| Company | CIK | Ticker Symbol | Document |
| BA CAPITAL CO LP | 902135 | | 4[html] |
| BAASEL CARL F | 1220082 | | 4[html] |
| BAB, INC. | 1123596 | | 4[html] |
| BAKER HUGHES INC | 808362 | NYSE:BHI | 4[html] |
| BALAKRISHNAN BALU | 1182405 | | 4[html] |
| BALDWIN TECHNOLOGY CO INC | 805792 | AMEX:BLD | NT 10-Q[html] |
| BALL CORP | 9389 | NYSE:BLL | 4[html] |
| BALSER PAUL F | 1019342 | | 4[html] |
| BANC OF AMERICA CAPITAL INVESTORS SBIC LP | 1274971 | | 4[html] |
| BANCFIRST CORP /OK/ | 760498 | | 4[html] |
| BANCORP RHODE ISLAND INC | 1109525 | NASDAQ:BARI | 4[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] FWP[html] |
| BANK OF AMERICA NA | 1102113 | | 4[html] |
| BANK OF GRANITE CORP | 810689 | NASDAQ:GRAN | 8-K[html] |
| BANK OF MONTREAL /CAN/ | 927971 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] |
| BANKATLANTIC BANCORP INC | 921768 | NYSE:BBX NASDAQ:BBXT | 8-K[html] |
| BARBERICH TIMOTHY J | 1120355 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] |
| BARD C R INC /NJ/ | 9892 | | 4[html] |
| BARKER JAMES F | 1278751 | | 4[html] |
| BARKER PETER K | 1185061 | | 4[html] |
| BARLETT JAMES E | 1064947 | | 4[html] |
| BARNES DAVID A | 1313943 | | 4[html] |
| BARNETT ROBERT L | 1040150 | | 4[html] |
| BARRETT BUSINESS SERVICES INC | 902791 | NASDAQ:BBSI | 3[html] SC 13D/A[html] |
| BATE KENNETH | 1210238 | | 4[html] |
| BAUER F SCOTT | 1249936 | | 4[html] |
| BAYTEX ENERGY CORP. | 1279495 | NYSE:BTE | 6-K[html] |
| BBVA BANCO FRANCES SA | 913059 | | 6-K[html] |
| BCB BANCORP INC | 1228454 | NASDAQ:BCBP | 4[html] 4[html] 4[html] |
| BCE INC | 718940 | NYSE:BCE | 6-K[html] |
| BEACON ENTERPRISE SOLUTIONS GROUP INC | 1122063 | | 8-K[html] |
| BEARDSLEE DENNIS | 1242444 | | 4[html] |
| BEESTON ENTERPRISES LTD | 1221548 | | 10-Q[html] NT 10-Q[html] |
| BEHRINGER HARVARD MULTIFAMILY REIT I INC | 1384710 | | 8-K[html] |
| BEHRINGER HARVARD REIT I INC | 1176373 | | 8-K[html] |
| BENACO, INC. | 1515250 | | S-1/A[html] |
| BENHAMOU ERIC | 1188321 | | 4[html] |
| BENITO SIMON X | 1273306 | | 4[html] |
| BENNETT STEPHEN M | 1188887 | | 4[html] |
| BENOWITZ ADAM | 1411963 | | 4[html] |
| BERENDT MICHAEL J | 1186877 | | 4[html] |
| BERG JOHN J | 1436703 | | 4[html] |
| BERGMARK RICHARD L | 1282546 | | 4[html] |
| BERKERY ROSEMARY T | 1182323 | | 4[html] |
| BERKLEY W R CORP | 11544 | | 8-K[html] |
| BERKSHIRE BANCORP INC /DE/ | 759718 | | 8-K[html] |
| BESSE DAWN A | 1242484 | | 4[html] |
| BGC Partners, Inc. | 1094831 | NASDAQ:BGCP | 4[html] |
| BHATT NIMISH S | 1284210 | | 3[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] 6-K[html] |
| BI Partners LLC | 1509445 | | 13F-HR[html] |
