| Company | CIK | Ticker Symbol | Document |
| HAYNIE F WARREN JR | 1196935 | | 4[html] |
| HC CAPITAL TRUST | 934563 | | APP WD[html] |
| HCP, INC. | 765880 | NYSE:HCP NYSE:HCP^E NYSE:HCP^F | 4[html] 8-K[html] |
| HEALTH CARE REIT INC /DE/ | 766704 | | 4[html] |
| HEALTH ENHANCEMENT PRODUCTS INC | 1101026 | | NT 10-Q[html] |
| HEALTHSTREAM INC | 1095565 | NASDAQ:HSTM | 4[html] |
| HEARTLAND FINANCIAL USA INC | 920112 | NASDAQ:HTLF | 4[html] |
| HEARTLAND PAYMENT SYSTEMS INC | 1144354 | NYSE:HPY | 4[html] |
| HEARUSA INC | 821536 | AMEX:EAR | 8-K[html] NT 10-Q[html] |
| HEGI FREDERICK B JR | 1122235 | | 4[html] |
| HEICO CORP | 46619 | NYSE:HEI NYSE:HEI/A | 8-K[html] |
| HEINRICH DANIEL J | 1203226 | | 4[html] |
| HELEN OF TROY LTD | 916789 | NASDAQ:HELE | 4[html] |
| HELM LARRY L | 1195351 | | 4[html] |
| HENDRICKS KAREN L | 1202881 | | 4[html] |
| HENDRY ANDREW D | 1227247 | | 4[html] |
| HENRIKSON C ROBERT | 1214193 | | 4[html] |
| HER HORNGWEI | 1465565 | | 4[html] |
| HERBALIFE LTD. | 1180262 | NYSE:HLF | 4[html] |
| HERITAGE OAKS BANCORP | 921547 | NASDAQ:HEOP | 4[html] |
| HERSHA HOSPITALITY TRUST | 1063344 | NYSE:HT NYSE:HT^A | 4[html] 4[html] 8-A12B[html] 8-K[html] |
| HEWLETT PACKARD CO | 47217 | | 4[html] 8-K[html] |
| HEXCEL CORP /DE/ | 717605 | | 4[html] |
| HEYER STEVEN J | 1161492 | | 4[html] |
| HICKOCK CLARK H | 1186910 | | 4[html] |
| HIGHLAND CAPITAL MANAGEMENT LP | 1167365 | | 13F-HR/A[html] |
| HIGHTOWER DENNIS F | 1039838 | | 4[html] |
| HILL ALLEN E | 1275611 | | 4[html] |
| HILTWEIN MARK S | 1164468 | | 4[html] |
| HIRSCHFIELD ALAN J | 941417 | | 4[html] |
| HITOR GROUP, IN. | 1224006 | | 10-K/A[html] 10-K/A[html] |
| HMS HOLDINGS CORP | 1196501 | NASDAQ:HMSY | 4[html] |
| HODGMAN JOHN | 1212689 | | 4[html] |
| HODGSON DAVID C | 1193346 | | 4[html] |
| HOFFMAN GABE | 1322420 | | 13F-NT[html] |
| HOFFMAN LYNN THOMPSON | 1241626 | | 4[html] |
| HOHMANN FRANK L III | 1080887 | | 4[html] |
| HOLCOMB MICHAEL S | 1224799 | | 4[html] |
| HOLLAND JAMES R JR | 1122236 | | 4[html] |
| HOLMES FRANK E | 1251824 | | 4[html] |
| HOME BANCORP, INC. | 1436425 | NASDAQ:HBCP | 4[html] |
| HOME DEPOT INC | 354950 | NYSE:HD | 8-K[html] |
| HOME PROPERTIES INC | 923118 | NYSE:HME | 4[html] |
| HOOPER ANTHONY C | 1277244 | | 4[html] |
| HOPKINS DEBORAH C | 1127293 | | 3[html] |
| HOU HONG Q | 1156899 | | 4[html] |
| HSBC Finance Corp | 354964 | | 424B3[html] |
| HSBC USA INC /MD/ | 83246 | | 424B2[html] 424B2[html] 424B2[html] |
| HST Global, Inc. | 797564 | | 10-Q[html] |
| HUBBELL INC | 48898 | NYSE:HUB/A NYSE:HUB/B | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| HUDSON HIGHLAND GROUP INC | 1210708 | NASDAQ:HHGP | 4[html] |
| HUGHES Telematics, Inc. | 1410240 | | 424B3[html] |
| HUMMEL ALBERT F | 1236489 | | 4[html] |
| HURD JEFFREY J | 1486195 | | 4[html] |
| HUTCHINSON WILLIAM R | 1240631 | | 4[html] |
| HYDROGENICS CORP | 1119985 | NASDAQ:HYGS | 6-K[html] |
| HYPERERA INC | 1458868 | | NT 10-Q[html] |
| HYUNDAI ABS FUNDING CORP | 1260125 | | 10-D[html] 10-D[html] 10-D[html] |
| Hackworth Bryan M | 1375556 | | 4[html] |
| Hague Donald R. | 1422189 | | 4[html] |
| Hallee Garry W. | 1486181 | | 4[html] |
| Hallwood Group Inc | 355766 | AMEX:HWG | 8-K[html] |
| Halsey Jeffrey L | 1407186 | | 4[html] |
| Hancock Peter D. | 1452446 | | 4[html] |
| Hanson Breck F. | 1504124 | | 4[html] |
| Hanson Jason David | 1368586 | | 4[html] |
| Hanson Jeffrey T | 1371918 | | 4[html] |
| Harlan Special Opportunities Fund L.P. | 1520968 | | D[html] |
| Harrington Brendan M | 1341683 | | 4[html] |
| Harris Ira C | 1298599 | | 4[html] |
| Harrison Deborah Marriott | 1359807 | | 4[html] |
| Hart Robert E. | 1476803 | | 4[html] |
| Hartman Short Term Income Properties XX, Inc. | 1446687 | | NT 10-Q[html] |
| Hartung Jack | 1350874 | | 4[html] |
| Haskett Douglas Clark 2ND | 1489335 | | 4[html] |
| Hatsopoulos Marina | 1328980 | | 4[html] |
| HeartWare International, Inc. | 1389072 | NASDAQ:HTWR | 4[html] |
| Heckler Mark Alexander | 1501110 | | 4[html] |
| Heise Arthur G | 1403247 | | 4[html] |
| Hele John C.R. | 1460835 | | 4[html] |
| Heller Frances K | 1441724 | | 4[html] |
| Henderson Leah | 1397178 | | 3/A[html] |
| Henderson Mary E | 1463367 | | 4[html] |
| Heritage Financial Group Inc | 1493491 | | ARS[html] |
| Herzog David L | 1331793 | | 4[html] |
| Hickey Scott | 1448684 | | 4[html] |
| Hienrich Edi | 1472187 | | 4[html] |
| Higgins Martha | 1441443 | | 4[html] |
| Highland Pharmaceutical Royalty Fund | 1453950 | | N-8F[html] RW[html] |
| Hilliard S Charles | 1504473 | | 4[html] |
