| Company | CIK | Ticker Symbol | Document |
| 11 GOOD ENERGY INC | 1408597 | | NT 10-Q[html] |
| 1st Century Bancshares, Inc. | 1420525 | NASDAQ:FCTY | 4[html] |
| 3D SYSTEMS CORP | 910638 | NASDAQ:TDSC | 8-K[html] |
| 3M CO | 66740 | NYSE:MMM | 4[html] |
| 3Power Energy Group Inc. | 1221554 | | NT 10-Q[html] |
| 57th Street General Acquisition Corp | 1476719 | | 10-Q[html] 3[html] 4[html] NT 10-Q[html] |
| 5Barz International, Inc. | 1454124 | | 10-Q[html] NT 10-Q[html] |
| ABBOTT WILLIAM R | 1213180 | | 4[html] |
| ABNEY DAVID P | 1229820 | | 4[html] |
| ABOVENET INC | 1043533 | | DEF 14A[html] |
| ABU GHAZALEH AMIR | 1257556 | | 4[html] |
| ACACIA AUTOMOTIVE INC | 1001463 | | NT 10-Q[html] |
| ACCIPITER CAPITAL MANAGEMENT, LLC | 1280190 | | 13F-HR[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACRONGENOMICS INC | 1104502 | | NT 10-Q[html] |
| ADEONA PHARMACEUTICALS, INC. | 894158 | AMEX:AEN | 8-K[html] |
| ADOBE SYSTEMS INC | 796343 | NASDAQ:ADBE | 4[html] |
| ADVANCED ENERGY INDUSTRIES INC | 927003 | NASDAQ:AEIS | 4[html] 4[html] |
| ADVANTAGE ADVISERS AUGUSTA FUND, L.L.C. | 1015658 | | N-8F[html] |
| ADVISORS DISCIPLINED TRUST 701 | 1511588 | | 487[html] |
| AEGON NV | 769218 | NYSE:AEB NYSE:AED NYSE:AEF NYSE:AEG NYSE:AEH NYSE:AEV | 6-K[html] |
| AETNA INC /PA/ | 1122304 | | 424B3[html] FWP[html] |
| AFLAC INC | 4977 | NYSE:AFL | 8-K[html] |
| AGENUS INC | 1098972 | | ARS[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 4[html] |
| AGL SEPARATE ACCOUNT A | 16190 | | 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT D | 89031 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VA-1 | 1017656 | | 497[html] |
| AGL SEPARATE ACCOUNT VA-2 | 38748 | | 497[html] |
| AGL SEPARATE ACCOUNT VL-R | 1051485 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VUL | 847539 | | 497[html] |
| AGROINVESTMENT STOCK CORP | 1476665 | | 4[html] |
| AIG Asset Management (U.S), LLC | 1492070 | | 13F-NT[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AJ Acquisition Corp I, Inc. | 1483053 | | 10-K[html] |
| AJ Acquisition Corp. II, Inc. | 1483055 | | 10-K[html] |
| ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 4[html] |
| ALASKA AIRLINES INC | 3202 | | 15-12G[html] |
| ALBERTA STAR DEVELOPMENT CORP | 1142462 | | 20-F[html] |
| ALBRECHT W STEVE | 1219959 | | 4[html] |
| ALEXANDER HERBERT S | 1241551 | | 4[html] |
| ALEXANDER STEPHEN B | 1177261 | | 4[html] |
| ALEXANDRIA REAL ESTATE EQUITIES INC | 1035443 | NYSE:ARE NYSE:ARE^C | 4[html] |
| ALIMERA SCIENCES INC | 1267602 | | 8-K[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 4[html] 4[html] |
| ALLIANCE RESOURCE PARTNERS LP | 1086600 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS TRUST | 1098605 | | 497[html] |
| ALLIED HEALTHCARE INTERNATIONAL INC | 890634 | NASDAQ:AHCI | 4[html] SC 13D/A[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 6-K[html] |
| ALLOS THERAPEUTICS INC | 1097264 | NASDAQ:ALTH | ARS[html] |
| ALPS DISTRIBUTORS INC | 1141051 | | APP NTC[html] APP ORDR[html] |
| ALTAIR NANOTECHNOLOGIES INC | 1016546 | NASDAQ:ALTI | 8-K[html] |
| ALTEGRIS WINTON FUTURES FUND LP | 1198415 | | NT 10-Q[html] |
| ALTERA CORP | 768251 | NASDAQ:ALTR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALTERNATE ENERGY HOLDINGS, INC. | 1421874 | | 10-Q[html] NT 10-Q[html] |
| AM INVESTMENT PARTNERS LLC | 1228387 | | 13F-HR[html] |
| AMALGAMATED PICTURES CORP. | 1326679 | | NT 10-Q[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMB PROPERTY LP | 1045610 | | 425[html] |
| AMBASSADORS GROUP INC | 1162315 | NASDAQ:EPAX | 4[html] |
| AMBROSEO JOHN | 1234301 | | 4[html] |
| AMC Networks Inc. | 1514991 | | 10-12B/A[html] |
| AMCOL INTERNATIONAL CORP | 813621 | NYSE:ACO | 4[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 10-K/A[html] 10-K/A[html] |
| AMERICAN BEACON MILEAGE FUNDS | 943824 | | 485BPOS[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 1124155 | | 485BPOS[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 814680 | | 485BPOS[html] |
| AMERICAN DENTAL PARTNERS INC | 1028087 | NASDAQ:ADPI | 8-K[html] |
| AMERICAN HONDA RECEIVABLES LLC | 890975 | | 424B5[html] FWP[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 13F-HR/A[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMERICAN LIFE HOLDING CO INC | 1187449 | | 10-Q[html] |
| AMERICAN MEDICAL ALERT CORP | 700721 | NASDAQ:AMAC | 8-K[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 8-K[html] |
