| Company | CIK | Ticker Symbol | Document |
|---|
| C H ROBINSON WORLDWIDE INC | 1043277 | NASDAQ:CHRW | 8-K[html] |
| C&G DEC CAPITAL, INC | 859313 | | NT 10-Q[html] |
| CA, INC. | 356028 | NASDAQ:CA | 10-K[html] |
| CABELAS INC | 1267130 | | 8-K[html] |
| CABLEVISION SYSTEMS CORP /NY | 1053112 | | 5[html] 5[html] |
| CABOOSE HOLDING LLC | 1455245 | | 13F-NT[html] |
| CADENCE DESIGN SYSTEMS INC | 813672 | NASDAQ:CDNS | 8-K[html] |
| CADIAN CAPITAL MANAGEMENT, LLC | 1423686 | | 13F-HR[html] |
| CADIAN FUND LP | 1420604 | | 13F-NT[html] |
| CADUS CORP | 911148 | | 10-Q[html] |
| CADY GERALD A | 1331632 | | 4[html] |
| CAESARS ENTERTAINMENT Corp | 858339 | | 8-K[html] |
| CALDERONI ROBERT | 1183228 | | 4[html] |
| CALECO PHARMA CORP. | 1312402 | | 8-K[html] |
| CALGON CARBON CORPORATION | 812701 | NYSE:CCC | 8-K[html] |
| CALIBRUS, INC. | 1448558 | | 10-Q[html] |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1081019 | | 13F-HR[html] |
| CALLIDUS SOFTWARE INC | 1035748 | NASDAQ:CALD | 4[html] 4[html] |
| CALLISTO PHARMACEUTICALS INC | 1142380 | | 10-Q[html] |
| CALLON FRED L | 1098339 | | 4[html] |
| CALLON PETROLEUM CO | 928022 | NYSE:CPE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CALVERT VARIABLE SERIES INC | 708950 | | 485BPOS[html] |
| CAMBIUM LEARNING GROUP, INC. | 1466815 | | 10-Q[html] 8-K[html] |
| CAMBRIDGE HEART INC | 913443 | | 10-Q[html] 424B3[html] 8-K[html] |
| CAMCO FINANCIAL CORP | 16614 | NASDAQ:CAFI | 10-Q[html] SC 13G/A[html] |
| CAMERON EDWARD R | 902227 | | 4[html] |
| CAMERON WENDY | 1197541 | | 4[html] |
| CAMPBELL ALTERNATIVE ASSET TRUST | 1114485 | | 10-Q[html] |
| CAMPBELL BARRY G | 1213595 | | 4[html] |
| CAMPBELL CHARLES R | 1232932 | | 4[html] |
| CAMPBELL FUND TRUST | 1043951 | | 10-Q[html] |
| CAMPBELL STRATEGIC ALLOCATION FUND LP | 910467 | | 10-Q[html] |
| CANGIALOSI LORETTA V | 1174449 | | 4[html] |
| CANON INC | 16988 | NYSE:CAJ | 6-K[html] 6-K[html] |
| CANTERBURY PARK HOLDING CORP | 926761 | NASDAQ:CPHC | 10-Q[html] |
| CANYON CAPITAL ADVISORS LLC | 1074034 | | 13F-HR[html] |
| CANYON COPPER CORP. | 1112706 | | 8-K[html] |
| CAPELLA EDUCATION CO | 1104349 | NASDAQ:CPLA | 8-K[html] |
| CAPELLO JEFFREY D | 1224108 | | 4[html] |
| CAPITAL BANK CORP | 1071992 | NASDAQ:CBKN | 10-Q[html] |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | 825293 | | 13F-HR[html] |
| CAPITAL ONE FINANCIAL CORP | 927628 | NYSE:COF NYSE:COF^B | 4[html] 8-K[html] |
| CAPITAL ONE MULTI ASSET EXECUTION TRUST | 1163321 | | 10-D[html] |
| CAPITAL REALTY INVESTORS III LTD PARTNERSHIP | 722833 | | NT 10-Q[html] |
| CAPITAL REALTY INVESTORS IV LIMITED PARTNERSHIP | 740371 | | NT 10-Q[html] |
| CAPITAL REALTY INVESTORS LTD | 354521 | | NT 10-Q[html] |
| CAPITAL TRUST INC | 1061630 | NYSE:CT | 8-K[html] |
| CAPITOL CITY BANCSHARES INC | 1070295 | | 10-Q[html] |
| CAPPS THOS E | 1004537 | | 4[html] |
| CAPSALUS CORP | 949189 | | NT 10-Q[html] |
| CAPSTONE ASSET MANAGEMENT CO | 825204 | | 13F-HR[html] |
| CAPSTONE INVESTMENT ADVISORS, LLC | 1426196 | | 13F-HR[html] |
| CARBIENER JEFFREY S | 1187254 | | 4[html] |
| CARBONICS CAPITAL CORP | 1102414 | | NT 10-Q[html] |
| CARDINAL CAPITAL MANAGEMENT LLC /CT | 1080383 | | 13F-HR[html] |
| CARDINAL HEALTH INC | 721371 | NYSE:CAH | 4[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | 10-K/A[html] 10-Q[html] |
| CARDIOROBOTICS INC | 1435980 | | D[html] |
| CAREADVANTAGE INC | 937252 | | 10-Q[html] |
| CARL MARKS MANAGEMENT CO L P /NY/ | 942826 | | SC 13G/A[html] |
| CARLSON CAPITAL L P | 1056973 | | 13F-HR[html] |
| CARLSON CRAIG A | 1505212 | | 4[html] |
| CARLSON DUANE | 1274027 | | 4[html] |
| CARLSON JAMES G | 1024376 | | 4[html] |
| CARLSON LEROY T | 1195231 | | 4[html] |
| CARLSON LEROY T JR | 901731 | | 4[html] |
| CAROLINA POWER & LIGHT CO | 17797 | | 8-K[html] |
| CARPENTER HAROLD R | 1248774 | | 4[html] |
| CARROLLTON BANCORP | 859222 | NASDAQ:CRRB | 10-Q[html] 8-K[html] |
| CARTERS INC | 1060822 | | 3[html] 4[html] |
| CASEY CONTAINER CORP | 1387998 | | 10-Q[html] |
| CASEYS GENERAL STORES INC | 726958 | NASDAQ:CASY | 8-K[html] |
| CASINO PLAYERS, INC. | 1374536 | | 10-Q[html] |
| CASPIAN SERVICES INC | 1093430 | | 10-Q[html] |
| CASSARA ANTHONY J | 1208465 | | 4[html] |
| CASTINE CAPITAL MANAGEMENT, LLC | 1377929 | | 13F-HR[html] |
| CASTLEROCK ASSET MANAGEMENT INC | 1134576 | | 13F-HR[html] |
| CASUAL MALE RETAIL GROUP INC | 813298 | NASDAQ:CMRG | 4/A[html] |