| Hillside Farmacy, Inc. | 1521037 | | D[html] |
| Hisey David C | 1316682 | | 4[html] |
| Hittman Transport Services, Inc. | 1507322 | | S-4[html] |
| Hobson Derry L. | 1432446 | | 4[html] |
| Hoffmeister David F | 1305975 | | 4[html] 4[html] |
| Hollinger Mark G | 1445069 | | 4[html] |
| Home Federal Bancorp, Inc. of Louisiana | 1500375 | | 4[html] |
| Home Referral Network LLC | 1420964 | | S-4/A[html] |
| HomeCare Labs, Inc. | 1358928 | | S-4/A[html] |
| Honda Auto Receivables 2011-2 Owner Trust | 1520947 | | 424B5[html] FWP[html] |
| Houston Wire & Cable CO | 1356949 | NASDAQ:HWCC | 4[html] 4[html] |
| Hsu Chi-Ping | 1300832 | | 4[html] |
| HudBay Minerals Inc. | 1322422 | | 6-K[html] |
| Hunter Mark | 1419673 | | 4[html] |
| Hunter William L | 1432062 | | 4/A[html] |
| Husman George E | 1391250 | | 4[html] |
| Hyatt Hotels Corp | 1468174 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] SC 13D/A[html] |
| Hyundai Auto Receivables Trust 2010-A | 1490470 | | 10-D[html] |
| Hyundai Auto Receivables Trust 2010-B | 1498673 | | 10-D[html] |
| Hyundai Auto Receivables Trust 2011-A | 1509333 | | 10-D[html] |
| ICU MEDICAL INC/DE | 883984 | | 4[html] 4[html] |
| IDEI NOBUYUKI | 1199824 | | 4[html] |
| IDERA PHARMACEUTICALS, INC. | 861838 | NASDAQ:IDRA | ARS[html] |
| IF Technologies, Inc | 1464903 | | D[html] |
| IMAGIN MOLECULAR CORP | 1047540 | | NT 10-Q[html] |
| IMAGINE MEDIA LTD | 1425627 | | NT 10-Q[html] |
| IMUA HANDLING CORP | 1103875 | | S-1[html] |
| INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ | 949961 | | 8-K[html] |
| INDEPENDENCE HOLDING CO | 701869 | NYSE:IHC | 4[html] |
| INDEPENDENT BANK CORP | 776901 | NASDAQ:INDB NASDAQ:IBCP NASDAQ:IBCPO | 4[html] 4[html] |
| INDEPENDENT BANK CORP /MI/ | 39311 | | POS AM[html] |
| INFRASTRUCTURE DEVELOPMENTS CORP. | 1389415 | | NT 10-Q[html] |
| ING INVESTORS TRUST | 837276 | | 40-17F2[html] 40-17F2[html] 40-17F2[html] 40-17F2[html] 40-17F2[html] 485BPOS[html] |
| ING MUTUAL FUNDS | 895430 | | 40-17F2[html] 40-17F2[html] 40-17F2[html] 40-17F2[html] 40-17F2[html] 40-17F2[html] 497[html] |
| INGALLS & SNYDER LLC | 1041885 | | SC 13G/A[html] |
| INGRAM ROBERT ALEXANDER | 1219890 | | 4[html] |
| INHIBITEX, INC. | 1274913 | NASDAQ:INHX | ARS[html] |
| INLAND REAL ESTATE CORP | 923284 | NYSE:IRC | 4[html] 8-K[html] |
| INOVIO PHARMACEUTICALS, INC. | 1055726 | AMEX:INO | 4[html] 4[html] 4[html] 4[html] |
| INOVIUM Corp | 1520884 | | D[html] |
| INSIGHT 2811, INC. | 1334952 | | 13F-HR[html] |
| INSPIRE PHARMACEUTICALS INC | 1040416 | NASDAQ:ISPH | EFFECT[html] EFFECT[html] |
| INSTEEL INDUSTRIES INC | 764401 | NASDAQ:IIIN | 8-K[html] |
| INSTITUTIONAL FINANCIAL MARKETS, INC. | 1270436 | NYSE:AFN | S-8[html] |
| INTEGRAL VISION INC | 719152 | | NT 10-Q[html] |
| INTEGRATED BIOPHARMA INC | 1016504 | | 10-Q[html] |
| INTEGRATED ELECTRICAL SERVICES INC | 1048268 | NASDAQ:IESC | 8-K[html] |
| INTEGRITY ASSET MANAGEMENT LLC | 1317445 | | 13F-NT[html] |
| INTEGRYS ENERGY GROUP, INC. | 916863 | | 4[html] |
| INTEL CORP | 50863 | NASDAQ:INTC | 144[html] 4[html] 8-K[html] |
| INTER PARFUMS INC | 822663 | NASDAQ:IPAR | 4[html] 4[html] |
| INTERMUNE INC | 1087432 | NASDAQ:ITMN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] |
| INTERNAP NETWORK SERVICES CORP | 1056386 | NASDAQ:INAP | 4[html] |
| INTERNATIONAL DEVELOPMENT & ENVIRONMENTAL HOLDINGS | 1430744 | | NT 10-Q[html] |
| INTERNATIONAL FLAVORS & FRAGRANCES INC | 51253 | | 4[html] 4[html] |
| INTERNATIONAL ISOTOPES INC | 1038277 | | NT 10-Q[html] |
| INTERNATIONAL PAPER CO /NEW/ | 51434 | | 4[html] 4[html] |
| INTERNATIONAL STAR INC | 1100788 | | NT 10-Q[html] |
| INTERPUBLIC GROUP OF COMPANIES, INC. | 51644 | NYSE:IPG | 4[html] |
| INTEST CORP | 1036262 | NASDAQ:INTT | EFFECT[html] |
| INVACARE CORP | 742112 | NYSE:IVC | 4[html] 4[html] |
| INVERSIONES FINANCIERAS DEL SUR STOCK CORP | 1476654 | | 4[html] |
| INVESTURE EVERGREEN FUND LP | 1379155 | | D/A[html] |
| IP TECHNOLOGY SERVICES, INC. | 1417900 | | NT 10-Q[html] |
| IPPOLITO VINCENT P | 1430426 | | 4[html] |
| IRICK LARRY D | 1236086 | | 4[html] |
| IRSA INVESTMENTS & REPRESENTATIONS INC | 933267 | | 4[html] |
| ISCIENCE INTERVENTIONAL CORP | 1395951 | | D[html] |
| ISHARES GOLD TRUST | 1278680 | | FWP[html] |
| ITC Car Plans, L.P. | 1520302 | | D[html] |
| IVOICE, INC /NJ | 1105064 | | NT 10-Q[html] |
| IXIA | 1120295 | NASDAQ:XXIA | 4[html] |
| Ianniello Joseph R | 1333949 | | 4[html] |
| Idalgir Stock Corp | 1479363 | | 4[html] |
| Ideal Network, Inc. | 1501580 | | D/A[html] |
| Ifis LTD | 1477078 | | 4[html] |
| Imperial Resources, Inc. | 1435394 | | 10-K/A[html] |