| AMERICAN REALTY INVESTORS INC | 1102238 | NYSE:ARL | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN SUPERCONDUCTOR CORP /DE/ | 880807 | | 4[html] 4[html] |
| AMERIGON INC | 903129 | NASDAQ:ARGN | 8-K[html] |
| AMERIGROUP CORP | 1064863 | NYSE:AGP | 8-K[html] |
| AMERISOURCEBERGEN CORP | 1140859 | NYSE:ABC | 4[html] |
| AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | 4[html] 424B4[html] EFFECT[html] |
| AMFIL TECHNOLOGIES, INC. | 788340 | | 8-K[html] |
| AMKOR TECHNOLOGY INC | 1047127 | NASDAQ:AMKR | 8-K[html] 8-K[html] |
| AMPCO PITTSBURGH CORP | 6176 | | S-8[html] |
| AMSURG CORP | 895930 | NASDAQ:AMSG | 8-K[html] DEFA14A[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 8-K[html] |
| ANADIGICS INC | 940332 | NASDAQ:ANAD | 4[html] 4[html] |
| ANALOG DEVICES INC | 6281 | NYSE:ADI | 10-Q[html] 8-K[html] |
| ANALYTE HEALTH, INC. | 1450769 | | D[html] D[html] |
| ANCHOR BANCORP WISCONSIN INC | 885322 | NASDAQ:ABCW | 8-K[html] |
| ANDERSON A SCOTT | 1184825 | | 4[html] |
| ANDERSON JOSEPH B JR | 1214328 | | 4[html] |
| ANDERSON VIRGINIA L | 1144846 | | 4[html] |
| ANDERSON W RICHARD | 1288047 | | 4[html] |
| ANDREWS WILLIAM F | 1183938 | | 4[html] |
| ANGEION CORP/MN | 815093 | | 3[html] 4[html] |
| ANGELO GORDON & CO LP/NY | 860662 | | 13F-HR/A[html] |
| ANGIOTECH PHARMACEUTICALS INC | 1096481 | NASDAQ:ANPI | 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] |
| ANHUI TAIYANG POULTRY CO INC | 1394120 | | 8-K[html] |
| ANIXTER INTERNATIONAL INC | 52795 | NYSE:AXE | 4[html] 4[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] |
| ANSYS INC | 1013462 | NASDAQ:ANSS | 8-K[html] |
| ANTICUS INTERNATIONAL CORP | 1192494 | | NT 10-Q[html] |
| ANVEX INTERNATIONAL, INC. | 1514443 | | EFFECT[html] |
| AP PHARMA INC /DE/ | 818033 | | PRE 14A[html] |
| APAC CUSTOMER SERVICES, INC | 949297 | | 8-K[html] |
| APEX 1, INC. | 1500861 | | 3[html] 3[html] |
| API Technologies Corp. | 1081078 | | SC 13G[html] |
| APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | 8-K[html] |
| AQR DELTA TOTAL RETURN FUND LP | 1459599 | | D/A[html] |
| AQR GAA GLOBAL TOTAL RETURN FUND LP | 1401281 | | D/A[html] |
| AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND II L P | 1182218 | | D/A[html] |
| AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND IV LP | 1401283 | | D/A[html] |
| AQR Global Asset Allocation Offshore Fund (USD) Ltd | 1400339 | | D/A[html] |
| AQR Global Asset Allocation Offshore Fund USD II Ltd | 1395516 | | D/A[html] |
| AQR Global Risk Premium Fund L P | 1385053 | | D/A[html] |
| ARBITER PARTNERS LP | 1156950 | | 13F-NT[html] |
| ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] |
| ARCH CHEMICALS INC | 1072343 | NYSE:ARJ | S-8[html] |
| ARDINGER HORACE T JR | 945736 | | SC 13D/A[html] |
| ARGAN INC | 100591 | AMEX:AGX | ARS[html] |
| ARIBA INC | 1084755 | NASDAQ:ARBA | 4[html] |
| ARK RESTAURANTS CORP | 779544 | NASDAQ:ARKR | 10-Q[html] 8-K[html] |
| ARMSTRONG GREG L | 1184537 | | 4[html] |
| ARMSTRONG MARIANNE | 1238626 | | 4[html] |
| ARROW RESOURCES DEVELOPMENT INC | 795255 | | 8-K/A[html] |
| ASALI OMAR | 1339372 | | 3[html] |
| ASAP Expo, Inc. | 1419275 | | NT 10-Q[html] |
| ASC Holdco, Inc. | 1517848 | | 424B3[html] |
| ASC Industries, Inc. | 1517733 | | 424B3[html] |
| ASGI Agility Income Fund | 1499947 | | SC TO-I/A[html] |
| ASHE O REID | 1185337 | | 4[html] |
| ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 8-K[html] |
| ASHMORE CRAIG W | 1416944 | | 4[html] |
| ASPEN TECHNOLOGY INC /DE/ | 929940 | | 4[html] |
| ASSET ACCEPTANCE CAPITAL CORP | 1264707 | NASDAQ:AACC | 8-K[html] |
| ASSING FERNANDO RAFAEL | 1464287 | | 4[html] |
| ASSOCIATED BANC-CORP | 7789 | NYSE:ABW^A NASDAQ:ASBC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ASSURANT INC | 1267238 | NYSE:AIZ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ASTRO MED INC /NEW/ | 8146 | | 8-K[html] |
| ATCOH Holding CO | 1420776 | | S-4/A[html] |
| ATHEROS COMMUNICATIONS INC | 1140486 | NASDAQ:ATHR | 4[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| AURIZON MINES LTD | 913955 | AMEX:AZK | 6-K[html] |
| AUSMAN SHELDON I | 1274433 | | 4[html] |
| AUTOBYTEL INC | 1023364 | NASDAQ:ABTL | ARS[html] |
| AUTODESK INC | 769397 | NASDAQ:ADSK | DEFA14A[html] |
| AUTOLIV INC | 1034670 | NYSE:ALV NYSE:ALV^Z | 4[html] |
| AUXILIO INC | 1011432 | | 8-K[html] |