| CATALYST PHARMACEUTICAL PARTNERS, INC. | 1369568 | NASDAQ:CPRX | 8-K[html] |
| CATAPULT CAPITAL MANAGEMENT LLC | 1426823 | | 13F-HR[html] |
| CATASYS, INC. | 1136174 | NASDAQ:HYTM | 10-Q[html] |
| CAVU Capital Advisors, LLC | 1456488 | | 13F-HR[html] |
| CAWLEY TOM | 1251653 | | 4[html] |
| CAWTE J DENNIS | 1235640 | | 4[html] |
| CAXTON ASSOCIATES LP | 872573 | | 13F-HR[html] |
| CB RICHARD ELLIS REALTY TRUST | 1297587 | | 10-Q[html] |
| CB&T Wealth Management | 1486083 | | 13F-HR[html] |
| CBC Acquisition Corp. 1 | 1504875 | | NT 10-Q[html] |
| CCI ONSHORE LLC | 1327741 | | 13F-NT[html] |
| CDH INSERVICE LTD | 1426074 | | SC 13D[html] |
| CDSI HOLDINGS INC | 1023994 | | 10-Q[html] |
| CE Huntsville, LLC | 1338594 | | EFFECT[html] |
| CEDAR FAIR L P | 811532 | NYSE:FUN | DFAN14A[html] |
| CEDAR HILL ASSOCIATES, LLC | 1434641 | | 13F-HR[html] |
| CEDAR ROCK CAPITAL LTD | 1315765 | | 13F-HR[html] |
| CEL SCI CORP | 725363 | | 10-Q[html] |
| CEMTREX INC | 1435064 | | 10-Q[html] |
| CENTENE CORP | 1071739 | NYSE:CNC | 4[html] 4[html] 4[html] 4[html] 424B5[html] |
| CENTERLINE HOLDING CO | 1043325 | | 10-Q[html] |
| CENTRAL ENERGY PARTNERS LP | 1260828 | | 10-Q[html] |
| CENTRAL FEDERAL CORP | 1070680 | NASDAQ:CFBK | 10-Q[html] 8-K[html] |
| CENTRAL PACIFIC FINANCIAL CORP | 701347 | | 4[html] |
| CENTRAL VALLEY COMMUNITY BANCORP | 1127371 | NASDAQ:CVCY | 10-Q[html] |
| CENTRAL VERMONT PUBLIC SERVICE CORP | 18808 | | 4[html] |
| CENTRAL VIRGINIA BANKSHARES INC | 804561 | NASDAQ:CVBK | 10-Q[html] |
| CENTRUE FINANCIAL CORP | 1019650 | NASDAQ:TRUE | 4[html] 4[html] |
| CEPHALON INC | 873364 | NASDAQ:CEPH | 8-K[html] 8-K/A[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHAS HOLDING CORP. | 1061169 | | NT 10-Q[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] 4[html] |
| CERAGON NETWORKS LTD | 1119769 | NASDAQ:CRNT | 6-K[html] |
| CF ADVISORS LLC | 1221177 | | 13F-NT[html] |
| CGM TRUST | 60335 | | 40-24B2[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 4[html] |
| CHABRAJA NICHOLAS D | 1222180 | | 4[html] |
| CHAMPION LABORATORIES INC | 1252078 | | EFFECT[html] |
| CHANG LILY | 1195461 | | 4[html] |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC | 1100682 | NYSE:CRL | 8-K[html] |
| CHARTER COMMUNICATIONS, INC. /MO/ | 1091667 | | 8-K[html] |
| CHARTER FINANCIAL CORP/GA | 1136796 | | 10-Q[html] |
| CHASE BANK USA, NATIONAL ASSOCIATION | 869090 | | 10-D[html] 8-K[html] |
| CHASE CREDIT CARD MASTER TRUST | 1004988 | | 10-D[html] 8-K[html] |
| CHASE ISSUANCE TRUST | 1174821 | | 10-D[html] |
| CHASE PACKAGING CORP | 1025771 | | 10-Q[html] |
| CHDT CORP | 814926 | | 4[html] |
| CHECKPOINT SYSTEMS INC | 215419 | | 4[html] |
| CHEESECAKE FACTORY INC | 887596 | | DEFA14A[html] |
| CHEETAH OIL & GAS LTD. | 908821 | | 10-Q[html] |
| CHEN FUSEN ERNIE | 1316245 | | 4[html] |
| CHESAPEAKE ASSET MANAGEMENT LLC | 1079397 | | 13F-HR[html] |
| CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD | 919165 | | 13F-HR[html] |
| CHEW LEWIS | 1224994 | | 4[html] |
| CHILD JEFFREY B | 1268404 | | 4[html] |
| CHILTON INVESTMENT CO LLC | 1332632 | | 13F-HR[html] |
| CHINA ALUMINUM FOIL, INC. | 1483058 | | 10-Q[html] |
| CHINA CLEAN ENERGY INC | 1331444 | | 8-K[html] NT 10-Q[html] |
| CHINA DAQING M&H PETROLEUM, INC. | 1341780 | | 8-K[html] |
| CHINA EDUCATION ALLIANCE INC. | 1203900 | | 10-Q[html] |
| CHINA EDUCATION INTERNATIONAL, INC. | 1367898 | | 10-Q[html] |
| CHINA FIRE & SECURITY GROUP, INC. | 1271940 | NASDAQ:CFSG | 10-Q[html] |
| CHINA GENGSHENG MINERALS, INC. | 1338578 | | 10-Q[html] 8-K[html] |
| CHINA GREEN CREATIVE, INC. | 1388978 | | NT 10-Q[html] |
| CHINA GREEN MATERIAL TECHNOLOGIES, INC. | 1082384 | | 10-Q[html] 8-K[html] |
| CHINA HGS REAL ESTATE INC. | 1158420 | | 10-Q[html] |
| CHINA LONGYI GROUP INTERNATIONAL HOLDINGS LTD | 1010566 | | 10-Q[html] |
| CHINA MULTIMEDIA, INC. | 1385211 | | 10-Q[html] |
| CHINA NEW MEDIA CORP | 1080627 | | 10-Q[html] |
| CHINA NORTHERN MEDICAL DEVICE INC | 1402737 | | 10-Q[html] |
| CHINA PEDIATRIC PHARMACEUTICALS, INC. | 1354071 | | 10-Q[html] |
| CHINA RECYCLING ENERGY CORP | 721693 | | 10-Q[html] |
| CHINA RUITAI INTERNATIONAL HOLDINGS CO., LTD. | 76348 | | 10-Q[html] |
| CHINA SHEN ZHOU MINING & RESOURCES, INC. | 790024 | AMEX:SHZ | 10-Q[html] |
| CHINA SHOUGUAN MINING Corp | 1493893 | | NT 10-Q[html] |
| CHINA SLP FILTRATION TECHNOLOGY, INC. | 1423023 | | 10-Q[html] 10-Q/A[html] |
| CHINA VITUP HEALTH CARE HOLDINGS, INC. | 1391426 | | 10-Q[html] |