| Inayatullah Arif | 1499674 | | 4[html] |
| Incoming, Inc. | 1423325 | | NT 10-Q[html] |
| IndexIQ ETF Trust | 1415995 | | 497[html] 497K[html] 8-A12B[html] |
| Industry Concept Holdings Inc | 1418730 | | NT 10-Q[html] |
| Infrared Systems International | 1418115 | | 10-Q/A[html] |
| InfuSystem Holdings, Inc | 1337013 | | NT 10-Q[html] |
| Ingoldsby James J | 1289329 | | 4[html] |
| Inland American Real Estate Trust, Inc. | 1307748 | | SC 14D9[html] |
| Inland Diversified Real Estate Trust, Inc. | 1438897 | | 424B3[html] |
| Insight Management Corp | 1400876 | | NT 10-Q[html] |
| InterXion Holding N.V. | 1500866 | | 6-K[html] 6-K[html] |
| Intermec, Inc. | 1044590 | | DEFA14A[html] |
| Internal Fixation Systems, Inc. | 1501732 | | 3[html] 3[html] 3[html] 3[html] 3[html] NT 10-Q[html] |
| Invesco Van Kampen Exchange Fund | 5100 | | DEF 14A[html] |
| Investment Managers Series Trust | 1318342 | | 497[html] EFFECT[html] |
| Iridium Communications Inc. | 1418819 | AMEX:GHQ AMEX:GHQ/U AMEX:GHQ/WS | SC TO-I[html] |
| Isle of Love, LLC | 1506772 | | D[html] |
| Issa Steven | 1512474 | | 4[html] |
| Ituran Location & Control Ltd. | 1337117 | | 6-K[html] |
| Iveda Solutions, Inc. | 1397183 | | 8-K[html] SC 13D[html] SC 13D[html] SC 13D[html] |
| J P MORGAN CHASE & CO | 19617 | NYSE:JPM NYSE:JPM^E NYSE:JPM^F NYSE:JPM^G NYSE:JPM^I NYSE:JPM^J NYSE:JPM^K NYSE:JPM^P NYSE:JPM^S NYSE:JPM^W NYSE:JPM^X NYSE:JPM^Y NYSE:JPM^Z | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| J.W. Riker - Northern R.I., Inc. | 1420680 | | S-4/A[html] |
| J2 GLOBAL COMMUNICATIONS INC | 1084048 | NASDAQ:JCOM | 4[html] |
| JACK IN THE BOX INC /NEW/ | 807882 | | 8-K[html] |
| JACKSON BRIAN P | 1083779 | | 4[html] |
| JACKSON C MARSHALL | 1197144 | | 4[html] |
| JACKSON LAWRENCE V | 1204543 | | 4[html] |
| JACKSON PHILIP C JR | 1228465 | | 4[html] |
| JAGGED PEAK, INC. | 1121793 | | 8-K[html] |
| JAMES HARDIE INDUSTRIES SE | 1159152 | | 6-K[html] |
| JAMES JOSEPH H JR | 1196946 | | 4[html] |
| JAMMIN JAVA CORP. | 1334586 | | 10-K[html] 4[html] SC 13D/A[html] |
| JANUS CAPITAL GROUP INC | 1065865 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] |
| JANUS INVESTMENT FUND | 277751 | | 485APOS[html] 485BPOS[html] 485BXT[html] CORRESP[html] |
| JBI, INC. | 1381105 | | 4[html] |
| JDS UNIPHASE CORP /CA/ | 912093 | | 4[html] |
| JEFFERIES GROUP INC /DE/ | 1084580 | | 4[html] |
| JINHAO MOTOR Co | 1320691 | | NT 10-Q[html] |
| JIWIN STOCK CORP | 1478101 | | 4[html] |
| JNP 2010 Parachute Trust N2 | 1498353 | | 4[html] |
| JNP 2010 Parachute Trust N3 | 1498377 | | 4[html] |
| JNP 2010-PG Trust | 1498220 | | 4[html] |
| JNP Parachute Mirror Trust K | 1498219 | | 4[html] |
| JNP Parachute Mirror Trust L | 1498217 | | 4[html] |
| JOBANPUTRA KARIM | 1256921 | | 4[html] |
| JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H | 753892 | | N-4/A[html] N-4/A[html] N-4/A[html] |
| JOHNS JOHN D | 1189571 | | 4[html] |
| JOHNSON & JOHNSON | 200406 | NYSE:JNJ | 4[html] 424B3[html] |
| JOHNSON ARDELLE R | 1260299 | | 4[html] |
| JOHNSON RUPERT H JR | 1010261 | | 4[html] |
| JOHNSON STEPHEN MARCUM | 1207166 | | 4[html] |
| JOHNSTON ROBERT B | 1280855 | | 4[html] |
| JONES JEFF C | 1374651 | | 4[html] 4/A[html] |
| JORDAN JAMES E | 1219722 | | 4[html] |
| JOSEPH TAMARA L | 1433991 | | 4[html] |
| JOSEPHS ROBIN | 1222801 | | 4[html] |
| JPMorgan Trust I | 1217286 | | 497[html] |
| JUNIPER NETWORKS INC | 1043604 | NASDAQ:JNPR | 4[html] DEFA14A[html] |
| Jack Gaughen LLC | 1420755 | | S-4/A[html] |
| Jacobsen Sherertz, Kimberly J. | 1518986 | | 3[html] SC 13D/A[html] |
| Jaguar Mining Inc | 1333849 | | 6-K[html] 6-K[html] |
| Jain Vivek | 1465733 | | 4[html] |
| Jane Street Capital, LLC | 1450698 | | 13F-NT[html] |
| Jane Street Global Trading, LLC | 1450705 | | 13F-NT[html] |
| Jane Street Holding II, LLC | 1450167 | | 13F-NT[html] |
| Jane Street Holding, LLC | 1330294 | | 13F-HR[html] |
| Jane Street Markets, LLC | 1450710 | | 13F-NT[html] |
| Jane Street Options, LLC | 1450709 | | 13F-NT[html] |
| Japan Macro Opportunities Offshore Partners, L.P. | 1497124 | | D/A[html] |
| Jassy Andrew R | 1374545 | | 4[html] |
| Javelin Exchange-Traded Trust | 1411903 | | N-Q[html] |
| Jayhawk Energy, Inc. | 1308710 | | 10-Q[html] |
| Jefferies High Yield Holdings, LLC | 1420619 | | 4[html] |
| Jefferies High Yield Trading, LLC | 1420793 | | 4[html] |
| Jesanis Michael E | 1434733 | | 4[html] |
| JinkoSolar Holding Co., Ltd. | 1481513 | | 6-K[html] |
| John Bean Technologies CORP | 1433660 | NYSE:JBT | 8-K[html] |
| John Hancock Funds II | 1331971 | | 497[html] 497K[html] 497K[html] |
