| NB Manufacturing, Inc. | 1393631 | | 10-Q[html] |
| NCO ACI Holdings, Inc. | 1396896 | | 424B3[html] |
| NCO Customer Management, Inc. | 1396898 | | 424B3[html] |
| NCO Financial Systems, Inc. | 1396897 | | 424B3[html] |
| NCO Funding, Inc. | 1397531 | | 424B3[html] |
| NCO Group International, Inc. | 1397532 | | 424B3[html] |
| NCO Group, Inc. | 1397772 | | 424B3[html] 8-K[html] |
| NCO Holdings, Inc. | 1397294 | | 424B3[html] |
| NCO Portfolio Management, Inc. | 1397774 | | 424B3[html] |
| NCO Support Services, LLC | 1396899 | | 424B3[html] |
| NCO Teleservices, Inc. | 1396900 | | 424B3[html] |
| NCOP Financing, Inc. | 1397295 | | 424B3[html] |
| NCOP IX, LLC | 1398740 | | 424B3[html] |
| NCOP Nevada Holdings, Inc. | 1396891 | | 424B3[html] |
| NCOP Services, Inc. | 1396894 | | 424B3[html] |
| NCOP X, LLC | 1431674 | | 424B3[html] |
| NCOP XI, LLC | 1486995 | | 424B3[html] |
| NCOP XII, LLC | 1486994 | | 424B3[html] |
| NCOP/Marlin, Inc. | 1396892 | | 424B3[html] |
| NEAH POWER SYSTEMS, INC. | 1162816 | | NT 10-Q[html] |
| NEEDHAM EMERGING GROWTH PARTNERS LP | 890847 | | 13F-NT[html] |
| NEEDHAM GROWTH FUND | 1310572 | | 13F-NT[html] |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | | 13F-HR[html] |
| NEFFS BANCORP INC | 797838 | | 10-Q[html] |
| NEIMAN MARCUS GROUP INC | 819539 | | 424B3[html] 424B3[html] |
| NEMA Beverage CORP | 1357625 | | 424B3[html] |
| NEMA Beverage Holding CORP | 1357626 | | 424B3[html] |
| NEMA Beverage Parent CORP | 1357627 | | 424B3[html] |
| NEPHROS INC | 1196298 | | 10-Q[html] |
| NESTOR PARTNERS | 888471 | | 10-Q[html] |
| NET TALK.COM, INC. | 1383825 | | 10-Q[html] |
| NETFLIX INC | 1065280 | NASDAQ:NFLX | 4[html] |
| NETGEAR, INC | 1122904 | NASDAQ:NTGR | 4[html] |
| NETREIT, INC. | 1080657 | | 10-Q[html] |
| NETSOL TECHNOLOGIES INC | 1039280 | NASDAQ:NTWK | 8-K[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] |
| NETWORK 1 FINANCIAL GROUP, INC. | 1057695 | | NT 10-Q[html] |
| NETWORK CN INC | 934796 | | 10-Q/A[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| NEUSTAR INC | 1265888 | NYSE:NSR | 4[html] |
| NEVADA CLASSIC THOROUGHBREDS INC | 1128383 | | 10-Q[html] |
| NEVADA GEOTHERMAL POWER INC | 1177440 | | 6-K[html] |
| NEW DRAGON ASIA CORP | 1089590 | AMEX:NWD | 8-K[html] |
| NEW ENERGY SYSTEMS GROUP | 1144320 | | 8-K[html] |
| NEW HAMPSHIRE THRIFT BANCSHARES INC | 846931 | NASDAQ:NHTB | 10-Q[html] 8-K[html] |
| NEW IRELAND FUND INC | 858707 | | SC 13G[html] |
| NEW JERSEY MINING CO | 1030192 | | 10-Q[html] |
| NEW JERSEY RESOURCES CORP | 356309 | | 4[html] |
| NEW MEXICO EDUCATIONAL RETIREMENT BOARD | 862469 | | 13F-HR[html] |
| NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. | 1388805 | | 13F-HR[html] |
| NEW MOUNTAIN VANTAGE GP, L.L.C. | 1388806 | | 13F-NT[html] |
| NEW PEOPLES BANKSHARES INC | 1163389 | | 8-K[html] |
| NEW VERNON INVESTMENT MANAGEMENT LLC | 1500605 | | 13F-HR[html] |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 314969 | | 13F-HR[html] |
| NEW YORK STOCK EXCHANGE LLC | 876661 | | 25-NSE[html] |
| NEWCASTLE INVESTMENT CORP | 1175483 | NYSE:NCT NYSE:NCT^B NYSE:NCT^C NYSE:NCT^D | SC 13G[html] |
| NEWCASTLE PARTNERS L P | 932334 | | 13F-HR[html] |
| NEWGATE CAPITAL MANAGEMENT LLC | 939761 | | 13F-HR[html] |
| NEWMAN CHARLES J | 938047 | | 4[html] |
| NEXCORE HEALTHCARE CAPITAL CORP | 1233275 | | 10-Q[html] |
| NEXT FUEL, INC. | 1422949 | | 10-Q[html] |
| NEXT GENERATION ENERGY CORP. | 356292 | | 10-K[html] |
| NEXTERA ENERGY INC | 753308 | NYSE:FPL NYSE:FPL^C NYSE:FPL^F | 4[html] 4[html] |
| NG DOMINIC | 1201236 | | 4[html] |
| NGA Holdco, LLC | 1405621 | | 10-Q[html] |
| NICHOLAS HIGH INCOME FUND INC | 107822 | | 485BPOS[html] |
| NICHOLAS II INC | 723455 | | 485BPOS[html] |
| NICHOLAS LTD EDITION INC | 809802 | | 485BPOS[html] |
| NICHOLAS MONEY MARKET FUND INC | 832473 | | 485BPOS[html] |
| NICHOLAS NJ JR | 1207446 | | 4[html] |
| NICHOLAS PETER M | 901458 | | 4[html] |
| NICHOLS DAVID L | 1220223 | | 4[html] |
| NISOURCE INC/DE | 1111711 | | 4[html] |
| NL INDUSTRIES INC | 72162 | NYSE:NL | 4[html] |
| NM Financial Services, Inc. | 1357619 | | 424B3[html] |
| NM Nevada Trust | 1357630 | | 424B3[html] |
| NMGP, LLC | 1357629 | | 424B3[html] |
| NMI II (Cayman) GP, Ltd. | 1407551 | | 13F-NT[html] |
| NNN 2002 VALUE FUND LLC | 1178132 | | 10-Q[html] |
| NOCOPI TECHNOLOGIES INC/MD/ | 888981 | | 10-Q[html] |
| NOONAN JACK | 1205346 | | 4[html] |
| NOOYI INDRA K | 1183818 | | 4[html] 4/A[html] |
| NORD RESOURCES CORP | 72316 | | 8-K[html] |
| NORTEL NETWORKS CORP | 72911 | | 10-Q[html] |
| NORTHEAST BANCORP /ME/ | 811831 | | 10-Q[html] |
| NORTHEAST COMMUNITY BANCORP INC | 1354772 | NASDAQ:NECB | 10-Q[html] |
| NORTHEAST INVESTMENT MANAGEMENT | 1082215 | | 13F-HR[html] |
| NORTHEAST UTILITIES | 72741 | NYSE:NU | POSASR[html] |
| NORTHERN CALIFORNIA BANCORP INC | 1006820 | | 10-Q[html] |
| NORTHERN FUNDS | 916620 | | 485APOS[html] |
| NORTHERN NECK INVESTORS CORP | 1141980 | | 13F-NT[html] |
| NORTHERN TRUST BANK FSB | 1257461 | | 13F-NT[html] |
| NORTHERN TRUST BANK OF FLORIDA N A | 1256924 | | 13F-NT[html] |
| NORTHERN TRUST CO | 919972 | | 13F-NT[html] |
| NORTHERN TRUST CO OF CONNECTICUT | 1065441 | | 13F-HR[html] |
| NORTHERN TRUST CORP | 73124 | NASDAQ:NTRS | 13F-HR[html] 8-K[html] |
| NORTHERN TRUST GLOBAL INVESTMENTS LTD | 1145619 | | 13F-NT[html] |
| NORTHERN TRUST INVESTMENTS NA | 1256909 | | 13F-NT[html] |
| NORTHSTAR ELECTRONICS INC | 1082027 | | NT 10-Q[html] |