| AVANIR PHARMACEUTICALS, INC. | 858803 | NASDAQ:AVNR | SC 13G/A[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | 4[html] |
| AVIEMORE FUNDS | 1275231 | | 40-17G[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 8-K[html] |
| AVIVA PLC | 1140022 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| AVNET INC | 8858 | NYSE:AVT | 8-K[html] 8-K[html] |
| AVON PRODUCTS INC | 8868 | NYSE:AVP | 4[html] |
| AVX Corp | 859163 | NYSE:AVX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AWESOME LIVING, INC. | 1500904 | | NT 10-Q[html] |
| AXESSTEL INC | 1092492 | AMEX:AFT | 4[html] 4[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | SC 13G[html] |
| Abdi Behrooz L. | 1475839 | | 4[html] |
| AbitibiBowater Inc. | 1393066 | NYSE:ABH | 8-K[html] |
| Accenture plc | 1467373 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Access to Money, Inc. | 749254 | | 8-K[html] |
| Adams D Scott | 1361522 | | 4[html] |
| Adecoagro S.A. | 1499505 | | 6-K[html] 6-K[html] |
| Ads In Motion, Inc. | 1403243 | | 8-K[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 8-K[html] |
| AdvancePath Academics Inc | 1379919 | | D/A[html] |
| Advanced BioHealing Inc | 1305108 | | CERTNYS[html] |
| Aegerion Pharmaceuticals, Inc. | 1338042 | | 3[html] |
| Affinia Group Intermediate Holdings Inc. | 1328655 | | 8-K[html] |
| Agrology Stock Corp | 1476411 | | 4[html] |
| Air Transport Services Group, Inc. | 894081 | NASDAQ:ATSG | 8-K[html] |
| Airtex Industries, LLC | 1517735 | | 424B3[html] |
| Airtex Products, LP | 1517734 | | 424B3[html] |
| Alexandria Research Technologies, LLC | 1305913 | | D/A[html] |
| Ally Financial Inc. | 40729 | NYSE:GJM NYSE:GKM NYSE:GMA NYSE:GOM | S-1/A[html] |
| Alon Israel Oil Company, Ltd. | 1333490 | | 4[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] |
| Alpha Beta Netherlands Holding N.V. | 1513048 | | 424B3[html] POS EX[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 425[html] 425[html] |
| Alpha Referral Network LLC | 1420679 | | S-4/A[html] |
| Altegris QIM Futures Fund, L.P. | 1469317 | | NT 10-Q[html] |
| Alto Group Holdings Inc. | 1430124 | | 8-K[html] DEF 14C[html] |
| Altra Holdings, Inc. | 1374535 | NASDAQ:AIMC | 4[html] |
| AlumiFuel Power Corp | 1108046 | | NT 10-Q[html] |
| Ameresco, Inc. | 1488139 | | 4[html] |
| American BioCare, Inc. | 1096935 | | NT 10-Q[html] |
| American Eagle Energy Inc. | 1401983 | | 10-Q[html] NT 10-Q[html] |
| American Electric Technologies Inc | 1043186 | NASDAQ:AETI | 8-K[html] |
| American Energy Fields, Inc. | 1430975 | | EFFECT[html] |
| American Exploration Corp | 1388486 | | 425[html] |
| American Lorain CORP | 1117057 | | 8-K[html] |
| American Title CO of Houston | 1420678 | | S-4/A[html] |
| American Water Works Company, Inc. | 1410636 | NYSE:AWK | 3/A[html] |
| Ammann Charles B. | 1470518 | | 4[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | 8-A12B[html] |
| Amtrust Financial Services, Inc. | 1365555 | NASDAQ:AFSI | 4[html] |
| Angelo Michael F | 1404851 | | 4[html] |
| Anka Marton B | 1466998 | | 4[html] |
| Annovation BioPharma, Inc. | 1517294 | | D[html] |
| Antero Resources Finance Corp | 1483714 | | 8-K[html] |
| Anthurium Solutions, Inc. | 1520870 | | D[html] |
| Apple REIT Ten, Inc. | 1498864 | | 8-K/A[html] 8-K/A[html] 8-K/A[html] |
| Applied Merchant Systems West Coast, Inc. | 1519994 | | D[html] |
| Aquasil International Inc. | 1405260 | | NT 10-Q[html] |
| Armour Timothy K | 1323907 | | 4[html] 4/A[html] 4/A[html] |
| Arrowhawk Capital Partners Liquid Markets, LLC | 1483753 | | 13F-HR[html] |
| Artisan Partners Asset Management Inc. | 1517302 | | S-1/A[html] |
| Ascent Media CORP | 1437106 | NASDAQ:ASCMA | DEFA14A[html] |
| Ashworth Emily A. | 1520608 | | 3/A[html] |
| Asia Atlantic Resources | 1411058 | | 10-K/A[html] |
| Asian Century Quest Capital LLC | 1451318 | | 13F-HR[html] |
| Associated Client Referral LLC | 1420762 | | S-4/A[html] |
| Austin Acquisitions, Inc | 1507858 | | NT 10-Q[html] |
| Avalon Holding Group, Inc. | 1453684 | | 10-K[html] |
| Axion Power International, Inc. | 1028153 | | 4/A[html] |
| Ayer Capital Management, LP | 1471149 | | 13F-HR[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| BA CAPITAL CO LP | 902135 | | 4[html] |
| BAASEL CARL F | 1220082 | | 4[html] |
| BAB, INC. | 1123596 | | 4[html] |
| BAKER HUGHES INC | 808362 | NYSE:BHI | 4[html] |
| BALAKRISHNAN BALU | 1182405 | | 4[html] |
| BALDWIN TECHNOLOGY CO INC | 805792 | AMEX:BLD | NT 10-Q[html] |