| John Hancock Hedged Equity & Income Fund | 1496749 | | CERTNYS[html] |
| Johnson Carolyn M | 1361819 | | 4[html] |
| Johnson Eric Alan | 1364419 | | 4[html] |
| Johnson Gregory G | 1380885 | | 4[html] |
| Joliat Jay Frederick | 1397139 | | 4[html] |
| Joyce Michael J | 1353126 | | 4[html] |
| Juma Technology Corp. | 1309055 | | 4[html] SC 13D/A[html] |
| K12 INC | 1157408 | NYSE:LRN | 4[html] |
| KACHING KACHING, INC. | 1354636 | | NT 10-Q[html] |
| KAKAR PARVEEN | 1278530 | | 4[html] |
| KANSAS CITY LIFE INSURANCE CO | 54473 | NASDAQ:KCLI | 4[html] |
| KAR Auction Services, Inc. | 1395942 | | 8-K[html] |
| KARBE FRANK | 1276700 | | 4[html] |
| KAY DAVID B | 1228463 | | 4[html] |
| KE I LLC | 1079879 | | 13F-NT[html] |
| KEIL JEFFREY C | 1059248 | | 4[html] |
| KELLER ERIC J | 1196578 | | 4[html] |
| KELLEY PAUL X | 1013003 | | 4[html] |
| KELLOGG CO | 55067 | NYSE:K | 4[html] 424B5[html] |
| KELLY KATHLEEN M | 1182296 | | 4[html] |
| KELLY THOMAS F | 1261146 | | 4[html] |
| KELSO DAVID B | 1187801 | | 4[html] |
| KENNEDY WILSON INC | 885720 | | ARS[html] |
| KENT FINANCIAL SERVICES INC | 316028 | NASDAQ:KENT | NT 10-Q[html] |
| KENT VIRGINIA H | 1219443 | | 4[html] |
| KEY TRONIC CORP | 719733 | NASDAQ:KTCC | 4[html] |
| KEYW HOLDING CORP | 1487101 | | 4[html] 4[html] |
| KFG I LLC | 1464622 | | D[html] D/A[html] |
| KFG II LLC | 1464621 | | D[html] D/A[html] |
| KIDDOO BRUCE E | 1201627 | | 4[html] |
| KILLEEN STEPHEN J | 1108159 | | 4[html] |
| KIM HO IL | 1201091 | | 4[html] |
| KIM YONG KIL | 1192453 | | 4[html] |
| KIMSEY WILLIAM L | 1232832 | | 4[html] |
| KINDSFATHER JERRY P | 1221525 | | 4[html] |
| KINETIC CONCEPTS INC | 831967 | | 8-K[html] |
| KING CAROLYN | 1192259 | | 4[html] |
| KING GWENDOLYN S | 1083217 | | 4[html] |
| KING INVESTMENT ADVISORS INC/TX | 794221 | | 13F-HR[html] |
| KINGSTONE COMPANIES, INC. | 33992 | NASDAQ:DCAP | NT 10-Q[html] |
| KIRSCHNER KENNETH M | 1085650 | | 4[html] |
| KLAPPA GALE E | 1195320 | | 4[html] |
| KLAUS L GEORGE | 1169915 | | SC 13D/A[html] |
| KLEBERG RICHARD M III | 1128407 | | 4[html] |
| KLEMA CATHY | 1181157 | | 4[html] |
| KLESTINEC STEPHEN J | 1246453 | | 4[html] |
| KLOOSTERMAN HAROLD J | 1098295 | | 4[html] |
| KNOLL INC | 1011570 | NYSE:KNL | 4[html] |
| KNUDSEN NORMA A | 1180989 | | 4[html] |
| KOCH CHARLES JOHN | 1220183 | | 4[html] |
| KOHLS Corp | 885639 | | 3[html] 3[html] 4[html] 4[html] |
| KORE NUTRITION, INC. | 1444064 | | NT 10-Q[html] |
| KORMAN BERNARD J | 930983 | | 4[html] |
| KOSHY GEORGE | 1257780 | | 4[html] |
| KRAMER PHIL D | 1188626 | | 4[html] |
| KREBS WALTER L | 1207132 | | 4[html] |
| KRESA KENT | 1197571 | | 4[html] |
| KUEHN KURT P | 1275613 | | 4[html] |
| KUENSTNER DEBORAH F | 1198300 | | 4[html] |
| KULICKE & SOFFA INDUSTRIES INC | 56978 | | 4[html] |
| KUO JOHN W | 1330270 | | 4[html] |
| KUPINSKY STUART | 1289593 | | 4[html] |
| KVH INDUSTRIES INC \DE\ | 1007587 | | 4[html] |
| Kallenbach Larry | 1319061 | | 4[html] |
| Kallo Inc. | 1389034 | | NT 10-Q[html] |
| Karnes Jeffrey | 1332015 | | 4[html] |
| Kaye David J. | 1409335 | | 4[html] 4[html] |
| Kayl Robert L | 1364332 | | 4[html] |
| Keating Neal J | 1319629 | | 4[html] |
| Keefe Brian | 1384131 | | 4[html] |
| Keefe Pamela J | 1365040 | | 4[html] |
| Keeler Global Investments Ltd | 1520646 | | 3[html] |
| Kennedy-Wilson Holdings, Inc. | 1408100 | AMEX:PAX AMEX:PAX/U AMEX:PAX/WS | 4[html] |
| Kennelly Jerry M | 1366001 | | 4[html] |
| Kentucky First Federal Bancorp | 1297341 | NASDAQ:KFFB | 8-K[html] |
| Kerin Matthew A | 1416797 | | 4[html] |
| Kessel Steven | 1374832 | | 4[html] |
| Keystone Closing Services LLC | 1420465 | | S-4/A[html] |
| KfW | 821533 | | S-B[html] |
| Kilduff Walter Leslie Jr | 1374570 | | 4[html] |
| Kimber Resources Inc. | 1294662 | AMEX:KBX | 6-K[html] |
| Kip Jeffrey W | 1359107 | | 4[html] |
| Klawe Maria | 1458332 | | 4[html] |
| Kliethermes Craig W | 1388737 | | 4[html] |
| Kochard Lawrence E | 1430056 | | 4[html] |
| Koppers Holdings Inc. | 1315257 | NYSE:KOP | 3[html] |
| Krebol Global LP | 1481852 | | D/A[html] |
| Kurmas Steven E | 1451046 | | 4[html] |
| LA JOLLA PHARMACEUTICAL CO | 920465 | NASDAQ:LJPC | 8-K[html] |
| LABORATORY CORP OF AMERICA HOLDINGS | 920148 | NYSE:LH | 4[html] |
| LADENBURG THALMANN FINANCIAL SERVICES INC | 1029730 | AMEX:LTS | 4[html] 4[html] 4[html] 4[html] |
| LAMBERT DAVID S | 1181939 | | 4[html] |
| LAMBERT LEO F | 1242457 | | 4[html] |
| LAMPEN RICHARD | 1047092 | | 4[html] |
| LAMPERT MARK N | 1233840 | | 4[html] |
| LANDAUER INC | 825410 | NYSE:LDR | 4[html] 8-K/A[html] |
