Company | CIK | Ticker Symbol | Document |
ABBOTSFORD FARMS, INC. | 1517222 | | S-4/A[html] |
ABERCROMBIE & FITCH CO /DE/ | 1018840 | | 4[html] |
ABILITY Network Inc. | 1282356 | | D/A[html] |
ABOVENET INC | 1043533 | | ARS[html] |
ABRAMS CAPITAL LLC | 1112443 | | 4[html] |
ABRAMS CAPITAL MANAGEMENT, L.P. | 1358706 | | 4[html] |
ABRAMS CAPITAL MANAGEMENT, LLC | 1165407 | | 4[html] |
ACCESS NATIONAL CORP | 1176316 | NASDAQ:ANCX | 4[html] 4[html] |
ACCESS SCIENTIFIC INC | 1440756 | | D[html] |
ACE MARKETING & PROMOTIONS INC | 1084267 | | D[html] |
ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
ACTIVE ASSETS CALIFORNIA TAX FREE TRUST | 877243 | | N-Q[html] |
ACTIVE ASSETS GOVERNMENT SECURITIES TRUST | 351898 | | N-Q[html] |
ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST | 1165382 | | N-Q[html] |
ACTIVE ASSETS INSTITUTIONAL MONEY TRUST | 1096962 | | N-Q[html] |
ACTIVE ASSETS MONEY TRUST | 351895 | | N-Q[html] |
ACTIVE ASSETS TAX FREE TRUST | 351881 | | N-Q[html] |
ACXIOM CORP | 733269 | NASDAQ:ACXM | 10-K[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
ADAIR CHARLES E | 1183732 | | 4[html] |
ADAMS GOLF INC | 1059763 | NASDAQ:ADGF | 4[html] |
ADAMS JOHN A | 1282225 | | 4[html] |
ADELMAN JASON T | 1247604 | | SC 13G[html] |
ADOBE SYSTEMS INC | 796343 | NASDAQ:ADBE | S-8[html] |
ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] SC 13D/A[html] |
ADVANCED ANALOGIC TECHNOLOGIES INC | 1104042 | NASDAQ:AATI | 425[html] 425[html] 425[html] 425[html] 425[html] 425[html] 8-K[html] |
ADVANCED BIONUTRITION CORP | 1165217 | | D[html] |
ADVISORS DISCIPLINED TRUST 469 | 1475881 | | 497J[html] |
ADVISORS DISCIPLINED TRUST 481 | 1475895 | | 485BPOS[html] |
ADVISORS DISCIPLINED TRUST 488 | 1479403 | | 497J[html] |
ADVISORS DISCIPLINED TRUST 492 | 1479407 | | 485BPOS[html] |
ADVISORS DISCIPLINED TRUST 493 | 1479409 | | 485BPOS[html] |
ADVISORS DISCIPLINED TRUST 495 | 1479411 | | 497J[html] |
ADVISORS SERIES TRUST | 1027596 | | N-Q[html] NSAR-A[html] NSAR-B[html] |
AG Advisors Strategic Investment Fund, L.P. | 1317334 | | D/A[html] |
AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] 425[html] 425[html] |
AIM FUNDS GROUP (INVESCO FUNDS GROUP) | 19034 | | N-Q[html] |
AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | N-Q[html] |
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | N-Q[html] |
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | N-Q[html] NSAR-A[html] |
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | N-Q[html] |
AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | N-Q[html] |
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUN | 896435 | | N-Q[html] |
AIP Multi-Strategy Fund A | 1428690 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
AIP Multi-Strategy Fund P | 1428688 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
AIRGAS INC | 804212 | NYSE:ARG | 4[html] |
AK STEEL HOLDING CORP | 918160 | NYSE:AKS | 4[html] 4[html] 4[html] 4[html] 4[html] |
AKAMAI TECHNOLOGIES INC | 1086222 | NASDAQ:AKAM | S-8[html] |
ALANCO TECHNOLOGIES INC | 98618 | NASDAQ:ALAN | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 1089511 | NASDAQ:ALSK | DEFA14A[html] |
ALDA Pharmaceuticals Corp. | 1355736 | | 6-K[html] |
ALFANO MICHAEL C | 1203448 | | 4[html] |
ALIMERA SCIENCES INC | 1267602 | | S-3[html] |
ALLEN DEAN K | 1187008 | | 4[html] |
ALLETE INC | 66756 | NYSE:ALE | 8-K[html] |
ALLIANCEBERNSTEIN EXCHANGE RESERVES | 917713 | | NSAR-A[html] |
ALLIANCEBERNSTEIN INCOME FUND INC | 816754 | | N-Q[html] |
ALLIANCEBERNSTEIN MUNICIPAL INCOME FUND II | 899774 | | NSAR-A[html] |
ALLIED HEALTHCARE INTERNATIONAL INC | 890634 | NASDAQ:AHCI | SC 13D/A[html] |
ALPS ETF Trust | 1414040 | | N-Q[html] |