| CHINA YIDA HOLDING, CO. | 1091325 | | DEFR14A[html] |
| CHINA YILI PETROLEUM CO | 1339854 | | NT 10-Q[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] |
| CHINACAST EDUCATION CORP | 1261888 | NASDAQ:CAST | 8-K[html] |
| CHINAWE COM INC | 1043222 | | 10-Q[html] |
| CHOICE BANCORP, INC. | 1487623 | | 10-Q[html] 8-K[html] |
| CHOICEONE FINANCIAL SERVICES INC | 803164 | | 10-Q[html] |
| CHUBB CORP | 20171 | NYSE:CB | 4[html] 4[html] |
| CHUGACH ELECTRIC ASSOCIATION INC | 878004 | | 10-Q[html] |
| CHUKWU EMEKA | 1381846 | | 4[html] |
| CHURCH BARRY D | 1223530 | | 4[html] |
| CHYRON CORP | 20232 | NASDAQ:CHYR | 4[html] |
| CIBELLI CAPITAL MANAGEMENT LLC | 1353311 | | 13F-NT[html] |
| CIBELLI MARIO | 1171692 | | 13F-HR[html] |
| CIBT Education Group Inc. | 1123870 | AMEX:MBA | 6-K[html] |
| CICERO INC | 945384 | | 10-Q[html] |
| CICIORA SUSAN L | 1245558 | | 4[html] |
| CIFC Deerfield Corp. | 1313918 | AMEX:DFR | 10-Q[html] 4[html] 4[html] 4[html] 8-K[html] |
| CIMETRIX INC | 786620 | | 10-Q[html] |
| CINTEL CORP | 1191334 | | NT 10-Q[html] |
| CIRCUS & ELDORADO JOINT VENTURE | 1171079 | | 10-Q[html] |
| CIRTRAN CORP | 813716 | | NT 10-Q[html] |
| CISCO SYSTEMS (SWITZERLAND) INVESTMENTS LTD | 1520564 | | 13F-NT[html] |
| CISCO SYSTEMS INC | 858877 | NASDAQ:CSCO | 13F-HR[html] |
| CIT GROUP INC | 1171825 | NYSE:CIT NYSE:CIT^A NYSE:CIT^C NYSE:CIT^Z | 8-K[html] |
| CITADEL ADVISORS LLC | 1423053 | | 13F-HR[html] |
| CITADEL HOLDINGS I LP | 1423043 | | 13F-NT[html] |
| CITI OVERSEAS INVESTMENTS BAHAMAS INC | 1279226 | | 13F-NT[html] |
| CITIBANK CANADA | 711466 | | 13F-NT[html] |
| CITIBANK CREDIT CARD ISSUANCE TRUST | 1108348 | | 10-D[html] |
| CITIBANK CREDIT CARD MASTER TRUST I | 921864 | | 10-D[html] |
| CITIBANK NA | 36684 | | 13F-NT[html] |
| CITIBANK OMNI-S MASTER TRUST | 923569 | | 8-K[html] |
| CITIBANK OVERSEAS INVESTMENT CORP | 1105748 | | 13F-NT[html] |
| CITIBANK SOUTH DAKOTA N A | 839947 | | 10-D[html] 13F-NT[html] |
| CITIBANK SWITZERLAND | 799632 | | 13F-NT[html] |
| CITICORP BANKING CORP | 1080104 | | 13F-NT[html] |
| CITICORP MEXICO HOLDINGS LLC | 1279128 | | 13F-NT[html] |
| CITIGROUP ALTERNATIVE INVESTMENTS INC | 1205833 | | 13F-NT[html] |
| CITIGROUP FINANCIAL PRODUCTS INC | 700691 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS DEUTSCHLAND AG & CO KGAA | 1279224 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS EUROPE LTD | 1080102 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC | 200245 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS INC | 315030 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS INTERNATIONAL LLC | 1080101 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS LTD | 1012467 | | 13F-NT[html] |
| CITIGROUP GLOBAL MARKETS UK EQUITY LTD | 1134745 | | 13F-NT[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 13F-HR[html] 424B2[html] 424B2[html] FWP[html] |
| CITIGROUP INVESTMENTS INC | 1205828 | | 13F-NT[html] |
| CITIZENS BANCSHARES CORP /GA/ | 813640 | | 10-Q[html] 8-K[html] |
| CITY CAPITAL CORP | 793986 | | 8-K[html] |
| CLAIRES STORES INC | 34115 | | 8-K[html] |
| CLAIRVOYANCE CAPITAL ADVISORS PTE. LTD. | 1490994 | | 13F-HR[html] |
| CLANCEY DAVID | 1141833 | | 4[html] |
| CLARIDEN LEU AG | 1376842 | | 13F-NT[html] |
| CLARK CHRISTOPHER T | 1206041 | | 4[html] |
| CLARKE JOHN U | 1225312 | | 4[html] |
| CLAYTON WILLIAMS ENERGY INC /DE | 880115 | | 8-K[html] |
| CLEAN HARBORS INC | 822818 | NYSE:CLH | 4[html] |
| CLEAN WIND ENERGY TOWER, INC. | 95572 | | 10-Q[html] |
| CLEARVIEW CORRESPONDENT SERVICES, LLC | 1383161 | | FOCUSN[html] X-17A-5[html] |
| CLECO CORP | 1089819 | | 4[html] 4[html] |
| CLEOPATRA INTERNATIONAL GROUP, INC. | 810534 | | NT 10-Q[html] |
| CLEVELAND BIOLABS INC | 1318641 | NASDAQ:CBLI | 4[html] |
| CLIFFS NATURAL RESOURCES INC. | 764065 | NYSE:CLF | 8-K[html] |
| CLOUES EDWARD B II | 1145949 | | 4[html] 4[html] |
| CLOUGH CAPITAL PARTNERS L P | 1276144 | | 13F-HR[html] |
| CMG HOLDINGS, INC. | 1346655 | | 8-K[html] NT 10-Q[html] |
| CNA FINANCIAL CORP | 21175 | NYSE:CNA | 13F-HR[html] |
| CNA SURETY CORP | 1044566 | NYSE:SUR | SC 14D9/A[html] |
| CNB CORP /MI/ | 779125 | | 10-Q[html] |
| CNH EQUIPMENT TRUST 2010-B | 1497693 | | 10-D[html] |
| CNH Equipment Trust 2010-A | 1487008 | | 10-D[html] |
| CNH Equipment Trust 2010-C | 1504999 | | 10-D[html] |
| CNH PARTNERS LLC | 1167456 | | 13F-HR[html] |
| CNINSURE INC. | 1413855 | NASDAQ:CISG | 6-K[html] SC 13D[html] SC 13D[html] |