| NORTHWEST BANCORPORATION INC | 893467 | | 8-K[html] |
| NORTHWEST BIOTHERAPEUTICS INC | 1072379 | | NT 10-Q[html] |
| NORTHWEST PIPE CO | 1001385 | NASDAQ:NWPX | 4[html] 4[html] 4[html] |
| NORTHWESTERN INVESTMENT MANAGEMENT CO LLC | 1106062 | | 13F-HR[html] |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO | 73076 | | 13F-HR[html] |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | | 13F-HR[html] |
| NOSKI CHARLES H | 1039894 | | 4[html] |
| NOVADEL PHARMA INC | 1043873 | AMEX:NVD | 10-Q[html] 424B3[html] 8-K[html] |
| NOVAMED INC | 1086939 | NASDAQ:NOVA | 15-12G[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
| NOVELLUS SYSTEMS INC | 836106 | NASDAQ:NVLS | 4[html] 8-K[html] |
| NS Advisors, LLC | 1413654 | | 13F-HR[html] |
| NSB Advisors LLC | 1476961 | | 13F-HR[html] |
| NSM Foreclosure Services Inc. | 1508019 | | S-4/A[html] |
| NSM Recovery Services Inc. | 1508020 | | S-4/A[html] |
| NT MEDIA CORP OF CALIFORNIA INC | 318622 | | NT 10-Q[html] |
| NTELOS Wireline One Inc. | 1520744 | | 10-12B[html] |
| NUCLEAR SOLUTIONS INC | 1116112 | | 8-K[html] |
| NUGEN HOLDINGS, INC. | 1415603 | | NT 10-Q[html] |
| NUMEREX CORP /PA/ | 870753 | | 10-Q[html] |
| NUMOBILE, INC. | 1092448 | | 10-Q[html] |
| NUNEZ JUAN | 1203789 | | 4[html] |
| NUTRA PHARMA CORP | 1119643 | | 10-Q[html] |
| NUTRACEA | 1063537 | | 4[html] |
| NUTRI SYSTEM INC /DE/ | 1096376 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| NUTTER WALLACE LEE | 1028902 | | 4[html] |
| NUVEEN INVESTMENT FUNDS INC | 820892 | | 497[html] 497K[html] |
| NWQ INVESTMENT MANAGEMENT CO LLC | 763848 | | 13F-HR[html] |
| NXT Nutritionals Holdings, Inc. | 1417425 | | 10-Q[html] |
| NYLCAP Select Manager Fund II, L.P. | 1520743 | | D[html] |
| NYSE Euronext | 1368007 | NYSE:NYX | 8-K[html] DEFA14A[html] DEFA14A[html] |
| NYTEX Energy Holdings, Inc. | 1475899 | | 10-Q[html] |
| Nackashi Joseph M | 1438359 | | 4[html] |
| Nance Stuart Evan | 1460757 | | 4[html] |
| Narayanan Sean Suresh | 1432455 | | 4[html] |
| National Asset Recovery Corp. | 1430683 | | NT 10-Q[html] |
| National Health Partners Inc | 1306109 | | 10-Q[html] |
| National Wire & Stamping, Inc. | 1297556 | | EFFECT[html] |
| Nationstar 2009 Equity Corp | 1508015 | | S-4/A[html] |
| Nationstar Capital Corp | 1507955 | | S-4/A[html] |
| Nationstar Equity Corp | 1508016 | | S-4/A[html] |
| Nationstar Industrial Loan Co | 1508017 | | S-4/A[html] |
| Nationstar Industrial Loan Corp | 1508018 | | S-4/A[html] |
| Nationstar Mortgage Holdings Inc. | 1520566 | | S-1[html] |
| Nationstar Mortgage LLC | 1507951 | | S-4/A[html] |
| Native American Energy Group, Inc. | 1499501 | | NT 10-Q[html] |
| Natixis Asset Management | 1166767 | | 13F-HR[html] |
| Natixis Cash Management Trust | 317947 | | 24F-2NT[html] |
| Natixis Funds Trust II | 52136 | | 497[html] 497[html] |
| Natixis Global Asset Management, L.P. | 1053187 | | 13F-NT[html] |
| NaturalNano, Inc. | 863895 | | NT 10-Q[html] |
| Naugatuck Valley Financial Corp | 1293413 | NASDAQ:NVSL | 10-Q[html] |
| Naugatuck Valley Financial Corp | 1493552 | NASDAQ:NVSL | EFFECT[html] |
| Nebraska Furniture Mart | 1314725 | | 13F-NT[html] |
| Neiman Marcus Holdings, Inc. | 1357623 | | 424B3[html] |
| Neiman Marcus, Inc. | 1358651 | | 424B3[html] 424B3[html] 8-K[html] |
| Neogenix Oncology Inc | 1341293 | | 10-Q[html] |
| Neonode, Inc | 87050 | | 10-Q[html] |
| Neptune Technologies & Bioressources Inc. | 1401395 | | 6-K[html] |
| Neske Tammy | 1432056 | | 4[html] |
| Net Element, Inc. | 1293330 | | 10-Q[html] |
| Net Savings Link, Inc. | 1432176 | | 8-K[html] |
| NetSpend Holdings, Inc. | 1496623 | | 10-Q[html] |
| NeuroMetrix, Inc. | 1289850 | NASDAQ:NURO | 8-K[html] |
| NeurogesX Inc | 1385830 | NASDAQ:NGSX | 4[html] |
| New Concept Energy, Inc. | 105744 | AMEX:GBR | 8-K[html] |
| New Generation Biofuels Holdings, Inc | 1268236 | NASDAQ:NGBF | 10-Q[html] |
| New Leaf Brands, Inc. | 806175 | | NT 10-Q[html] |
| New Mountain Capital, L.L.C. | 1407718 | | 13F-NT[html] |
| New Mountain Finance Corp | 1496099 | | N-2/A[html] |
| New Mountain Guardian (Leveraged), L.L.C. | 1491925 | | N-2/A[html] |
| New Mountain Investments II (Cayman), L.P. | 1407585 | | 13F-NT[html] |
| New Star Institutional Managers LTD | 1315978 | | 13F-NT[html] |
| New Vernon Capital Holdings II LLC | 1512538 | | 13F-HR[html] |
| NewLead Holdings Ltd. | 1322587 | NASDAQ:RAMS | 6-K[html] |
| NewMarket Technology Inc | 1092083 | | NT 10-Q[html] |
| Newberry Gary | 1488566 | | 4[html] |
| Newbrook Capital Advisors LP | 1389875 | | 13F-HR[html] |
| Neweagle Coal Sales Corp. | 1310043 | | 424B5[html] |
| Neweagle Development Corp. | 1310044 | | 424B5[html] |
| Neweagle Industries, Inc. | 1310045 | | 424B5[html] |
| Neweagle Mining Corp. | 1310046 | | 424B5[html] |
| Newland Kody K | 1371024 | | 4[html] |
| News of China Inc | 1368275 | | 10-Q[html] |
| Nicewonder Contracting, Inc. | 1487037 | | 424B5[html] |
| Nicholas Investment Partners, LP | 1389574 | | 13F-HR[html] |
| Nierenberg David | 1040899 | | 4[html] |
| Nierenberg Investment Management Company, Inc. | 1282683 | | 4[html] |
| Nikopol Trust | 1499664 | | 4[html] |
| Nile Therapeutics, Inc. | 1133869 | NASDAQ:NLTX | 10-Q[html] |
| Niska Gas Storage Partners LLC | 1483830 | | 3[html] 8-K[html] |
| Nobao Renewable Energy Holdings Ltd | 1489067 | | F-1/A[html] |
| Noble China Holdings Ltd | 1499325 | | 10-Q/A[html] |
