| Company | CIK | Ticker Symbol | Document |
| Short Ronald Alastair | 1520791 | | 3[html] |
| Shreiner James E | 1347708 | | 4[html] |
| Shue Youe Kong | 1380841 | | 4[html] |
| Sibits David J | 1399482 | | 4[html] |
| Sickinghe Duco W. | 1448502 | | 4[html] |
| Silvergate Pharmaceuticals, Inc. | 1520642 | | D[html] |
| Simon Howard Allan | 1303832 | | 4[html] |
| Sims Raymond J. | 1430593 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Sino Clean Energy Inc | 1120096 | | 8-K[html] |
| Sio Capital Management, LLC | 1482416 | | 13F-HR[html] |
| Sionic Mobile Corp | 1496468 | | D/A[html] |
| Siracusa Paul A | 1321131 | | 4[html] |
| Sirona Holdings Luxco S.C.A. | 1339571 | | SC 13D/A[html] |
| Skajaquoda Group inc. | 1520321 | | D[html] |
| Skylands Capital, LLC | 1299910 | | 13F-HR/A[html] |
| Smith Bruce J. | 1520788 | | 3[html] |
| Smith Jeffrey D | 1350914 | | 4[html] |
| Smith Lawrence C | 1377067 | | 4[html] |
| Smith Margo | 1484757 | | 4[html] |
| Smith Richard Lee | 1405483 | | 4[html] |
| Smith Robin L | 1365035 | | 4[html] |
| Snap Interactive, Inc | 1355839 | | 8-K[html] |
| Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | | 5[html] |
| Sokol Marc | 1505510 | | 4[html] |
| Solar Park Initiatives, Inc. | 1451565 | | NT 10-Q[html] |
| Solomon Douglas P. | 1420483 | | 4[html] |
| Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
| Somers Jeffrey P. | 1454728 | | 4[html] |
| Sommers John A. | 1469210 | | 4[html] |
| Sondej John Andrew | 1298924 | | 4[html] |
| Sorkin Michael | 1463006 | | 4[html] |
| Sorrentino Charles A | 1357776 | | 4[html] |
| Sotheby's International Realty Affiliates LLC | 1420426 | | S-4/A[html] |
| Sotheby's International Realty Licensee LLC | 1420425 | | S-4/A[html] |
| Sotheby's International Realty Referral Company, LLC | 1420427 | | S-4/A[html] |
| Sotheby's International Realty, Inc. | 1420935 | | S-4/A[html] |
| Soto Gabriel | 1311248 | | 4[html] 4[html] |
| Soura Marshall P | 1403677 | | 4[html] |
| Speicher Charles A | 1501229 | | 4[html] |
| Spine Pain Management, Inc | 1066764 | | 8-K[html] |
| Sprague Robert M | 1290206 | | 4[html] |
| SquareTwo Financial Corp | 1505966 | | 8-K[html] |
| St. Joe Title Services LLC | 1420496 | | S-4/A[html] |
| Stafford Henry B. | 1491783 | | 4[html] |
| Stamberger Richard D. | 1520790 | | 3[html] |
| Standard Drilling, Inc. | 1158694 | | 10-Q[html] NT 10-Q[html] |
| Standard Pacific Pan-Asia Fund LP | 1418250 | | D/A[html] |
| Standard Pacific Pan-Asia Fund Ltd | 1418251 | | D/A[html] |
| Staran Michael Edward | 1396441 | | 4[html] |
| Stark Offshore Management, LLC | 1307498 | | 13F-HR/A[html] 13F-HR/A[html] |
| Staszak Jeffrey | 1294497 | | 4[html] |
| Steege Brandi R | 1519725 | | 3[html] |
| Steele Robin Joan | 1301008 | | 4[html] 4/A[html] |
| Stefanski III Ben S | 1483875 | | 4[html] |
| Stein David L | 1404929 | | 4[html] |
| Stenger William J | 1361557 | | 4[html] |
| Stephenson Scott G | 1472708 | | 4[html] |
| Sterling Capital Management LLC | 1329883 | | 13F-HR[html] |
| Stern Chaim Z | 1310965 | | 4[html] |
| Stookey Eric A | 1391466 | | 4[html] |
| Strategic Funds, Inc. | 737520 | | 485BPOS[html] |
| Strategic Storage Trust, Inc. | 1410567 | | 424B3[html] |
| Stratton Kenneth Blair | 1461320 | | 4[html] |
| Stratus Media Group, Inc | 1053691 | | 10-Q[html] |
| Straumins Jennifer | 1390947 | | 4[html] |
| Structural Enhancement Technologies Corp | 1421851 | | 8-K[html] 8-K[html] |
| Sturgeon David | 1466243 | | 4[html] |
| Sullivan Julie | 1317241 | | 4[html] |
| Sullivan Mark III | 1433619 | | 4[html] |
| Sullivan Mark P. | 1467828 | | 4[html] |
| Sullivan Stephanie Pare | 1491450 | | 4[html] |
| Summit Hotel OP, LP | 1497612 | | 8-K[html] |
| Summit Hotel Properties, Inc. | 1497645 | | 8-K[html] |