| CNL LIFESTYLE PROPERTIES INC | 1261159 | | 10-Q[html] |
| CNO Financial Group, Inc. | 1224608 | NYSE:CNO | 8-K[html] |
| CNS RESPONSE, INC. | 822370 | | 10-Q[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| COATES INTERNATIONAL LTD \DE\ | 948426 | | 10-Q[html] |
| COATUE MANAGEMENT LLC | 1135730 | | 13F-HR[html] |
| COATUE OFFSHORE MASTER FUND, LTD. | 1426757 | | 13F-NT[html] |
| COCA COLA BOTTLING CO CONSOLIDATED /DE/ | 317540 | | 8-K[html] |
| COCA-COLA ENTERPRISES, INC. | 1491675 | NYSE:CCE | 4[html] |
| COHEN GLENN GARY | 1250817 | | 4[html] |
| COHM Overseas Mexico Holding, S. de R.L. de C.V. | 1512730 | | 13F-NT[html] |
| COL CHINA ONLINE INTERNATIONAL INC | 1114274 | | 10-Q[html] |
| COLE CORPORATE INCOME TRUST, INC. | 1490626 | | 424B3[html] |
| COLE REAL ESTATE INCOME TRUST, INC. | 1498542 | | S-11/A[html] |
| COLE SUE W | 1166747 | | 4[html] |
| COLGATE PALMOLIVE CO | 21665 | | 3[html] 3[html] |
| COLLECTORS UNIVERSE INC | 1089143 | NASDAQ:CLCT | 4[html] |
| COLOMBIA CLEAN POWER & FUELS, INC | 1045390 | | 10-Q[html] |
| COLONY CAPITAL MANAGEMENT INC | 1050467 | | 13F-HR[html] |
| COLUMBIA INSURANCE CO | 764525 | | 13F-NT[html] |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 1233991 | | 13F-NT[html] |
| COMCAM INTERNATIONAL INC | 1118761 | | 10-Q[html] 8-K/A[html] |
| COMCAST CORP | 1166691 | NYSE:CCS NYSE:CCT NYSE:CCW NYSE:CCZ NASDAQ:CMCSA NASDAQ:CMCSK | 8-K[html] |
| COMDISCO HOLDING CO INC | 1179484 | | 10-Q[html] 8-K[html] |
| COMMERCIAL BANCSHARES INC \OH\ | 1009976 | | 4[html] |
| COMMERCIAL BARGE LINE CO | 1324482 | | 10-Q[html] |
| COMMONWEALTH BANK OF AUSTRALIA | 8565 | | 13F-HR[html] |
| COMMONWEALTH BANKSHARES INC | 835012 | NASDAQ:CWBS | 10-Q[html] |
| COMMONWEALTH BIOTECHNOLOGIES INC | 1042418 | NASDAQ:CBTE | NT 10-Q[html] |
| COMMONWEALTH INCOME & GROWTH FUND V | 1253347 | | 10-Q[html] |
| COMMUNICATION INTELLIGENCE CORP | 727634 | | 10-Q[html] |
| COMMUNITY BANK SHARES OF INDIANA INC | 933590 | NASDAQ:CBIN | 10-Q[html] 3[html] |
| COMMUNITY BANK SYSTEM INC | 723188 | NYSE:CBU | 8-K[html] |
| COMMUNITY FIRST INC | 1179500 | | 10-Q[html] |
| COMPASS INTERNATIONAL SERVICES CORP | 1046817 | | 424B3[html] |
| COMPETITIVE TECHNOLOGIES INC | 102198 | AMEX:CTT | NT 10-Q[html] |
| COMPLIANCE SYSTEMS CORP | 1206133 | | 10-Q[html] |
| COMPREHENSIVE CARE CORP | 22872 | | 10-Q[html] |
| COMPUTER TASK GROUP INC | 23111 | NASDAQ:CTGX | 4[html] 4[html] 4[html] 4[html] 4[html] |
| COMVERGE, INC. | 1372664 | NASDAQ:COMV | 4[html] 4[html] 4[html] |
| CONCRETE CASTING INC | 93205 | | 10-Q[html] |
| CONNECTICUT LIGHT & POWER CO | 23426 | | POSASR[html] |
| CONNING Asset Management Co. | 801051 | | 13F-HR[html] |
| CONSOLIDATED CAPITAL PROPERTIES IV | 355804 | | 10-Q[html] |
| CONSTELLATION BRANDS, INC. | 16918 | NYSE:STZ NYSE:STZ/B | 4[html] |
| CONSUMERS BANCORP INC /OH/ | 1006830 | | 10-Q[html] |
| CONTANGO OIL & GAS CO | 1071993 | AMEX:MCF | 8-K[html] |
| CONTINENTAL CASUALTY CO | 23997 | | 13F-HR[html] |
| CONTINENTAL INSURANCE CO | 24073 | | 13F-HR[html] |
| CONTINENTAL MATERIALS CORP | 24104 | AMEX:CUO | 4[html] |
| CONTRAN CORP | 24240 | | 4[html] 4[html] |
| CONTRARIAN CAPITAL MANAGEMENT LLC | 1050417 | | 13F-HR[html] |
| CONVENIENTCAST INC. | 1269879 | | NT 10-Q[html] |
| CONWAY ROBERT | 1184334 | | 4[html] |
| COOKE & BIELER LP | 24386 | | 13F-HR[html] |
| COPIA CAPITAL LLC | 1284986 | | 13F-HR[html] |
| COPsync, Inc. | 1383154 | | 10-Q[html] |
| CORE HEALTH CARE NETWORK, INC. | 1467377 | | NT 10-Q[html] |
| CORELOGIC, INC. | 36047 | NYSE:FAF | 8-K[html] |
| CORNERCAP INVESTMENT COUNSEL INC | 1062938 | | 13F-HR[html] |
| CORNERSTONE BANCSHARES INC | 1038773 | | 10-Q[html] |
| CORNHUSKER CASUALTY CO | 829771 | | 13F-NT[html] |
| CORPORATE OFFICE PROPERTIES TRUST | 860546 | NYSE:OFC NYSE:OFC^G NYSE:OFC^H NYSE:OFC^J | 4/A[html] |
| CORPORATE PROPERTY ASSOCIATES 16 GLOBAL INC | 1250873 | | 10-Q[html] |
| CORRECTIONS CORP OF AMERICA | 1070985 | NYSE:CXW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] SC 13G/A[html] |
| CORRENTI JOHN D | 1012814 | | 4[html] |
| CORTLAND BANCORP INC | 774569 | | 10-Q[html] |
| CORVEL CORP | 874866 | NASDAQ:CRVL | 4[html] 4[html] 4[html] |
| COUGAR OIL & GAS CANADA INC. | 1427645 | | 6-K[html] |
| COURAGE CAPITAL MANAGEMENT LLC | 1119376 | | 13F-HR[html] |
| COURIER CAPITAL CORP | 1015247 | | 13F-HR[html] |
| COX C LEE | 1188473 | | 4[html] |
