| Company | CIK | Ticker Symbol | Document |
| ABBOTT WILLIAM R | 1213180 | | 4[html] |
| ABNEY DAVID P | 1229820 | | 4[html] |
| ABOVENET INC | 1043533 | | DEF 14A[html] |
| ABU GHAZALEH AMIR | 1257556 | | 4[html] |
| ACACIA AUTOMOTIVE INC | 1001463 | | NT 10-Q[html] |
| ACCIPITER CAPITAL MANAGEMENT, LLC | 1280190 | | 13F-HR[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACRONGENOMICS INC | 1104502 | | NT 10-Q[html] |
| ADEONA PHARMACEUTICALS, INC. | 894158 | AMEX:AEN | 8-K[html] |
| ADOBE SYSTEMS INC | 796343 | NASDAQ:ADBE | 4[html] |
| ADVANCED ENERGY INDUSTRIES INC | 927003 | NASDAQ:AEIS | 4[html] 4[html] |
| ADVANTAGE ADVISERS AUGUSTA FUND, L.L.C. | 1015658 | | N-8F[html] |
| ADVISORS DISCIPLINED TRUST 701 | 1511588 | | 487[html] |
| AEGON NV | 769218 | NYSE:AEB NYSE:AED NYSE:AEF NYSE:AEG NYSE:AEH NYSE:AEV | 6-K[html] |
| AETNA INC /PA/ | 1122304 | | 424B3[html] FWP[html] |
| AFLAC INC | 4977 | NYSE:AFL | 8-K[html] |
| AGENUS INC | 1098972 | | ARS[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 4[html] |
| AGL SEPARATE ACCOUNT A | 16190 | | 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT D | 89031 | | 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VA-1 | 1017656 | | 497[html] |
| AGL SEPARATE ACCOUNT VA-2 | 38748 | | 497[html] |
| AGL SEPARATE ACCOUNT VL-R | 1051485 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| AGL SEPARATE ACCOUNT VUL | 847539 | | 497[html] |
| AGROINVESTMENT STOCK CORP | 1476665 | | 4[html] |
| AIG Asset Management (U.S), LLC | 1492070 | | 13F-NT[html] |
| AIXTRON SE | 1089496 | | 6-K[html] |
| AJ Acquisition Corp I, Inc. | 1483053 | | 10-K[html] |
| AJ Acquisition Corp. II, Inc. | 1483055 | | 10-K[html] |
| ALASKA AIR GROUP INC | 766421 | NYSE:ALK | 4[html] |
| ALASKA AIRLINES INC | 3202 | | 15-12G[html] |
| ALBERTA STAR DEVELOPMENT CORP | 1142462 | | 20-F[html] |
| ALBRECHT W STEVE | 1219959 | | 4[html] |
| ALEXANDER HERBERT S | 1241551 | | 4[html] |
| ALEXANDER STEPHEN B | 1177261 | | 4[html] |
| ALEXANDRIA REAL ESTATE EQUITIES INC | 1035443 | NYSE:ARE NYSE:ARE^C | 4[html] |
| ALIMERA SCIENCES INC | 1267602 | | 8-K[html] |
| ALKERMES INC | 874663 | NASDAQ:ALKS | 4[html] 4[html] |
| ALLIANCE RESOURCE PARTNERS LP | 1086600 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS TRUST | 1098605 | | 497[html] |
| ALLIED HEALTHCARE INTERNATIONAL INC | 890634 | NASDAQ:AHCI | 4[html] SC 13D/A[html] |
| ALLIED IRISH BANKS PLC | 850364 | | 6-K[html] |
| ALLOS THERAPEUTICS INC | 1097264 | NASDAQ:ALTH | ARS[html] |
| ALPS DISTRIBUTORS INC | 1141051 | | APP NTC[html] APP ORDR[html] |
| ALTAIR NANOTECHNOLOGIES INC | 1016546 | NASDAQ:ALTI | 8-K[html] |
| ALTEGRIS WINTON FUTURES FUND LP | 1198415 | | NT 10-Q[html] |
| ALTERA CORP | 768251 | NASDAQ:ALTR | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ALTERNATE ENERGY HOLDINGS, INC. | 1421874 | | 10-Q[html] NT 10-Q[html] |
| AM INVESTMENT PARTNERS LLC | 1228387 | | 13F-HR[html] |
| AMALGAMATED PICTURES CORP. | 1326679 | | NT 10-Q[html] |
| AMAZON COM INC | 1018724 | NASDAQ:AMZN | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMB PROPERTY LP | 1045610 | | 425[html] |
| AMBASSADORS GROUP INC | 1162315 | NASDAQ:EPAX | 4[html] |