| BIBERSTEIN KATHRYN L | 1235595 | | 4[html] |
| BIELEN RICHARD J | 1192254 | | 4[html] |
| BINGHAM H RAYMOND | 1181467 | | 4[html] |
| BIO-PATH HOLDINGS INC | 1133818 | | 424B3[html] |
| BIOCRYST PHARMACEUTICALS INC | 882796 | NASDAQ:BCRX | 8-K[html] |
| BIODELIVERY SCIENCES INTERNATIONAL INC | 1103021 | NASDAQ:BDSI | 8-K/A[html] |
| BIOLAB FRANCHISE COMPANY, LLC | 1514594 | | S-4/A[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] 4[html] |
| BIOMARIN PHARMACEUTICAL INC | 1048477 | NASDAQ:BMRN | 4[html] |
| BIOPACK ENVIRONMENTAL SOLUTIONS INC. | 1109153 | | NT 10-Q[html] |
| BIOPHARM ASIA, INC. | 1080908 | | NT 10-Q[html] |
| BIOTECHNOLOGY VALUE FUND II LP | 1102444 | | 4[html] |
| BIOTECHNOLOGY VALUE FUND L P | 918923 | | 4[html] |
| BIOTIME INC | 876343 | | S-3[html] |
| BIXBY WALTER E | 1251020 | | 4[html] |
| BJs RESTAURANTS INC | 1013488 | | 8-K[html] |
| BLACKROCK BASIC VALUE FUND, INC. | 216557 | | 497[html] |
| BLACKROCK EQUITY DIVIDEND FUND | 814507 | | 497[html] 497[html] |
| BLACKROCK FUNDS | 844779 | | 497[html] 497[html] |
| BLACKROCK GLOBAL EMERGING MARKETS FUND, INC. | 849402 | | 497[html] |
| BLACKROCK LATIN AMERICA FUND, INC. | 877151 | | 497[html] |
| BLACKROCK MUNICIPAL BOND FUND, INC. | 225635 | | 497[html] 497[html] 497[html] 497[html] |
| BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | 882150 | NYSE:MYN | 4[html] |
| BLACKROCK SERIES, INC. | 1062806 | | 497[html] 497[html] |
| BLACKROCK UTILITIES & TELECOMMUNICATIONS FUND, INC. | 868452 | | 497[html] |
| BLAIR DAVID T | 1276611 | | 4[html] |
| BLUE CHIP INVESTOR FUNDS | 1162127 | | 485BPOS[html] |
| BMRW & Associates, Inc. | 1517500 | | D[html] |
| BNG America LLC | 1507263 | | S-4[html] |
| BNG America Savannah River Corp | 1507300 | | S-4[html] |
| BNP Paribas Investment Partners S.A. | 1520354 | | 13F-HR/A[html] |
| BODAGER BRIAN R | 1192631 | | 4[html] |
| BODINE CHRIS W | 1194405 | | 4[html] |
| BODY CENTRAL CORP | 1379246 | | 10-Q[html] |
| BOECKMANN ALAN L | 1194751 | | 4[html] |
| BOLDT JAMES R | 901764 | | 4[html] |
| BONNEY MICHAEL W | 1219016 | | 4[html] |
| BONNING KENNETH | 1282100 | | 3[html] 4[html] |
| BORGWARNER INC | 908255 | NYSE:BWA | 8-K[html] |
| BORICK LOUIS L | 1059965 | | 4[html] |
| BORIN MARK C | 1430408 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 4[html] |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | 821127 | NASDAQ:BPFH | 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| BOSTON SCIENTIFIC CORP | 885725 | NYSE:BSX | 4[html] 4[html] |
| BOUMAN ROSE MARIE | 1243656 | | 4[html] |
| BOWLES HOWARD D | 1247523 | | 4[html] |
| BOWLIN MICHAEL R | 1192506 | | 4[html] |
| BOYAR VALUE FUND INC | 1041003 | | N-Q[html] |