| BALL CORP | 9389 | NYSE:BLL | 4[html] |
| BALSER PAUL F | 1019342 | | 4[html] |
| BANC OF AMERICA CAPITAL INVESTORS SBIC LP | 1274971 | | 4[html] |
| BANCFIRST CORP /OK/ | 760498 | | 4[html] |
| BANCORP RHODE ISLAND INC | 1109525 | NASDAQ:BARI | 4[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] FWP[html] |
| BANK OF AMERICA NA | 1102113 | | 4[html] |
| BANK OF GRANITE CORP | 810689 | NASDAQ:GRAN | 8-K[html] |
| BANK OF MONTREAL /CAN/ | 927971 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] |
| BANKATLANTIC BANCORP INC | 921768 | NYSE:BBX NASDAQ:BBXT | 8-K[html] |
| BARBERICH TIMOTHY J | 1120355 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| BARD C R INC /NJ/ | 9892 | | 4[html] |
| BARKER JAMES F | 1278751 | | 4[html] |
| BARKER PETER K | 1185061 | | 4[html] |
| BARLETT JAMES E | 1064947 | | 4[html] |
| BARNES DAVID A | 1313943 | | 4[html] |
| BARNETT ROBERT L | 1040150 | | 4[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 3[html] SC 13D/A[html] |
| BATE KENNETH | 1210238 | | 4[html] |
| BAUER F SCOTT | 1249936 | | 4[html] |
| BAYTEX ENERGY CORP. | 1279495 | NYSE:BTE | 6-K[html] |
| BBVA BANCO FRANCES SA | 913059 | | 6-K[html] |
| BCB BANCORP INC | 1228454 | NASDAQ:BCBP | 4[html] 4[html] 4[html] |
| BCE INC | 718940 | NYSE:BCE | 6-K[html] |
| BEACON ENTERPRISE SOLUTIONS GROUP INC | 1122063 | | 8-K[html] |
| BEARDSLEE DENNIS | 1242444 | | 4[html] |
| BEESTON ENTERPRISES LTD | 1221548 | | 10-Q[html] NT 10-Q[html] |
| BEHRINGER HARVARD MULTIFAMILY REIT I INC | 1384710 | | 8-K[html] |
| BEHRINGER HARVARD REIT I INC | 1176373 | | 8-K[html] |
| BENACO, INC. | 1515250 | | S-1/A[html] |
| BENHAMOU ERIC | 1188321 | | 4[html] |
| BENITO SIMON X | 1273306 | | 4[html] |
| BENNETT STEPHEN M | 1188887 | | 4[html] |
| BENOWITZ ADAM | 1411963 | | 4[html] |
| BERENDT MICHAEL J | 1186877 | | 4[html] |
| BERG JOHN J | 1436703 | | 4[html] |
| BERGMARK RICHARD L | 1282546 | | 4[html] |
| BERKERY ROSEMARY T | 1182323 | | 4[html] |
| BERKLEY W R CORP | 11544 | | 8-K[html] |
| BERKSHIRE BANCORP INC /DE/ | 759718 | | 8-K[html] |
| BESSE DAWN A | 1242484 | | 4[html] |
| BGC Partners, Inc. | 1094831 | NASDAQ:BGCP | 4[html] |
| BHATT NIMISH S | 1284210 | | 3[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] 6-K[html] |
| BI Partners LLC | 1509445 | | 13F-HR[html] |
| BIBERSTEIN KATHRYN L | 1235595 | | 4[html] |
| BIELEN RICHARD J | 1192254 | | 4[html] |
| BINGHAM H RAYMOND | 1181467 | | 4[html] |
| BIO-PATH HOLDINGS INC | 1133818 | | 424B3[html] |
| BIOCRYST PHARMACEUTICALS INC | 882796 | NASDAQ:BCRX | 8-K[html] |
| BIODELIVERY SCIENCES INTERNATIONAL INC | 1103021 | NASDAQ:BDSI | 8-K/A[html] |
| BIOLAB FRANCHISE COMPANY, LLC | 1514594 | | S-4/A[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] 4[html] |
| BIOMARIN PHARMACEUTICAL INC | 1048477 | NASDAQ:BMRN | 4[html] |
| BIOPACK ENVIRONMENTAL SOLUTIONS INC. | 1109153 | | NT 10-Q[html] |
| BIOPHARM ASIA, INC. | 1080908 | | NT 10-Q[html] |
| BIOTECHNOLOGY VALUE FUND II LP | 1102444 | | 4[html] |
| BIOTECHNOLOGY VALUE FUND L P | 918923 | | 4[html] |
| BIOTIME INC | 876343 | | S-3[html] |
| BIXBY WALTER E | 1251020 | | 4[html] |
| BJs RESTAURANTS INC | 1013488 | | 8-K[html] |
| BLACKROCK BASIC VALUE FUND, INC. | 216557 | | 497[html] |
| BLACKROCK EQUITY DIVIDEND FUND | 814507 | | 497[html] 497[html] |
| BLACKROCK FUNDS | 844779 | | 497[html] 497[html] |
| BLACKROCK GLOBAL EMERGING MARKETS FUND, INC. | 849402 | | 497[html] |
| BLACKROCK LATIN AMERICA FUND, INC. | 877151 | | 497[html] |
| BLACKROCK MUNICIPAL BOND FUND, INC. | 225635 | | 497[html] 497[html] 497[html] 497[html] |
| BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | 882150 | NYSE:MYN | 4[html] |
| BLACKROCK SERIES, INC. | 1062806 | | 497[html] 497[html] |
| BLACKROCK UTILITIES & TELECOMMUNICATIONS FUND, INC. | 868452 | | 497[html] |
| BLAIR DAVID T | 1276611 | | 4[html] |
| BLUE CHIP INVESTOR FUNDS | 1162127 | | 485BPOS[html] |
| BMRW & Associates, Inc. | 1517500 | | D[html] |
| BNG America LLC | 1507263 | | S-4[html] |
| BNG America Savannah River Corp | 1507300 | | S-4[html] |
| BNP Paribas Investment Partners S.A. | 1520354 | | 13F-HR/A[html] |
| BODAGER BRIAN R | 1192631 | | 4[html] |
| BODINE CHRIS W | 1194405 | | 4[html] |
| BODY CENTRAL CORP | 1379246 | | 10-Q[html] |
| BOECKMANN ALAN L | 1194751 | | 4[html] |
| BOLDT JAMES R | 901764 | | 4[html] |