| LANDY EUGENE W | 905016 | | 4[html] 4[html] |
| LANGER ALFRED W | 1222044 | | 4[html] |
| LANGHAMMER FRED | 1014138 | | 4[html] |
| LANGLEY RONALD | 927594 | | 4[html] |
| LANIGAN RICHARD P | 1156096 | | 4[html] |
| LANSDOWNE SECURITY, INC. | 1104254 | | NT 10-Q[html] |
| LAPOLLA INDUSTRIES INC | 875296 | | S-8[html] |
| LAUB STEVEN | 1224180 | | 4[html] |
| LAUDER AERIN | 1008090 | | 4[html] |
| LAUDER RONALD S | 942617 | | 4[html] |
| LAUREL INDUSTRIES HOLDINGS, INC. | 1514595 | | S-4/A[html] |
| LAWING DOUGLAS L | 1307966 | | 4[html] |
| LAWLER JULIA M | 1213419 | | 4[html] |
| LAWRENCE INVESTMENTS LLC | 1263306 | | 4[html] |
| LAWTHER KRILL KATHERINE | 1140530 | | 4[html] |
| LAYBOURNE GERALDINE B | 1285297 | | 4[html] |
| LCA VISION INC | 1003130 | | 8-K[html] |
| LEAP WIRELESS INTERNATIONAL INC | 1065049 | NASDAQ:LEAP | 8-K[html] 8-K[html] |
| LEAPFROG ENTERPRISES INC | 1138951 | NYSE:LF | 4[html] |
| LEATHERWOOD RICHARD L | 1004542 | | 4[html] |
| LECTEC CORP /MN/ | 805928 | | 10-Q[html] NT 10-Q[html] |
| LEEWARD GROUP HOLDINGS INC. | 1410690 | | NT 10-Q[html] |
| LEGGETT & PLATT INC | 58492 | NYSE:LEG | 8-K[html] |
| LEHMAN BROTHERS HOLDINGS INC | 806085 | | 4[html] |
| LEHMAN KENNETH R | 1170549 | | 4[html] SC 13G/A[html] |
| LESHER DONALD W JR | 1200583 | | 4[html] |
| LEUCADIA NATIONAL CORP | 96223 | NYSE:LUK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 8-K[html] SC 13D/A[html] |
| LEVEL 3 COMMUNICATIONS INC | 794323 | NASDAQ:LVLT | 4[html] |
| LEWIS DELANO E | 1067492 | | 4[html] |
| LEWIS WILLIAM L | 1196398 | | 4[html] |
| LEXARIA CORP. | 1348362 | | 4[html] |
| LI NANCY | 1465567 | | 4[html] |
| LICHTINGER PEDRO | 1470741 | | 4[html] |
| LICHTWARDT GREGORY | 1271162 | | 4[html] |
| LIEBOWITZ LEO | 1054761 | | 4[html] |
| LIFSEY WALTER | 1242603 | | 4[html] |
| LIGHTTOUCH VEIN & LASER INC | 1104265 | | 10-K/A[html] |
| LILM, INC. | 1357671 | | NT 10-Q[html] |
| LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N | 1048606 | | 497[html] |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | 914036 | | 485BPOS[html] 485BPOS[html] |
| LINDBLOOM CHAD | 1241107 | | 4[html] |
| LINDELL ANDREA R | 1224643 | | 4[html] |
| LINK WILLIAM J PHD | 1228684 | | 4[html] |
| LINKEDIN CORP | 1271024 | | CERTNYS[html] S-1/A[html] |
| LIPP ROBERT I | 1221484 | | 4[html] |
| LIQUIDITY SERVICES INC | 1235468 | NASDAQ:LQDT | 4[html] |
| LITHIUM TECHNOLOGY CORP | 804154 | | NT 10-Q[html] |
| LITTLE MITCHELL R | 1181941 | | 4[html] |
| LJ INTERNATIONAL INC | 1046692 | NASDAQ:JADE | 6-K[html] |
| LKCM Funds | 918942 | | 485BPOS[html] |
| LNB BANCORP INC | 737210 | NASDAQ:LNBB | 4[html] |
| LOBBIA JOHN E | 1167320 | | 4[html] |
| LOFE DONALD P JR | 1219804 | | 4[html] |
| LOMMEN RICHARD T | 1185972 | | 4[html] |
| LONG DEBORAH J | 1192262 | | 4[html] |
| LONG JAMES R | 1184985 | | 4[html] |
| LONGSWORTH CHARLES R | 1023692 | | 4[html] |
| LOPEZ GEORGE A | 1073397 | | 4[html] 4[html] |
| LORD ABBETT BOND DEBENTURE FUND INC | 60365 | | 485BPOS[html] |
| LORD ABBETT GLOBAL FUND INC | 829901 | | 485BPOS[html] |
| LORD ABBETT MID CAP VALUE FUND INC | 716788 | | 485BPOS[html] |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 932974 | | 13F-HR[html] |
| LOWE ALAN S | 1234673 | | 4[html] |
| LOWE BROCKENBROUGH & CO INC | 22657 | | 13F-HR[html] |
| LOWENTHAL EDWARD | 1094734 | | 4[html] |
| LPL Financial LLC | 1403438 | | 13F-HR[html] |
| LSB INDUSTRIES INC | 60714 | NYSE:LXU | 4[html] |
| LUMPKINS ROBERT L | 1236005 | | 4[html] |
| LUNA CARL A | 1364121 | | 4[html] |
| LUNDAHL SCOTT L | 1205850 | | 4[html] |
| LUNGER FRANCIS J | 1191268 | | 4[html] |
| LYFE Communications, Inc. | 1299864 | | 8-K[html] |
| LYGA JOSEPH | 1279597 | | 4[html] 4[html] 4[html] |
| Lakecrest Title, LLC | 1511532 | | S-4/A[html] |
| Lamb Peter | 1387306 | | 4[html] |
| Larkin Wayne W | 1324685 | | 4[html] |
| Larocca Christopher M | 1465498 | | 4[html] |
| Larsen Kendall | 1404771 | | 4[html] |
| Lau Timothy J | 1507137 | | 4[html] |
| Lawing John | 1333832 | | 4[html] |
| Lazard Ltd | 1311370 | NYSE:LAZ | 4[html] 4[html] |
| Leddy Peter Michael | 1332202 | | 4[html] |
| LendAmend LLC | 1520563 | | D/A[html] |
| LendingClub Corp | 1409970 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
| Lenox Blue Chip Fund, LLC | 1520704 | | D[html] |
| Leslie Kristina M | 1307207 | | 4[html] |
| Levine Mitchell S | 1383492 | | 4[html] |
| Li3 Energy, Inc. | 1334699 | | NT 10-Q[html] |
| Liberty Global, Inc. | 1316631 | NASDAQ:LBTYA NASDAQ:LBTYB NASDAQ:LBTYK | 8-K[html] 8-K[html] SC TO-C[html] SC TO-I[html] |
