| Company | CIK | Ticker Symbol | Document |
| D. E. SHAW & CO, L.P. | 1009268 | | 13F-NT[html] |
| D. E. Shaw & Co., INC. | 1009207 | | 13F-HR[html] |
| D. E. Shaw Heliant Adviser, L.L.C. | 1518837 | | 13F-NT[html] |
| D. E. Shaw Investment Management, L.L.C. | 1335794 | | 13F-NT[html] |
| D. MEDICAL INDUSTRIES LTD. | 1487525 | | 6-K[html] |
| D3 Family Bulldog Fund, LP | 1365745 | | 4[html] |
| D3 Family Canadian Fund, LP | 1405824 | | 4[html] |
| D3 Family Fund, LP | 1282685 | | 4[html] |
| D4 Holdings, LLC | 1456782 | | 4[html] |
| DA-LITE SCREEN CO INC | 881665 | | 10-Q[html] |
| DAHUA INC | 1169354 | | NT 10-Q[html] |
| DAI ICHI LIFE INSURANCE CO., LTD. | 948518 | | 13F-HR[html] |
| DAIBER THOMAS A | 1265770 | | 4[html] |
| DAIGLE ROBERT C | 1267540 | | 4[html] |
| DAIS ANALYTIC CORP | 1125699 | | 10-Q[html] |
| DALY RICHARD J | 1198860 | | 4[html] |
| DAMELIO FRANK A | 1194004 | | 4[html] |
| DANA HOLDING CORP | 26780 | NYSE:DAN | 4[html] |
| DANIELS TERRENCE D | 1187880 | | 4[html] 4/A[html] |
| DANZIG RICHARD J | 1195563 | | 4[html] |
| DARA BioSciences, Inc. | 919745 | NASDAQ:DARA | 4[html] |
| DARDEN RESTAURANTS INC | 940944 | NYSE:DRI | 8-K[html] |
| DARUMA ASSET MANAGEMENT INC /NY | 1080389 | | 13F-HR[html] |
| DAS GLOBAL CAPITAL CORP | 1520238 | | 10-12B[html] |
| DATAMILL MEDIA CORP. | 1315718 | | 10-Q[html] |
| DAVI LUXURY BRAND GROUP, INC. | 1450552 | | 10-Q[html] |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC | 937617 | | 13F-HR[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] 13F-HR/A[html] |
| DAVIS NATHANIEL A | 1259955 | | 3[html] 4[html] |
| DAVIS R RUSSELL | 1186066 | | 4[html] |
| DAWSON CAPITAL MANAGEMENT INC /CT | 906305 | | 13F-HR[html] |
| DAYSTAR TECHNOLOGIES INC | 1262200 | NASDAQ:DSTI | 10-Q[html] 8-K[html] EFFECT[html] EFFECT[html] |
| DBD Cayman Holdings, Ltd. | 1510768 | | 13F-HR[html] |
| DBD Investors V Holdings, L.L.C. | 1510750 | | 13F-HR[html] |
| DC BRANDS INTERNATIONAL INC | 1393463 | | 10-Q[html] |
| DCB FINANCIAL CORP | 1025877 | | 10-Q[html] |
| DEBT RESOLVE INC | 1106645 | | NT 10-Q[html] |
| DECADE CAPITAL MANAGEMENT LLC | 1426822 | | 13F-HR[html] |
| DECONCINI DENNIS | 1203985 | | 4[html] |
| DECOR PRODUCTS INTERNATIONAL, INC. | 1435717 | | NT 10-Q[html] |
| DEER IV & CO LLC | 1007477 | | 4[html] |
| DEERFIELD MANAGEMENT CO /NY | 1009258 | | 13F-HR[html] |
| DEFENSE INDUSTRIES INTERNATIONAL INC | 1069563 | | 10-Q[html] |
| DEFOSSET DON | 1166569 | | 4[html] |
| DEKEL PARTNERS, L.P. | 1458762 | | 13F-NT[html] |
| DEL TACO INCOME PROPERTIES IV | 812630 | | 10-Q[html] |