| CPC OF AMERICA INC | 1042728 | | NT 10-Q[html] |
| CPM Acquisition Corp. | 1512573 | | S-4/A[html] |
| CPM Holdings, Inc. | 1512574 | | S-4/A[html] |
| CPM SA, LLC | 1512569 | | S-4/A[html] |
| CPM Wolverine Proctor, LLC | 1512571 | | S-4/A[html] |
| CR Intrinsic Investors, LLC | 1316388 | | 13F-HR[html] |
| CRAFT BREWERS ALLIANCE, INC. | 892222 | NASDAQ:HOOK | 10-Q[html] |
| CRAMER ROSENTHAL MCGLYNN LLC | 820743 | | 13F-HR[html] |
| CRANSTON MARY B | 1104268 | | 4[html] |
| CRATER MOUNTAIN RESOURCES, INC. | 1434028 | | NT 10-Q[html] |
| CREATIVE VISTAS INC | 1113524 | | 10-Q[html] |
| CREDIT ACCEPTANCE CORP | 885550 | NASDAQ:CACC | 4[html] |
| CREDIT ONE FINANCIAL INC | 1201135 | | 10-Q[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] |
| CREDIT SUISSE CAPITAL LLC/ | 1335627 | | 13F-NT[html] |
| CREDIT SUISSE GROUP AG | 1159510 | | F-3ASR[html] |
| CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. | 1452282 | | 13F-NT[html] |
| CREDIT SUISSE INTERNATIONAL | 1343079 | | 13F-NT[html] |
| CREDIT SUISSE SECURITIES (EUROPE) LTD | 1343078 | | 13F-NT[html] |
| CRESCENDO PARTNERS II LP | 1219602 | | 13F-HR[html] |
| CRESCI ROBERT J | 1198455 | | 4[html] |
| CRI HOTEL INCOME PARTNERS L P | 808377 | | NT 10-Q[html] |
| CRITERION CAPITAL MANAGEMENT LLC | 1282550 | | 13F-HR[html] |
| CROFT JAMES AD | 1200338 | | 4[html] |
| CROFT-LEOMINSTER INC | 932752 | | 13F-HR[html] |
| CROGHAN BANCSHARES INC | 887149 | | 4[html] |
| CROPPER STEPHEN L | 1174439 | | 4[html] |
| CROSS A T CO | 25793 | NASDAQ:ATX | 4[html] |
| CROSS BORDER RESOURCES, INC. | 1373485 | | 10-Q[html] |
| CROSSHAIR EXPLORATION & MINING CORP | 1287121 | AMEX:CXZ | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| CROSSLINK CAPITAL INC | 1104329 | | 13F-HR[html] |
| CROSSTEX ENERGY LP | 1179060 | | 4[html] |
| CROYLE ROBERT G | 1183342 | | 4[html] |
| CRUDE CARRIERS CORP. | 1481055 | | 425[html] 425[html] |
| CRUMLISH ARTHUR W | 1183943 | | 4[html] |
| CRYPTOLOGIC LTD | 1094036 | NASDAQ:CRYP | SC 13G/A[html] |
| CSX CORP | 277948 | NYSE:CSX | 8-K[html] |
| CSat Investment Advisory, L.P. | 1483801 | | 13F-HR[html] |
| CTI INDUSTRIES CORP | 1042187 | NASDAQ:CTIB | 10-Q[html] |
| CTM MEDIA HOLDINGS, INC. | 1463833 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| CUBIC ENERGY INC | 319156 | AMEX:QBC | 10-Q[html] |
| CUMULUS MEDIA INC | 1058623 | NASDAQ:CMLS | 10-Q[html] 8-K[html] 8-K[html] |
| CURRIE HARRISS T | 1238407 | | 4[html] |
| CUSHING MLP ASSET MANAGEMENT, LP | 1329375 | | 13F-HR[html] |
| CVR ENERGY INC | 1376139 | NYSE:CVI | 4[html] 4[html] 4[html] |
| CYANOTECH CORP | 768408 | NASDAQ:CYAN | 5[html] |
| CYBRA CORP | 1365832 | | 10-Q[html] |
| CYCLE COUNTRY ACCESSORIES CORP | 1157758 | AMEX:ATC | NT 10-Q[html] |
| CYIOS CORP | 1091566 | | 10-Q[html] |
| CYNOSURE INC | 885306 | NASDAQ:CYNO | 4[html] 4[html] |
| CYPRESS INSURANCE CO | 1034533 | | 13F-NT[html] |
| CYPRESS SEMICONDUCTOR CORP /DE/ | 791915 | | 8-K[html] |
| CYTODYN INC | 1175680 | | 8-K[html] |
| CYTOMEDIX INC | 1091596 | AMEX:GTF | 10-Q[html] |
| CYTTA CORP. | 1383088 | | NT 10-Q[html] |
| Cabes Robert L Jr | 1307972 | | 4[html] |
| Cachey Joseph III | 1520708 | | 3[html] |
| Cadian Offshore Fund Ltd. | 1420605 | | 13F-NT[html] |
| Calamari Peter | 1413121 | | 4[html] |
| Caldwell Scott Andrew | 1392012 | | 4/A[html] |
| Callaway Land & Reserves, LLC | 1487025 | | 424B5[html] |
| Calpian, Inc. | 1414628 | | 10-Q[html] |
| Camber Capital Management LLC | 1444043 | | 13F-HR[html] |
| Cameron Kevin M | 1305042 | | 4[html] |
| Campbell Colin | 1489974 | | 4[html] |
| Campbell Global Trend Fund, L.P. | 1478220 | | 10-Q[html] |
| Canterbury Resources, Inc. | 1453420 | | 10-Q[html] |
| Canty James Edward | 1298578 | | 13F-NT[html] |
| Cao Jing | 1430598 | | 4[html] |
| Capital 121 Pty Ltd | 1513318 | | 13F-NT[html] |
| Capital Product Partners L.P. | 1392326 | NASDAQ:CPLP | 425[html] |
| CarMax Auto Owner Trust 2010-2 | 1495220 | | 10-D[html] |
| CarMax Auto Owner Trust 2010-3 | 1504496 | | 10-D[html] |
| CarMax Auto Owner Trust 2011-1 | 1514773 | | 10-D[html] |
| Carapezzi William R JR | 1295078 | | 4[html] |
| Carbon Sciences, Inc. | 1407878 | | 8-K[html] |
| Cardiogenesis Corp /CA | 863680 | | 10-Q[html] |
| Cardiome Pharma Corp | 1036141 | NASDAQ:CRME | 6-K[html] 6-K[html] |
| Cardium Therapeutics, Inc. | 772320 | AMEX:CXM | 10-Q[html] |
| Cardo Medical, Inc. | 925741 | | 10-Q[html] |
| CarePayment Technologies, Inc. | 1142406 | | NT 10-Q[html] |