| AMBROSEO JOHN | 1234301 | | 4[html] |
| AMC Networks Inc. | 1514991 | | 10-12B/A[html] |
| AMCOL INTERNATIONAL CORP | 813621 | NYSE:ACO | 4[html] |
| AMERICAN APPAREL, INC | 1336545 | AMEX:APP | 10-K/A[html] 10-K/A[html] |
| AMERICAN BEACON MILEAGE FUNDS | 943824 | | 485BPOS[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 1124155 | | 485BPOS[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 814680 | | 485BPOS[html] |
| AMERICAN DENTAL PARTNERS INC | 1028087 | NASDAQ:ADPI | 8-K[html] |
| AMERICAN HONDA RECEIVABLES LLC | 890975 | | 424B5[html] FWP[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 13F-HR/A[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMERICAN LIFE HOLDING CO INC | 1187449 | | 10-Q[html] |
| AMERICAN MEDICAL ALERT CORP | 700721 | NASDAQ:AMAC | 8-K[html] |
| AMERICAN NATIONAL BANKSHARES INC | 741516 | NASDAQ:AMNB | 8-K[html] |
| AMERICAN REALTY INVESTORS INC | 1102238 | NYSE:ARL | 8-K[html] |
| AMERICAN SCIENCE & ENGINEERING, INC. | 5768 | | 4[html] |
| AMERICAN SUPERCONDUCTOR CORP /DE/ | 880807 | | 4[html] 4[html] |
| AMERIGON INC | 903129 | NASDAQ:ARGN | 8-K[html] |
| AMERIGROUP CORP | 1064863 | NYSE:AGP | 8-K[html] |
| AMERISOURCEBERGEN CORP | 1140859 | NYSE:ABC | 4[html] |
| AMERISTAR CASINOS INC | 912145 | NASDAQ:ASCA | 4[html] 424B4[html] EFFECT[html] |
| AMFIL TECHNOLOGIES, INC. | 788340 | | 8-K[html] |
| AMKOR TECHNOLOGY INC | 1047127 | NASDAQ:AMKR | 8-K[html] 8-K[html] |
| AMPCO PITTSBURGH CORP | 6176 | | S-8[html] |
| AMSURG CORP | 895930 | NASDAQ:AMSG | 8-K[html] DEFA14A[html] |
| AMYLIN PHARMACEUTICALS INC | 881464 | NASDAQ:AMLN | 8-K[html] |
| ANADIGICS INC | 940332 | NASDAQ:ANAD | 4[html] 4[html] |
| ANALOG DEVICES INC | 6281 | NYSE:ADI | 10-Q[html] 8-K[html] |
| ANALYTE HEALTH, INC. | 1450769 | | D[html] D[html] |
| ANCHOR BANCORP WISCONSIN INC | 885322 | NASDAQ:ABCW | 8-K[html] |
| ANDERSON A SCOTT | 1184825 | | 4[html] |
| ANDERSON JOSEPH B JR | 1214328 | | 4[html] |
| ANDERSON VIRGINIA L | 1144846 | | 4[html] |
| ANDERSON W RICHARD | 1288047 | | 4[html] |
| ANDREWS WILLIAM F | 1183938 | | 4[html] |
| ANGEION CORP/MN | 815093 | | 3[html] 4[html] |
| ANGELO GORDON & CO LP/NY | 860662 | | 13F-HR/A[html] |
| ANGIOTECH PHARMACEUTICALS INC | 1096481 | NASDAQ:ANPI | 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] 4/A[html] |
| ANHUI TAIYANG POULTRY CO INC | 1394120 | | 8-K[html] |
| ANIXTER INTERNATIONAL INC | 52795 | NYSE:AXE | 4[html] 4[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] |
| ANSYS INC | 1013462 | NASDAQ:ANSS | 8-K[html] |
| ANTICUS INTERNATIONAL CORP | 1192494 | | NT 10-Q[html] |
| ANVEX INTERNATIONAL, INC. | 1514443 | | EFFECT[html] |
| AP PHARMA INC /DE/ | 818033 | | PRE 14A[html] |
| APAC CUSTOMER SERVICES, INC | 949297 | | 8-K[html] |
| APEX 1, INC. | 1500861 | | 3[html] 3[html] |
| API Technologies Corp. | 1081078 | | SC 13G[html] |
| APRICUS BIOSCIENCES, INC. | 1017491 | NASDAQ:NEXM | 8-K[html] |
| AQR DELTA TOTAL RETURN FUND LP | 1459599 | | D/A[html] |
| AQR GAA GLOBAL TOTAL RETURN FUND LP | 1401281 | | D/A[html] |
| AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND II L P | 1182218 | | D/A[html] |
| AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND IV LP | 1401283 | | D/A[html] |