| Life Technologies Corp | 1073431 | NASDAQ:LIFE | 4[html] 4[html] 4[html] 4[html] |
| Lifevantage Corp | 849146 | | 8-K[html] |
| Lightning Gaming, Inc. | 1392545 | | CT ORDER[html] |
| Lin Christiana L | 1400954 | | 4[html] |
| Lithium Corp | 1415332 | | NT 10-Q[html] |
| Lithium Exploration Group, Inc. | 1375576 | | NT 10-Q[html] |
| Lloyds Banking Group plc | 1160106 | NYSE:LYG | 6-K[html] |
| Lobach David M Jr | 1464631 | | 4[html] |
| Lobbezoo Jan C | 1294169 | | 4[html] |
| LogMeIn, Inc. | 1420302 | | 4[html] |
| Lombard Kenneth T | 1327762 | | 4[html] |
| LoopRope, LLC | 1520295 | | D[html] |
| Lucchese Cynthia L | 1337319 | | 4[html] |
| Lumb Richard | 1506719 | | 4[html] |
| Ly David | 1475038 | | SC 13D[html] |
| Lynch Thomas K. | 1520787 | | 3[html] |
| M FUND INC | 948258 | | N-Q[html] |
| M&F BANCORP INC /NC/ | 1094738 | | 8-K[html] |
| MAC-GRAY CORP | 1038280 | NYSE:TUC | DFAN14A[html] |
| MACINTYRE MICHAEL J | 1233181 | | 4[html] |
| MACKENZIE FINANCIAL CORP | 919859 | | 13F-HR[html] |
| MACKIN H CARROLL | 1274930 | | 4[html] |
| MADISON DEARBORN CAPITAL PARTNERS IV LP | 1122443 | | 4[html] |
| MADISON DEARBORN PARTNERS IV LP | 1249306 | | 4[html] |
| MADISON EXPLORATIONS, INC. | 1318268 | | NT 10-Q[html] |
| MAGGIN BRUCE | 1214251 | | 4[html] |
| MAGNER MARJORIE | 1225173 | | 4[html] |
| MAHEU RONALD T | 1219008 | | 4[html] |
| MAHONEY DAVID L | 1224091 | | 4[html] |
| MAHONEY GEORGE L | 1185334 | | 4[html] |
| MAINLAND RESOURCES INC. | 1395205 | | 425[html] 8-K[html] |
| MAJESTIC OIL & GAS | 1334741 | | NT 10-Q[html] |
| MAJIC WHEELS CORP | 1406568 | | NT 10-Q[html] |
| MANAGEMENT NETWORK GROUP INC | 1094814 | | 10-Q[html] |
| MANAGERS AMG FUNDS | 1089951 | | N-Q[html] |
| MANAGERS TRUST II | 879947 | | N-Q[html] |
| MANITOWOC CO INC | 61986 | NYSE:MTW | 8-K[html] |
| MANNING & NAPIER FUND, INC /NY/ | 751173 | | 497J[html] |
| MARAIST MICHAEL P. | 1446382 | | 4[html] |
| MARATHON OIL CORP | 101778 | NYSE:MRO | 4[html] |
| MARINEAU PHILIP A | 1037491 | | 4[html] |
| MARIO ERNEST | 1180469 | | 4[html] |
| MARKET VECTORS ETF TRUST | 1137360 | | 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 3[html] 40-17G[html] |
| MARKWEST ENERGY PARTNERS L P | 1166036 | | 4[html] 8-K[html] |
| MARLEY ROHAN | 1430884 | | 4[html] SC 13D/A[html] |
| MAROTTA DANIEL A | 1185813 | | 4[html] |
| MARQUARDT DAVID F | 1193109 | | 4[html] |
| MARRIOTT INTERNATIONAL INC /MD/ | 1048286 | | 4[html] |
| MARSH & MCLENNAN COMPANIES, INC. | 62709 | NYSE:MMC | 4[html] 4[html] 4[html] 4[html] |
| MARSHALL CARY P | 1187756 | | 4[html] |
| MARTHA STEWART LIVING OMNIMEDIA INC | 1091801 | NYSE:MSO | SC 13D/A[html] |
| MARTIN THOMAS D | 1235792 | | 4[html] |
| MARTINEZ LOU | 1225217 | | 4[html] |
| MARXE AUSTIN W & GREENHOUSE DAVID M | 1044321 | | 3[html] 4[html] 4[html] 4[html] 4[html] |
| MASSEY ENERGY CO | 37748 | NYSE:MEE | 425[html] 425[html] 425[html] 425[html] 425[html] |
| MATERIAL SCIENCES CORP | 755003 | | 4[html] |
| MATHENY DRUE | 1180017 | | 4[html] |
| MATSUMOTO COLBERT M | 1229600 | | 4[html] |
| MATTEL INC /DE/ | 63276 | | 8-K[html] |
| MATTHEW 25 FUND INC | 1003839 | | 485BPOS[html] |
| MAXIM INTEGRATED PRODUCTS INC | 743316 | NASDAQ:MXIM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MAXWELL TECHNOLOGIES INC | 319815 | NASDAQ:MXWL | 8-K[html] |
| MB FINANCIAL INC /MD | 1139812 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MCALLISTER WALTER W III | 1122237 | | 4[html] |
| MCCARTHY ARTHUR J | 1465561 | | 4[html] |
| MCCORMICK PAUL | 1226209 | | 4[html] |
| MCCRANIE J DANIEL | 1189710 | | 4[html] |
| MCCRARY CHARLES D | 1195321 | | 4[html] |
| MCCREARY JAMES C | 1205441 | | 4[html] |
| MCDERMOTT INTERNATIONAL INC | 708819 | NYSE:MDR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MCDEVITT JOHN J | 1227737 | | 4[html] |
| MCDONALDS CORP | 63908 | | FWP[html] |
| MCDOUGALL DUANE CHARLES | 1220506 | | 4[html] |
| MCGARITY KEVIN J | 1255731 | | 4[html] |
| MCGARVIE BLYTHE J | 1013947 | | 4[html] |
| MCGIRR DAVID W J | 1219023 | | 4[html] |
| MCGUINN MARTIN G | 1180526 | | 4[html] |
| MCGURN DAVID E JR | 1186014 | | 4[html] |
| MCMAHON JOHN J JR | 1190997 | | 4[html] |
| MCMULLEN MARK J | 1192640 | | 4[html] |
| MCNAMARA MARTIN B | 1040104 | | 4[html] |
| MCNEIL BARBARA J | 1238412 | | 4[html] |
| MCNIEL JAMES P | 1144382 | | 4[html] |
| MCWILLIAMS D BRADLEY | 1193636 | | 4[html] |
| MEDIA GENERAL INC | 216539 | NYSE:MEG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MEDICINOVA INC | 1226616 | NASDAQ:MNOV | 8-K[html] 8-K[html] |
| MEDICIS PHARMACEUTICAL CORP | 859368 | NYSE:MRX | 4[html] 4[html] 4[html] 4[html] 4[html] |