| Carey Jaime | 1437017 | | 4[html] |
| Caribou Coffee Company, Inc. | 1332602 | NASDAQ:CBOU | 8-K[html] S-8[html] |
| Carlson Lockwood | 1457523 | | 4[html] |
| Carlson W. Erik | 1426816 | | 4[html] |
| Carlyle Investment Management LLC | 1354120 | | 13F-NT[html] |
| Carlyle Realty Foreign Investors VI-A, L.P. | 1501955 | | D/A[html] |
| Carlyle Realty Partners VI, L.P. | 1501956 | | D/A[html] |
| Carson John C Jr. | 1509485 | | 4[html] |
| Casablanca Mining Ltd. | 1454007 | | 10-Q[html] |
| Cassara Anthony | 1514484 | | 4[html] |
| Castine Partners II, LP | 1372232 | | 13F-NT[html] |
| Castle Creek Arbitrage, LLC | 1326638 | | 13F-HR[html] |
| Castle Gate Holding CO | 1309998 | | 424B5[html] |
| Castwell Precast Corp | 1396633 | | 10-Q[html] |
| Causby David A | 1520571 | | 3[html] |
| Cavico Corp | 1376742 | | NT 10-Q[html] |
| Cavitation Technologies, Inc. | 1376793 | | 10-Q[html] |
| Ceelox Inc. | 1421766 | | 10-Q[html] |
| CelLynx Group, Inc. | 1067286 | | 10-Q[html] |
| Celera CORP | 1428156 | NASDAQ:CRA | 4[html] 8-K[html] |
| Cellceutix CORP | 1355250 | | NT 10-Q[html] |
| Cellcom Israel Ltd. | 1385145 | NYSE:CEL | 6-K[html] |
| Cellteck Inc. | 1419583 | | 10-Q[html] |
| Centerbridge Credit Advisors, L.L.C. | 1484832 | | 13F-NT[html] |
| Centerbridge Credit Partners General Partner, L.L.C. | 1484833 | | 13F-NT[html] |
| Centerbridge Credit Partners Offshore General Partner, L.L.C | 1484834 | | 13F-NT[html] |
| Centerbridge Partners Holdings, LLC | 1484835 | | 13F-NT[html] |
| Centerbridge Partners, L.P. | 1484836 | | 13F-HR[html] |
| Centerbridge Special Credit Advisors, L.L.C. | 1484831 | | 13F-NT[html] |
| Centerbridge Special Credit Partners General Partner, L.L.C. | 1484837 | | 13F-NT[html] |
| Centerbridge Special GP Investors, L.L.C. | 1484838 | | 13F-NT[html] |
| Centex Land Vista Ridge Lewisville III General Partner, LLC | 1508022 | | S-4/A[html] |
| Centex Land Vista Ridge Lewisville III, L.P. | 1508009 | | S-4/A[html] |
| Centre Lane Investment Corp. | 1511948 | | N-2/A[html] |
| Century Acquisition Corp | 1505366 | | 10-Q[html] |
| Century Securities Associates, Inc. | 1483835 | | 13F-HR[html] |
| Cereplast Inc | 1324759 | | 10-Q[html] 8-K[html] |
| Chang-On International, Inc. | 42136 | | 10-Q[html] |
| Changda International Holdings, Inc. | 1417624 | | 10-Q[html] |
| Chapin Bradley D | 1502848 | | 4[html] |
| Chardon Marc | 1345562 | | 4[html] |
| Charter Oak Management GP LLC | 1427144 | | 13F-NT[html] |
| Charter Oak Partners Management, L.P. | 1492145 | | 13F-HR[html] |
| Checkpoint Surgical, LLC | 1473347 | | D[html] |
| Chedraoui Tony | 1482897 | | 13F-NT[html] |
| Chemtura CORP | 1091862 | | 8-K/A[html] 8-K/A[html] |
| Chen Peng | 1371454 | | 4[html] |
| Cheyne Capital Management (UK) LLP | 1390457 | | 13F-HR[html] |
| Chieftain Capital Management, Inc. | 1491126 | | 13F-HR[html] |
| Childrens Investment Fund Management (UK) LLP | 1362598 | | 13F-HR[html] |
| Chilton Global Natural Resources International III (BVI) Ltd | 1520868 | | D[html] |
| Chilton Global Natural Resources International III, L.P. | 1520869 | | D[html] |
| China 3C Group | 1076784 | | NT 10-Q[html] |
| China Agri-Business, Inc. | 1378270 | | 10-Q[html] |
| China Armco Metals, Inc. | 1410711 | | 10-Q[html] |
| China Auto Logistics Inc | 1355042 | | 10-Q[html] |
| China BCT Pharmacy Group, Inc. | 1399356 | | 10-Q[html] |
| China Bilingual Technology & Education Group Inc. | 1470129 | | 10-Q[html] |
| China Bright Star Ltd | 1499319 | | 10-Q/A[html] |
| China CGame, Inc. | 1287668 | NASDAQ:CAEI | NT 10-Q[html] |
| China Carbon Graphite Group, Inc. | 1284450 | | 10-Q[html] |
| China Ceetop.com, Inc. | 1439254 | | NT 10-Q[html] |
| China Chemical Corp. | 1445941 | | 10-Q[html] |
| China Complant Group Inc | 1503385 | | NT 10-Q[html] |
| China Crescent Enterprises, Inc. | 745655 | | NT 10-Q[html] |
| China Digital Animation Development, Inc. | 928835 | | NT 10-Q[html] |
| China Digital TV Holding Co., Ltd. | 1405503 | NYSE:STV | 6-K[html] |
| China Direct Industries, Inc. | 1088787 | NASDAQ:CDII | 10-Q[html] 8-K[html] |
| China Electronics Holdings, Inc. | 1440770 | | NT 10-Q[html] |
| China Executive Education Corp | 1464305 | | 10-Q[html] |
| China Fitness & Beauty Inc. | 1520397 | | S-1[html] |
| China Fruits Corportion | 1029802 | | NT 10-Q[html] |
| China Ginseng Holdings Inc | 1338460 | | NT 10-Q[html] |
| China Golden Star Holdings Ltd | 1499320 | | 10-Q/A[html] |