| Noble Medical Technologies, Inc. | 1433593 | | NT 10-Q[html] |
| Noble Partners, L. P. | 1350882 | | 13F-HR[html] |
| Noble-Met LLC | 1297529 | | EFFECT[html] |
| Noga Partners, L.P. | 1313151 | | 13F-NT[html] |
| Noonday Asset Management, L.P. | 1313250 | | 13F-NT[html] |
| Noonday G.P. (U.S.), L.L.C. | 1313251 | | 13F-NT[html] |
| Norden Gregory | 1405104 | | 4[html] |
| Normandy Trust | 1505623 | | 4[html] |
| Norsat International Inc. | 748213 | | 6-K[html] |
| North China Horticulture, Inc. | 1280821 | | NT 10-Q[html] |
| Northeast Automotive Holdings, Inc. | 1361955 | | NT 10-Q[html] |
| Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 485BPOS[html] 497[html] |
| Northern Lights Variable Trust | 1352621 | | 485APOS[html] 485BPOS[html] 497K[html] CORRESP[html] |
| Northport Network Systems, Inc. | 1374976 | | 10-Q[html] |
| Northumberland Resources, Inc. | 1486597 | | 10-Q[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | 10-Q[html] |
| NowAuto Group, Inc. | 1285828 | | 10-Q[html] |
| Nubel Edward B | 1376257 | | 3[html] |
| Nutrastar International Inc. | 1273385 | | 10-Q[html] 8-K[html] |
| Nye C Howard | 1373147 | | 4[html] |
| O'Connell Thomas W | 1405149 | | 4[html] |
| O'Keefe Edward P. | 1481698 | | 4[html] |
| OAK HILL ADVISORS LP | 1164688 | | 13F-HR[html] |
| OAKRIDGE HOLDINGS INC | 73605 | | 10-Q[html] |
| OAKRIDGE INTERNATIONAL CORP | 1439724 | | 10-Q[html] |
| OAKTREE CAPITAL MANAGEMENT LP | 949509 | | 13F-HR[html] SC 13D[html] |
| OBERWEIS ASSET MANAGEMENT INC/ | 937886 | | 13F-HR[html] |
| OBH LLC | 109694 | | 13F-NT[html] |
| OBRIEN JOHN F | 1201982 | | 4[html] |
| OCM HoldCo, LLC | 1353741 | | 10-Q[html] |
| OCONEE FINANCIAL CORP | 1076691 | | 10-Q[html] |
| OCONNOR SEAN MICHAEL | 1208362 | | 4[html] |
| OCWEN FINANCIAL CORP | 873860 | NYSE:OCN | 4[html] 4[html] 4[html] 4[html] 4[html] |
| OConnor John MB | 1351416 | | 4[html] |
| OEP AC Holdings, LLC | 1471604 | | 4[html] |
| OEP General Partner III, L.P. | 1448689 | | 4[html] |
| OEP Parent LLC | 1509226 | | 4[html] |
| OGDEN ROGER | 1076354 | | 4[html] |
| OHIO NATIONAL FUND INC | 315754 | | 485BPOS[html] |
| OHIO NATIONAL VARIABLE ACCOUNT A | 73981 | | 485APOS[html] 485BPOS[html] |
| OLB GROUP, INC. | 1314196 | | 10-Q[html] |
| OLD MUTUAL (US) HOLDINGS INC. | 796370 | | 13F-NT[html] |
| OLD NATIONAL BANCORP /IN/ | 707179 | | 4[html] 4[html] |
| OLIN CORP | 74303 | NYSE:OLN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| OMALLEY THOMAS D JR | 1106004 | | 13F-HR[html] |
| OMEGA PROTEIN CORP | 1053650 | NYSE:OME | 8-K[html] |
| OMEROS CORP | 1285819 | | 4[html] |
| OMNICARE INC | 353230 | NYSE:OCR NYSE:OCR^A NYSE:OCR^B | 4[html] 4[html] 4[html] 4[html] |
| OMNICOMM SYSTEMS INC | 1034592 | | 10-Q[html] |
| ON SEMICONDUCTOR CORP | 1097864 | NASDAQ:ONNN | 4[html] |
| ON TRACK INNOVATIONS LTD | 1021604 | NASDAQ:OTIV | 6-K[html] |
| ONE Bio, Corp. | 1372267 | | 10-Q[html] |
| ONE XL CORP | 1438139 | | NT 10-Q[html] |
| ONEILL THOMAS J/WI/ | 1104634 | | 4[html] |
| OPHTHALMIC IMAGING SYSTEMS | 885317 | | S-8 POS[html] |
| OPPENHEIMER CAPITAL INCOME FUND | 45156 | | CORRESP[html] DEL AM[html] N-14[html] N-14/A[html] |
| OPTI INC | 899297 | | SC 13D/A[html] |
| ORANGE CAPITAL MASTER I, LTD. | 1426813 | | 13F-NT[html] |
| ORANGE CAPITAL, LLC | 1426756 | | 13F-HR[html] |
| ORB Automotive | 1381805 | | NT 10-Q[html] |
| ORBIMED ADVISORS LLC | 1055951 | | 13F-HR[html] |
| ORBIMED CAPITAL LLC | 1157524 | | 13F-NT[html] |
| ORBIS HOLDINGS LTD | 1086504 | | 13F-HR[html] |
| ORBIS INVESTMENT MANAGEMENT LTD | 940594 | | 13F-NT[html] |
| ORBIT FR INC | 1037115 | | NT 10-Q[html] |
| ORBIT INTERNATIONAL CORP | 74818 | NASDAQ:ORBT | 10-Q[html] |
| ORBOTECH LTD | 749037 | NASDAQ:ORBK | 6-K[html] |
| ORGANA GARDENS INTERNATIONAL | 746631 | | NT 10-Q[html] |
| ORIGINOIL INC | 1419793 | | 10-Q[html] |
| ORION FUTURES FUND LP | 1227265 | | 10-Q[html] |
| ORTHOVITA INC | 913756 | NASDAQ:VITA | 8-K[html] SC TO-C[html] SC14D9C[html] |
| OSI OUTSOURCING SERVICES INC | 1058624 | | 424B3[html] |
| OSI Outsourcing Services International, Inc. | 1431658 | | 424B3[html] |
| OSI PORTFOLIO SERVICES INC | 1029715 | | 424B3[html] |
| OSI Recovery Solutions, Inc. | 1431659 | | 424B3[html] |
| OSI SPE LLC | 1431660 | | 424B3[html] |
| OSS CAPITAL MANAGEMENT | 1218321 | | 13F-HR[html] |
| OSTERWEIS CAPITAL MANAGEMENT INC | 1007524 | | 13F-HR[html] |
| OSTERWEIS CAPITAL MANAGEMENT LLC/CA | 1048802 | | 13F-NT[html] |
| OTTER CREEK MANAGEMENT INC | 1226779 | | 13F-HR[html] |
| OUCHI WILLIAM G | 1188884 | | 4[html] |
| OURPETS CO | 1094139 | | 10-Q[html] |
| OVERBY CHARLES L | 1248558 | | 4[html] |
| OVERSTOCK.COM, INC | 1130713 | NASDAQ:OSTK | 4[html] 4[html] 4[html] |
| OWENS MORTGAGE INVESTMENT FUND A CALIF LTD PARTNERSHIP | 841501 | | 10-Q[html] |
| OXIS INTERNATIONAL INC | 109657 | | 10-Q[html] |
| OZ MANAGEMENT LP | 1054587 | | 13F-HR[html] |
| OZ Management II LP | 1476546 | | 13F-NT[html] |
| Oak Hill REIT Management LLC | 1387397 | | 13F-HR[html] |
| Oak Tree Educational Partners, Inc. | 1384086 | | 10-Q[html] |
| Oak Valley Bancorp | 1431567 | NASDAQ:OVLY | 10-Q[html] |
| Oaktree Capital Group Holdings GP, LLC | 1403525 | | 13F-NT[html] |
| Oaktree Capital Group Holdings, L.P. | 1403527 | | 13F-NT[html] |
| Oaktree Capital Group, LLC | 1403528 | | 13F-NT[html] |
| Oaktree Holdings, Inc. | 1403382 | | 13F-NT[html] |
| Oconee Federal Financial Corp. | 1501078 | | 10-Q[html] 8-K[html] |