| BONNEY MICHAEL W | 1219016 | | 4[html] |
| BONNING KENNETH | 1282100 | | 3[html] 4[html] |
| BORGWARNER INC | 908255 | NYSE:BWA | 8-K[html] |
| BORICK LOUIS L | 1059965 | | 4[html] |
| BORIN MARK C | 1430408 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | 821127 | NASDAQ:BPFH | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BOSTON SCIENTIFIC CORP | 885725 | NYSE:BSX | 4[html] 4[html] |
| BOUMAN ROSE MARIE | 1243656 | | 4[html] |
| BOWLES HOWARD D | 1247523 | | 4[html] |
| BOWLIN MICHAEL R | 1192506 | | 4[html] |
| BOYAR VALUE FUND INC | 1041003 | | N-Q[html] |
| BOYD GAMING CORP | 906553 | NYSE:BYD | ARS[html] |
| BOYD JEFFERY H | 1214606 | | 4[html] |
| BP PLC | 313807 | | 6-K[html] 6-K[html] |
| BRADFORD PRESTON B | 1280392 | | 4[html] |
| BRAINSTORM CELL THERAPEUTICS INC | 1137883 | | 8-K[html] ARS[html] |
| BRAMPTON CREST INTERNATIONAL INC | 1321002 | | 10-K[html] 8-K[html] NT 10-Q[html] |
| BRAZIL GOLD CORP. | 1301075 | | NT 10-Q[html] |
| BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD | 1038572 | | 6-K[html] |
| BREYER ROBERT A | 1236441 | | 4[html] |
| BRF-BRASIL FOODS S.A. | 1122491 | | 6-K/A[html] 6-K/A[html] |
| BRIGHAM EXPLORATION CO | 1034755 | NASDAQ:BEXP | 8-K[html] |
| BRIGHTPOINT INC | 918946 | NASDAQ:CELL | 4[html] |
| BRINER KURT W | 1250264 | | 4[html] |
| BRINKLEY AMY WOODS | 1055386 | | 4[html] |
| BRISTOL MYERS SQUIBB CO | 14272 | | 4[html] |
| BRITTON & KOONTZ CAPITAL CORP | 707604 | NASDAQ:BKBK | 8-K[html] |
| BROADCAST INTERNATIONAL INC | 740726 | | 8-K[html] |
| BROADCOM CORP | 1054374 | NASDAQ:BRCM | 4[html] |
| BROADSOFT INC | 1086909 | | 4[html] |
| BROADWAY FINANCIAL CORP \DE\ | 1001171 | | 8-K[html] |
| BRODSKY WILLIAM J | 1225798 | | 4[html] |
| BROMWELL FINANCIAL FUND LP | 1093661 | | 10-Q[html] |
| BROVA JACQUELIN J | 1349799 | | 4[html] |
| BROWN MICHAEL A/CA | 1204920 | | 4[html] |
| BROWN ROGER A | 1221675 | | 4[html] |
| BROWN SUSAN E | 1231802 | | 4[html] |
| BROWN THOMAS K | 1378438 | | 4[html] |
| BRYANT ANDY D | 1131061 | | 4[html] |
| BRYANT JOHN A | 1185941 | | 4[html] |
| BTHC XV, Inc. | 1412090 | | 8-K[html] NT 10-Q[html] |
| BUCKEYE PARTNERS, L.P. | 805022 | NYSE:BPL | 8-K[html] |
| BUCKMAN FREDERICK W | 1144845 | | 4[html] |
| BUNKA CHRISTOPHER | 1103780 | | 4[html] |
| BURKHARDT DEAN A | 1185620 | | 4[html] |
| BURLINGTON NORTHERN SANTA FE, LLC | 934612 | NYSE:BNI | 424B2[html] FWP[html] |
| BURTON ROBERT O | 1513320 | | 4[html] |
| BUTLER NATIONAL CORP | 15847 | | 8-K[html] |
| BVF INC/IL | 1056807 | | 4[html] |
| BVF INVESTMENTS LLC | 1132245 | | 4[html] |
| BVF PARTNERS L P/IL | 1055947 | | 4[html] |
| BVF X LLC | 1454603 | | 4[html] |
| Baggett David C | 1431129 | | 4[html] |
| Bailey K Thomas | 1432055 | | 4/A[html] |
| Baker Thomas C | 1293295 | | 4[html] |
| Barnes Michael Gene | 1498811 | | 4[html] |
| Barnhart Timothy R | 1480086 | | 4[html] |
| Bay Hill Capital Management, LLC | 1455126 | | 13F-HR[html] |
| Behringer Harvard Opportunity REIT II, Inc. | 1387061 | | 424B3[html] |
| Bennink Jan | 1311271 | | 4[html] |
| Berardino Joseph F | 1446433 | | 3[html] 4[html] |
| Berg Luz | 1475039 | | SC 13D[html] |
| Bergdorf Goodman, Inc. | 1357621 | | 424B3[html] |
| Bergdorf Graphics, Inc. | 1357632 | | 424B3[html] |
| BergdorfGoodman.com, LLC | 1357620 | | 424B3[html] |
| Berman Bernard D | 1421840 | | 4[html] |
| Berry Lance A | 1478716 | | 4[html] |
| Better Homes & Gardens Real Estate LLC | 1420731 | | S-4/A[html] |
| Better Homes & Gardens Real Estate Licensee LLC | 1420737 | | S-4/A[html] |
| Bias Power, Inc. | 1486918 | | D[html] |
| Bindra Jagjeet S. | 1490079 | | 4[html] |
| Bio-Lab, Inc. | 1358925 | | S-4/A[html] |
| BioCube, INC. | 1374135 | | 10-K[html] |
| Bjornholt James Eric | 1452681 | | 4[html] |
| BlackRock Funds II | 1398078 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 8-K[html] DEFA14A[html] |
| Blackburn Jeffrey M | 1374831 | | 4[html] |
| Blom Paul M | 1445915 | | 4[html] |
| Blue Earth, Inc. | 1422109 | | D[html] |
| Blue Ridge Investments, L.L.C. | 1453700 | | 4[html] |
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| Blugrass Energy, Inc. | 1365748 | | 8-K[html] |
| Bock Lawrence A | 1312116 | | 4[html] |
| Bollente Companies Inc. | 1429393 | | 8-K[html] 8-K/A[html] NT 10-Q[html] |
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| Bonds.com Group, Inc. | 1179090 | | NT 10-Q[html] |
| Bookout John F III | 1371337 | | 4[html] |