| China Grand Resorts, Inc. | 860543 | | 10-Q[html] |
| China Green Energy Industries, Inc. | 1448776 | | 10-Q[html] 8-K[html] |
| China GrenTech CORP LTD | 1347510 | NASDAQ:GRRF | 6-K[html] |
| China Growth CORP | 1381807 | | 10-Q[html] |
| China Health Industries Holdings, Inc. | 1309057 | | NT 10-Q[html] |
| China Highlands Ltd | 1499321 | | 10-Q/A[html] |
| China Housing & Land Development, Inc. | 1303330 | NASDAQ:CHLN | 10-Q[html] |
| China Industrial Waste Management Inc. | 763846 | | 10-Q[html] 8-K[html] |
| China Information Technology, Inc. | 1350684 | NASDAQ:CPBY | 8-K[html] |
| China Infrastructure Investment CORP | 1311369 | NASDAQ:CIIC | 10-Q[html] |
| China Intelligence Information Systems Inc. | 1337615 | | 10-Q[html] |
| China Intelligent Lighting & Electronics, Inc. | 1421525 | | NT 10-Q[html] |
| China Internet Caf? Holdings Group, Inc. | 1373846 | | NT 10-Q[html] 8-K/A[html] |
| China Jianye Fuel, Inc. | 1390662 | | 10-Q[html] |
| China Kanghui Holdings | 1495660 | | 6-K[html] |
| China Kangtai Cactus Bio-tech, Inc. | 1017699 | | 10-Q[html] |
| China Lithium Technologies Inc. | 888719 | | 10-Q[html] |
| China Logistics Group Inc | 1123493 | | 10-Q[html] |
| China Modern Agricultural Information, Inc. | 1479526 | | 10-Q[html] |
| China New Greenfood Co., Ltd | 1470701 | | 10-Q[html] |
| China PharmaHub Corp. | 1462109 | | 10-Q[html] |
| China Pharmaceuticals Inc | 1341808 | | NT 10-Q[html] |
| China Polypeptide Group, Inc. | 1435530 | | 10-Q[html] |
| China Power Equipment, Inc. | 1418134 | | 10-Q[html] |
| China Power Technology, Inc. | 1448500 | | 10-Q[html] |
| China Precision Steel, Inc. | 1044577 | NASDAQ:CPSL | 10-Q[html] |
| China Printing & Packaging, Inc. | 1422357 | | 10-Q[html] |
| China Renewable Construction Materials Inc. | 1504877 | | NT 10-Q[html] |
| China Rising Star Ltd | 1499323 | | 10-Q/A[html] |
| China SHESAYS Medical Cosmetology Inc. | 1401371 | | 10-Q[html] |
| China Shenghuo Pharmaceutical Holdings Inc | 1335106 | AMEX:KUN | 10-Q[html] |
| China Solar & Clean Energy Solutions, Inc. | 717588 | | 10-Q[html] |
| China Sure Water (USA) Inc. | 1510256 | | NT 10-Q[html] |
| China TMK Battery Systems Inc. | 1382702 | | 10-Q[html] |
| China Tel Group Inc | 1357531 | | 10-Q[html] |
| China Wind Systems, Inc | 819926 | | 10-Q[html] DEF 14A[html] |
| China Youth Media, Inc. | 728385 | | NT 10-Q[html] |
| ChinaNet Online Holdings, Inc. | 1376321 | | 10-Q[html] |
| Chou Associates Management Inc. | 1389403 | | 13F-HR[html] |
| Chrin John R. | 1479001 | | 4[html] |
| Cinemark Holdings, Inc. | 1385280 | NYSE:CNK | 4[html] 4[html] |
| Ciralight Global, Inc. | 1463961 | | 10-Q[html] |
| Cisco Systems International B.V. | 1345837 | | 13F-NT[html] |
| Citadel Exploration, Inc. | 1482075 | | 10-Q[html] |
| Citicorp | 1336397 | | 13F-NT[html] |
| Citicorp Global Holdings, Inc. | 1512733 | | 13F-NT[html] |
| Citicorp International Finance Corp | 1512732 | | 13F-NT[html] |
| Citicorp Trust South Dakota | 1426918 | | 13F-NT[html] |
| Citicorp Trust, National Association | 1389388 | | 13F-NT[html] |
| Citigroup Derivatives Markets Inc. | 1345993 | | 13F-NT[html] |
| Citigroup Funding Inc. | 1318281 | | 424B2[html] FWP[html] |
| Citigroup Global Markets (International) Finance AG | 1316201 | | 13F-NT[html] |
| Citigroup Global Markets Finance Corp & Co. beschrankt hafte | 1279221 | | 13F-NT[html] |
| Citigroup Global Markets Finance LLC | 1389225 | | 13F-NT[html] |
| Citigroup Global Markets Financial Products LLC | 1316457 | | 13F-NT[html] |
| Citigroup Global Markets Holdings GmbH | 1316200 | | 13F-NT[html] |
| Citigroup Trust - Delaware, National Association | 1425117 | | 13F-NT[html] |
| Citigroup Venture Capital International Delaware Corp | 1512731 | | 13F-NT[html] |
| Citigroup Venture Capital International Partnership G.P. Ltd | 1511772 | | 13F-NT[html] |
| Citizens Community Bancorp Inc. | 1367859 | NASDAQ:CZWI | 10-Q[html] |
| Clark John Smith II | 1378379 | | 13F-NT[html] |
| Clean Slate, Inc. | 1021282 | | NT 10-Q[html] |
| CleanTech Innovations, Inc. | 1382219 | | 10-Q[html] 8-K[html] |
| Clough Charles JR | 1299903 | | 13F-NT[html] |
| Coal Gas Recovery, LLC | 1309999 | | 424B5[html] |
| Coast to Coast Consulting, LLC | 1431655 | | 424B3[html] |
| Cobble Hill Financial Services, INC | 1463306 | | 13F-HR[html] |
| Cobra Natural Resources, LLC | 1487026 | | 424B5[html] |
| Coco Trust | 1497952 | | 4[html] |