| MEDISAFE 1 TECHNOLOGIES CORP | 1471487 | | 10-Q[html] |
| MEDIZONE INTERNATIONAL INC | 753772 | | 424B3[html] |
| MEDLIN EDWIN | 1360005 | | 4[html] |
| MEFFERT WALTER A JR | 1234508 | | 4[html] |
| MENZIES D STEPHEN | 1283912 | | 4[html] |
| MERCER INTERNATIONAL INC. | 1333274 | NASDAQ:MERC | 8-K[html] |
| MERCURY COMPUTER SYSTEMS INC | 1049521 | | 4[html] 8-K[html] |
| MERKEL STEPHEN M | 1251144 | | 4[html] |
| METALS USA HOLDINGS CORP. | 1362491 | | 8-K[html] |
| METISCAN, INC. | 1092945 | | 10-Q[html] NT 10-Q[html] |
| METLIFE INC | 1099219 | NYSE:MET NYSE:MET^A NYSE:MET^B NYSE:MLG | 4[html] 4[html] |
| METROPCS COMMUNICATIONS INC | 1283699 | NYSE:PCS | 4[html] 4[html] |
| METTLER TOLEDO INTERNATIONAL INC/ | 1037646 | | 4[html] |
| MEXICAN PETROLEUM | 932782 | | 6-K[html] |
| MFA FINANCIAL, INC. | 1055160 | | 4[html] |
| MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | 1034182 | | 13F-HR/A[html] |
| MFS SERIES TRUST II | 798250 | | N-14[html] |
| MGM Resorts International | 789570 | NYSE:MGM | 8-K[html] |
| MICEK JOHN | 1243187 | | 4[html] 4/A[html] |
| MICHAEL JONATHAN E | 1192701 | | 4[html] |
| MICHELSON JACK | 1236490 | | 4[html] |
| MICROCHIP TECHNOLOGY INC | 827054 | NASDAQ:MCHP | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MICROPOROUS HOLDING, LLC | 1517264 | | 424B3[html] |
| MICROPOROUS PRODUCTS, LLC | 1517265 | | 424B3[html] |
| MICROSOFT CORP | 789019 | NASDAQ:MSFT | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MIDDLEBY CORP | 769520 | | 8-K[html] |
| MILLER ALAN B | 1181031 | | 4[html] |
| MILLER ROBERT STEVE | 1184215 | | 4[html] |
| MILLER THOMAS B | 1236896 | | 4[html] |
| MINDEN BANCORP, INC. | 1501331 | | 4[html] |
| MINDSPEED TECHNOLOGIES, INC | 1224370 | NASDAQ:MSPD | 3[html] |
| MINERA ANDES INC /WA | 1030219 | | 6-K[html] |
| MINES MANAGEMENT INC | 66649 | AMEX:MGN | ARS[html] |
| MINIHANE PETER J | 1251080 | | 4[html] |
| MIRZAYANTZ NICOLAS | 1211907 | | 4[html] |
| MIT Holding, Inc. | 1367416 | | NT 10-Q[html] |
| MITCHAM BILLY F JR | 939296 | | 4[html] |
| MITCHAM INDUSTRIES INC | 926423 | NASDAQ:MIND | 4[html] 4[html] 4[html] 4[html] |
| MITSUBISHI UFJ FINANCIAL GROUP INC | 67088 | NYSE:MTU | 6-K[html] |
| MML SERIES INVESTMENT FUND | 67160 | | 485BPOS[html] |
| MOLLUSK HOLDINGS LLC | 1263308 | | 4[html] |
| MOLSON COORS BREWING CO | 24545 | NYSE:TAP NYSE:TAP/A | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| MONEYGRAM INTERNATIONAL INC | 1273931 | NYSE:MGI | 8-K[html] 8-K[html] |
| MONEYPENNY EDWARD W | 1085729 | | 4[html] |
| MONMOUTH REAL ESTATE INVESTMENT CORP | 67625 | NASDAQ:MNRTA NASDAQ:MNRTP | 4[html] |
| MONTOYA ARTHUR B JR | 1221528 | | 4[html] |
| MONTPELIER RE HOLDINGS LTD | 1165880 | NYSE:MRH | 4[html] |
| MOODYSTUART MARK | 1245650 | | 4[html] |
| MOONEY EDWARD J | 1012340 | | 4[html] |
| MOOR KRISTIAN P | 1236605 | | 4[html] |
| MOORE TIM | 1184540 | | 4[html] |
| MOORTHY GANESH | 1218184 | | 4[html] |
| MORGAN STANLEY | 895421 | NYSE:FFD NYSE:MS NYSE:MS^A NYSE:MSJ NYSE:MSK NYSE:MSZ NYSE:MWG NYSE:MWO NYSE:MWR NYSE:APF NYSE:CAF NYSE:RNE NYSE:MSD NYSE:EDD NYSE:MSF NYSE:MGB NYSE:MSY NYSE:IIF NASDAQ:ESTX NASDAQ:MSNQ NASDAQ:NBXH | 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| MORIARTY ROWLAND | 1182936 | | 4[html] |
| MORRISSEY MICHAEL | 1202096 | | 4[html] |
| MORTON MARSHALL N | 1185336 | | 4[html] |
| MOUG KEVIN G | 1191492 | | 4[html] |
| MOWRY BARBARA | 1141219 | | 4[html] |
| MP ASSETS Corp | 1517266 | | 424B3[html] |
| MUELLER EDWARD A | 1225916 | | 4[html] |
| MULLER EDWARD R | 1180211 | | 4[html] |
| MULTI COLOR Corp | 819220 | | 8-K[html] |
| MULTIBAND CORP | 732412 | NASDAQ:MBND | FWP[html] S-1/A[html] |
| MUNDER SERIES TRUST | 1214511 | | 497[html] |
| MUNDOVAL FUNDS | 1293530 | | 485BPOS[html] |
| MURPHY MATTHEW J | 1381430 | | 4[html] |
| MUSTANG ALLIANCES, INC. | 1420421 | | 3[html] 4[html] |
| MacIver Lena | 1514295 | | 3[html] |
| MacIver Roderick Neil | 1515634 | | 3[html] |
| MacPherson Robert E | 1467632 | | 4[html] |
| Machon Monika M | 1454566 | | 4[html] |
| Macro Bank Inc. | 1347426 | | 20-F[html] 6-K[html] |
| Madison Enterprises Group, Inc. | 1398604 | | NT 10-Q[html] |
| Maggioncalda Jeffrey Nacey | 1485593 | | 4[html] |
| Maidenform Brands, Inc. | 1323531 | NYSE:MFB | 4[html] |
| Malden Guy | 1312578 | | 4[html] |
| Manby Teri J | 1492320 | | 5[html] |
| Manufacturing Sciences Corp | 1507324 | | S-4[html] |
| Marathon Petroleum Corp | 1510295 | | 10-12B/A[html] |
| Marek Kelly | 1251096 | | 4[html] |
| Marina Biotech, Inc. | 737207 | NASDAQ:MRNA | 424B4[html] 8-K[html] |