| Sunshine Group (Florida) Ltd. Corp. | 1511547 | | S-4/A[html] |
| Sunshine Group, Ltd. | 1420643 | | S-4/A[html] |
| Support.com, Inc. | 1104855 | NASDAQ:SPRT | CT ORDER[html] |
| Sutton Mark S | 1402419 | | 4[html] |
| Swainson John A | 1309401 | | 4[html] |
| Swanson Al | 1292270 | | 4[html] |
| Swanson Todd | 1444728 | | 4[html] |
| Sweet Julie Spellman | 1487630 | | 4[html] |
| Swisher Hygiene Inc. | 1504747 | | 4[html] |
| Sy Tiffany R | 1444340 | | 4[html] |
| Symetra Financial CORP | 1403385 | | 8-K[html] |
| T Bancshares, Inc. | 1272754 | | NT 10-Q[html] |
| T. Rowe Price High Yield Fund, Inc. | 754915 | | 497[html] 497K[html] |
| T. Rowe Price Institutional Income Funds, Inc. | 1169187 | | 497[html] |
| T. Rowe Price Tax-Free High Yield Fund, Inc. | 758003 | | 497K[html] 497K[html] |
| T3 Motion, Inc. | 1434589 | | 424B4[html] 8-K[html] |
| TA / ATLANTIC & PACIFIC IV LP | 1235807 | | 4[html] |
| TA ASSOCIATES AP IV LP | 1235813 | | 4[html] |
| TA ASSOCIATES INC | 1034569 | | 4[html] 4[html] |
| TA ASSOCIATES IX LLC | 1235811 | | 4[html] |
| TA ASSOCIATES SPF LP | 1235803 | | 4[html] |
| TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | 1235818 | | 4[html] |
| TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | 1235805 | | 4[html] |
| TA Associates AP V L.P. | 1392149 | | 4[html] |
| TA Atlantic & Pacific V L P | 1319730 | | 4[html] |
| TA IX LP | 1121410 | | 4[html] |
| TA Investors II L.P. | 1355450 | | 4[html] |
| TAL International Group, Inc. | 1331745 | NYSE:TAL | 8-K[html] |
| TALBERT J MICHAEL | 1040090 | | 4[html] |
| TAN CHIN YOUNG | 1268231 | | 4[html] |
| TANGER FACTORY OUTLET CENTERS INC | 899715 | NYSE:SKT NYSE:SKT^C | 8-K[html] |
| TARGACEPT INC | 1124105 | NASDAQ:TRGT | 424B5[html] |
| TARKOFF ROBERT M | 1246210 | | 4[html] |
| TARO PHARMACEUTICAL INDUSTRIES LTD | 906338 | | 6-K[html] |
| TATA COMMUNICATIONS LTD | 1116134 | NYSE:TCL | 6-K[html] |
| TAW Holding Inc. | 1420740 | | S-4/A[html] |
| TAYLOR CAPITAL GROUP INC | 1025536 | NASDAQ:TAYC NASDAQ:TAYCP | 8-K/A[html] |
| TAYLOR LESLIE E | 1196924 | | 4[html] |
| TAYLOR RONALD R | 1161920 | | 4[html] |
| TAYLOR SCOTT C | 1271058 | | 4[html] |
| TCW CAPITAL INVESTMENT CORP | 1145259 | | 3/A[html] |
| TCW STRATEGIC INCOME FUND INC | 809559 | NYSE:TSI | 3/A[html] |
| TEAGUE AJ | 1183251 | | 4[html] |
| TEAMSTAFF INC | 785557 | NASDAQ:TSTF | 8-K[html] |
| TEC Technology, Inc. | 1101246 | | NT 10-Q[html] |
| TECH OPS SEVCON INC | 825411 | NASDAQ:TO | 10-Q[html] |
| TECHNEST HOLDINGS INC | 1077800 | | NT 10-Q[html] |
| TECHNOLOGY RESEARCH CORP | 741556 | NASDAQ:TRCI | 25-NSE[html] 8-K[html] SC 14D9/A[html] SC TO-T/A[html] |
| TEKELEC | 790705 | NASDAQ:TKLC | 4[html] 4[html] 4[html] 4[html] 4[html] |
| TEKMIRA PHARMACEUTICALS CORP | 1447028 | | 6-K[html] |
| TELEFONOS DE MEXICO S A B DE C V | 866213 | | 6-K[html] |
| TELVENT GIT S A | 1257803 | NASDAQ:TLVT | 6-K[html] |
| TENGION INC | 1296391 | | 424B3[html] EFFECT[html] |
| TERRY WILLIAM A | 1280999 | | 4[html] |
| TESCO CORP | 1022705 | NASDAQ:TESO | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TESSERA TECHNOLOGIES INC | 1261694 | NASDAQ:TSRA | 8-K[html] |
| TEVA PHARMACEUTICAL INDUSTRIES LTD | 818686 | NASDAQ:TEVA | 6-K[html] 6-K[html] |
| TEXAS CAPITAL BANCSHARES INC/TX | 1077428 | | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| TEXAS INSTRUMENTS INC | 97476 | NYSE:TXN | 424B2[html] FWP[html] |
| TEXAS TREASURY SAFEKEEPING TRUST CO | 1176347 | | 13F-NT[html] |
| TEXTAINER GROUP HOLDINGS LTD | 1413159 | NYSE:TGH | 6-K[html] 6-K[html] |
| TEXTRON INC | 217346 | NYSE:TXT NYSE:TXT^A NYSE:TXT^B | 4[html] |
| TFLIC SERIES LIFE ACCOUNT | 933275 | | 497[html] |
| TFS CAPITAL INVESTMENT TRUST | 1283381 | | 497[html] 497K[html] |