| Coferon, Inc. | 1508006 | | D[html] |
| Cogo Group, Inc. | 28367 | NASDAQ:COGO | 8-K[html] |
| Cohen Ara | 1512398 | | 13F-NT[html] |
| Cohen Jon R | 1477972 | | 4[html] |
| Cole Douglas G. | 1486373 | | 4[html] |
| Colonial First State Asset Management (Australia) Ltd | 1513216 | | 13F-NT[html] |
| Colonial First State Group Ltd | 1513317 | | 13F-NT[html] |
| Colonial First State Investments Ltd | 1513287 | | 13F-NT[html] |
| Colonial Holding Co Ltd | 1513268 | | 13F-NT[html] |
| Colson Michael J | 1313560 | | 4[html] |
| Colt Defense LLC | 1508677 | | 10-Q[html] |
| Colt Finance Corp. | 1512369 | | 10-Q[html] |
| Commonwealth Income & Growth Fund VI | 1351901 | | 10-Q[html] |
| Commonwealth Insurance Holdings Ltd | 1513270 | | 13F-NT[html] |
| Community Bankers Trust Corp | 1323648 | AMEX:BTC AMEX:BTC/U AMEX:BTC/WS | 10-Q[html] |
| Community Partners Bancorp | 1343034 | NASDAQ:CPBC | 10-Q[html] |
| Compass Diversified Holdings | 1345126 | NASDAQ:CODI | 4[html] |
| Compass Teleservices, Inc. | 1397958 | | 424B3[html] |
| Computer Software Innovations, Inc. | 1109879 | | 10-Q[html] 8-K[html] 8-K[html] |
| Comstock Mining Inc. | 1120970 | | 10-Q[html] |
| Conatus Capital Management LP | 1452929 | | 13F-HR[html] |
| Congaree Bancshares Inc | 1353523 | | 10-Q[html] |
| Conn Mitzi P | 1399000 | | 4[html] |
| ConnectQuest, LLC | 1520364 | | D[html] |
| Connors Nelda J | 1478748 | | 4[html] |
| Conquest Petroleum Inc | 1422220 | | NT 10-Q[html] |
| Consolidation Services, Inc. | 1392960 | | NT 10-Q[html] |
| Constellation Growth Corp | 1505368 | | 10-Q[html] |
| Constellation Wealth Advisors, LLC | 1474208 | | 13F-HR[html] |
| Consumer Capital Group, Inc. | 1439299 | | NT 10-Q[html] |
| Contango ORE, Inc. | 1502377 | | 10-Q[html] |
| Contour Asset Management LLC | 1510669 | | 13F-HR[html] |
| Convergent Wealth Advisors | 1491296 | | 13F-HR[html] |
| Converted Organics Inc. | 1366340 | NASDAQ:COIN NASDAQ:COINZ | 10-Q[html] |
| Cook Raymond D | 1432030 | | 4[html] |
| Cooley Richard Scott | 1406840 | | 4[html] |
| Cooper Jeffrey H | 1301173 | | 4[html] |
| Coral Energy Services, LLC | 1487027 | | 424B5[html] |
| Corbus Barclay F | 1397930 | | 4[html] |
| Cord Blood America, Inc. | 1289496 | | NT 10-Q[html] |
| Cormac Mining Inc. | 1443270 | | 10-Q[html] |
| Cornerstone Core Properties REIT, Inc. | 1310383 | | 10-Q[html] |
| CoroWare, Inc, | 1156784 | | NT 10-Q[html] |
| Coronado Corp. | 1365022 | | 10-Q[html] |
| Coronus Solar Inc. | 1448900 | | 8-K[html] |
| Corporate Property Associates 17 - Global INC | 1390213 | | 10-Q[html] |
| Corral Creek Holding, LLC | 1516221 | | 424B5[html] |
| Corriente Advisors, LLC | 1406718 | | 13F-HR[html] |
| Costa Brava Partnership III LP | 1319959 | | 13F-NT[html] |
| Counsel RB Capital Inc. | 849145 | | 10-Q[html] |
| Courtois Jean-Yves | 1520610 | | 3[html] 4[html] |
| Cowell Andy | 1417671 | | 4[html] |
| Cox James S | 1441361 | | 4[html] |
| Coyote Hills Golf, Inc. | 1403802 | | 10-Q[html] |
| Coyote Resources, Inc. | 1392121 | | NT 10-Q[html] |
| Crawford James T III | 1340708 | | 4[html] |
| Crawford Kermit R | 1341253 | | 4[html] |
| Credit Receivables CORP I | 1431671 | | 424B3[html] |
| Credit Suisse (Italy) S.p.a. | 1428599 | | 13F-NT[html] |
| Credit Suisse Group (Guernsey) I Ltd | 1518317 | | F-3ASR[html] |
| Credit Suisse Group (Guernsey) III Ltd | 1520705 | | F-3ASR[html] |
| Credit Suisse Life & Pension AG | 1520226 | | 13F-NT[html] |
| Credit Suisse Life (Bermuda) Ltd. | 1520223 | | 13F-NT[html] |
| Croce James A. | 1493771 | | 4[html] |
| Crocs, Inc. | 1334036 | NASDAQ:CROX | ARS[html] |
| Crotched Mountain Properties, LLC | 1517824 | | S-4/A[html] |
| Crowell Craig | 1444644 | | 4[html] |
| Crown Acquisition Corp. | 1512572 | | S-4/A[html] |
| Crown Equity Holdings, Inc. | 1103833 | | 3/A[html] 3/A[html] 3/A[html] 3/A[html] |
| Crown Iron Works Co | 1512570 | | S-4/A[html] |
| Crownbutte Wind Power, Inc. | 1452583 | | NT 10-Q[html] |
| Cullen Capital Management, LLC | 1362535 | | 13F-HR[html] |
| Cumberland Coal Resources, LP | 1310001 | | 424B5[html] |
| Cunliffe Sean | 1472229 | | 4[html] |
| Cushing MLP Total Return Fund | 1400897 | | 8-K[html] |
| Cyclacel Pharmaceuticals, Inc. | 1130166 | NASDAQ:CYCC NASDAQ:CYCCP | 10-Q[html] POS AM[html] POS AM[html] POS AM[html] |
| Cypress Capital Group | 1341748 | | 13F-HR[html] |
| CytoCore Inc | 75439 | | 10-Q[html] |
| Cytosorbents Corp | 1175151 | | 10-Q[html] |