| Company | CIK | Ticker Symbol | Document |
| N I S Holdings, Corp. | 1366404 | | 15-15D[html] |
| N-VIRO INTERNATIONAL CORP | 904896 | | 10-Q[html] |
| NACCO INDUSTRIES INC | 789933 | NYSE:NC | 8-K[html] |
| NAGEL CHRISTOPHER E | 1415188 | | 4[html] |
| NANOVIRICIDES, INC. | 1379006 | | NT 10-Q[html] |
| NAPCO SECURITY TECHNOLOGIES, INC | 69633 | | 10-Q[html] 8-K[html] |
| NASDAQ OMX GROUP, INC. | 1120193 | | 8-K[html] |
| NASDAQ Stock Market LLC | 1354457 | | 25-NSE[html] 25-NSE[html] |
| NATIONAL BEVERAGE CORP | 69891 | NASDAQ:FIZZ | 8-K[html] |
| NATIONAL FIRE & MARINE INSURANCE CO | 355323 | | 13F-NT[html] |
| NATIONAL HOLDINGS CORP | 1023844 | | 10-Q[html] |
| NATIONAL INDEMNITY CO | 314943 | | 13F-NT[html] |
| NATIONAL INSTRUMENTS CORP /DE/ | 935494 | | 8-K[html] |
| NATIONAL LIABILITY & FIRE INSURANCE CO | 946139 | | 13F-NT[html] |
| NATIONAL MENTOR HOLDINGS, INC. | 1338690 | | 10-Q[html] 8-K[html] |
| NATIONAL PROPERTY ANALYSTS MASTER LIMITED PARTNERSHIP | 926843 | | 10-Q[html] |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ | 70502 | | 424B3[html] 424B3[html] |
| NATIONAL SECURITY GROUP INC | 865058 | NASDAQ:NSEC | 10-Q[html] |
| NATIONAL SEMICONDUCTOR CORP | 70530 | NYSE:NSM | DEFM14A[html] |
| NATIONAL WESTERN LIFE INSURANCE CO | 70684 | NASDAQ:NWLI | 4[html] |
| NATIONWIDE HEALTH PROPERTIES INC | 780053 | NYSE:NHP NYSE:NHP^B | DEFM14A[html] |
| NATIONWIDE VARIABLE ACCOUNT-12 | 1173507 | | 497[html] |
| NATIONWIDE VARIABLE INSURANCE TRUST | 353905 | | CORRESP[html] N-14[html] |
| NATIXIS | 1274981 | | 13F-HR[html] |
| NATURAL ALTERNATIVES INTERNATIONAL INC | 787253 | NASDAQ:NAII | 10-Q[html] |
| NATURALLY ADVANCED TECHNOLOGIES INC | 1210294 | | NT 10-Q[html] |
| NB Manufacturing, Inc. | 1393631 | | 10-Q[html] |
| NCO ACI Holdings, Inc. | 1396896 | | 424B3[html] |
| NCO Customer Management, Inc. | 1396898 | | 424B3[html] |
| NCO Financial Systems, Inc. | 1396897 | | 424B3[html] |
| NCO Funding, Inc. | 1397531 | | 424B3[html] |
| NCO Group International, Inc. | 1397532 | | 424B3[html] |
| NCO Group, Inc. | 1397772 | | 424B3[html] 8-K[html] |
| NCO Holdings, Inc. | 1397294 | | 424B3[html] |
| NCO Portfolio Management, Inc. | 1397774 | | 424B3[html] |
| NCO Support Services, LLC | 1396899 | | 424B3[html] |
| NCO Teleservices, Inc. | 1396900 | | 424B3[html] |
| NCOP Financing, Inc. | 1397295 | | 424B3[html] |
| NCOP IX, LLC | 1398740 | | 424B3[html] |
| NCOP Nevada Holdings, Inc. | 1396891 | | 424B3[html] |
| NCOP Services, Inc. | 1396894 | | 424B3[html] |
| NCOP X, LLC | 1431674 | | 424B3[html] |
| NCOP XI, LLC | 1486995 | | 424B3[html] |
| NCOP XII, LLC | 1486994 | | 424B3[html] |
| NCOP/Marlin, Inc. | 1396892 | | 424B3[html] |
| NEAH POWER SYSTEMS, INC. | 1162816 | | NT 10-Q[html] |