| AQR Global Asset Allocation Offshore Fund (USD) Ltd | 1400339 | | D/A[html] |
| AQR Global Asset Allocation Offshore Fund USD II Ltd | 1395516 | | D/A[html] |
| AQR Global Risk Premium Fund L P | 1385053 | | D/A[html] |
| ARBITER PARTNERS LP | 1156950 | | 13F-NT[html] |
| ARCH CAPITAL GROUP LTD. | 947484 | NYSE:ARH^A NYSE:ARH^B NASDAQ:ACGL | 4[html] |
| ARCH CHEMICALS INC | 1072343 | NYSE:ARJ | S-8[html] |
| ARDINGER HORACE T JR | 945736 | | SC 13D/A[html] |
| ARGAN INC | 100591 | AMEX:AGX | ARS[html] |
| ARIBA INC | 1084755 | NASDAQ:ARBA | 4[html] |
| ARK RESTAURANTS CORP | 779544 | NASDAQ:ARKR | 10-Q[html] 8-K[html] |
| ARMSTRONG GREG L | 1184537 | | 4[html] |
| ARMSTRONG MARIANNE | 1238626 | | 4[html] |
| ARROW RESOURCES DEVELOPMENT INC | 795255 | | 8-K/A[html] |
| ASALI OMAR | 1339372 | | 3[html] |
| ASAP Expo, Inc. | 1419275 | | NT 10-Q[html] |
| ASC Holdco, Inc. | 1517848 | | 424B3[html] |
| ASC Industries, Inc. | 1517733 | | 424B3[html] |
| ASGI Agility Income Fund | 1499947 | | SC TO-I/A[html] |
| ASHE O REID | 1185337 | | 4[html] |
| ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 8-K[html] |
| ASHMORE CRAIG W | 1416944 | | 4[html] |
| ASPEN TECHNOLOGY INC /DE/ | 929940 | | 4[html] |
| ASSET ACCEPTANCE CAPITAL CORP | 1264707 | NASDAQ:AACC | 8-K[html] |
| ASSING FERNANDO RAFAEL | 1464287 | | 4[html] |
| ASSOCIATED BANC-CORP | 7789 | NYSE:ABW^A NASDAQ:ASBC | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ASSURANT INC | 1267238 | NYSE:AIZ | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ASTRO MED INC /NEW/ | 8146 | | 8-K[html] |
| ATCOH Holding CO | 1420776 | | S-4/A[html] |
| ATHEROS COMMUNICATIONS INC | 1140486 | NASDAQ:ATHR | 4[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ATNA RESOURCES LTD | 1041548 | | 6-K[html] |
| AURIZON MINES LTD | 913955 | AMEX:AZK | 6-K[html] |
| AUSMAN SHELDON I | 1274433 | | 4[html] |
| AUTOBYTEL INC | 1023364 | NASDAQ:ABTL | ARS[html] |
| AUTODESK INC | 769397 | NASDAQ:ADSK | DEFA14A[html] |
| AUTOLIV INC | 1034670 | NYSE:ALV NYSE:ALV^Z | 4[html] |
| AUXILIO INC | 1011432 | | 8-K[html] |
| AVANIR PHARMACEUTICALS, INC. | 858803 | NASDAQ:AVNR | SC 13G/A[html] |
| AVEO PHARMACEUTICALS INC | 1325879 | | 4[html] |
| AVIEMORE FUNDS | 1275231 | | 40-17G[html] |
| AVISTA CORP | 104918 | NYSE:AVA | 8-K[html] |
| AVIVA PLC | 1140022 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| AVNET INC | 8858 | NYSE:AVT | 8-K[html] 8-K[html] |
| AVON PRODUCTS INC | 8868 | NYSE:AVP | 4[html] |
| AVX Corp | 859163 | NYSE:AVX | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| AWESOME LIVING, INC. | 1500904 | | NT 10-Q[html] |
| AXESSTEL INC | 1092492 | AMEX:AFT | 4[html] 4[html] |
| AXION INTERNATIONAL HOLDINGS, INC. | 753048 | | SC 13G[html] |
| Abdi Behrooz L. | 1475839 | | 4[html] |
| AbitibiBowater Inc. | 1393066 | NYSE:ABH | 8-K[html] |
| Accenture plc | 1467373 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Access to Money, Inc. | 749254 | | 8-K[html] |
| Adams D Scott | 1361522 | | 4[html] |
| Adecoagro S.A. | 1499505 | | 6-K[html] 6-K[html] |
| Ads In Motion, Inc. | 1403243 | | 8-K[html] |
| Advance America, Cash Advance Centers, Inc. | 1299704 | NYSE:AEA | 8-K[html] |