ALUMINA LTD | 857071 | NYSE:AWC | 20-F[html] |
AMBASSADORS GROUP INC | 1162315 | NASDAQ:EPAX | SC 13D[html] |
AMC Networks Inc. | 1514991 | | 10-12B/A[html] |
AMEGY INVESTMENTS, INC. | 1175031 | | X-17A-5[html] |
AMERICAN AFFORDABLE HOUSING II LIMITED PARTNERSHIP | 815024 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
AMERICAN BALANCED FUND | 4568 | | N-Q[html] |
AMERICAN BEACON FUNDS | 809593 | | 485BXT[html] N-Q[html] |
AMERICAN BEACON MASTER TRUST | 1001641 | | N-Q[html] |
AMERICAN BEACON MILEAGE FUNDS | 943824 | | N-Q[html] |
AMERICAN BEACON SELECT FUNDS | 1096012 | | N-Q[html] |
AMERICAN CENTURY CAPITAL PORTFOLIOS INC | 908186 | | NSAR-B[html] |
AMERICAN CENTURY GOVERNMENT INCOME TRUST | 773674 | | NSAR-B[html] |
AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 880268 | | N-Q[html] |
AMERICAN CENTURY INVESTMENT TRUST | 908406 | | NSAR-B[html] |
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. | 827060 | | N-Q[html] |
AMERICAN CENTURY TARGET MATURITIES TRUST | 757928 | | NSAR-A[html] |
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 1124155 | | N-Q[html] |
AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 814680 | | N-Q[html] |
AMERICAN CONSUMERS INC | 4811 | | CORRESP[html] UPLOAD[html] |
AMERICAN DG ENERGY INC | 1378706 | | 8-K[html] |
AMERICAN FUNDS FUNDAMENTAL INVESTORS | 39473 | | N-Q[html] |
AMERICAN FUNDS INSURANCE SERIES | 729528 | | N-Q[html] |
AMERICAN HIGH INCOME TRUST | 823620 | | NSAR-A[html] |
AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 4[html] 8-K[html] |
AMERICAN MEDICAL SYSTEMS HOLDINGS INC | 1114200 | NASDAQ:AMMD | 8-K[html] |
AMERICAN PENSION INVESTORS TRUST | 764859 | | 485BPOS[html] |
AMERICAN PUBLIC EDUCATION INC | 1201792 | NASDAQ:APEI | 4[html] |
AMERICAN SPECTRUM REALTY INC | 1121783 | AMEX:AQQ | 4[html] 8-K[html] |
AMERICAN WAGERING INC | 1005214 | | PREM14C[html] |
AMERICAN WOODMARK CORP | 794619 | NASDAQ:AMWD | 4[html] 4[html] 4[html] 4[html] 4[html] |
AMERICAS CARMART INC | 799850 | | 8-K[html] |
AMPHENOL CORP /DE/ | 820313 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
ANADYS PHARMACEUTICALS INC | 1128495 | NASDAQ:ANDS | 4[html] 4[html] 4[html] 4[html] 4[html] |
ANALYSTS INTERNATIONAL CORP | 6292 | NASDAQ:ANLY | 8-K[html] |
ANCHOR SERIES TRUST | 726735 | | N-Q[html] |
ANDELMAN DAVID R | 1204566 | | 4[html] |
ANDERSONS INC | 821026 | | 4[html] |
ANN INC. | 874214 | NYSE:ANN | 4[html] |
ANOORAQ RESOURCES CORP | 1028277 | AMEX:ANO | 6-K[html] |
ANTENNA SOFTWARE, INC. | 1107870 | | D[html] |
ANTS SOFTWARE INC | 796655 | | 10-Q[html] |
ANWORTH MORTGAGE ASSET CORP | 1047884 | NYSE:ANH NYSE:ANH^A NYSE:ANH^B | 424B2[html] 8-K[html] |
AOL Inc. | 1468516 | | 10-Q/A[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
AON CORP | 315293 | NYSE:AOC | 8-K[html] |
APACHE CORP | 6769 | NYSE:APA | 4[html] 4[html] 4[html] 4[html] 4[html] |
APACHE DESIGN SOLUTIONS INC | 1280363 | | S-1/A[html] |
AQR Funds | 1444822 | | N-Q[html] |
ARADIGM CORP | 1013238 | | 8-K[html] |
ARBOR REALTY TRUST INC | 1253986 | | 8-K[html] |
ARC Acquisition CORP | 1354783 | | 424B4[html] |
ARCH COAL INC | 1037676 | NYSE:ACI | 8-K/A[html] SC TO-T/A[html] |
ARENDS MICHAEL A | 1282317 | | 4[html] |
ARKANSAS BEST CORP /DE/ | 894405 | | 4[html] |
ARROW FINANCIAL CORP | 717538 | NASDAQ:AROW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
ASAHI GLASS CO LTD/ADR/ | 7646 | | F-6EF[html] |
ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
ASIA PACIFIC FUND INC | 795618 | NYSE:APB | N-CSR[html] NSAR-B[html] |
ASSOCIATED FINANCIAL SERVICES, INC. | 7948 | | X-17A-5[html] |
ASSURED GUARANTY LTD | 1273813 | NYSE:AGO | 8-K[html] |
ASTEA INTERNATIONAL INC | 945989 | NASDAQ:ATEA | 4[html] |
ASTON FUNDS | 912036 | | 485BPOS[html] 485BPOS[html] |