| NEEDHAM EMERGING GROWTH PARTNERS LP | 890847 | | 13F-NT[html] |
| NEEDHAM GROWTH FUND | 1310572 | | 13F-NT[html] |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | | 13F-HR[html] |
| NEFFS BANCORP INC | 797838 | | 10-Q[html] |
| NEIMAN MARCUS GROUP INC | 819539 | | 424B3[html] 424B3[html] |
| NEMA Beverage CORP | 1357625 | | 424B3[html] |
| NEMA Beverage Holding CORP | 1357626 | | 424B3[html] |
| NEMA Beverage Parent CORP | 1357627 | | 424B3[html] |
| NEPHROS INC | 1196298 | | 10-Q[html] |
| NESTOR PARTNERS | 888471 | | 10-Q[html] |
| NET TALK.COM, INC. | 1383825 | | 10-Q[html] |
| NETFLIX INC | 1065280 | NASDAQ:NFLX | 4[html] |
| NETGEAR, INC | 1122904 | NASDAQ:NTGR | 4[html] |
| NETREIT, INC. | 1080657 | | 10-Q[html] |
| NETSOL TECHNOLOGIES INC | 1039280 | NASDAQ:NTWK | 8-K[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] |
| NETWORK 1 FINANCIAL GROUP, INC. | 1057695 | | NT 10-Q[html] |
| NETWORK CN INC | 934796 | | 10-Q/A[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| NEUSTAR INC | 1265888 | NYSE:NSR | 4[html] |
| NEVADA CLASSIC THOROUGHBREDS INC | 1128383 | | 10-Q[html] |
| NEVADA GEOTHERMAL POWER INC | 1177440 | | 6-K[html] |
| NEW DRAGON ASIA CORP | 1089590 | AMEX:NWD | 8-K[html] |
| NEW ENERGY SYSTEMS GROUP | 1144320 | | 8-K[html] |
| NEW HAMPSHIRE THRIFT BANCSHARES INC | 846931 | NASDAQ:NHTB | 10-Q[html] 8-K[html] |
| NEW IRELAND FUND INC | 858707 | | SC 13G[html] |
| NEW JERSEY MINING CO | 1030192 | | 10-Q[html] |
| NEW JERSEY RESOURCES CORP | 356309 | | 4[html] |
| NEW MEXICO EDUCATIONAL RETIREMENT BOARD | 862469 | | 13F-HR[html] |
| NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. | 1388805 | | 13F-HR[html] |
| NEW MOUNTAIN VANTAGE GP, L.L.C. | 1388806 | | 13F-NT[html] |
| NEW PEOPLES BANKSHARES INC | 1163389 | | 8-K[html] |
| NEW VERNON INVESTMENT MANAGEMENT LLC | 1500605 | | 13F-HR[html] |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 314969 | | 13F-HR[html] |
| NEW YORK STOCK EXCHANGE LLC | 876661 | | 25-NSE[html] |
| NEWCASTLE INVESTMENT CORP | 1175483 | NYSE:NCT NYSE:NCT^B NYSE:NCT^C NYSE:NCT^D | SC 13G[html] |
| NEWCASTLE PARTNERS L P | 932334 | | 13F-HR[html] |
| NEWGATE CAPITAL MANAGEMENT LLC | 939761 | | 13F-HR[html] |
| NEWMAN CHARLES J | 938047 | | 4[html] |
| NEXCORE HEALTHCARE CAPITAL CORP | 1233275 | | 10-Q[html] |
| NEXT FUEL, INC. | 1422949 | | 10-Q[html] |
| NEXT GENERATION ENERGY CORP. | 356292 | | 10-K[html] |
| NEXTERA ENERGY INC | 753308 | NYSE:FPL NYSE:FPL^C NYSE:FPL^F | 4[html] 4[html] |
| NG DOMINIC | 1201236 | | 4[html] |
| NGA Holdco, LLC | 1405621 | | 10-Q[html] |
| NICHOLAS HIGH INCOME FUND INC | 107822 | | 485BPOS[html] |
| NICHOLAS II INC | 723455 | | 485BPOS[html] |
| NICHOLAS LTD EDITION INC | 809802 | | 485BPOS[html] |