| Market Street Settlement Group LLC | 1420689 | | S-4/A[html] |
| Marquez Manuel | 1514338 | | 4[html] |
| Mattie Raymond R | 1398336 | | 4[html] |
| Maura David M | 1365833 | | 3[html] |
| Maxray Optical Technology Co. Ltd. | 1395695 | | NT 10-Q[html] |
| McAllister Thomas L. | 1520494 | | 4[html] |
| McBrien Joseph J. | 1520789 | | 3[html] |
| McCaman David | 1439439 | | 4[html] |
| McCanne Steven | 1366127 | | 144[html] 4[html] |
| McClure Teri P | 1346705 | | 4[html] |
| McCormack John T | 1507968 | | 4[html] |
| McCormick Thomas H | 1319795 | | 4[html] |
| McCorvey Antoinette P | 1504402 | | 4[html] |
| McDonough Keith A. | 1476479 | | 4[html] |
| McGahn Daniel P | 1425153 | | 4[html] |
| McGeever James | 1420733 | | 4[html] |
| McGowan Todd | 1483131 | | 4[html] |
| McGrath Susan E | 1386997 | | 4[html] |
| McMasters David | 1432029 | | 4/A[html] |
| McTavish George L | 1385545 | | 4[html] 4/A[html] |
| McWhirter William A | 1320094 | | 4[html] |
| Media Exchange Group, Inc. | 1125280 | | NT 10-Q[html] |
| MediaMind Technologies Inc. | 1275791 | | 8-K[html] |
| Medical Care Technologies Inc. | 1404593 | | NT 10-Q[html] |
| Medidata Solutions, Inc. | 1453814 | | 4[html] |
| Meister Oliver | 1480575 | | 4[html] |
| Michels Lisa L | 1520517 | | 4[html] |
| Michels Ronald | 1384471 | | 4[html] |
| Mid-Atlantic Settlement Services LLC | 1420951 | | S-4/A[html] |
| Mignon Laurent | 1469034 | | 4[html] |
| Milefchik Edward F | 1501091 | | 4[html] |
| Miller Andrew | 1319606 | | 4[html] |
| Miller Charles Brigham | 1310520 | | 4[html] |
| Miller Marc D | 1315495 | | 4[html] |
| Mills Robert M | 1350851 | | 4[html] |
| Mistras Group, Inc. | 1436126 | | 4[html] |
| Mitchell Noah Malone III | 1398377 | | SC 13D/A[html] |
| Mizuho Trust & Banking Co., Ltd. | 1512575 | | 13F-HR[html] |
| Mockin Mendel | 1434502 | | 3[html] 4[html] |
| Modi Nimish Harsukh | 1448998 | | 4[html] |
| Mojo Ventures, Inc | 1414953 | | 10-Q[html] NT 10-Q[html] |
| Mondo Acquisition V, Inc. | 1443823 | | NT 10-Q[html] |
| Mondo Acquisition VI, Inc. | 1443824 | | NT 10-Q[html] |
| Monotype Imaging Holdings Inc. | 1385292 | NASDAQ:TYPE | 8-K[html] S-8[html] |
| Monster Offers | 1423746 | | 424B3[html] EFFECT[html] |
| Montgoris William J | 1407030 | | 4[html] |
| Moore Peter R | 1327748 | | 4[html] |
| Morgan Keegan & Co Inc. | 1520415 | | 13F-HR[html] |
| Morgan Stanley China A Share Fund, Inc. | 1368493 | NYSE:CAF | CORRESP[html] CORRESP[html] N-2[html] N-2/A[html] UPLOAD[html] |
| Morningstar, Inc. | 1289419 | NASDAQ:MORN | 4[html] 8-K[html] |
| Morris George C III | 1464304 | | 4[html] |
| Morton John III | 1359100 | | 4[html] |
| Mt. Eden Investment Advisors LLC | 1332673 | | 13F-HR[html] |
| Mullins John | 1475250 | | 4[html] |
| Murdoch John W | 1340951 | | 4[html] |
| Murphy Michael R | 1323510 | | 13F-HR/A[html] |
| Murray Richard Patrick II | 1350857 | | 4[html] |
| Murrin James T | 1391457 | | 4[html] |
| MxEnergy Holdings Inc | 1375814 | | NT 10-Q[html] |
| MyOtherCountryClub.com | 1477168 | | 10-K/A[html] 8-A12G[html] NT 10-Q[html] |
| NASDAQ Stock Market LLC | 1354457 | | 25-NSE[html] 25-NSE[html] 25-NSE[html] 25-NSE[html] |
| NATIONAL HEALTHCARE CORP | 1047335 | AMEX:NHC AMEX:NHC^A | 4[html] |
| NATIONAL SECURITY GROUP INC | 865058 | NASDAQ:NSEC | 8-K[html] |
| NATIONAL STEEL CO | 1049659 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| NATIONWIDE VARIABLE ACCOUNT 4 | 843075 | | 497[html] 497[html] |
| NBCUniversal Media, LLC | 902739 | | 4[html] |
| NBCUniversal, LLC | 1512267 | | 4[html] |
| NEAFSEY JOHN P | 1187748 | | 4[html] |
| NEIDHARDT DIETMAR JURGEN | 1467470 | | 4[html] |
| NEIL CHRISTOPHER J | 1359868 | | 4[html] |
| NEIMAN MARCUS GROUP INC | 819539 | | 424B3[html] 424B3[html] |
| NELSON STEVEN K | 1199870 | | 4[html] |
| NELSON ZACHARY | 1073342 | | 4[html] |
| NEMA Beverage CORP | 1357625 | | 424B3[html] |
| NEMA Beverage Holding CORP | 1357626 | | 424B3[html] |
| NEMA Beverage Parent CORP | 1357627 | | 424B3[html] |
| NEMETH KATHLEEN L | 1020737 | | 4[html] |
| NEOGEN CORP | 711377 | NASDAQ:NEOG | 8-K[html] |
| NETLOGIC MICROSYSTEMS INC | 1135711 | NASDAQ:NETL | 4[html] 4[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NETTER CHRISTOPHER | 1228473 | | 4[html] |
| NETWORK 1 SECURITY SOLUTIONS INC | 1065078 | | NT 10-Q[html] |
| NEULION, INC. | 1387713 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NEVENS THOMAS MICHAEL | 1251445 | | 4[html] |
| NEW FRONTIER ENERGY INC | 1140586 | | 10-K[html] |
| NEW GERMANY FUND INC | 858706 | NYSE:GF | DEF 14A[html] |
| NEW JERSEY RESOURCES CORP | 356309 | | 8-K[html] |