| Octavian Advisors, LP | 1426664 | | 13F-HR[html] |
| Odelbo Catherine Gillis | 1324067 | | 4[html] |
| Odell Processing Inc. | 1310047 | | 424B5[html] |
| Odey Asset Management Group Ltd | 1512596 | | 13F-HR[html] |
| Odey Asset Management LLP | 1512842 | | 13F-NT[html] |
| Odey Holdings AG | 1512597 | | 13F-NT[html] |
| Odey Robin Crispin William | 1512595 | | 13F-NT[html] |
| Odimo INC | 1292026 | | 10-Q[html] |
| Oilsands Quest Inc | 1096791 | AMEX:BQI AMEX:BQI/WS | 10-K/A[html] |
| Olagues Darren J | 1408305 | | 4[html] |
| Old OSI LLC | 1431657 | | 424B3[html] |
| Oldham Paul R | 1421764 | | 4[html] |
| Olivier Prache | 1520598 | | 3[html] |
| Omagine, Inc. | 820600 | | 10-Q[html] |
| OmniAmerican Bancorp, Inc. | 1470795 | | 4[html] |
| OmniaLuo, Inc. | 1161550 | | 10-Q[html] |
| One Equity Partners III, L.P. | 1448688 | | 4[html] |
| Oneida Financial Corp. | 1485001 | NASDAQ:ONFC | 10-Q[html] 4[html] |
| Online Securities Processing Inc. | 1355637 | | 424B3[html] |
| Online Tele-Solutions, Inc. | 1475065 | | 10-K[html] |
| Onstream Media CORP | 919130 | NASDAQ:ONSM | 10-Q[html] 8-K[html] |
| Opera Jet International Ltd | 1435615 | | 10-Q[html] |
| Opko Health, Inc. | 944809 | AMEX:OPK | 4[html] |
| Oppenheim Asset Management Services S.a.r.l | 1491447 | | 13F-NT[html] |
| Oppenheim Kapital-Gessellschaft mbH | 1491449 | | 13F-NT[html] |
| Oppenheimer Rochester Arizona Municipal Fund | 1357434 | | 485APOS[html] |
| Oppenheimer Rochester Maryland Municipal Fund | 1357435 | | 485APOS[html] |
| Oppenheimer Rochester Minnesota Municipal Fund | 1357431 | | 485APOS[html] |
| Oppenheimer Rochester North Carolina Municipal Fund | 1357430 | | 485APOS[html] |
| Oppenheimer Rochester Ohio Municipal Fund | 1357428 | | 485APOS[html] |
| Oppenheimer Rochester Virginia Municipal Fund | 1357429 | | 485APOS[html] |
| OptimizeRx Corp | 1448431 | | 10-Q[html] |
| Options Media Group Holdings, Inc. | 1413993 | | 8-K[html] |
| Orbis Investment Management (B.V.I.) Ltd | 1413120 | | 13F-NT[html] |
| Orbitronix LP | 1512808 | | 13F-HR[html] |
| Orchard Hill Capital Partners LP | 1514176 | | 13F-HR[html] |
| Orchid Trust | 1499451 | | 4[html] |
| Oriental Dragon Corp | 1368196 | | 10-Q[html] |
| Orion Marine Group Inc | 1402829 | NASDAQ:OMGI | 4[html] 4[html] |
| Oro East Mining, Inc. | 1430174 | | NT 10-Q[html] |
| Orsus Xelent Technologies Inc | 1297024 | | NT 10-Q[html] |
| Outsourcing Solutions Inc. | 1431662 | | 424B3[html] |
| Owen John B | 1331307 | | 4[html] |
| Owl Creek Asset Management, L.P. | 1313756 | | 13F-HR[html] |
| P SCHOENFELD ASSET MANAGEMENT LP/NY | 1040198 | | 13F-HR[html] |
| P&S Credit Management, L.P. | 1484159 | | 13F-HR[html] |
| P/E Funds Ltd - Class F2 Shares | 1520496 | | D[html] |
| P2 Capital Partners, LLC | 1406313 | | 13F-HR[html] |
| PABRAI MOHNISH | 1173334 | | 13F-HR[html] |
| PACIFIC BIOSCIENCES OF CALIFORNIA INC | 1299130 | | 10-Q[html] |
| PACIFIC BLUE ENERGY CORP. | 1410187 | | 10-Q[html] |
| PACIFIC CAPITAL BANCORP /CA/ | 357264 | | 8-K[html] |
| PACIFIC GAS & ELECTRIC Co | 75488 | NYSE:PCG AMEX:PCG^A AMEX:PCG^B AMEX:PCG^C AMEX:PCG^D AMEX:PCG^E AMEX:PCG^G AMEX:PCG^H AMEX:PCG^I | 8-K[html] |
| PACIFIC GOLD CORP | 1137855 | | 8-K[html] |
| PACIFIC HEALTH CARE ORGANIZATION INC | 1138476 | | 10-Q[html] |
| PACIFIC OFFICE PROPERTIES TRUST, INC. | 830748 | | 10-Q[html] 8-K[html] |
| PACIFIC PREMIER BANCORP INC | 1028918 | NASDAQ:PPBI | 10-Q[html] |
| PACIFIC SANDS INC | 1069799 | | 10-Q[html] |
| PACIFIC VEGAS GLOBAL STRATEGIES INC | 1163612 | | 10-Q[html] |
| PACIFIC WEBWORKS INC | 1086303 | | NT 10-Q[html] |
| PACIFICHEALTH LABORATORIES INC | 1000278 | | 8-K[html] |
| PACWEST BANCORP | 1102112 | NASDAQ:PACW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PAE Leasing, LLC | 1431664 | | 424B3[html] |
| PALATIN TECHNOLOGIES INC | 911216 | AMEX:PTN | 8-K[html] S-3[html] S-8[html] |
| PALMDALE EXECUTIVE HOMES, CORP. | 1414030 | | 10-Q[html] |
| PALMER MICHAEL E | 1207863 | | 4[html] |
| PANAGORA ASSET MANAGEMENT INC | 883677 | | 13F-HR[html] |
| PANASONIC Corp | 63271 | NYSE:PC | 6-K[html] |
| PANTRY INC | 915862 | | 4[html] |
| PAR CAPITAL MANAGEMENT INC | 1051359 | | 13F-HR[html] |
| PAR INVESTMENT PARTNERS LP | 1066867 | | D/A[html] |
| PAR TECHNOLOGY CORP | 708821 | NYSE:PTC | 10-Q[html] |
| PARA ADVISORS LLC | 1068809 | | 13F-HR[html] |
| PARADISE INC | 76149 | | 10-Q[html] |
| PARADISE WILLIAM | 1201219 | | 4[html] |
| PARK BANCORP INC | 1013554 | NASDAQ:PFED | 10-Q[html] |
| PARKE BANCORP, INC. | 1315399 | NASDAQ:PKBK | 10-Q[html] |
| PARKERVISION INC | 914139 | NASDAQ:PRKR | 10-Q[html] |
| PARKINSON BRADFORD W | 1242019 | | 4[html] |
| PARKS MICHAEL K | 1186796 | | 4[html] |
| PARKS RICKY R | 1308219 | | 4[html] |
| PARKVALE FINANCIAL CORP | 820907 | NASDAQ:PVSA | NT 10-Q[html] |
| PARRA ROSENDO G | 1077824 | | 4[html] |
| PARRISH MARK W | 1236452 | | 4[html] |
| PARTHENON LLC | 1088859 | | 13F-HR[html] |
| PASQUESI JOHN M | 1227099 | | 4[html] |
| PATAPSCO BANCORP INC | 1003961 | | 10-Q[html] |
| PATHFINDER BANCORP INC | 1046188 | NASDAQ:PBHC | 10-Q[html] |
| PATRIOT TRANSPORTATION HOLDING INC | 844059 | NASDAQ:PATR | 4[html] |
| PAULSON & CO INC | 1035674 | | 13F-HR[html] |
| PAULSON MANAGEMENT LLC | 1166604 | | 13F-NT[html] |
| PAX WORLD MANAGEMENT LLC | 1127990 | | 13F-HR[html] |
| PAXTON ENERGY INC | 1342643 | | 10-Q[html] |
| PAYMENT DATA SYSTEMS INC | 1088034 | | 10-Q[html] |
| PC MALL INC | 937941 | NASDAQ:MALL | 10-Q[html] |