| TFS Financial CORP | 1381668 | NASDAQ:TFSL | 4[html] |
| TGS Knee Innovations, Inc | 1484117 | | D/A[html] |
| THERAVANCE INC | 1080014 | NASDAQ:THRX | 8-K[html] |
| THIGPEN CARL S | 1192255 | | 4[html] |
| THL Credit, Inc. | 1464963 | | 4[html] 4[html] 4[html] |
| THOMAS KEITH | 1197152 | | 4[html] |
| THOMPSON C JOHN | 1187288 | | 4[html] |
| THOMPSON JAY THURMAN III | 1196397 | | 4[html] |
| THOMPSON JOHN WENDELL | 1207433 | | 4[html] |
| THOMPSON MARK D | 1256553 | | 4[html] |
| THOMSON ROBERT | 1431238 | | 4[html] |
| THORATEC CORP | 350907 | NASDAQ:THOR | 4[html] |
| THORNE MICHAEL G | 1144839 | | 4[html] |
| THQ INC | 865570 | NASDAQ:THQI | 4[html] 4[html] 5[html] 5[html] 5[html] |
| THRIVENT SERIES FUND INC | 790166 | | 485BPOS[html] |
| TIDWELL JERRY | 1260955 | | 4[html] |
| TIMBERLAND CO | 814361 | NYSE:TBL | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TIMPE RONALD E | 1144861 | | 4[html] |
| TJX COMPANIES INC /DE/ | 109198 | | 8-K[html] |
| TK Star Design, Inc. | 1450015 | | NT 10-Q[html] |
| TOFUTTI BRANDS INC | 730349 | AMEX:TOF | 10-Q[html] 8-K[html] |
| TOLL BROTHERS INC | 794170 | NYSE:TOL | CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| TOP SHIPS INC. | 1296484 | NASDAQ:TOPS | 6-K[html] |
| TOPPETA WILLIAM J | 1215209 | | 4[html] |
| TOR MINERALS INTERNATIONAL INC | 842295 | NASDAQ:TORM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| TORCH ENERGY ROYALTY TRUST | 912030 | NYSE:TRU | NT 10-Q[html] |
| TOTAL CAPITAL CANADA LTD. | 1497940 | | 424B5[html] FWP[html] |
| TOTAL SA | 879764 | | 424B5[html] 6-K[html] FWP[html] |
| TOWER SEMICONDUCTOR LTD | 928876 | NASDAQ:TSEM NASDAQ:TSEMG | 20-F[html] 6-K[html] S-8[html] |
| TOWLE STEVEN J | 1274416 | | 4[html] |
| TOWNER JAMES E | 1242481 | | 4[html] |
| TOWNSEND THOMAS R | 1228261 | | 4[html] |
| TOYOTA MOTOR CREDIT CORP | 834071 | | 8-K[html] |
| TRADESTATION GROUP INC | 1111559 | NASDAQ:TRAD | SC 14D9/A[html] |
| TRANS ENERGY INC | 919721 | | NT 10-Q[html] |
| TRANS LUX CORP | 99106 | | 8-K[html] |
| TRANS1 INC | 1230355 | NASDAQ:TSON | 8-K[html] |
| TRANSACT ENERGY CORP | 1383394 | | NT 10-Q[html] |
| TRANSAMERICA CORP | 99189 | | 13F-NT[html] |
| TRANSATLANTIC PETROLEUM LTD. | 1092289 | | SC 13D/A[html] |
| TRANSCEND SERVICES INC | 858452 | NASDAQ:TRCR | 4[html] |
| TRANSDEL PHARMACEUTICALS INC | 1360214 | | 8-K[html] |
| TRANSIT MANAGEMENT HOLDING CORP | 1421378 | | 4[html] SC 14F1[html] |
| TRANSNET CORP | 99313 | | NT 10-Q[html] |
| TRANSWITCH CORP /DE | 944739 | | 4[html] 4[html] 424B5[html] 8-K[html] |
| TRAVELCENTERS OF AMERICA LLC | 1378453 | AMEX:TA | 424B5[html] |
| TREY RESOURCES INC | 1236275 | | NT 10-Q[html] PRE 14C[html] |
| TRG Services, Escrow, Inc. | 1420736 | | S-4/A[html] |
| TRG Settlement Services, LLP | 1420684 | | S-4/A[html] |
| TRI COUNTY FINANCIAL CORP /MD/ | 855874 | | 4[html] |
| TRICE DAVID A | 1204517 | | 4[html] |
| TRINITY CAPITAL CORP | 99771 | | 4[html] 4[html] |
| TRINITY INDUSTRIES INC | 99780 | NYSE:TRN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| TRUST FOR PROFESSIONAL MANAGERS | 1141819 | | PRE 14A[html] |
| TRUSTCO BANK CORP N Y | 357301 | | 8-K[html] |
| TSUKAMOTO ANN | 1230632 | | 4[html] |
| TUC Investor Value Creation Group | 1517569 | | DFAN14A[html] |
| TUCANA LITHIUM CORP. | 1424455 | | 8-K[html] |
| TUCHMAN MARTIN | 939713 | | 4[html] |
| TURBINE TRUCK ENGINES INC | 1138978 | | 10-Q/A[html] |
| TURKCELL ILETISIM HIZMETLERI A S | 1071321 | | 6-K[html] |
| TURNER ANDREW L | 925546 | | 4[html] |
| TURPIN IAN J | 1140571 | | 4[html] |
| TYRUS STOCK CORP | 1476667 | | 4[html] |
| Tabatznik Anthony Selwyn | 1477671 | | 4[html] |
| Tal LaSalle Mirror Trust #17D | 1498297 | | 4[html] |
| Tal-2010 ECI Family Mirror Trust #4 | 1498299 | | 4[html] |
| Tan Ek Kia | 1520316 | | 4[html] |