| Borja Paul D | 1328186 | | 4[html] |
| Bosi Robert A | 1307208 | | 4[html] |
| Bracy Robert | 1403832 | | 4[html] |
| Bradford K Joanne | 1504475 | | 4[html] |
| Bradford Williamson Z III | 1306194 | | 4[html] |
| Bradley Mark Edward | 1311302 | | 4[html] |
| Brainsway Ltd. | 1505065 | | CERTNAS[html] |
| BreitBurn Energy Partners L.P. | 1357371 | NASDAQ:BBEP | 4[html] 4[html] |
| Brenham Oil & Gas Corp. | 1501720 | | EFFECT[html] |
| Brown Advisory Investors 2011 - CEOF (TE), LLLP | 1520771 | | D[html] |
| Brown Advisory Investors 2011 - CEOF, LLLP | 1520769 | | D[html] |
| Brown Gregory C | 1392016 | | 4[html] |
| Brownie's Marine Group, Inc | 1166708 | | 10-K[html] NT 10-Q[html] |
| Brownwood Clay Holdings, LLC | 1520938 | | D[html] |
| Brubaker Lynn | 1348099 | | 4[html] |
| Brutto Daniel J | 1415303 | | 4[html] |
| Bryant Steven R. | 1466722 | | 4/A[html] |
| Buechse Oliver | 1484134 | | 4[html] |
| Bullion Monarch Mining, Inc. (NEW) | 1497246 | | 8-K[html] |
| Burgdorff LLC | 1420760 | | S-4/A[html] |
| Burgdorff Referral Associates LLC | 1420759 | | S-4/A[html] |
| Burnet Realty LLC | 1420936 | | S-4/A[html] |
| Burnet Title Holding LLC | 1420937 | | S-4/A[html] |
| Burnet Title LLC | 1420938 | | S-4/A[html] |
| Burrard-Lucas Stephen Charles | 1520315 | | 4[html] |
| Burrow Escrow Services, Inc. | 1420273 | | S-4/A[html] |
| Byrd Christopher L | 1494022 | | 4/A[html] |
| C H ROBINSON WORLDWIDE INC | 1043277 | NASDAQ:CHRW | 4[html] |
| C/V SPV I FSK, LP | 1520963 | | D[html] D/A[html] |
| CA, INC. | 356028 | NASDAQ:CA | 10-K/A[html] |
| CACI INTERNATIONAL INC /DE/ | 16058 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CADENCE DESIGN SYSTEMS INC | 813672 | NASDAQ:CDNS | 4[html] 4[html] |
| CADENCE PHARMACEUTICALS INC | 1333248 | NASDAQ:CADX | 4[html] |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND | 1222719 | | CORRESP[html] POS 8C[html] |
| CALDWELL JOHN E | 1249891 | | 4[html] |
| CALIFORNIA GOLD CORP. | 1363573 | | 10-K[html] 10-K/A[html] |
| CALLAGHAN DENIS J | 1251248 | | 4[html] |
| CALLIDUS SOFTWARE INC | 1035748 | NASDAQ:CALD | DEFA14A[html] |
| CALVERT IMPACT FUND INC | 1121624 | | 497[html] 497[html] 497K[html] |
| CALVERT SOCIAL INVESTMENT FUND | 356682 | | DEL AM[html] |
| CALYPTE BIOMEDICAL CORP | 899426 | | NT 10-Q[html] |
| CAMCO Investors Trust | 1378135 | | N-Q[html] |
| CAMERON INTERNATIONAL CORP | 941548 | NYSE:CAM | SC TO-I[html] |
| CAMPANELLI JOSEPH P | 1222378 | | 4[html] |
| CAMPBELL DONALD H | 1194094 | | 4[html] |
| CAMPBELL EILEEN M | 1491997 | | 4[html] |
| CAMPBELL KEVIN M | 1214944 | | 4[html] |
| CAN CAL RESOURCES LTD | 1083848 | | NT 10-Q[html] |
| CANTRELL BRIAN L | 1267839 | | 4[html] |
| CANYON COPPER CORP. | 1112706 | | 8-K[html] |
| CAPITAL ONE FINANCIAL CORP | 927628 | NYSE:COF NYSE:COF^B | 8-K[html] |
| CAPITAL PRIVATE CLIENT SERVICES FUNDS | 1474365 | | 497[html] |
| CAPITAL TRUST INC | 1061630 | NYSE:CT | ARS[html] |
| CAPITOL BANCORP LTD | 840264 | NYSE:CBC NYSE:CBC^A NYSE:CBC^B | 4[html] |
| CAPPS ROBERT P | 1233504 | | 4[html] |
| CAPSALUS CORP | 949189 | | 10-K/A[html] 10-Q/A[html] 10-Q/A[html] |
| CARACI PHILIP D | 1228461 | | 4[html] |
| CARDIO VASCULAR MEDICAL DEVICE CORP | 1403085 | | 3[html] SC 13D[html] |
| CAREER EDUCATION CORP | 1046568 | NASDAQ:CECO | 4[html] |
| CARLISLE COMPANIES INC | 790051 | NYSE:CSL | 4[html] 4[html] |
| CARMIKE CINEMAS INC | 799088 | NASDAQ:CKEC | 4[html] |
| CARNEY LLOYD | 1204424 | | 4[html] |
| CAROTA MARK | 1226243 | | 4[html] |
| CARPENTER TECHNOLOGY CORP | 17843 | NYSE:CRS | 4[html] |
| CARR JILL | 1332033 | | 4[html] |
| CARR ROBERT O | 1331595 | | 4[html] |
| CARTERS INC | 1060822 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CARVER HOWARD L | 1274929 | | 4[html] |
| CARY RICHARD C | 1185998 | | 4[html] |
| CASCADE BANCORP | 865911 | NASDAQ:CACB | S-1/A[html] |
| CASCADE FINANCIAL CORP | 928911 | NASDAQ:CASB | 8-K[html] DEFA14A[html] |
| CASON THOMAS W | 1013579 | | 4[html] |
| CASSO THOMAS G | 1489258 | | 4[html] |
| CASTAGNA GARY L | 1189741 | | 4[html] |
| CASTAGNA VANESSA J | 1246084 | | 4[html] |
| CATALYST HEALTH SOLUTIONS, INC. | 1090403 | NASDAQ:CHSI | 4[html] |
| CATERPILLAR FINANCIAL SERVICES CORP | 764764 | | 424B3[html] FWP[html] |
| CB RICHARD ELLIS GROUP INC | 1138118 | NYSE:CBG | 8-K[html] |
| CBIZ, Inc. | 944148 | NYSE:CBZ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| CBS CORP | 813828 | NYSE:CBS NYSE:CBS/A NYSE:CPV NYSE:RBV | 4[html] |