| AdvancePath Academics Inc | 1379919 | | D/A[html] |
| Advanced BioHealing Inc | 1305108 | | CERTNYS[html] |
| Aegerion Pharmaceuticals, Inc. | 1338042 | | 3[html] |
| Affinia Group Intermediate Holdings Inc. | 1328655 | | 8-K[html] |
| Agrology Stock Corp | 1476411 | | 4[html] |
| Air Transport Services Group, Inc. | 894081 | NASDAQ:ATSG | 8-K[html] |
| Airtex Industries, LLC | 1517735 | | 424B3[html] |
| Airtex Products, LP | 1517734 | | 424B3[html] |
| Alexandria Research Technologies, LLC | 1305913 | | D/A[html] |
| Ally Financial Inc. | 40729 | NYSE:GJM NYSE:GKM NYSE:GMA NYSE:GOM | S-1/A[html] |
| Alon Israel Oil Company, Ltd. | 1333490 | | 4[html] |
| Alon USA Energy, Inc. | 1325955 | NYSE:ALJ | 4[html] |
| Alpha Beta Netherlands Holding N.V. | 1513048 | | 424B3[html] POS EX[html] |
| Alpha Natural Resources, Inc. | 1301063 | NYSE:FCL | 425[html] 425[html] |
| Alpha Referral Network LLC | 1420679 | | S-4/A[html] |
| Altegris QIM Futures Fund, L.P. | 1469317 | | NT 10-Q[html] |
| Alto Group Holdings Inc. | 1430124 | | 8-K[html] DEF 14C[html] |
| Altra Holdings, Inc. | 1374535 | NASDAQ:AIMC | 4[html] |
| AlumiFuel Power Corp | 1108046 | | NT 10-Q[html] |
| Ameresco, Inc. | 1488139 | | 4[html] |
| American BioCare, Inc. | 1096935 | | NT 10-Q[html] |
| American Eagle Energy Inc. | 1401983 | | 10-Q[html] NT 10-Q[html] |
| American Electric Technologies Inc | 1043186 | NASDAQ:AETI | 8-K[html] |
| American Energy Fields, Inc. | 1430975 | | EFFECT[html] |
| American Exploration Corp | 1388486 | | 425[html] |
| American Lorain CORP | 1117057 | | 8-K[html] |
| American Title CO of Houston | 1420678 | | S-4/A[html] |
| American Water Works Company, Inc. | 1410636 | NYSE:AWK | 3/A[html] |
| Ammann Charles B. | 1470518 | | 4[html] |
| Ampio Pharmaceuticals, Inc. | 1411906 | | 8-A12B[html] |
| Amtrust Financial Services, Inc. | 1365555 | NASDAQ:AFSI | 4[html] |
| Angelo Michael F | 1404851 | | 4[html] |
| Anka Marton B | 1466998 | | 4[html] |
| Annovation BioPharma, Inc. | 1517294 | | D[html] |
| Antero Resources Finance Corp | 1483714 | | 8-K[html] |
| Anthurium Solutions, Inc. | 1520870 | | D[html] |
| Apple REIT Ten, Inc. | 1498864 | | 8-K/A[html] 8-K/A[html] 8-K/A[html] |
| Applied Merchant Systems West Coast, Inc. | 1519994 | | D[html] |
| Aquasil International Inc. | 1405260 | | NT 10-Q[html] |
| Armour Timothy K | 1323907 | | 4[html] 4/A[html] 4/A[html] |
| Arrowhawk Capital Partners Liquid Markets, LLC | 1483753 | | 13F-HR[html] |
| Artisan Partners Asset Management Inc. | 1517302 | | S-1/A[html] |
| Ascent Media CORP | 1437106 | NASDAQ:ASCMA | DEFA14A[html] |
| Ashworth Emily A. | 1520608 | | 3/A[html] |
| Asia Atlantic Resources | 1411058 | | 10-K/A[html] |
| Asian Century Quest Capital LLC | 1451318 | | 13F-HR[html] |
| Associated Client Referral LLC | 1420762 | | S-4/A[html] |
| Austin Acquisitions, Inc | 1507858 | | NT 10-Q[html] |
| Avalon Holding Group, Inc. | 1453684 | | 10-K[html] |
| Axion Power International, Inc. | 1028153 | | 4/A[html] |
| Ayer Capital Management, LP | 1471149 | | 13F-HR[html] |
| Azar Richard Essa | 1521008 | | 4[html] 4[html] 4[html] 4/A[html] 4/A[html] 4/A[html] |