| Company | CIK | Ticker Symbol | Document |
| NASDAQ Stock Market LLC | 1354457 | | 25-NSE[html] 25-NSE[html] 25-NSE[html] 25-NSE[html] |
| NATIONAL HEALTHCARE CORP | 1047335 | AMEX:NHC AMEX:NHC^A | 4[html] |
| NATIONAL SECURITY GROUP INC | 865058 | NASDAQ:NSEC | 8-K[html] |
| NATIONAL STEEL CO | 1049659 | | 6-K[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| NATIONWIDE VARIABLE ACCOUNT 4 | 843075 | | 497[html] 497[html] |
| NBCUniversal Media, LLC | 902739 | | 4[html] |
| NBCUniversal, LLC | 1512267 | | 4[html] |
| NEAFSEY JOHN P | 1187748 | | 4[html] |
| NEIDHARDT DIETMAR JURGEN | 1467470 | | 4[html] |
| NEIL CHRISTOPHER J | 1359868 | | 4[html] |
| NEIMAN MARCUS GROUP INC | 819539 | | 424B3[html] 424B3[html] |
| NELSON STEVEN K | 1199870 | | 4[html] |
| NELSON ZACHARY | 1073342 | | 4[html] |
| NEMA Beverage CORP | 1357625 | | 424B3[html] |
| NEMA Beverage Holding CORP | 1357626 | | 424B3[html] |
| NEMA Beverage Parent CORP | 1357627 | | 424B3[html] |
| NEMETH KATHLEEN L | 1020737 | | 4[html] |
| NEOGEN CORP | 711377 | NASDAQ:NEOG | 8-K[html] |
| NETLOGIC MICROSYSTEMS INC | 1135711 | NASDAQ:NETL | 4[html] 4[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NETTER CHRISTOPHER | 1228473 | | 4[html] |
| NETWORK 1 SECURITY SOLUTIONS INC | 1065078 | | NT 10-Q[html] |
| NEULION, INC. | 1387713 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NEVENS THOMAS MICHAEL | 1251445 | | 4[html] |
| NEW FRONTIER ENERGY INC | 1140586 | | 10-K[html] |
| NEW GERMANY FUND INC | 858706 | NYSE:GF | DEF 14A[html] |
| NEW JERSEY RESOURCES CORP | 356309 | | 8-K[html] |
| NEW PENN MOTOR EXPRESS INC | 71514 | | S-1[html] |
| NEWCASTLE CAPITAL GROUP LLC | 1251293 | | 4[html] 4[html] |
| NEWCASTLE CAPITAL MANAGEMENT LP | 1251296 | | 4[html] 4[html] |
| NEWCASTLE PARTNERS L P | 932334 | | 4[html] 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND I, L.P. | 1461757 | | 4[html] 4[html] |
| NEWCASTLE SPECIAL OPPORTUNITY FUND II, L.P. | 1461758 | | 4[html] 4[html] |
| NEWELL RUBBERMAID INC | 814453 | NYSE:NWL | S-3ASR[html] |
| NEWGISTICS, INC | 1121680 | | S-1/A[html] |
| NEWPOWER HOLDINGS INC | 1119307 | | 8-K[html] |
| NEXT GENERATION ENERGY CORP. | 356292 | | NT 10-Q[html] |
| NGL Energy Partners LP | 1504461 | | 8-K[html] |
| NHS Health Solutions Inc | 1074507 | | 15-12G/A[html] |
| NICHOLAS NJ JR | 1207446 | | 4[html] |
| NICHOLS JESSE CLYDE III | 1214320 | | 4[html] |
| NISOURCE INC/DE | 1111711 | | 4[html] |
| NIVS IntelliMedia Technology Group, Inc. | 1403795 | AMEX:NIV | NT 10-Q[html] |
| NM Financial Services, Inc. | 1357619 | | 424B3[html] |
| NM Nevada Trust | 1357630 | | 424B3[html] |
| NMGP, LLC | 1357629 | | 424B3[html] |
| NOONAN PATRICK F | 1026057 | | 4[html] |
| NORFOLK SOUTHERN CORP | 702165 | | 4[html] |
| NORTEL NETWORKS CORP | 72911 | | 8-K[html] |
| NORTH CENTRAL BANCSHARES INC | 1005188 | NASDAQ:FFFD | SC 13D/A[html] |
| NORTHCUTT R BRUCE | 1307964 | | 4[html] |
| NORTHQUEST CAPITAL FUND INC | 1142728 | | 485BPOS[html] |
| NORTHSTAR REALTY | 1273801 | NYSE:NRF NYSE:NRF^A NYSE:NRF^B | 8-K[html] |
| NORTHWEST BANCORPORATION INC | 893467 | | 8-K[html] |
| NOSKI CHARLES H | 1039894 | | 4[html] |
| NOVADEL PHARMA INC | 1043873 | AMEX:NVD | DEF 14A[html] |
| NOVAMED INC | 1086939 | NASDAQ:NOVA | SC TO-I[html] |
| NOVARTIS AG | 1114448 | NYSE:NVS | 6-K[html] |
| NOVELLUS SYSTEMS INC | 836106 | NASDAQ:NVLS | 4[html] |
| NOVO NORDISK A S | 353278 | NYSE:NVO | 6-K[html] |
| NRG ENERGY, INC. | 1013871 | NYSE:NRG | 4[html] |