| CDI CORP | 18396 | NYSE:CDI | 4[html] |
| CDRE TM LLC | 1420697 | | S-4/A[html] |
| CELGENE CORP /DE/ | 816284 | | 4[html] |
| CELL THERAPEUTICS INC | 891293 | NASDAQ:CTIC | 8-A12B/A[html] |
| CELLCYTE GENETICS CORP | 1325279 | | 10-Q[html] NT 10-Q[html] |
| CENOVUS ENERGY INC. | 1475260 | | 6-K[html] |
| CENTENE CORP | 1071739 | NYSE:CNC | FWP[html] |
| CENTERLINE HOLDING CO | 1043325 | | 8-K[html] |
| CENTRAL EUROPE & RUSSIA FUND, INC. | 860489 | | DEF 14A[html] |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD | 925645 | NASDAQ:CETV | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CENTRAL PACIFIC FINANCIAL CORP | 701347 | | 4[html] |
| CENTRAL VERMONT PUBLIC SERVICE CORP | 18808 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CENTURYLINK, INC | 18926 | NYSE:CTL | 4[html] 8-K[html] |
| CENVEO, INC | 920321 | NYSE:CVO | 4[html] |
| CEPHALOPOD CORP | 1263307 | | 4[html] |
| CEPHEID | 1037760 | NASDAQ:CPHD | 4[html] |
| CF Industries Holdings, Inc. | 1324404 | NYSE:CF | 8-K[html] |
| CGM TRUST | 60335 | | N-Q[html] |
| CGRN, Inc. | 1420310 | | S-4/A[html] |
| CH ENERGY GROUP INC | 1061393 | NYSE:CHG | 4[html] |
| CHAMPION LABORATORIES INC | 1252078 | | 424B3[html] |
| CHAPOTON JOHN E | 1144844 | | 4[html] |
| CHARTERS JOHN C | 1116384 | | 4[html] |
| CHASE GENERAL CORP | 15357 | | 10-Q[html] |
| CHAUS BERNARD INC | 793983 | | 10-Q[html] |
| CHEMED CORP | 19584 | NYSE:CHE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CHEN HERBERT | 1026377 | | 4[html] |
| CHILCO RIVER HOLDINGS INC | 1278595 | | 15-12G[html] 15-12G/A[html] |
| CHINA AMERICA HOLDINGS, INC. | 1093903 | | NT 10-Q[html] |
| CHINA ELECTRIC MOTOR, INC. | 1421526 | | NT 10-Q[html] |
| CHINA IVY SCHOOL, INC. | 1130128 | | NT 10-Q[html] |
| CHINA LINEN TEXTILE INDUSTRY, LTD | 1336655 | | F-1/A[html] |
| CHINA MEDICINE CORP | 1328790 | | NT 10-Q[html] |
| CHINA MING YANG WIND POWER GROUP LTD | 1500689 | | F-1/A[html] |
| CHINA ORGANIC AGRICULTURE, INC. | 1337826 | | NT 10-Q[html] |
| CHINA PETROLEUM & CHEMICAL CORP | 1123658 | NYSE:SNP | 6-K[html] |
| CHINA VALVES TECHNOLOGY, INC | 1080360 | | 3[html] 8-K[html] |
| CHINA-BIOTICS, INC | 1271057 | NASDAQ:CHBT | 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| CHIPOTLE MEXICAN GRILL INC | 1058090 | NYSE:CMG NYSE:CMG/B | 4[html] 4[html] |
| CHROMCRAFT REVINGTON INC | 884130 | AMEX:CRC | 10-Q[html] |
| CHURCH & DWIGHT CO INC /DE/ | 313927 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CHURCHILL BRUCE | 1273861 | | 4[html] |
| CIENA CORP | 936395 | NASDAQ:CIEN | 4[html] |
| CIGNA CORP | 701221 | NYSE:CI | 4[html] |
| CITIGROUP INC | 831001 | NYSE:BLW NYSE:C NYSE:C^E NYSE:C^F NYSE:C^G NYSE:C^I NYSE:C^M NYSE:C^O NYSE:C^P NYSE:C^Q NYSE:C^R NYSE:C^S NYSE:C^U NYSE:C^V NYSE:C^W NYSE:C^Z NASDAQ:PLJC AMEX:ILB | 4[html] 424B2[html] FWP[html] |
| CITIZENS & NORTHERN CORP | 810958 | NASDAQ:CZNC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CKX, Inc. | 793044 | NASDAQ:CKXE | 8-K[html] SC 13E3[html] |
| CLARKE JEFF | 1285969 | | 4[html] |
| CLARKE ROBERT G | 1040154 | | 4[html] |
| CLEAN TRANSPORTATION GROUP, INC. | 1373792 | | 10-Q[html] |
| CLEARONE COMMUNICATIONS INC | 840715 | NASDAQ:CLRO | 10-Q[html] 4[html] NT 10-Q[html] |
| CLEVERLY A BRUCE | 1203057 | | 4[html] |
| CLOROX CO /DE/ | 21076 | | 4[html] |
| CLOUGH PHILLIP A | 1207712 | | 4[html] |
| CNA FINANCIAL CORP | 21175 | NYSE:CNA | SC TO-T/A[html] |
| CNA SURETY CORP | 1044566 | NYSE:SUR | SC 14D9/A[html] SC TO-T/A[html] |
| COAST DISTRIBUTION SYSTEM INC | 728303 | AMEX:CRV | 8-K[html] |
| COEUR D ALENE MINES CORP | 215466 | | 4[html] |
| COGENT COMMUNICATIONS GROUP INC | 1158324 | NASDAQ:CCOI | 4[html] |
| COGHILL CAPITAL MANAGEMENT LLC | 1162675 | | 13F-HR[html] |
| COHEN JONATHAN Z | 1168756 | | 4[html] |
| COHEN RAYMOND W | 1258288 | | 4[html] |
| COHERENT INC | 21510 | NASDAQ:COHR | 4[html] |
| COLANGELO EUGENE S | 1241621 | | 4[html] |
| COLBURN PHILIP W | 1056667 | | 4[html] |
| COLDWATER CREEK INC | 1018005 | NASDAQ:CWTR | 8-K[html] |
| COLE STEPHEN | 1256491 | | 4[html] |
| COLGATE PALMOLIVE CO | 21665 | | 4[html] 4[html] 4[html] 4[html] |
| COLI VUL 2 SERIES ACCOUNT | 1075796 | | 497[html] 497[html] |
| COLI VUL-2 Series Account of First Great-West Life & Annuity | 1401960 | | 497[html] |
| COLLECTIVE BRANDS, INC. | 1060232 | NYSE:PSS | DEFA14A[html] |