| PDC 2005-A Limited Partnership | 1326539 | | 10-Q[html] |
| PDC 2005-B Limited Partnership | 1326540 | | 10-Q[html] |
| PDL BIOPHARMA, INC. | 882104 | NASDAQ:PDLI | 8-K[html] |
| PEARL BARRY R | 1235285 | | 4[html] |
| PEARSON JAMES MICHAEL | 1195868 | | 4[html] |
| PECHOTA GARY L | 1090092 | | 4[html] |
| PECK KRISTIN C | 1488267 | | 4[html] |
| PECONIC PARTNERS LLC | 1050464 | | 13F-HR[html] |
| PEETS COFFEE & TEA INC | 917968 | | 4[html] |
| PEGASYSTEMS INC | 1013857 | NASDAQ:PEGA | 4[html] |
| PELTZ NELSON | 928265 | | 13F-NT[html] |
| PENG VICTOR | 1182953 | | 4[html] |
| PENGRAM CORP | 1388510 | | 8-K[html] |
| PENINSULA CAPITAL ADVISORS LLC | 1265816 | | 13F-HR[html] |
| PENINSULA CAPITAL APPRECIATION LLC | 1280136 | | 13F-NT[html] |
| PENINSULA GAMING CORP. | 1235662 | | 10-Q[html] |
| PENINSULA INVESTMENT PARTNERS, L.P. | 1130325 | | 13F-NT[html] |
| PENN VIRGINIA CORP | 77159 | NYSE:PVA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PENN VIRGINIA RESOURCE PARTNERS L P | 1144945 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PENNANT CAPITAL MANAGEMENT LLC | 1168664 | | 13F-HR[html] |
| PENNANT GENERAL PARTNER LLC | 1279378 | | 13F-NT[html] |
| PENTAIR INC | 77360 | NYSE:PNR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PEOPLES BANCORP INC/MD | 1060244 | | 10-Q[html] |
| PEOPLES BANCORP OF NORTH CAROLINA INC | 1093672 | NASDAQ:PEBK | 4[html] |
| PEOPLES BANCORPORATION INC /SC/ | 885542 | | 4[html] 4[html] |
| PEOPLES LIBERATION INC | 791770 | | 10-Q[html] |
| PEOPLESTRING CORP | 1455819 | | 10-Q[html] |
| PEPSICO INC | 77476 | NYSE:PEP | 4[html] 4/A[html] |
| PERCEPTIVE ADVISORS LLC | 1224962 | | 13F-HR[html] |
| PERCEPTRON INC/MI | 887226 | | 10-Q[html] |
| PERELMAN MARSHA REINES | 1072770 | | 4[html] 4[html] |
| PEREZ LAREE E | 1243153 | | 4[html] |
| PERFORMANCE TECHNOLOGIES INC \DE\ | 1003950 | | 10-Q[html] |
| PERNA THOMAS J | 1209487 | | 4[html] |
| PERNIX THERAPEUTICS HOLDINGS, INC. | 1024126 | AMEX:GTA | 10-Q[html] |
| PERRIGO CO | 820096 | NASDAQ:PRGO | 4[html] |
| PERRY DANA | 1251423 | | 4[html] |
| PERVASIVE SOFTWARE INC | 1042821 | NASDAQ:PVSW | 4[html] |
| PETERSEN FLYNN & DINSMORE INC | 819535 | | 13F-HR[html] |
| PETROBRAS - PETROLEO BRASILEIRO SA | 1119639 | | 6-K[html] |
| PETROHAWK ENERGY CORP | 1059324 | NYSE:HK | 4[html] |
| PETROQUEST ENERGY INC | 872248 | NYSE:PQ | S-8[html] |
| PFIZER INC | 78003 | NYSE:PFE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PFSWEB INC | 1095315 | NASDAQ:PFSW | 10-Q[html] 8-K[html] |
| PG Alma Trust | 1499523 | | 4[html] |
| PG&E CORP | 1004980 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| PGI INC | 81157 | | 10-Q[html] |
| PHILLIPS FINANCIAL MANAGEMENT, LLC | 1350660 | | 13F-HR[html] |
| PHL VARIABLE INSURANCE CO /CT/ | 1031223 | | 10-Q[html] |
| PHOENIX MEDICAL SOFTWARE, INC. | 1393371 | | NT 10-Q[html] |
| PHOTOMEDEX INC | 711665 | NASDAQ:PHMD | 10-Q[html] |
| PHOTONIC PRODUCTS GROUP INC | 719494 | | 10-Q[html] 8-K[html] |
| PHYHEALTH Corp | 1472174 | | 10-Q[html] |
| PHYTOMEDICAL TECHNOLOGIES INC | 1002422 | | 10-Q[html] |
| PIEDMONT INVESTMENT ADVISORS LLC | 1270341 | | 13F-HR[html] |
| PIER 1 IMPORTS INC/DE | 278130 | | DEF 14A[html] DEFA14A[html] |
| PILOT ROCK INVESTMENT PARTNERS GP LLC | 1277555 | | 13F-HR[html] |
| PIMI AGRO CLEANTECH, INC. | 1463191 | | NT 10-Q[html] |
| PINNACLE BANKSHARES CORP | 1031233 | | 10-Q[html] |
| PINNACLE FINANCIAL PARTNERS INC | 1115055 | NASDAQ:PNFP | 4[html] 4[html] 4[html] 4[html] 4[html] |
| PIONEER BANKSHARES INC/VA | 1113026 | | 10-Q[html] |
| PIONEER FUND /MA/ | 78713 | | 485BPOS[html] |
| PIONEER INDEPENDENCE FUND | 1051010 | | 485BPOS[html] |
| PIONEER MUNICIPAL HIGH INCOME TRUST | 1223026 | NYSE:MHI | 4[html] |
| PIONEER POWER SOLUTIONS, INC. | 1449792 | | 10-Q[html] |
| PIONEER SERIES TRUST X | 1174520 | | 485BPOS[html] |
| PISMO COAST VILLAGE INC | 216877 | | 10-Q[html] |
| PITTMAN GARY M | 1208811 | | 4[html] |
| PITTSBURGH & WEST VIRGINIA RAILROAD | 78838 | AMEX:PW | DEFR14A[html] |
| PLAINTREE SYSTEMS INC | 943946 | | 15F-12G[html] |
| PLANAR SYSTEMS INC | 722392 | NASDAQ:PLNR | 4[html] 4[html] 4[html] 4[html] |
| PLANTRONICS INC /CA/ | 914025 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| PLASTER CASTER INC. | 1498286 | | 10-Q[html] |
| PLASTRON ACQUISITION CORP II | 1399520 | | 10-Q[html] |
| PLATINUM GROVE ASSET MANAGEMENT, LP | 1275565 | | 13F-HR[html] |
| PLC SYSTEMS INC | 879682 | | 10-Q[html] |
| PLUG POWER INC | 1093691 | NASDAQ:PLUG | 4[html] 4[html] 4[html] 4[html] 8-K/A[html] |
| PLUMAS BANCORP | 1168455 | NASDAQ:PLBC | 4[html] |
| PLURISTEM THERAPEUTICS INC | 1158780 | NASDAQ:PSTI | DEFA14A[html] |
| PLY GEM HOLDINGS INC | 1284807 | | 10-Q[html] 8-K[html] |
| PMX Communities, Inc. | 1471387 | | NT 10-Q[html] |
| POKERTEK, INC. | 1302177 | NASDAQ:PTEK | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| POLYMEDIX, INC | 1341843 | | 4[html] |
| PORTER STEPHEN W | 1212153 | | 4[html] |
| PORTLAND GENERAL ELECTRIC CO /OR/ | 784977 | | 8-K[html] |
| PORTUGAL TELECOM SGPS SA | 944747 | | 6-K[html] |
| POSCO | 889132 | | 6-K[html] |
| POSITRON CORP | 844985 | | 10-Q[html] |
| POST ADVISORY GROUP LLC | 1170789 | | 13F-HR[html] |
| POSTAL JEFFREY | 1281020 | | 4[html] |
| POTASH AMERICA, INC. | 1431880 | | 3[html] 3[html] |
| POTOMAC BANCSHARES INC | 925173 | | 10-Q[html] |
| POTOMAC FUTURES FUND LP | 1043565 | | 10-Q[html] |
| POWER 3 MEDICAL PRODUCTS INC | 1063530 | | 10-Q[html] |