| DEL TACO RESTAURANT PROPERTIES I | 711213 | | 10-Q[html] |
| DEL TACO RESTAURANT PROPERTIES II | 749153 | | 10-Q[html] |
| DEL TACO RESTAURANT PROPERTIES III | 786360 | | 10-Q[html] |
| DELAWARE MANAGEMENT BUSINESS TRUST | 727770 | | 13F-NT[html] |
| DELPHI FINANCIAL GROUP INC/DE | 859139 | | 8-K[html] |
| DELTA MUTUAL INC | 1112985 | | 10-K[html] |
| DELTA OIL & GAS INC | 1166847 | | 10-Q[html] |
| DELTATHREE INC | 1086740 | | 10-Q[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| DELTEK, INC | 1029299 | NASDAQ:PROJ | 4[html] 4[html] 4[html] |
| DENTSPLY INTERNATIONAL INC /DE/ | 818479 | | 4[html] 4[html] 4[html] 4[html] |
| DESCH MATTHEW J | 1178032 | | 4[html] |
| DESOER BARBARA J | 1189881 | | 4[html] |
| DETROIT EDISON CO | 28385 | | 8-K[html] |
| DEUTSCHE ASSET MANAGEMENT INVESTMENT GESENSCHAFT | 1167717 | | 13F-NT[html] |
| DEUTSCHE ASSET MANAGEMENT LTD | 1167716 | | 13F-NT[html] |
| DEUTSCHE BANK AG\ | 948046 | NYSE:DB NYSE:DTK NYSE:DTT NYSE:DUA NYSE:DXB | 13F-HR[html] 13F-HR/A[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | FWP[html] |
| DEUTSCHE BANK NATIONAL TRUST CO | 1020242 | | 13F-NT[html] |
| DEUTSCHE BANK TRUST CO AMERICAS | 1173854 | | 13F-NT[html] |
| DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC | 1179124 | | 13F-NT[html] |
| DEVELOPERS DIVERSIFIED REALTY CORP | 894315 | NYSE:DDR NYSE:DDR^G NYSE:DDR^H NYSE:DDR^I | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DEVENUTI RICHARD R | 1233308 | | 4[html] |
| DEVINE MICHAEL F III | 1238533 | | 4[html] |
| DEVLIN ROBERT M | 1020549 | | 4[html] |
| DEWHURST MORAY P | 1183246 | | 4[html] |
| DGC Germanium Trust | 1505604 | | 4[html] |
| DIAGNOSTIC IMAGING INTERNATIONAL CORP | 1370804 | | NT 10-Q[html] |
| DIALECTIC CAPITAL MANAGEMENT, LLC | 1411512 | | 13F-HR[html] |
| DIAMOND DISCOVERIES INTERNATIONAL CORP | 1123836 | | NT 10-Q[html] |
| DIAMONDHEAD CASINO CORP | 844887 | | 10-Q[html] |
| DICE HOLDINGS, INC. | 1393883 | NYSE:DHX | 4[html] 4[html] |
| DIERCKSEN JOHN W | 1244131 | | 4[html] |
| DIGAGOGO VENTURES CORP | 1489955 | | 10-Q[html] |
| DIGI INTERNATIONAL INC | 854775 | NASDAQ:DGII | 4[html] |
| DIGITAL ANGEL CORP | 924642 | NASDAQ:DIGA | 10-Q[html] 8-K[html] PREM14A[html] |
| DIGITAL DOMAIN | 1418055 | | RW[html] |
| DIGUANG INTERNATIONAL DEVELOPMENT CO., LTD. | 1158722 | | NT 10-Q[html] |
| DIKER GP LLC | 1280346 | | 13F-NT[html] |
| DIKER MANAGEMENT LLC | 1276525 | | 13F-HR[html] |
| DILLARDS INC | 28917 | | 8-K[html] |
| DILWORTH ROBERT | 1176363 | | 4[html] |
| DIMECO INC | 898037 | | 10-Q[html] |