| Target Acquisitions I, Inc. | 1440208 | | NT 10-Q[html] |
| TaxMasters, Inc. | 811036 | | NT 10-Q[html] |
| Taylor Wayne Kent | 1305119 | | 4/A[html] |
| TechniScan, Inc. | 1398026 | | NT 10-Q[html] RW[html] |
| Telcare, Inc. | 1491552 | | D[html] |
| Telling Fred | 1382225 | | 4[html] |
| Tessler Michael | 1488201 | | 4[html] |
| TexCal Energy (GP) LLC | 1400668 | | S-4[html] |
| TexCal Energy (LP) LLC | 1400760 | | S-4[html] |
| TexCal Energy South Texas L.P. | 1400666 | | S-4[html] |
| Texas American Title CO | 1420774 | | S-4/A[html] |
| Texas Roadhouse, Inc. | 1289460 | NASDAQ:TXRH | 4/A[html] |
| TheraBiogen, Inc. | 1405286 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Thomas James Stanley | 1364359 | | 4[html] |
| Thompson Neil | 1464077 | | 4[html] |
| Thompson Randal R | 1460239 | | 4[html] |
| Thwapr, Inc. | 1451598 | | 10-Q[html] NT 10-Q[html] |
| Tierney Michael J | 1368371 | | 4[html] |
| Titan Energy Worldwide, Inc. | 1080398 | | NT 10-Q[html] |
| Titanium Asset Management Corp | 1407161 | | NT 10-Q[html] |
| Title Resource Group Affiliates Holdings LLC | 1420432 | | S-4/A[html] |
| Title Resource Group Holdings LLC | 1420504 | | S-4/A[html] |
| Title Resource Group LLC | 1420503 | | S-4/A[html] |
| Title Resource Group Services LLC | 1420502 | | S-4/A[html] |
| Title Resources INC | 1420500 | | S-4/A[html] |
| Tober Stephen | 1420862 | | 4[html] |
| Tolley David | 1326359 | | 4[html] |
| Torrence Wilson M | 1386703 | | 4[html] |
| Tower International, Inc. | 1485469 | | 8-K[html] DEFA14A[html] |
| Townsend Jay | 1314817 | | 4[html] |
| Toyne Cameron | 1403837 | | 4[html] |
| Transocean Ltd. | 1451505 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Tremblay Dale W | 1341611 | | 3[html] 4[html] |
| Tri-Tech Holding, Inc. | 1460801 | | CORRESP[html] CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| TriView Global Fund, LLC | 1305631 | | 10-Q[html] |
| Triglobal Investments Ltd. | 1520655 | | 3[html] |
| Trius Therapeutics Inc | 1356857 | | 4[html] |
| TrueBlue, Inc. | 768899 | NYSE:TBI | 4[html] 4[html] 4[html] 8-K[html] ARS[html] |
| Trust CO of the Ozarks | 1425963 | | 13F-HR[html] |
| Tsingyuan Brewery Ltd. | 1103120 | | NT 10-Q[html] |
| Tucker Leonard | 1518783 | | 4[html] |
| Tuttle Anne S. | 1430594 | | 4[html] |
| U S GLOBAL INVESTORS INC | 754811 | NASDAQ:GROW | 4[html] |
| U S GOLD CORP | 314203 | AMEX:UXG | 8-K[html] |
| U S PHYSICAL THERAPY INC /NV | 885978 | | 8-K[html] |
| UBS AG | 1114446 | NYSE:UBS NYSE:UBS^D | 424B2[html] 424B2[html] APP NTC[html] FWP[html] FWP[html] FWP[html] |
| UBS Alternative & Quantitative Investments LLC | 1515000 | | APP NTC[html] |
| UBS EUCALYPTUS MANAGEMENT LLC | 1229903 | | APP NTC[html] |
| UBS FINANCIAL SERVICES INC | 1161787 | | APP NTC[html] |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | 861177 | | APP NTC[html] |
| UBS GLOBAL ASSET MANAGEMENT US INC | 1179593 | | APP NTC[html] |
| UBS Ib Co-Investment 2001 GP Ltd | 1452584 | | APP NTC[html] |
| UBS JUNIPER MANAGEMENT LLC | 1229907 | | APP NTC[html] |
| UBS WILLOW MANAGEMENT LLC | 1229902 | | APP NTC[html] |
| UCI AIRTEX HOLDINGS INC | 1252080 | | 424B3[html] |
| UCI Acquisition Holdings (No. 1) Corp | 1517732 | | 424B3[html] |
| UCI Acquisition Holdings (No. 2) Corp | 1517731 | | 424B3[html] |
| UCI HOLDINGS LTD | 1513050 | | 424B3[html] |
| UCI International, Inc. | 1414937 | | 424B3[html] |
| UCI Pennsylvania, Inc. | 1252089 | | 424B3[html] |
| UCI-Wells Holdings, L.L.C. | 1517730 | | 424B3[html] |
| UEBERROTH JOHN A | 1007911 | | 4[html] |
| ULLAL VIJAY | 1183607 | | 4[html] |
| ULTIMATE SOFTWARE GROUP INC | 1016125 | | 4[html] 8-K[html] |
| ULTRA SERIES FUND | 732697 | | 485BPOS[html] |
| ULTRALIFE CORP | 875657 | NASDAQ:ULBI | 4[html] |