ASURE SOFTWARE INC | 884144 | NASDAQ:ASUR | 8-K[html] |
ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 8-K[html] DEFA14A[html] |
ATLANTIC POWER CORP | 1419242 | | 8-K[html] |
ATMEL CORP | 872448 | NASDAQ:ATML | 8-K[html] |
ATMI INC | 1041577 | NASDAQ:ATMI | 3[html] 4[html] |
ATP OIL & GAS CORP | 1123647 | NASDAQ:ATPG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
ATRION CORP | 701288 | NASDAQ:ATRI | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
AUDIOVOX CORP | 807707 | NASDAQ:VOXX | 4[html] |
AUGHTRY PAUL C III | 1395694 | | 4[html] |
AUTODESK INC | 769397 | NASDAQ:ADSK | 8-K[html] |
AUTONATION, INC. | 350698 | | 4[html] 4[html] |
AXA PREMIER VIP TRUST | 1160168 | | N-Q[html] |
AZAZ Capital Corp. | 1500768 | | 10-Q/A[html] |
AZZURRO CAPITAL INC | 1349132 | | 4[html] |
Able Planet Inc | 1344214 | | D/A[html] |
Abraham Todd | 1495747 | | 4[html] |
Abrams Capital International, Ltd. | 1442184 | | 4[html] |
Abrams Capital Partners I, L.P. | 1292421 | | 4[html] |
Abrams Capital Partners II, L.P. | 1292420 | | 4[html] |
Abrams David C | 1292250 | | 4[html] |
Academic Acquisition Corp. | 1521884 | | 3[html] SC 13D[html] |
Acebes Carl | 1405890 | | 3[html] |
Adams Burt A | 1367368 | | 4[html] |
Adante Richard M. | 1522022 | | 3[html] |
Adirondack Funds | 1311981 | | NSAR-B[html] |
Advanced Cloud Storage, Inc. | 1518238 | | S-1/A[html] |
Advantage Funds, Inc. | 914775 | | 497[html] |
Advaxis, Inc. | 1100397 | | D[html] |
Advent/Claymore Global Convertible Securities & Income Fund | 1391461 | | 4[html] |
Adviser Managed Trust | 1502608 | | 497[html] |
Advisors Inner Circle Fund II | 890540 | | 485BPOS[html] |
AeroVironment Inc | 1368622 | NASDAQ:AVAV | 4[html] |
Agrawal Rajit Kumar | 1474288 | | 4[html] |
Aircastle LTD | 1362988 | NYSE:AYR | 8-K[html] |
Alafi Christopher D | 1299430 | | 4[html] |
Alamo Energy Corp. | 1360334 | | 8-K[html] |
Alexis Minerals Corp | 1503034 | | D[html] |
Alison Taunton-Rigby | 1024054 | | 4[html] |
Alternative Investment Partners Absolute Return Fund | 1327228 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
Alternative Investment Partners Absolute Return Fund STS | 1343668 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
Altis Global Futures ASP Fund, a series of Alternative Strat | 1521635 | | D[html] |
Ameresco, Inc. | 1488139 | | 4[html] 4[html] 4[html] 4[html] |
American Funds Money Market Fund | 1454975 | | NSAR-A[html] |
American Realty Capital Properties, Inc. | 1507385 | | S-11/A[html] |
American Realty Capital Trust, Inc. | 1410997 | | 424B3[html] 8-K[html] |
American Reprographics CO | 1305168 | NYSE:ARP | 424B4[html] |
American Reprographics Company, L.L.C. | 1355090 | | 424B4[html] |
Anacor Pharmaceuticals Inc | 1411158 | | 4[html] |
Anchin Jerry M | 1394811 | | 4[html] |
Angle Colin M | 1341689 | | 4[html] |
Animal Health International, Inc. | 1372813 | NASDAQ:AHII | DEFA14A[html] |
Anthera Pharmaceuticals Inc | 1316175 | | 4[html] |
Aranzana Frank | 1438561 | | 4[html] |
Arcade China Acquisition Corp | 1514786 | | S-1/A[html] |
Arrow Alexander K. | 1497166 | | 4[html] |
Artex Energy Group LLC | 1521049 | | D[html] |
Artis Partners Ltd | 1404269 | | D/A[html] |
Aryeh Jason | 1376960 | | 4[html] |
Ascent Media CORP | 1437106 | NASDAQ:ASCMA | 8-K[html] |
AsherXino Corp | 700890 | | 8-K[html] |
Asset Allocation Trust - DE | 1336560 | | NSAR-A[html] |
Associated Petroleum | 1500038 | | D[html] |
Atkin Scott C. | 1427139 | | 4[html] |
Atlantic Coast Financial CORP | 1404296 | | 4[html] |
AuraSound, Inc. | 810208 | | 8-K[html] DEF 14C[html] |
Auriel Diversified Equity Fund | 1491800 | | D/A[html] |
Axion Power International, Inc. | 1028153 | | 4[html] DEF 14A[html] |