| DIMICK NEIL F | 1248380 | | 4[html] |
| DIONEX CORP /DE | 708850 | | SC TO-T/A[html] |
| DIONICS INC | 29006 | | 10-Q[html] |
| DIRECT INSITE CORP | 879703 | | 10-Q[html] |
| DIRECTVIEW HOLDINGS INC | 1441769 | | NT 10-Q[html] |
| DISCOVER CARD MASTER TRUST I | 894329 | | 10-D[html] |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | 1389507 | | 13F-HR[html] |
| DISCOVERY GLOBAL OPPORTUNITY MASTER FUND, LTD | 1389480 | | 13F-NT[html] |
| DISH DBS CORP | 1042642 | | 8-K[html] |
| DISH Network CORP | 1001082 | NASDAQ:DISH | 4[html] 8-K[html] |
| DIVERSIFIED 2000 FUTURES FUND L.P. | 1095007 | | 10-Q[html] |
| DIVERSIFIED GLOBAL HOLDINGS GROUP INC. | 1451775 | | 10-Q[html] |
| DIVERSIFIED MULTI-ADVISOR FUTURES FUND L.P. | 911503 | | 10-Q[html] |
| DIVERSIFIED MULTI-ADVISOR FUTURES FUND L.P. II | 923660 | | 10-Q[html] |
| DIXIE RICE AGRICULTURE CORP INC | 1074787 | | 4[html] 4[html] |
| DIXON HUBARD FEINOUR & BROWN INC/VA | 1014306 | | 13F-HR[html] |
| DJO Finance LLC | 1395317 | | 10-Q[html] |
| DME Advisors, LP | 1300763 | | 13F-NT[html] |
| DME Capital Management, LP | 1489933 | | 13F-NT[html] |
| DMH INTERNATIONAL, INC. | 1496819 | | 10-Q[html] |
| DNA BRANDS INC | 1419995 | | 10-Q[html] |
| DOCUMENT CAPTURE TECHNOLOGIES, INC. | 1096857 | | 10-Q[html] |
| DOCUMENT SECURITY SYSTEMS INC | 771999 | AMEX:DMC | 10-Q[html] 8-K[html] |
| DOLAN LAWRENCE | 935767 | | 5[html] |
| DOLAN MICHAEL J | 1062126 | | 4[html] |
| DOLLAR THRIFTY AUTOMOTIVE GROUP INC | 1049108 | NYSE:DTG | 4[html] |
| DOLLAR TREE INC | 935703 | NASDAQ:DLTR | DEF 14A[html] |
| DOLPHIN DIGITAL MEDIA INC | 1282224 | | NT 10-Q[html] |
| DOMINOS PIZZA INC | 1286681 | | 4[html] SC 13G[html] |
| DONLEVIE JOHN C | 1195144 | | 4[html] |
| DORAL FINANCIAL CORP | 840889 | NYSE:DRL | 10-Q[html] |
| DOVER Corp | 29905 | NYSE:DOV | 3[html] |
| DOW CHEMICAL CO /DE/ | 29915 | | 424B2[html] 424B3[html] |
| DOYLE J PATRICK | 1337160 | | 4[html] |
| DRAWBRIDGE GLOBAL MACRO ADVISORS LLC | 1279301 | | 13F-NT[html] |
| DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC | 1252267 | | 13F-NT[html] |
| DREAMS INC | 810829 | AMEX:DRJ | 10-Q[html] 8-K[html] |
| DREYFUS FUNDS INC | 38403 | | 485BPOS[html] 485BPOS[html] |
| DRI CORP | 853695 | NASDAQ:TBUS | 10-Q[html] 8-K[html] |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 938206 | | 13F-HR[html] |
| DRIL-QUIP INC | 1042893 | NYSE:DRQ | 8-K[html] |
| DRS Inc. | 1421265 | | NT 10-Q[html] |
| DRW Securities, LLC | 1481986 | | 13F-HR[html] |
| DRY SYSTEMS TECHNOLOGIES, INC. | 1310027 | | 424B5[html] |
| DSC Advisors, L.P. | 1299434 | | 13F-HR[html] |