| COLLICH JOHN F | 1228472 | | 4[html] |
| COLLINS MORTON | 1238716 | | 4[html] |
| COLONEL HOLDINGS, INC. | 1520360 | | SC TO-T[html] |
| COLONIAL PROPERTIES TRUST | 909111 | NYSE:CLP NYSE:CLP^D | S-8[html] |
| COLORADO RARE EARTHS, INC | 1098881 | | NT 10-Q[html] |
| COMCAST CORP | 1166691 | NYSE:CCS NYSE:CCT NYSE:CCW NYSE:CCZ NASDAQ:CMCSA NASDAQ:CMCSK | 4[html] SC 13D/A[html] |
| COMMERCIAL BANCSHARES INC \OH\ | 1009976 | | 4[html] |
| COMMERCIAL BARGE LINE CO | 1324482 | | 8-K[html] |
| COMMVAULT SYSTEMS INC | 1169561 | NASDAQ:CVLT | 10-K[html] |
| COMPETITIVE COMPANIES INC | 1161706 | | NT 10-Q[html] |
| COMPUTER TASK GROUP INC | 23111 | NASDAQ:CTGX | 4[html] 4[html] 4[html] 4[html] 4[html] |
| COMSCORE, INC. | 1158172 | NASDAQ:SCOR | 4[html] 4[html] |
| COMVERSE TECHNOLOGY INC/NY/ | 803014 | | SC 13D/A[html] |
| CONCENTRIC ENERGY CORP | 1342134 | | 425[html] |
| CONCIERGE TECHNOLOGIES INC | 1005101 | | 10-Q[html] NT 10-Q[html] |
| CONCUR TECHNOLOGIES INC | 1066026 | NASDAQ:CNQR | 4[html] |
| CONESTOGA FUNDS | 1175813 | | 497AD[html] |
| CONISH MARK G | 1031149 | | 4[html] |
| CONNECT CORP | 1435039 | | NT 10-Q[html] |
| CONNECTICUT WATER SERVICE INC / CT | 276209 | | 8-K[html] 8-K[html] |
| CONOCOPHILLIPS | 1163165 | NYSE:COP | 8-K[html] |
| CONSOLIDATED CAPITAL INSTITUTIONAL PROPERTIES 2 | 719184 | | 10-Q[html] NT 10-Q[html] |
| CONSPIRACY ENTERTAINMENT HOLDINGS INC | 1136424 | | NT 10-Q[html] |
| CONSULTORES ASSETS MANAGEMENT STOCK CORP | 1476663 | | 4[html] |
| CONSULTORES VENTURE CAPITAL LTD | 1476664 | | 4[html] |
| CONSULTORES VENTURE CAPITAL URUGUAY STOCK CORP | 1476653 | | 4[html] |
| CONSUMER PORTFOLIO SERVICES INC | 889609 | NASDAQ:CPSS | DEFA14A[html] NT 10-Q[html] |
| CONTINENTAL MATERIALS CORP | 24104 | AMEX:CUO | 10-Q[html] |
| CONTRAN CORP | 24240 | | 4[html] |
| COOK WILLIAM RAND | 1196972 | | 4[html] |
| COORS PETER H | 937359 | | 4[html] |
| CORE LABORATORIES N V | 1000229 | NYSE:CLB | 4[html] 4[html] 4[html] |
| CORE MOLDING TECHNOLOGIES INC | 1026655 | AMEX:CMT | 4[html] |
| CORN PRODUCTS INTERNATIONAL INC | 1046257 | NYSE:CPO | 4[html] |
| CORNERSTONE HEALTHCARE PLUS REIT, INC. | 1378774 | | NT 10-Q[html] |
| CORPORATE OFFICE PROPERTIES TRUST | 860546 | NYSE:OFC NYSE:OFC^G NYSE:OFC^H NYSE:OFC^J | 4[html] 8-K[html] |
| CORPORATE PROPERTY ASSOCIATES 15 INC | 1138301 | | 8-K[html] |
| CORPORATE PROPERTY ASSOCIATES 16 GLOBAL INC | 1250873 | | 8-K[html] |
| CORRECTIONS CORP OF AMERICA | 1070985 | NYSE:CXW | 4[html] 8-K[html] |
| CORTEX PHARMACEUTICALS INC/DE/ | 849636 | | NT 10-Q[html] |
| CORUM EDWARD JR | 1221681 | | 4[html] |
| COSTELLO KEVIN | 1183230 | | 4[html] |
| COTTINGHAM JOHN A | 1203769 | | 4[html] |
| COVENANT BANCSHARES, INC. | 1488591 | | NT 10-Q[html] |
| COWEN GROUP, INC. | 1466538 | | S-8[html] |
| COX G ANDREW | 1217482 | | 4[html] |
| CPM Acquisition Corp. | 1512573 | | EFFECT[html] |
| CPM Holdings, Inc. | 1512574 | | EFFECT[html] |
| CPM SA, LLC | 1512569 | | EFFECT[html] |
| CPM Wolverine Proctor, LLC | 1512571 | | EFFECT[html] |
| CRAFT JOSEPH W III | 1173893 | | 4[html] |
| CRAIG C L JR | 1061300 | | 4[html] |
| CRANE CO /DE/ | 25445 | | 3[html] |
| CRAWFORD & CO | 25475 | NYSE:CRD/A NYSE:CRD/B | 4[html] |
| CRAY INC | 949158 | NASDAQ:CRAY | ARS[html] |
| CRE Strategic Opportunity Fund | 1474770 | | D/A[html] |
| CREDIT SUISSE AG | 1053092 | | 424B2[html] 424B2[html] |
| CREDIT SUISSE AG/ | 824468 | NYSE:CS NYSE:CRP AMEX:CIK AMEX:DHY | 13F-HR[html] |
| CREDIT SUISSE GROUP AG | 1159510 | | F-N[html] |
| CRESUD INC | 1034957 | | 4[html] |
| CRM Mutual Fund Trust | 1322252 | | 497[html] |
| CROGHAN RAYMOND D | 1106022 | | 4[html] |
| CROWLEY RUTH M | 1279984 | | 4[html] |
| CROWN CRAFTS INC | 25895 | NASDAQ:CRWS | 5[html] |
| CRUMLISH ARTHUR W | 1183943 | | 4[html] |
| CS York Total Return Fund LP | 1520441 | | D[html] |
| CTRIP COM INTERNATIONAL LTD | 1269238 | NASDAQ:CTRP | 6-K[html] |
| CUBIST PHARMACEUTICALS INC | 912183 | NASDAQ:CBST | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| CULLEN FROST BANKERS INC | 39263 | NYSE:CFR | 4[html] |
| CULLEN FUNDS TRUST | 1109957 | | 485APOS[html] 485BPOS[html] 485BPOS[html] 485BXT[html] 485BXT[html] CORRESP[html] |
| CUMMING IAN M. | 1213601 | | 4[html] 4[html] 4/A[html] 4/A[html] SC 13D/A[html] |
| CUMMINGS KURT P | 1192072 | | 4[html] |
| CUMULUS MEDIA INC | 1058623 | NASDAQ:CMLS | 4[html] 4[html] 4[html] 4[html] 4[html] |