| ULURU INC. | 1168220 | AMEX:ULU | 8-K[html] |
| UMH PROPERTIES, INC. | 752642 | AMEX:UMH | 4[html] |
| UNIFIED GROCERS, INC. | 320431 | | 10-Q[html] |
| UNITED COMPONENTS INC | 101116 | | 424B3[html] |
| UNITED ONLINE INC | 1142701 | NASDAQ:UNTD | 4[html] |
| UNITED PARCEL SERVICE INC | 1090727 | NYSE:UPS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] CORRESP[html] UPLOAD[html] UPLOAD[html] |
| UNITED STATES CELLULAR CORP | 821130 | NYSE:USM NYSE:UZG NYSE:UZV | 4[html] |
| UNIVERSAL ELECTRONICS INC | 101984 | NASDAQ:UEIC | 4[html] 4[html] |
| UNIVERSAL FOREST PRODUCTS INC | 912767 | NASDAQ:UFPI | 4[html] |
| UNIVERSAL HEALTH SERVICES INC | 352915 | NYSE:UHS | 4[html] 4[html] |
| UNIVEST CORP OF PENNSYLVANIA | 102212 | NASDAQ:UVSP | 4[html] |
| UNRUH V PAUL | 1234275 | | 4[html] |
| UR-ENERGY INC | 1375205 | | 6-K[html] |
| URANIUM ENERGY CORP | 1334933 | AMEX:UEC | 425[html] 8-K[html] |
| URBAN OUTFITTERS INC | 912615 | NASDAQ:URBN | 8-K[html] |
| US DATAWORKS INC | 1049505 | AMEX:UDW | 3[html] |
| USA TECHNOLOGIES INC | 896429 | NASDAQ:USAT NASDAQ:USATP | DEF 14A[html] |
| USCORP | 873185 | | NT 10-Q[html] |
| USF BESTWAY INC | 1085419 | | S-1[html] |
| USF Canada Inc. | 1520161 | | S-1[html] |
| USF DUGAN INC | 1085366 | | S-1[html] |
| USF GLEN MOORE INC. | 1085374 | | S-1[html] |
| USF HOLLAND INC. | 1085377 | | S-1[html] |
| USF Mexico, Inc. | 1520160 | | S-1[html] |
| USF REDDAWAY INC. | 1085383 | | S-1[html] |
| USF RedStar LLC | 1519795 | | S-1[html] |
| USF SALES CORP | 1085375 | | S-1[html] |
| USF Technology Services Inc. | 1519796 | | S-1[html] |
| USFreightways Corp | 1520189 | | S-1[html] |
| USL SEPARATE ACCOUNT USL A | 803401 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| USL SEPARATE ACCOUNT USL B | 805749 | | 497[html] 497[html] |
| USL SEPARATE ACCOUNT USL VA-R | 1069346 | | 497[html] |
| USL SEPARATE ACCOUNT USL VL-R | 101686 | | 497[html] |
| UTSTARCOM HOLDINGS CORP | 1504697 | | F-4/A[html] |
| Ultra Sun Corp | 1360442 | | NT 10-Q[html] |
| Umami Sustainable Seafood Inc. | 1368765 | | 10-Q[html] |
| Under Armour, Inc. | 1336917 | NYSE:UA | 4[html] 4[html] |
| UniTek Global Services, Inc. | 826773 | | 10-Q[html] |
| United Community Bancorp | 1344970 | NASDAQ:UCBA | NT 10-Q[html] |
| United States Oil & Gas Corp | 1439154 | | NT 10-Q[html] |
| Universal Bioenergy, Inc. | 1320729 | | NT 10-Q[html] |
| Uranga Francisco S | 1386051 | | 4[html] |
| Urban Ag. Corp. | 1381324 | | NT 10-Q[html] |
| Urban Scott D | 1416040 | | 4[html] |
| Ussery Terdema L II | 1327791 | | 4[html] |
| VA Partners I, LLC | 1418812 | | 4[html] |
| VAILL TIMOTHY L | 1241637 | | 4[html] |
| VALDES MAX O | 1219307 | | 4[html] |
| VALHI HOLDING CO | 1338019 | | 4[html] |
| VALHI INC /DE/ | 59255 | | 4[html] |
| VALIDUS HOLDINGS LTD | 1348259 | NYSE:VR | 4[html] |
| VALITON ROBERT E JR | 1286067 | | 4[html] |
| VALUE HOLDINGS LP | 1140331 | | 13F-HR[html] |
| VALUEVISION MEDIA INC | 870826 | NASDAQ:VVTV | 4[html] SC 13D/A[html] |
| VALUEWORKS LLC | 1282189 | | 13F-HR[html] |
| VAN DEN HOEK WILBERT | 1185723 | | 3[html] 4[html] |
| VAN ECK ASSOCIATES CORP | 869178 | | 3[html] |
| VAN RIPER DANIEL S | 1138019 | | 4[html] |
| VANGUARD HORIZON FUNDS | 932471 | | 497[html] |
| VANGUARD TAX-MANAGED FUNDS | 923202 | | 497J[html] |
| VANWOERKOM JACK | 1180651 | | 4[html] |
| VARIAN MEDICAL SYSTEMS INC | 203527 | NYSE:VAR | 4[html] |
| VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC | 1079023 | NASDAQ:VSEA | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| VCAF GP, LLC | 1446143 | | 4[html] |
| VECTOR GROUP LTD | 59440 | NYSE:VGR | ARS[html] |
| VECTREN CORP | 1096385 | NYSE:VVC | 8-K[html] |
| VECTREN UTILITY HOLDINGS INC | 1129542 | | 8-K[html] |
| VENTAS INC | 740260 | NYSE:VTR | 8-K[html] |