| NICHOLAS MONEY MARKET FUND INC | 832473 | | 485BPOS[html] |
| NICHOLAS NJ JR | 1207446 | | 4[html] |
| NICHOLAS PETER M | 901458 | | 4[html] |
| NICHOLS DAVID L | 1220223 | | 4[html] |
| NISOURCE INC/DE | 1111711 | | 4[html] |
| NL INDUSTRIES INC | 72162 | NYSE:NL | 4[html] |
| NM Financial Services, Inc. | 1357619 | | 424B3[html] |
| NM Nevada Trust | 1357630 | | 424B3[html] |
| NMGP, LLC | 1357629 | | 424B3[html] |
| NMI II (Cayman) GP, Ltd. | 1407551 | | 13F-NT[html] |
| NNN 2002 VALUE FUND LLC | 1178132 | | 10-Q[html] |
| NOCOPI TECHNOLOGIES INC/MD/ | 888981 | | 10-Q[html] |
| NOONAN JACK | 1205346 | | 4[html] |
| NOOYI INDRA K | 1183818 | | 4[html] 4/A[html] |
| NORD RESOURCES CORP | 72316 | | 8-K[html] |
| NORTEL NETWORKS CORP | 72911 | | 10-Q[html] |
| NORTHEAST BANCORP /ME/ | 811831 | | 10-Q[html] |
| NORTHEAST COMMUNITY BANCORP INC | 1354772 | NASDAQ:NECB | 10-Q[html] |
| NORTHEAST INVESTMENT MANAGEMENT | 1082215 | | 13F-HR[html] |
| NORTHEAST UTILITIES | 72741 | NYSE:NU | POSASR[html] |
| NORTHERN CALIFORNIA BANCORP INC | 1006820 | | 10-Q[html] |
| NORTHERN FUNDS | 916620 | | 485APOS[html] |
| NORTHERN NECK INVESTORS CORP | 1141980 | | 13F-NT[html] |
| NORTHERN TRUST BANK FSB | 1257461 | | 13F-NT[html] |
| NORTHERN TRUST BANK OF FLORIDA N A | 1256924 | | 13F-NT[html] |
| NORTHERN TRUST CO | 919972 | | 13F-NT[html] |
| NORTHERN TRUST CO OF CONNECTICUT | 1065441 | | 13F-HR[html] |
| NORTHERN TRUST CORP | 73124 | NASDAQ:NTRS | 13F-HR[html] 8-K[html] |
| NORTHERN TRUST GLOBAL INVESTMENTS LTD | 1145619 | | 13F-NT[html] |
| NORTHERN TRUST INVESTMENTS NA | 1256909 | | 13F-NT[html] |
| NORTHSTAR ELECTRONICS INC | 1082027 | | NT 10-Q[html] |
| NORTHWEST BANCORPORATION INC | 893467 | | 8-K[html] |
| NORTHWEST BIOTHERAPEUTICS INC | 1072379 | | NT 10-Q[html] |
| NORTHWEST PIPE CO | 1001385 | NASDAQ:NWPX | 4[html] 4[html] 4[html] |
| NORTHWESTERN INVESTMENT MANAGEMENT CO LLC | 1106062 | | 13F-HR[html] |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO | 73076 | | 13F-HR[html] |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | | 13F-HR[html] |
| NOSKI CHARLES H | 1039894 | | 4[html] |
| NOVADEL PHARMA INC | 1043873 | AMEX:NVD | 10-Q[html] 424B3[html] 8-K[html] |
| NOVAMED INC | 1086939 | NASDAQ:NOVA | 15-12G[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] S-8 POS[html] |
| NOVELLUS SYSTEMS INC | 836106 | NASDAQ:NVLS | 4[html] 8-K[html] |
| NS Advisors, LLC | 1413654 | | 13F-HR[html] |
| NSB Advisors LLC | 1476961 | | 13F-HR[html] |
| NSM Foreclosure Services Inc. | 1508019 | | S-4/A[html] |
| NSM Recovery Services Inc. | 1508020 | | S-4/A[html] |
| NT MEDIA CORP OF CALIFORNIA INC | 318622 | | NT 10-Q[html] |
| NTELOS Wireline One Inc. | 1520744 | | 10-12B[html] |