| BOYD GAMING CORP | 906553 | NYSE:BYD | ARS[html] |
| BOYD JEFFERY H | 1214606 | | 4[html] |
| BP PLC | 313807 | | 6-K[html] 6-K[html] |
| BRADFORD PRESTON B | 1280392 | | 4[html] |
| BRAINSTORM CELL THERAPEUTICS INC | 1137883 | | 8-K[html] ARS[html] |
| BRAMPTON CREST INTERNATIONAL INC | 1321002 | | 10-K[html] 8-K[html] NT 10-Q[html] |
| BRAZIL GOLD CORP. | 1301075 | | NT 10-Q[html] |
| BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD | 1038572 | | 6-K[html] |
| BREYER ROBERT A | 1236441 | | 4[html] |
| BRF-BRASIL FOODS S.A. | 1122491 | | 6-K/A[html] 6-K/A[html] |
| BRIGHAM EXPLORATION CO | 1034755 | NASDAQ:BEXP | 8-K[html] |
| BRIGHTPOINT INC | 918946 | NASDAQ:CELL | 4[html] |
| BRINER KURT W | 1250264 | | 4[html] |
| BRINKLEY AMY WOODS | 1055386 | | 4[html] |
| BRISTOL MYERS SQUIBB CO | 14272 | | 4[html] |
| BRITTON & KOONTZ CAPITAL CORP | 707604 | NASDAQ:BKBK | 8-K[html] |
| BROADCAST INTERNATIONAL INC | 740726 | | 8-K[html] |
| BROADCOM CORP | 1054374 | NASDAQ:BRCM | 4[html] |
| BROADSOFT INC | 1086909 | | 4[html] |
| BROADWAY FINANCIAL CORP \DE\ | 1001171 | | 8-K[html] |
| BRODSKY WILLIAM J | 1225798 | | 4[html] |
| BROMWELL FINANCIAL FUND LP | 1093661 | | 10-Q[html] |
| BROVA JACQUELIN J | 1349799 | | 4[html] |
| BROWN MICHAEL A/CA | 1204920 | | 4[html] |
| BROWN ROGER A | 1221675 | | 4[html] |
| BROWN SUSAN E | 1231802 | | 4[html] |
| BROWN THOMAS K | 1378438 | | 4[html] |
| BRYANT ANDY D | 1131061 | | 4[html] |
| BRYANT JOHN A | 1185941 | | 4[html] |
| BTHC XV, Inc. | 1412090 | | 8-K[html] NT 10-Q[html] |
| BUCKEYE PARTNERS, L.P. | 805022 | NYSE:BPL | 8-K[html] |
| BUCKMAN FREDERICK W | 1144845 | | 4[html] |
| BUNKA CHRISTOPHER | 1103780 | | 4[html] |
| BURKHARDT DEAN A | 1185620 | | 4[html] |
| BURLINGTON NORTHERN SANTA FE, LLC | 934612 | NYSE:BNI | 424B2[html] FWP[html] |
| BURTON ROBERT O | 1513320 | | 4[html] |
| BUTLER NATIONAL CORP | 15847 | | 8-K[html] |
| BVF INC/IL | 1056807 | | 4[html] |
| BVF INVESTMENTS LLC | 1132245 | | 4[html] |
| BVF PARTNERS L P/IL | 1055947 | | 4[html] |
| BVF X LLC | 1454603 | | 4[html] |
| Baggett David C | 1431129 | | 4[html] |
| Bailey K Thomas | 1432055 | | 4/A[html] |
| Baker Thomas C | 1293295 | | 4[html] |
| Barnes Michael Gene | 1498811 | | 4[html] |
| Barnhart Timothy R | 1480086 | | 4[html] |
| Bay Hill Capital Management, LLC | 1455126 | | 13F-HR[html] |
| Behringer Harvard Opportunity REIT II, Inc. | 1387061 | | 424B3[html] |
| Bennink Jan | 1311271 | | 4[html] |
| Berardino Joseph F | 1446433 | | 3[html] 4[html] |
| Berg Luz | 1475039 | | SC 13D[html] |
| Bergdorf Goodman, Inc. | 1357621 | | 424B3[html] |
| Bergdorf Graphics, Inc. | 1357632 | | 424B3[html] |