| VENUTO PETER | 1256557 | | 4[html] |
| VERINT SYSTEMS INC | 1166388 | | DEF 14A[html] SC 13D/A[html] |
| VERMILION ENERGY INC. | 1293135 | | 6-K[html] |
| VIASAT INC | 797721 | NASDAQ:VSAT | 8-K[html] |
| VIASPACE Inc. | 1270200 | | 8-K[html] |
| VICOR CORP | 751978 | NASDAQ:VICR | 8-K[html] |
| VIEWCAST COM INC | 921313 | | SC 13D/A[html] |
| VIPER POWERSPORTS INC | 1337213 | | NT 10-Q[html] |
| VIRGINIA COMMERCE BANCORP INC | 1099305 | | 4[html] |
| VISANT CORP | 1308085 | | 10-Q[html] |
| VISCOUNT SYSTEMS INC | 1158387 | | 4[html] 4[html] |
| VISION CAPITAL ADVISORS, LLC | 1411962 | | 4[html] SC 13D/A[html] |
| VITAMIN BLUE, INC. | 1483623 | | NT 10-Q[html] |
| VIVUS INC | 881524 | NASDAQ:VVUS | 8-K[html] |
| VLOV INC. | 1388311 | | 424B3[html] |
| VOICE MOBILITY INTERNATIONAL INC | 1094816 | | NT 10-Q[html] |
| VOLTERRA SEMICONDUCTOR CORP | 1050550 | NASDAQ:VLTR | 4[html] 4[html] |
| VOLUMETRIC FUND INC | 792394 | | 485BPOS[html] 497K[html] |
| VON SCHACK WESLEY W | 1025355 | | 4[html] |
| Vaisman Hernan | 1302102 | | 4[html] |
| Valeant Pharmaceuticals International, Inc. | 885590 | | 4[html] 4[html] |
| Valiant Health Care, Inc. | 1449709 | | NT 10-Q[html] |
| Valley High Mining CO | 1301838 | | NT 10-Q[html] |
| Valley of California, Inc. | 1420333 | | S-4/A[html] |
| Value Assets International, S.A. | 1521009 | | 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| Value Holdings Capital S.A. | 1520053 | | 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |
| ValueAct Capital Management, L.P. | 1351069 | | 4[html] |
| ValueAct Capital Management, LLC | 1351073 | | 4[html] |
| ValueAct Capital Master Fund, L.P. | 1464912 | | 4[html] |
| ValueAct Holdings GP, LLC | 1418813 | | 4[html] |
| ValueAct Holdings, L.P. | 1418814 | | 4[html] |
| Van Kampen Unit Trusts, Municipal Series 979 | 1487879 | | 487[html] |
| Vangent, Inc. | 1402478 | | 10-Q[html] 8-K[html] 8-K/A[html] |
| Vantage Health | 1497130 | | NT 10-Q[html] |
| Variable Account I of AGL of Delaware | 820627 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| Variable Account II of AGL of Delaware | 803466 | | 497[html] 497[html] 497[html] 497[html] |
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| Venoco, Inc. | 1313024 | NYSE:VQ | S-4[html] |
| Verigy Ltd. | 1352341 | NASDAQ:VRGY | 4[html] |
| Verisk Analytics, Inc. | 1442145 | | 4[html] |
| Vertro, Inc. | 1094808 | NASDAQ:MIVA | 8-K[html] |
| Vetticaden Santosh | 1386932 | | 4[html] |
| Vgo Communications, Inc. | 1410760 | | D[html] |
| Viacom Inc. | 1339947 | NYSE:VIA NYSE:VIA/B NYSE:VNV | 4[html] |
| VimpelCom Ltd. | 1468091 | | 6-K[html] |
| Vincent K. McMahon 2010 Irrevocable Trust | 1491673 | | 4[html] SC 13D/A[html] |
| VirnetX Holding Corp | 1082324 | AMEX:VHC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Vision Capital Advantage Fund, L.P. | 1446144 | | 4[html] |
| Vision Opportunity Master Fund, Ltd. | 1349985 | | 4[html] |
| Vitamin Shoppe, Inc. | 1360530 | | 4[html] |
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| Voyager Oil & Gas, Inc. | 1283843 | NASDAQ:WPTE | 8-K[html] |
| Vystar Corp | 1308027 | | 8-K[html] |
| WACCAMAW BANKSHARES INC | 1144686 | NASDAQ:WBNK NASDAQ:WBNKW | 8-K[html] |
| WAGNER J CHRISTOPHER | 1465563 | | 4[html] |
| WAHL PAUL | 1218484 | | 4[html] |
| WAL MART STORES INC | 104169 | | 8-K[html] |
| WALKER SAMUEL D | 1269864 | | 4[html] |
| WALKER STEVEN G | 1258388 | | 4[html] |
| WALLACE TIMOTHY R | 1195484 | | 4[html] |
| WALLER GREGORY D | 1204144 | | 4[html] |
| WALSH NICHOLAS C | 1339632 | | 4[html] |
| WALSH PETER | 1209843 | | 4[html] |
| WALTERS FARAH M | 1189424 | | 4[html] |
| WANG CHARLES B | 1188070 | | 4[html] |
| WANG SUSAN | 1246409 | | 4[html] |
| WARREN WILLIAM MICHAEL JR | 1181824 | | 4[html] |