| NUCLEAR SOLUTIONS INC | 1116112 | | 8-K[html] |
| NUGEN HOLDINGS, INC. | 1415603 | | NT 10-Q[html] |
| NUMEREX CORP /PA/ | 870753 | | 10-Q[html] |
| NUMOBILE, INC. | 1092448 | | 10-Q[html] |
| NUNEZ JUAN | 1203789 | | 4[html] |
| NUTRA PHARMA CORP | 1119643 | | 10-Q[html] |
| NUTRACEA | 1063537 | | 4[html] |
| NUTRI SYSTEM INC /DE/ | 1096376 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| NUTTER WALLACE LEE | 1028902 | | 4[html] |
| NUVEEN INVESTMENT FUNDS INC | 820892 | | 497[html] 497K[html] |
| NWQ INVESTMENT MANAGEMENT CO LLC | 763848 | | 13F-HR[html] |
| NXT Nutritionals Holdings, Inc. | 1417425 | | 10-Q[html] |
| NYLCAP Select Manager Fund II, L.P. | 1520743 | | D[html] |
| NYSE Euronext | 1368007 | NYSE:NYX | 8-K[html] DEFA14A[html] DEFA14A[html] |
| NYTEX Energy Holdings, Inc. | 1475899 | | 10-Q[html] |
| Nackashi Joseph M | 1438359 | | 4[html] |
| Nance Stuart Evan | 1460757 | | 4[html] |
| Narayanan Sean Suresh | 1432455 | | 4[html] |
| National Asset Recovery Corp. | 1430683 | | NT 10-Q[html] |
| National Health Partners Inc | 1306109 | | 10-Q[html] |
| National Wire & Stamping, Inc. | 1297556 | | EFFECT[html] |
| Nationstar 2009 Equity Corp | 1508015 | | S-4/A[html] |
| Nationstar Capital Corp | 1507955 | | S-4/A[html] |
| Nationstar Equity Corp | 1508016 | | S-4/A[html] |
| Nationstar Industrial Loan Co | 1508017 | | S-4/A[html] |
| Nationstar Industrial Loan Corp | 1508018 | | S-4/A[html] |
| Nationstar Mortgage Holdings Inc. | 1520566 | | S-1[html] |
| Nationstar Mortgage LLC | 1507951 | | S-4/A[html] |
| Native American Energy Group, Inc. | 1499501 | | NT 10-Q[html] |
| Natixis Asset Management | 1166767 | | 13F-HR[html] |
| Natixis Cash Management Trust | 317947 | | 24F-2NT[html] |
| Natixis Funds Trust II | 52136 | | 497[html] 497[html] |
| Natixis Global Asset Management, L.P. | 1053187 | | 13F-NT[html] |
| NaturalNano, Inc. | 863895 | | NT 10-Q[html] |
| Naugatuck Valley Financial Corp | 1293413 | NASDAQ:NVSL | 10-Q[html] |
| Naugatuck Valley Financial Corp | 1493552 | NASDAQ:NVSL | EFFECT[html] |
| Nebraska Furniture Mart | 1314725 | | 13F-NT[html] |
| Neiman Marcus Holdings, Inc. | 1357623 | | 424B3[html] |
| Neiman Marcus, Inc. | 1358651 | | 424B3[html] 424B3[html] 8-K[html] |
| Neogenix Oncology Inc | 1341293 | | 10-Q[html] |
| Neonode, Inc | 87050 | | 10-Q[html] |
| Neptune Technologies & Bioressources Inc. | 1401395 | | 6-K[html] |
| Neske Tammy | 1432056 | | 4[html] |
| Net Element, Inc. | 1293330 | | 10-Q[html] |
| Net Savings Link, Inc. | 1432176 | | 8-K[html] |
| NetSpend Holdings, Inc. | 1496623 | | 10-Q[html] |
| NeuroMetrix, Inc. | 1289850 | NASDAQ:NURO | 8-K[html] |
| NeurogesX Inc | 1385830 | NASDAQ:NGSX | 4[html] |
| New Concept Energy, Inc. | 105744 | AMEX:GBR | 8-K[html] |