| BergdorfGoodman.com, LLC | 1357620 | | 424B3[html] |
| Berman Bernard D | 1421840 | | 4[html] |
| Berry Lance A | 1478716 | | 4[html] |
| Better Homes & Gardens Real Estate LLC | 1420731 | | S-4/A[html] |
| Better Homes & Gardens Real Estate Licensee LLC | 1420737 | | S-4/A[html] |
| Bias Power, Inc. | 1486918 | | D[html] |
| Bindra Jagjeet S. | 1490079 | | 4[html] |
| Bio-Lab, Inc. | 1358925 | | S-4/A[html] |
| BioCube, INC. | 1374135 | | 10-K[html] |
| Bjornholt James Eric | 1452681 | | 4[html] |
| BlackRock Funds II | 1398078 | | 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] 497[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 8-K[html] DEFA14A[html] |
| Blackburn Jeffrey M | 1374831 | | 4[html] |
| Blom Paul M | 1445915 | | 4[html] |
| Blue Earth, Inc. | 1422109 | | D[html] |
| Blue Ridge Investments, L.L.C. | 1453700 | | 4[html] |
| Bluerock Enhanced Multifamily Trust, Inc. | 1442626 | | 424B3[html] |
| Blugrass Energy, Inc. | 1365748 | | 8-K[html] |
| Bock Lawrence A | 1312116 | | 4[html] |
| Bollente Companies Inc. | 1429393 | | 8-K[html] 8-K/A[html] NT 10-Q[html] |
| Boncea Andrei | 1478557 | | 4[html] |
| Bonds.com Group, Inc. | 1179090 | | NT 10-Q[html] |
| Bookout John F III | 1371337 | | 4[html] |
| Borja Paul D | 1328186 | | 4[html] |
| Bosi Robert A | 1307208 | | 4[html] |
| Bracy Robert | 1403832 | | 4[html] |
| Bradford K Joanne | 1504475 | | 4[html] |
| Bradford Williamson Z III | 1306194 | | 4[html] |
| Bradley Mark Edward | 1311302 | | 4[html] |
| Brainsway Ltd. | 1505065 | | CERTNAS[html] |
| BreitBurn Energy Partners L.P. | 1357371 | NASDAQ:BBEP | 4[html] 4[html] |
| Brenham Oil & Gas Corp. | 1501720 | | EFFECT[html] |
| Brown Advisory Investors 2011 - CEOF (TE), LLLP | 1520771 | | D[html] |
| Brown Advisory Investors 2011 - CEOF, LLLP | 1520769 | | D[html] |
| Brown Gregory C | 1392016 | | 4[html] |
| Brownie's Marine Group, Inc | 1166708 | | 10-K[html] NT 10-Q[html] |
| Brownwood Clay Holdings, LLC | 1520938 | | D[html] |
| Brubaker Lynn | 1348099 | | 4[html] |
| Brutto Daniel J | 1415303 | | 4[html] |
| Bryant Steven R. | 1466722 | | 4/A[html] |
| Buechse Oliver | 1484134 | | 4[html] |
| Bullion Monarch Mining, Inc. (NEW) | 1497246 | | 8-K[html] |
| Burgdorff LLC | 1420760 | | S-4/A[html] |
| Burgdorff Referral Associates LLC | 1420759 | | S-4/A[html] |
| Burnet Realty LLC | 1420936 | | S-4/A[html] |
| Burnet Title Holding LLC | 1420937 | | S-4/A[html] |
| Burnet Title LLC | 1420938 | | S-4/A[html] |
| Burrard-Lucas Stephen Charles | 1520315 | | 4[html] |
| Burrow Escrow Services, Inc. | 1420273 | | S-4/A[html] |
| Byrd Christopher L | 1494022 | | 4/A[html] |