| WASTE MANAGEMENT INC | 823768 | NYSE:WMI | 8-K[html] |
| WATERS CORP /DE/ | 1000697 | | 4[html] 4[html] |
| WATSON PHARMACEUTICALS INC | 884629 | NYSE:WPI | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| WEBERT MAGALEN C | 1237739 | | 4[html] |
| WEBMEDIABRANDS INC. | 1083712 | | 8-K[html] |
| WEIGHT WATCHERS INTERNATIONAL INC | 105319 | NYSE:WTW | 4[html] |
| WEINSWIG MARK | 1265677 | | 4[html] |
| WEISS FRED G | 1081534 | | 4[html] |
| WELCH DANIEL G | 1206199 | | 4[html] |
| WELCH JOHN R | 1267761 | | 4[html] |
| WELLS GEORGE | 1217169 | | 4[html] |
| WESCORP ENERGY INC | 1069489 | | NT 10-Q[html] |
| WESLEY CHARLES R | 1187750 | | 4[html] |
| WEST SUBURBAN BANCORP INC | 805080 | | 8-K[html] |
| WESTAR ENERGY INC /KS | 54507 | | 4[html] |
| WESTFIELD FINANCIAL INC | 1157647 | NASDAQ:WFD | 11-K[html] |
| WESTMOUNTAIN ASSET MANAGEMENT INC | 1421603 | | 10-Q[html] NT 10-Q[html] |
| WESTPORT INNOVATIONS INC | 1370416 | NASDAQ:WPRT | 6-K[html] |
| WESTWOOD ONE INC /DE/ | 771950 | | 8-K[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| WHIDDON THOMAS E | 1196196 | | 4[html] |
| WHITEHEAD H BAIRD | 1135750 | | 4[html] |
| WHITMORE BRADFORD T | 933430 | | 4[html] |
| WHITMORE JOHN R | 1228471 | | 4[html] |
| WHOLE FOODS MARKET INC | 865436 | NASDAQ:WFMI | 4[html] 4[html] 4[html] |
| WIDGE SUNIL Y | 1397792 | | 4[html] |
| WILHITE TIMOTHY W. | 1487124 | | 4[html] |
| WILKE JEFFREY A | 1184758 | | 4[html] |
| WILLIAM PENN BANCORP INC | 1420821 | | NT 10-Q[html] |
| WILLIAMS CONTROLS INC | 854860 | NASDAQ:WMCO | 8-K[html] |
| WILLIAMSBURG INVESTMENT TRUST | 842512 | | 40-17G[html] |
| WILLIS LEASE FINANCE CORP | 1018164 | NASDAQ:WLFC NASDAQ:WLFCP | 4[html] |
| WILLS RICHARD H | 1214425 | | 4[html] |
| WILSON JUDY | 1192263 | | 4[html] |
| WILSON L MICHELLE | 1184757 | | 4[html] |
| WILSON LOYAL W | 1237389 | | 4[html] |
| WIMM BILL DANN FOODS OJSC | 1166718 | NYSE:WBD | 25[html] SC TO-T/A[html] |
| WINTROB JAY S | 1236614 | | 4[html] |
| WISCONSIN ENERGY CORP | 783325 | NYSE:WEC | 4[html] 4[html] |
| WIZZARD SOFTWARE CORP /CO | 1074909 | | 8-K[html] |
| WOLF ROBERT | 1241730 | | 3[html] 4[html] |
| WOOD ASSET MANAGEMENT INC | 1100916 | | 13F-HR[html] |
| WOOD FRANK E | 1207142 | | 4[html] |
| WORDLOGIC CORP | 1139614 | | NT 10-Q[html] |
| WORLD WRESTLING ENTERTAINMENTINC | 1091907 | | 4[html] SC 13D/A[html] |
| WOTC Solutions, LLC | 1520981 | | D[html] |
| WPP plc | 806968 | NASDAQ:WPPGY | 6-K[html] |
| WREM, Inc. | 1511520 | | S-4/A[html] |
| WRIGHT C HYLTON | 1245219 | | 4[html] |
| WRIGHT MANAGED INCOME TRUST | 715165 | | 485BPOS[html] |
| WRIGHT MEDICAL GROUP INC | 1137861 | NASDAQ:WMGI | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| WRL SERIES LIFE ACCOUNT | 778209 | | 497[html] 497[html] 497[html] 497[html] |
| WRL Series Life Account G | 1366273 | | 497[html] |
| WU TSUNG CHING | 1237768 | | 4[html] |
| WULFF JOHN K | 1257328 | | 4[html] |
| WY FUNDS | 1309187 | | 485BPOS[html] |
| WYLLIE MARK | 1189794 | | 4[html] |
| WYMAN WILLIAM W | 1077644 | | 4[html] |
| WYNNE THOMAS M | 1187754 | | 4[html] |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 899083 | | SC 13G[html] |
| Wacek Douglas J | 1361558 | | 4[html] |
| Wade Gregory L | 1317073 | | 4[html] |
| Wade James E | 1488650 | | 4[html] |
| Walker Alex Hugh | 1438320 | | 4[html] |
| Walker John B | 1374442 | | 4[html] |
| Wallace William S | 1467459 | | 4[html] |
| Walls H Andrew III | 1379000 | | 4[html] |
| Wang Jianbao | 1521054 | | 3[html] |
| Wang Siwei | 1520805 | | 3[html] SC 13D[html] |
| WaterPure International | 1363488 | | NT 10-Q[html] |
| WaterSmart Software, Inc. | 1519325 | | D[html] |
| Waters Stephen M | 1299115 | | 4[html] |
| Waters William Glen | 1436585 | | 4[html] |