| New Generation Biofuels Holdings, Inc | 1268236 | NASDAQ:NGBF | 10-Q[html] |
| New Leaf Brands, Inc. | 806175 | | NT 10-Q[html] |
| New Mountain Capital, L.L.C. | 1407718 | | 13F-NT[html] |
| New Mountain Finance Corp | 1496099 | | N-2/A[html] |
| New Mountain Guardian (Leveraged), L.L.C. | 1491925 | | N-2/A[html] |
| New Mountain Investments II (Cayman), L.P. | 1407585 | | 13F-NT[html] |
| New Star Institutional Managers LTD | 1315978 | | 13F-NT[html] |
| New Vernon Capital Holdings II LLC | 1512538 | | 13F-HR[html] |
| NewLead Holdings Ltd. | 1322587 | NASDAQ:RAMS | 6-K[html] |
| NewMarket Technology Inc | 1092083 | | NT 10-Q[html] |
| Newberry Gary | 1488566 | | 4[html] |
| Newbrook Capital Advisors LP | 1389875 | | 13F-HR[html] |
| Neweagle Coal Sales Corp. | 1310043 | | 424B5[html] |
| Neweagle Development Corp. | 1310044 | | 424B5[html] |
| Neweagle Industries, Inc. | 1310045 | | 424B5[html] |
| Neweagle Mining Corp. | 1310046 | | 424B5[html] |
| Newland Kody K | 1371024 | | 4[html] |
| News of China Inc | 1368275 | | 10-Q[html] |
| Nicewonder Contracting, Inc. | 1487037 | | 424B5[html] |
| Nicholas Investment Partners, LP | 1389574 | | 13F-HR[html] |
| Nierenberg David | 1040899 | | 4[html] |
| Nierenberg Investment Management Company, Inc. | 1282683 | | 4[html] |
| Nikopol Trust | 1499664 | | 4[html] |
| Nile Therapeutics, Inc. | 1133869 | NASDAQ:NLTX | 10-Q[html] |
| Niska Gas Storage Partners LLC | 1483830 | | 3[html] 8-K[html] |
| Nobao Renewable Energy Holdings Ltd | 1489067 | | F-1/A[html] |
| Noble China Holdings Ltd | 1499325 | | 10-Q/A[html] |
| Noble Medical Technologies, Inc. | 1433593 | | NT 10-Q[html] |
| Noble Partners, L. P. | 1350882 | | 13F-HR[html] |
| Noble-Met LLC | 1297529 | | EFFECT[html] |
| Noga Partners, L.P. | 1313151 | | 13F-NT[html] |
| Noonday Asset Management, L.P. | 1313250 | | 13F-NT[html] |
| Noonday G.P. (U.S.), L.L.C. | 1313251 | | 13F-NT[html] |
| Norden Gregory | 1405104 | | 4[html] |
| Normandy Trust | 1505623 | | 4[html] |
| Norsat International Inc. | 748213 | | 6-K[html] |
| North China Horticulture, Inc. | 1280821 | | NT 10-Q[html] |
| Northeast Automotive Holdings, Inc. | 1361955 | | NT 10-Q[html] |
| Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 485BPOS[html] 497[html] |
| Northern Lights Variable Trust | 1352621 | | 485APOS[html] 485BPOS[html] 497K[html] CORRESP[html] |
| Northport Network Systems, Inc. | 1374976 | | 10-Q[html] |
| Northumberland Resources, Inc. | 1486597 | | 10-Q[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | 10-Q[html] |
| NowAuto Group, Inc. | 1285828 | | 10-Q[html] |
| Nubel Edward B | 1376257 | | 3[html] |
| Nutrastar International Inc. | 1273385 | | 10-Q[html] 8-K[html] |
| Nye C Howard | 1373147 | | 4[html] |