| DSI REALTY INCOME FUND VI | 318835 | | 10-Q[html] |
| DSI REALTY INCOME FUND VII | 719581 | | 10-Q[html] |
| DSI REALTY INCOME FUND VIII | 743366 | | 10-Q[html] |
| DSI REALTY INCOME FUND X | 792989 | | 10-Q[html] |
| DSI REALTY INCOME FUND XI | 844048 | | 10-Q[html] |
| DSP GROUP INC /DE/ | 915778 | | 4[html] |
| DST GLOBAL II, L.P. | 1520416 | | D[html] |
| DTE ENERGY CO | 936340 | NYSE:DTE NYSE:DTE^A NYSE:DTE^C | 4[html] 4[html] 8-K[html] |
| DTS, INC. | 1226308 | NASDAQ:DTSI | 8-K[html] 8-K[html] |
| DUBUQUE BANK & TRUST CO | 933482 | | 13F-HR[html] |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC | 894239 | NYSE:DUC | N-Q[html] |
| DULUDE MARC J L | 1210149 | | 4[html] |
| DUNN STEPHEN M | 1179846 | | 4[html] |
| DUOYUAN PRINTING, INC. | 1086142 | | NT 10-Q[html] |
| DWS DEUTSCHE GESELLSCHAFT FUR WERTPAPIERSPAREN | 1167714 | | 13F-NT[html] |
| DWS Trust CO | 1398468 | | 13F-NT[html] |
| DYE ROBERT E JR | 1246556 | | 4[html] |
| DYNARESOURCE INC | 1111741 | | 10-Q[html] |
| DYNASIL CORP OF AMERICA | 30831 | | 10-Q[html] |
| DYNATRONICS CORP | 720875 | NASDAQ:DYNT | 10-Q[html] 8-K[html] |
| Daiwa America Strategic Advisors Corp | 1512777 | | 13F-NT[html] |
| Daiwa Asset Management Co. Ltd | 1513151 | | 13F-NT[html] |
| Daiwa Capital Markets America Holdings Inc. | 1512694 | | 13F-NT[html] |
| Daiwa Capital Markets America Inc. | 1489000 | | 13F-NT[html] |
| Daiwa Securities Capital Markets Co. Ltd. | 1513045 | | 13F-NT[html] |
| Daiwa Securities Group Inc. | 1481045 | | 13F-HR[html] |
| Dana Investment Advisors, Inc. | 1427514 | | 13F-HR[html] |
| Dana Nancy deLaski Irrevocable Trust | 1415024 | | 4[html] |
| Dante Investments LLC | 1484226 | | 13F-NT[html] |
| Daphne Jean DeLaski Irrevocable Trust | 1415025 | | 4[html] |
| Darling David E | 1488598 | | 4[html] |
| Darnell David C. | 1469995 | | 4[html] |
| Darshan Equity Investment, Inc. | 1466057 | | 10-Q[html] |
| Data Storage Corp | 1419951 | | 10-Q[html] |
| David R. Rahn & Associates Inc. | 1510809 | | 13F-HR[html] |
| Davis George Eric | 1380710 | | 4[html] |
| Davis Joe A | 1342030 | | 4[html] |
| DeBakker Robert | 1306671 | | 4[html] |
| Debut Broadcasting Corporation, Inc. | 1254371 | | 10-Q[html] |
| DecisionPoint Systems, Inc. | 1404433 | | NT 10-Q[html] |
| Deer Management Co. LLC | 1494127 | | 4[html] |
| Delta Mine Holding CO | 1310003 | | 424B5[html] |
| Deltron, Inc. | 1345913 | | 10-Q[html] |
| Demopulos Peter A MD | 1472161 | | 4[html] |
| Denarii Resources Inc. | 1366407 | | NT 10-Q[html] |
| Dent Jay Bernard | 1432058 | | 4[html] |