| POWER EFFICIENCY CORP | 1024075 | | 10-Q[html] |
| POWER SOLUTIONS INTERNATIONAL, INC. | 1137091 | | 8-K/A[html] SC 13G[html] |
| POWERS LYNN | 1113412 | | 4[html] |
| PRABHU VASANT M | 1209832 | | 4[html] |
| PRANN JOHN R JR | 1250398 | | 4[html] |
| PRECISION OPTICS CORPORATION INC | 867840 | | 10-Q[html] |
| PREFERRED APARTMENT COMMUNITIES INC | 1481832 | | 10-Q[html] |
| PREMIER ALLIANCE GROUP, INC. | 1272550 | | 10-Q[html] |
| PREMIER FINANCIAL BANCORP INC | 887919 | NASDAQ:PFBI | 10-Q[html] 8-K[html] |
| PREMIER OIL FIELD SERVICES, INC. | 1488638 | | NT 10-Q[html] |
| PRESIDENTIAL LIFE CORP | 80124 | NASDAQ:PLFE | 10-Q[html] 8-K[html] |
| PRESIDENTIAL REALTY CORP/DE/ | 731245 | | NT 10-Q[html] |
| PRESSURE BIOSCIENCES INC | 830656 | NASDAQ:PBIO | 10-Q[html] |
| PREZZANO WILBUR J | 1220163 | | 4[html] |
| PRGX GLOBAL, INC. | 1007330 | NASDAQ:PRGX | 4[html] |
| PRIMEDIA INC | 884382 | NYSE:PRM | 8-K[html] |
| PRINCIPAL FINANCIAL GROUP INC | 1126328 | NYSE:PFG NYSE:PFG^B | 13F-HR[html] DEFA14A[html] |
| PRINCIPAL FINANCIAL SERVICES INC | 1094589 | | 13F-NT[html] |
| PRINCIPAL GLOBAL INVESTORS | 769734 | | 13F-NT[html] |
| PRINCIPAL LIFE INSURANCE CO | 9712 | | 13F-NT[html] |
| PRINCIPAL MANAGEMENT CORP | 919627 | | 13F-NT[html] |
| PRINCIPAL REAL ESTATE INVESTORS LLC | 1218333 | | 13F-NT[html] |
| PRIVATEBANCORP, INC | 889936 | NASDAQ:PVTB NASDAQ:PVTBP | 4[html] 4[html] |
| PROCYON CORP | 812306 | | 10-Q[html] |
| PROFESSIONALLY MANAGED PORTFOLIOS | 811030 | | 485BPOS[html] 485BPOS[html] |
| PROGAMING PLATFORMS CORP | 1498067 | | 10-Q[html] |
| PROGRESS ENERGY INC | 1094093 | NYSE:FPC^A NYSE:PGN | 8-K[html] 8-K[html] |
| PROGRESS SOFTWARE CORP /MA | 876167 | | 4[html] |
| PROLOGIS | 899881 | NYSE:PLD NYSE:PLD^F NYSE:PLD^G | 8-K[html] |
| PROMETHEUS SENIOR QUARTERS LLC | 1047605 | | 3[html] 4[html] |
| PROPERTYBRIDGE INC | 1401889 | | S-3/A[html] |
| PROS Holdings, Inc. | 1392972 | NYSE:PRO | 4[html] |
| PROSPECT MEDICAL HOLDINGS INC | 1063561 | | 10-Q[html] |
| PROSPECTOR PARTNERS LLC | 1080380 | | 13F-HR[html] |
| PROSPER MARKETPLACE INC | 1416265 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B4[html] POS AM[html] |
| PROVIDENT ADVISORS LLC | 1279103 | | 13F-HR[html] |
| PRUCO LIFE INSURANCE OF NEW JERSEY | 1038509 | | 10-Q[html] |
| PRUDENTIAL BANCORP INC OF PENNSYLVANIA | 1302324 | NASDAQ:PBIP | 10-Q[html] |
| PRUDENTIAL INVESTMENT PORTFOLIOS 3 | 1104631 | | 485BPOS[html] |
| PRUDENTIAL SERIES FUND | 711175 | | CORRESP[html] CORRESP[html] DEF 14A[html] PRE 14A[html] |
| PRUEHER JOSEPH W | 1182338 | | 4[html] |
| PSB HOLDINGS INC /WI/ | 948368 | | 10-Q[html] |
| PSB Holdings, Inc. | 1293211 | NASDAQ:PSBH | 10-Q[html] |
| PSEG POWER LLC | 1158659 | | 8-K[html] |
| PSI CORP | 888702 | | PRE 14C[html] |
| PSM HOLDINGS INC | 1362180 | | 10-Q[html] |
| PSP Industries, Inc. | 1451822 | | NT 10-Q[html] |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 1396318 | | 13F-HR[html] |
| PUBLIC SERVICE CO OF NEW HAMPSHIRE | 315256 | | POSASR[html] |
| PUBLIC SERVICE ELECTRIC & GAS CO | 81033 | | 8-K[html] |
| PUBLIC SERVICE ENTERPRISE GROUP INC | 788784 | NYSE:PEG NYSE:PEG^A NYSE:PEG^B NYSE:PEG^C NYSE:PEG^D NYSE:PEG^E | 8-K[html] |
| PURADYN FILTER TECHNOLOGIES INC | 1019787 | | 10-Q[html] |
| PUTNAM FUNDS TRUST | 1005942 | | 497[html] 497K[html] DEF 14A[html] |
| PVF CAPITAL CORP | 928592 | NASDAQ:PVFC | 10-Q[html] |
| PYRAMID OIL CO | 81318 | AMEX:PDO | 10-Q[html] |
| Pace Nicholas J | 1497051 | | 4[html] |
| Pacific Booker Minerals Inc. | 1319150 | AMEX:PBM | 6-K[html] |
| Pacific Software Consulting, LLC | 1431663 | | 424B3[html] |
| Palladian Lime, LLC | 1487035 | | 424B5[html] |
| Palo Alto Investors, LLC | 1306923 | | 13F-HR[html] |
| Palomino Ltd | 1484225 | | 13F-NT[html] |
| Palumbo Diane | 1309429 | | 4[html] |
| Pan Asian CORP | 1381798 | | 10-Q[html] |
| Panda Power Generation Infrastructure Fund A, L.P. | 1491822 | | D/A[html] |
| Panda Power Generation Infrastructure Fund B, L.P. | 1491821 | | D/A[html] |
| Paradigm Holdings, Inc | 313353 | | 10-Q[html] |
| Paradigm Oil & Gas, Inc. | 1191354 | | NTN 10Q[html] |
| Parameter Capital Management LLC | 1512401 | | 13F-HR[html] |
| Paramont Coal CO Virginia, LLC | 1304058 | | 424B5[html] |
| Paris Trust | 1505626 | | 4[html] |
| Park Place Energy Corp. | 1310982 | | 10-Q[html] |
| Park West Asset Management LLC | 1386928 | | 13F-HR[html] SC 13G[html] |
| Parsley David R | 1520906 | | 3[html] |
| Partner Fund Management, L.P. | 1442756 | | 13F-HR[html] |
| Partner Investment Management, L.P. | 1442276 | | 13F-HR[html] |
| Parvus Asset Management (UK) LLP | 1502626 | | 13F-HR[html] |
| Pathstone Family Office, LLC | 1511137 | | 13F-HR/A[html] |
| Patient Safety Technologies, Inc | 812301 | | NT 10-Q[html] |
| Patriot Coal CORP | 1376812 | NYSE:PCX | 8-K[html] |
| Pay Mobile, Inc | 723533 | | 10-K/A[html] |
| Paynter Branch Mining, Inc. | 1310048 | | 424B5[html] |
| Pegasi Energy Resources Corporation. | 1363254 | | 10-Q[html] |
| Peirce Mary | 1431041 | | 4[html] |
| Pelletier Ronald J. | 1463733 | | 4[html] |
| Pence William Edward IV | 1417365 | | 4[html] |
| Peninsula Gaming, LLC | 1299109 | | 10-Q[html] |
| Pennant Master Fund, L.P. | 1468426 | | 13F-NT[html] |
| Pennant Windward Master Fund, L.P. | 1468175 | | 13F-NT[html] |
| Pennington Capital, LLC | 1520565 | | D[html] |
| Pennsylvania Land Holdings CORP | 1310049 | | 424B5[html] |