| NRT Arizona Commercial LLC | 1420464 | | S-4/A[html] |
| NRT Arizona LLC | 1420463 | | S-4/A[html] |
| NRT Arizona Referral LLC | 1420462 | | S-4/A[html] |
| NRT Colorado LLC | 1420338 | | S-4/A[html] |
| NRT Columbus LLC | 1420461 | | S-4/A[html] |
| NRT Commercial LLC | 1420460 | | S-4/A[html] |
| NRT Commercial Utah LLC | 1420459 | | S-4/A[html] |
| NRT Development Advisors LLC | 1420451 | | S-4/A[html] |
| NRT Devonshire LLC | 1511504 | | S-4/A[html] |
| NRT Hawaii Referral LLC | 1420458 | | S-4/A[html] |
| NRT Insurance Agency, Inc. | 1420690 | | S-4/A[html] |
| NRT LLC | 1420457 | | S-4/A[html] |
| NRT Mid-Atlantic LLC | 1420754 | | S-4/A[html] |
| NRT Missouri LLC | 1420753 | | S-4/A[html] |
| NRT Missouri Referral Network LLC | 1420752 | | S-4/A[html] |
| NRT New England LLC | 1511503 | | S-4/A[html] |
| NRT New York LLC | 1420456 | | S-4/A[html] |
| NRT Northfolk LLC | 1511502 | | S-4/A[html] |
| NRT Philadelphia LLC | 1511501 | | S-4/A[html] |
| NRT Pittsburgh LLC | 1420758 | | S-4/A[html] |
| NRT REOExperts LLC | 1511499 | | S-4/A[html] |
| NRT Referral Network LLC | 1511500 | | S-4/A[html] |
| NRT Relocation LLC | 1420455 | | S-4/A[html] |
| NRT Settlement Services of Missouri LLC | 1420454 | | S-4/A[html] |
| NRT Settlement Services of Texas LLC | 1420453 | | S-4/A[html] |
| NRT Sunshine Inc. | 1420452 | | S-4/A[html] |
| NRT Texas LLC | 1420749 | | S-4/A[html] |
| NRT Utah LLC | 1420450 | | S-4/A[html] |
| NTELOS HOLDINGS CORP | 1328571 | NASDAQ:NTLS | 8-K[html] |
| NU SKIN ENTERPRISES INC | 1021561 | NYSE:NUS | 4[html] |
| NUCOR CORP | 73309 | NYSE:NUE | 8-K[html] |
| NUEVORA | 1520559 | | D[html] |
| NUGENT CHARLES J | 1200584 | | 4[html] |
| NUNN RONALD | 1465564 | | 4[html] |
| NUSSBAUM JOHN L | 1223196 | | 4[html] |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1165383 | AMEX:NVJ | 4[html] |
| NV ENERGY, INC. | 741508 | NYSE:NVE | 4[html] |
| NYSE Euronext | 1368007 | NYSE:NYX | 8-K[html] S-3ASR[html] |
| Naidu Taryn Jogi | 1519257 | | 4[html] |
| Nanterme Pierre | 1411699 | | 4[html] |
| Napier Iain J G | 1440917 | | 4[html] |
| National Coordination Alliance LLC | 1420324 | | S-4/A[html] |
| Natural Resources USA Corp | 811419 | | NT 10-Q[html] |
| Neiman Marcus Holdings, Inc. | 1357623 | | 424B3[html] |
| Neiman Marcus, Inc. | 1358651 | | 424B3[html] 424B3[html] 8-K[html] |
| NeoStem, Inc. | 320017 | AMEX:NBS AMEX:NBS/WS | 10-Q[html] 4[html] NT 10-Q[html] |
| Neohydro Technologies Corp. | 1428816 | | NT 10-Q[html] |
| Neptune Technologies & Bioressources Inc. | 1401395 | | D[html] |
| Neske Tammy | 1432056 | | 4/A[html] |
| Net Profits Ten Inc. | 1492151 | | NT 10-Q[html] |
| NetQin Mobile Inc. | 1509986 | | SC 13G[html] |
| Neuberger Berman Income Plus Fund LP | 1438742 | | D/A[html] |
| New Gold Inc. /FI | 800166 | | 6-K[html] |
| New Reach Financial | 1520966 | | D[html] |
| Newcastle Focus Fund II LP | 1382543 | | 4[html] 4[html] |
| NiMin Energy Corp. | 1404636 | | 20-F[html] |
| Nicolaidis Chris A | 1415794 | | 5[html] |
| Nielsen Holdings N.V. | 1492633 | | 4/A[html] |
| Noah Holdings Ltd | 1499543 | | 20-F[html] |
| Nobao Renewable Energy Holdings Ltd | 1489067 | | CERTNYS[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | ARS[html] |
| NuPulse Inc. | 1520888 | | D[html] |
| Nubel Edward B | 1376257 | | 4[html] |
| Numann William | 1294487 | | 4[html] |
| Nuveen Asset Management, LLC | 1521019 | | 13F-HR[html] |
| NxStage Medical, Inc. | 1333170 | NASDAQ:NXTM | 4[html] |