| Waydan Title, Inc. | 1420742 | | S-4/A[html] |
| Webber Judith M | 1352688 | | 4[html] |
| Weber City Road LLC | 1303666 | | S-4/A[html] |
| Wellington Shields Capital Management, LLC | 1506071 | | 13F-HR[html] |
| Wells Keith H | 1475326 | | 4[html] |
| Wells Manufacturing, L.P. | 1517729 | | 424B3[html] |
| Wells Timberland REIT, Inc. | 1341141 | | 424B3[html] |
| Wesson John M | 1485143 | | 4[html] |
| West Coast Escrow CO | 1420334 | | S-4/A[html] |
| West Kenneth C. | 1520891 | | 3[html] |
| Western Copper CORP | 1364125 | | 6-K[html] |
| Weston Paul | 1368166 | | 4[html] |
| Westway Group, Inc. | 1361872 | | 8-K[html] |
| Whitestone REIT Operating Partnership, L.P. | 1490653 | | 8-K[html] |
| Whittier Pipeline CORP | 1321420 | | S-4[html] |
| Wildman Brian J | 1374089 | | 4[html] |
| Will Carl E. | 1506446 | | 4[html] |
| Wilson Keith M | 1334912 | | 4[html] |
| Wolford Eric | 1366415 | | 4[html] |
| Woodward James F | 1340653 | | 4[html] |
| World Real Estate Marketing LLC | 1511518 | | S-4/A[html] |
| Worth Avenue Leasing CO | 1357628 | | 424B3[html] |
| Wright Express CORP | 1309108 | NYSE:WXS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| Wright Managed Equity Trust | 703499 | | 485BPOS[html] |
| Wulff Robert | 1397967 | | 4[html] |
| X2Impact, Inc. | 1495809 | | D/A[html] |
| XCEL ENERGY INC | 72903 | NYSE:XCJ NYSE:XEL NYSE:XEL^A NYSE:XEL^B NYSE:XEL^C NYSE:XEL^D NYSE:XEL^E NYSE:XEL^G | 4[html] |
| XFONE INC. | 1126216 | AMEX:XFN | 8-K[html] |
| XILINX INC | 743988 | NASDAQ:XLNX | 4[html] |
| XZERES Corp. | 1084597 | | 8-K/A[html] |
| Xsovt Brands, Inc. | 1405350 | | NT 10-Q[html] |
| YAMASAKI STEVEN T | 1252851 | | 4[html] |
| YATES RICHARD L | 1227067 | | 4[html] |
| YODER R CRAIG | 1207499 | | 4[html] |
| YORK JILL E | 1244438 | | 4[html] |
| YOST R DAVID | 1191501 | | 4[html] |
| YRC Association Solutions, Inc. | 1519793 | | S-1[html] |
| YRC ENTERPRISE SERVICES, INC. | 1483316 | | S-1[html] |
| YRC INC. | 84271 | | S-1[html] |
| YRC International Investments, Inc. | 1519794 | | S-1[html] |
| YRC LOGISTICS SERVICES, INC. | 1085420 | | S-1[html] |
| YRC Mortgages, LLC | 1520162 | | S-1[html] |
| YRC REGIONAL TRANSPORTATION, INC. | 881791 | | S-1[html] |
| YRC Worldwide Inc. | 716006 | NASDAQ:YRCW | 8-K[html] S-1[html] |
| YUHE INTERNATIONAL, INC. | 1047857 | | 8-K[html] |
| Yang Lynda Jun-San M.D. | 1412194 | | 4[html] |
| Yankee Holding Corp. | 1394069 | | 10-Q[html] |
| Young Rodney KB | 1337831 | | 4[html] |
| Yucheng Technologies LTD | 1356462 | NASDAQ:YTEC | 6-K[html] |
| ZAP | 1024628 | NYSE:ZAP | 10-Q[html] NT 10-Q[html] |
| ZBB ENERGY CORP | 1140310 | AMEX:ZBB | S-1/A[html] |
| ZEITCHICK MARK | 1093960 | | 4[html] |
| ZEYTOONJIAN FREDERICK N | 1244456 | | 4[html] |
| ZHENG JASON | 1506669 | | 4[html] |
| ZINTERHOFER ERIC | 1267621 | | 4[html] |
| ZION OIL & GAS INC | 1131312 | NYSE:HZD AMEX:ZN AMEX:ZN/WS | S-3[html] |
| ZIONS BANCORPORATION /UT/ | 109380 | | 4[html] 4[html] 8-K[html] |
| ZIPCAR INC | 1131457 | | 8-K[html] |
| ZIPLINE MEDICAL INC | 1408578 | | D[html] |
| ZOLTEK COMPANIES INC | 890923 | NASDAQ:ZOLT | 4[html] |
| Zagorski Andrew J | 1521052 | | 3[html] |
| Zagorski Andrew P | 1520932 | | 3[html] |
| Zewicke Susan | 1463312 | | 4[html] |
| Zhidali Radio & Television Network, Inc. | 1346352 | | NT 10-Q[html] |
| Zhu Jiangtu | 1520946 | | 4[html] |
| eHealth, Inc. | 1333493 | NASDAQ:EHTH | 8-K[html] DEFA14A[html] |
| iBio, Inc. | 1420720 | | NT 10-Q[html] |
| iGenii, Inc. | 1441573 | | NT 10-Q[html] |
| instaCare Corp. | 1144225 | | NT 10-Q[html] |
| rue21, inc. | 1471458 | | 4[html] |
| tw telecom inc. | 1057758 | NASDAQ:TWTC | 4[html] |
| van 't Noordende Alexander M | 1374790 | | 4[html] |
| van Eck Jan F. | 1520792 | | 3[html] |
| vonBerg John | 1292397 | | 4[html] |