| Pennsylvania Services CORP | 1310050 | | 424B5[html] |
| Penobscot Investment Management Company, Inc. | 1394866 | | 13F-HR[html] |
| Perella Weinberg Partners Capital Management LP | 1426083 | | 13F-HR[html] |
| Perennial Investors, LLC | 1327245 | | 13F-HR[html] |
| Perimeter Capital Partners, LLC | 1388136 | | 13F-HR[html] |
| Perkel Gerald K | 1350741 | | 4[html] |
| Perkins Investment Management, LLC | 1263567 | | 13F-HR[html] |
| Permal Private Equity Opportunities IV(a), L.P. | 1520881 | | D[html] |
| Pernix Group, Inc. | 1082198 | | 10-Q[html] |
| Perpetua Power Source Technologies Inc | 1386245 | | D[html] |
| Perpetual Energy Inc. | 1177293 | | 6-K[html] |
| Perry Craig | 1512486 | | 13F-NT[html] |
| Pershing Square Capital Management, L.P. | 1336528 | | 13F-HR[html] SC 13G/A[html] |
| Pershing Square GP, LLC | 1336476 | | 13F-NT[html] |
| Petrocorp Inc | 1393044 | | 10-Q[html] |
| Pharma/Wealth Management Co S.A | 1491942 | | 13F-NT[html] |
| Phillips Donald James II | 1323982 | | 4[html] |
| Phillips Edison - ARC Shopping Center REIT Inc. | 1476204 | | 424B3[html] |
| Phoenix International Ventures, Inc. | 1383637 | | 10-K[html] |
| Piatt Rodney L | 1299427 | | 4[html] |
| Pickard William | 1308434 | | 4[html] 4/A[html] |
| Pickerell Dean | 1509491 | | 4[html] |
| Picquet William R | 1320882 | | 4[html] |
| Piedmont Mining Company, Inc. | 1366826 | | 10-Q[html] |
| Piedmont Office Realty Trust, Inc. | 1042776 | | ARS[html] |
| Pine River Capital Management L.P. | 1288136 | | 13F-HR[html] |
| Pinpoint Advance CORP | 1377490 | | 10-Q[html] |
| Pioneer Fuel CORP | 1310053 | | 424B5[html] |
| Pioneer Mining, Inc. | 1310057 | | 424B5[html] |
| Pioneer Southwest Energy Partners L.P. | 1407463 | NYSE:PSE | 4[html] |
| Piper Acquisition II, Inc. | 1469628 | | D[html] D[html] D[html] S-1[html] |
| Pista Orchard, LLC | 1520716 | | D[html] |
| Plateau Mining CORP | 1310059 | | 424B5[html] |
| Platinum Studios, Inc. | 1410132 | | NT 10-Q[html] |
| Plymouth Opportunity REIT Inc. | 1515816 | | S-11/A[html] |
| Pointer Telocation Ltd | 920532 | NASDAQ:PNTR | 6-K[html] |
| Polar Capital LLP | 1439303 | | 13F-HR[html] |
| Polar Securities Inc. | 1326389 | | 13F-HR[html] |
| Pollex, Inc. | 1178377 | | NT 10-Q[html] |
| Polonia Bancorp | 1368252 | | 10-Q[html] |
| Poor Timothy D. | 1434983 | | 4[html] |
| Porter Bancorp, Inc. | 1358356 | NASDAQ:PBIB | 10-Q[html] |
| Porter Orlin LLC | 1326537 | | 13F-HR[html] |
| Porter Steven Bryant | 1292162 | | 4[html] |
| Portlyn, LLC | 1297547 | | EFFECT[html] |
| PostRock Energy Corp | 1473061 | | 8-K[html] EFFECT[html] |
| Postle Robert | 1353380 | | 4/A[html] |
| Powell Humbert | 1478178 | | 4[html] |
| Praescient, LLC | 1456821 | | 4[html] |
| Praesidis Advisors LLC | 1512916 | | 13F-HR[html] |
| Praesidium Investment Management Company, LLC | 1320769 | | 13F-HR[html] |
| Pramaggiore Anne R | 1495639 | | 4[html] |
| Preferential Equities Corp. | 1382041 | | 10-Q[html] |
| Premier Power Renewable Energy, Inc. | 1388686 | | 10-Q[html] |
| Premium Energy, LLC | 1487034 | | 424B5[html] |
| Prescott Holdings, Inc. | 1511091 | | S-1[html] |
| Presima inc. | 1399360 | | 13F-HR[html] |
| Pretoria Resources Two, Inc | 1412068 | | 10-Q[html] |
| Price Joe L | 1384216 | | 4[html] |
| PrismOne Group, Inc. | 1420216 | | NT 10-Q[html] |
| Pro-Tech Industries, Inc. | 1402186 | | 10-Q[html] |
| ProText Mobility, Inc. | 1163573 | | 10-Q[html] |
| Probe Manufacturing Inc | 1329606 | | 10-Q[html] |
| Promap Corp | 1477009 | | 10-Q[html] |
| Proper Power & Energy, Inc. | 1357939 | | 10-Q[html] |
| Protege Tactical International Fund, LP | 1520045 | | D[html] |
| Protege Tactical International Master Fund, LP | 1520046 | | D[html] |
| Protege Tactical U.S. Fund, LP | 1520044 | | D[html] |
| ProtoKinetix, Inc. | 1128189 | | 10-Q[html] |
| Provenzano Gregory | 1458593 | | 4[html] |
| Providence Equity Partners L.L.C. | 1492133 | | 13F-HR[html] |
| Provision Holding, Inc. | 1335493 | | 8-K[html] NT 10-Q[html] |
| Proxima Capital Management, LLC | 1481447 | | 13F-HR[html] |
| Puleo Frank C | 1426775 | | 4[html] |
| Pulse Health LLC | 1412160 | | D[html] |
| Puramed Bioscience Inc. | 1409565 | | 10-Q[html] |
| Pyenson Eric J. | 1520778 | | 3[html] |
| Pyramis Global Advisors Trust CO | 1385494 | | 13F-NT[html] |
| Pyramis Global Advisors, LLC | 1385495 | | 13F-NT[html] |
| Q Funding III, L.P. | 1481617 | | DFAN14A[html] |
| QCM Cayman, Ltd. | 1166340 | | 13F-HR[html] |
| QKL Stores Inc. | 808047 | | 10-Q[html] |
| QNB CORP | 750558 | | 10-Q[html] |
| QUAINT OAK BANCORP INC | 1391933 | | 10-Q[html] |
| QUAKER CAPITAL MANAGEMENT CORP | 911092 | | 13F-HR[html] |
| QUAKER PARTNERS LLC | 1068872 | | 13F-NT[html] |
| QUALINK INC | 1029389 | | 424B3[html] |
| QUANTUM CORP /DE/ | 709283 | | 4[html] |
| QUEENER HUGH M | 1248769 | | 4[html] |
| QUEST DIAGNOSTICS INC | 1022079 | NYSE:DGX | 4[html] 4[html] 4[html] |
| QUESTCOR PHARMACEUTICALS INC | 891288 | NASDAQ:QCOR | 4[html] |
| QUESTROM ALLEN I | 1246091 | | 4[html] |
| QUICK-MED TECHNOLOGIES INC | 1088206 | | 10-Q[html] |
| QUIKSILVER INC | 805305 | NYSE:ZQK | 8-K[html] |
| QUIN J MARVIN | 1023536 | | 4[html] |
| QUINSEY RALPH | 1221196 | | 4[html] |
| QVT Financial LP | 1290162 | | 13F-HR[html] |
| Queens County IPA, Inc. | 1520749 | | D[html] |
| Queensridge Mining Resources, Inc. | 1498372 | | NT 10-Q[html] |
| Quercus Trust | 1403463 | | 4[html] |
| Quick Christopher C | 1450111 | | 4[html] |