| Derba Laura A | 1455737 | | 4[html] |
| Derycz Scientific Inc | 1386301 | | 10-Q[html] |
| Desmond Bevin | 1323954 | | 4[html] |
| Deutsche Asset Management Schwiez | 1326363 | | 13F-NT[html] |
| Deutsche Bank Trust CO Delaware | 1370961 | | 13F-HR[html] |
| Deutsche Bank Trust Company, National Association | 1370965 | | 13F-NT[html] |
| Development Capital Group, Inc. | 1517992 | | S-1[html] |
| Devonshire Duke of | 1251399 | | 4[html] |
| DiCecco Susan J | 1470072 | | 4[html] |
| Dialectic Antithesis Offshore, Ltd. | 1443897 | | 13F-NT[html] |
| Dialectic Antithesis Partners, LP | 1325552 | | 13F-NT[html] |
| Dialectic Offshore L2, Ltd. | 1512023 | | 13F-NT[html] |
| Dialogic Inc. | 1366649 | NASDAQ:VRAZ | 10-Q[html] |
| Diamond Notch Asset Management, LLC | 1491285 | | 13F-HR[html] |
| Diaz Victor Manuel | 1432057 | | 4[html] |
| Dickenson-Russell Coal Company, LLC | 1304035 | | 424B5[html] |
| Dickenson-Russell Land & Reserves, LLC | 1487028 | | 424B5[html] |
| Digital Domain Media Group, Inc. | 1490930 | | S-1[html] |
| Digitiliti Inc | 1411658 | | NT 10-Q[html] |
| Dilley Timothy | 1420530 | | 4[html] |
| DineEquity, Inc | 49754 | NYSE:DIN | 4[html] 4[html] 4[html] |
| Dinello Restaurant Ventures, Inc. | 1501489 | | 10-Q[html] |
| Disability Access Corp | 1382085 | | 10-Q[html] |
| Discover Card Execution Note Trust | 1407200 | | 10-D[html] |
| Discovery Group I, LLC | 1312548 | | 13F-NT[html] 4[html] |
| Diversified Restaurant Holdings, Inc. | 1394156 | | 10-Q[html] |
| Dividend Capital Total Realty Trust Inc. | 1327978 | | DEFA14A[html] |
| Dixon Mark T | 1305806 | | 4[html] |
| Dolan Co. | 1396838 | NYSE:DM | 8-K[html] |
| Dolan David M | 1321549 | | 5[html] |
| Dolat Ventures, Inc. | 1436568 | | 8-K/A[html] |
| Dolecek Gayle R | 1383377 | | 4[html] |
| Don Marcos Trading CO | 1386765 | | 10-Q[html] |
| Don Nicholas Trust | 1505622 | | 4[html] |
| Donoghue Daniel J | 1323511 | | 13F-NT[html] 4[html] |
| Doty Philip Edward | 1498858 | | 4[html] |
| Douglas William W III | 1294156 | | 4[html] |
| Doyle Michael C | 1517483 | | 4[html] |
| Dresser-Rand Group Inc. | 1316656 | NYSE:DRC | 4[html] |
| DryShips Inc. | 1308858 | NASDAQ:DRYS | 6-K[html] |
| Duelks Robert N | 1477044 | | 4[html] |
| Duff & Phelps Corp | 1397821 | NYSE:DUF | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| Duke Energy Carolinas, LLC | 30371 | | 424B5[html] FWP[html] |
| Dunhuang Treasures Ltd | 1499324 | | 10-Q/A[html] |
| Durham 4 Trust | 1505600 | | 4[html] |
| Dutch Gold Resources Inc | 928375 | | 10-Q[html] |