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| Quilter & Co. LTD | 1425108 | | 13F-NT[html] |
| Quinn Jack | 1354088 | | 4[html] |
| R&R Orchards, LLC | 1520715 | | D[html] |
| R.A. G.C. Indium Trust | 1505607 | | 4[html] |
| RA CAPITAL MANAGEMENT, LLC | 1346824 | | 13F-HR[html] SC 13G[html] |
| RACKSPACE HOSTING, INC. | 1107694 | NYSE:RAX | 4[html] |
| RADETICH PETER P | 1088342 | | 4[html] |
| RADIAN GROUP INC | 890926 | NYSE:RDN | 8-K[html] |
| RADIANT LOGISTICS, INC | 1171155 | | 10-Q[html] |
| RADIANT OIL & GAS INC | 928447 | | NT 10-Q[html] |
| RADISYS CORP | 873044 | NASDAQ:RSYS | 4[html] 4[html] 4[html] 4[html] 4[html] |
| RADTKE MARK A | 1186160 | | 4[html] |
| RAE SYSTEMS INC | 1084876 | AMEX:RAE | 10-Q[html] 8-K[html] |
| RAFFLES ASSOCIATES LP | 1169581 | | 13F-HR[html] |
| RAILAMERICA INC /DE | 887637 | | 8-K[html] |
| RAINCHIEF ENERGY INC. | 1369128 | | 20-F[html] |
| RAINES LENDERS L P | 845399 | | NT 10-Q[html] |
| RAINIER INVESTMENT MANAGEMENT INC/ | 947772 | | 13F-HR[html] |
| RAINMAKER SYSTEMS INC | 1094007 | NASDAQ:RMKR | 10-Q[html] 8-K[html] |
| RAMBO BARBARA L | 1221221 | | 4[html] |
| RAMIUS ADVISORS LLC | 1275893 | | 13F-NT[html] |
| RAMIUS SECURITIES LLC | 1267470 | | 13F-NT[html] |
| RAMOIL MANAGEMENT LTD | 811780 | | 8-K[html] |
| RAND WORLDWIDE INC | 852437 | | 10-Q[html] 4[html] 4[html] 4[html] 8-K[html] |
| RANDALL LEWIS E | 1197960 | | 4[html] |
| RAPTOR CAPITAL MANAGEMENT LP | 1453155 | | 13F-HR[html] |
| RARE GREEN, INC. | 1520865 | | D[html] |
| RASER TECHNOLOGIES INC | 1103078 | NYSE:RZ | 8-K[html] |
| RAY PAUL H | 1221162 | | 4[html] |
| RBC Capital Markets Arbitrage S.A. | 1316278 | | 13F-NT[html] |
| RBC Capital Markets, LLC | 50916 | | 13F-NT[html] |
| RBC Dominion Securities Inc. | 1317808 | | 13F-NT[html] |
| RBC FUNDS TRUST | 1272950 | | 497J[html] |
| RBS PARTNERS L P /CT | 860585 | | 13F-HR[html] |
| RDA Holding Co. | 1503813 | | 10-Q[html] 8-K[html] |
| READ IAN C | 1372915 | | 4[html] |
| REAL ESTATE RESTORATION & RENTAL, INC. | 1497253 | | EFFECT[html] |
| REALMARK PROPERTY INVESTORS LIMITED PARTNERSHIP VI-A | 822783 | | 10-Q[html] |
| REALMARK PROPERTY INVESTORS LTD PARTNERSHIP II | 704165 | | 10-Q[html] |
| REALMARK PROPERTY INVESTORS LTD PARTNERSHIP V | 790067 | | 10-Q[html] |
| REALPAGE INC | 1286225 | | 4[html] 4[html] |
| RECOVERY ENERGY, INC. | 1437557 | | 10-Q[html] |
| RED METAL RESOURCES, LTD. | 1358654 | | S-1[html] |
| RED MOUNTAIN CAPITAL PARTNERS LLC | 1374588 | | 13F-HR[html] |
| RED TRAIL ENERGY, LLC | 1359687 | | 8-K[html] |
| REDDISH THOMAS J | 1198492 | | 4[html] |
| REDIKER DENNIS L | 1189878 | | 4[html] |
| REDWOOD CAPITAL MANAGEMENT, LLC | 1316622 | | 13F-HR[html] |
| REDWOOD MORTGAGE INVESTORS VI | 811592 | | 10-Q[html] |
| REDWOOD MORTGAGE INVESTORS VII | 854092 | | 10-Q[html] |
| REDWOOD MORTGAGE INVESTORS VIII | 889123 | | 10-Q[html] |
| REDtone Asia Inc | 1341319 | | 8-K/A[html] |
| REED CONNER & BIRDWELL LLC | 860644 | | 13F-HR[html] |
| REED MARC C | 1284999 | | 4[html] |
| REEDS INC | 1140215 | NASDAQ:REED | 10-Q[html] |
| REEVES TELECOM LTD PARTNERSHIP | 314741 | | 10-Q[html] |
| REGAL ONE Corp | 845385 | | 4[html] |
| REGENERX BIOPHARMACEUTICALS INC | 707511 | AMEX:RGN | 10-Q[html] POS AM[html] |
| REGENT TECHNOLOGIES INC | 319200 | | 10-Q[html] |
| REGIONS FINANCIAL CORP | 1281761 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| REGIS CORP | 716643 | NYSE:RGS | 4[html] |
| REHABCARE GROUP INC | 812191 | NYSE:RHB | 425[html] 425[html] 425[html] |
| REID DAVID C | 1265753 | | 4[html] |
| REINDL ROBERT C | 1204552 | | 4[html] |
| REINER DAVID B | 1464347 | | 4[html] |
| REINHARDT UWE E | 1191250 | | 4[html] 4[html] |
| REINSURANCE GROUP OF AMERICA INC | 898174 | NYSE:RGA NYSE:RGA^A | 4[html] |
| REITER DAVID S | 1267593 | | 4[html] |
| RENARD PAUL J | 1104632 | | 4[html] |
| REPROS THERAPEUTICS INC. | 897075 | NASDAQ:RPRX | 10-Q[html] 424B3[html] 8-K[html] |
| REPUBLIC AIRWAYS HOLDINGS INC | 1159154 | NASDAQ:RJET | CT ORDER[html] |
| RESERVE PETROLEUM CO | 83350 | | 10-Q[html] |
| RESOURCE AMERICA, INC. | 83402 | NASDAQ:REXI | S-8[html] |
| RESOURCE EXCHANGE OF AMERICA CORP. | 1456993 | | 10-Q[html] |
| RESOURCE HOLDINGS, INC. | 1439746 | | 10-Q[html] |
| RESPECT YOUR UNIVERSE, INC. | 1472601 | | 10-Q[html] |
| RESPONSE GENETICS INC | 1124608 | NASDAQ:RGDX | 4[html] |
| RESSLER RICHARD S | 904290 | | 4[html] |
| RESSNER MICHAEL P | 1219224 | | 4[html] |
| RESTRUCTURING CAPITAL ASSOCIATES LP | 1012091 | | 13F-HR[html] |
| RETROSPETTIVA INC | 1015383 | | 10-Q[html] |
| REVA Medical, Inc. | 1496268 | | 10-Q[html] 8-K[html] |
| RF MICRO DEVICES INC | 911160 | NASDAQ:RFMD | 4[html] |
| RFG Acquisition II Inc. | 1377040 | | NT 10-Q[html] |
| RHG Capital, L.P. | 1512756 | | 13F-HR[html] |
| RICH ANDREA L | 1231083 | | 4[html] |
| RICHMONT MINES INC | 1023996 | AMEX:RIC | 6-K[html] |
| RICI Linked - PAM Advisors Fund, LLC | 1462567 | | 10-Q[html] |
| RIDDELL JEFFREY F | 1228814 | | 4[html] |
| RIDGEFIELD ACQUISITION CORP | 812152 | | 10-Q[html] |
| RIMA MANAGEMENT, LLC | 1328785 | | SC 13G[html] |
| RIVAL TECHNOLOGIES INC | 1176337 | | NT 10-Q[html] |
| RIVER VALLEY BANCORP | 1015593 | NASDAQ:RIVR | 10-Q[html] |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | | 13F-HR[html] |
| RIVERSOURCE LIFE INSURANCE CO | 727892 | | 13F-NT[html] |
| RIVERSTONE HOLDINGS LLC | 1247497 | | 13F-HR[html] |
| RIVERSVILLE CAPITAL, INC. | 1512346 | | 13F-HR[html] |