| Company | CIK | Ticker Symbol | Document |
| ABBOTSFORD FARMS, INC. | 1517222 | | S-4/A[html] |
| ABERCROMBIE & FITCH CO /DE/ | 1018840 | | 4[html] |
| ABILITY Network Inc. | 1282356 | | D/A[html] |
| ABOVENET INC | 1043533 | | ARS[html] |
| ABRAMS CAPITAL LLC | 1112443 | | 4[html] |
| ABRAMS CAPITAL MANAGEMENT, L.P. | 1358706 | | 4[html] |
| ABRAMS CAPITAL MANAGEMENT, LLC | 1165407 | | 4[html] |
| ACCESS NATIONAL CORP | 1176316 | NASDAQ:ANCX | 4[html] 4[html] |
| ACCESS SCIENTIFIC INC | 1440756 | | D[html] |
| ACE MARKETING & PROMOTIONS INC | 1084267 | | D[html] |
| ACME PACKET INC | 1130258 | NASDAQ:APKT | 4[html] |
| ACTIVE ASSETS CALIFORNIA TAX FREE TRUST | 877243 | | N-Q[html] |
| ACTIVE ASSETS GOVERNMENT SECURITIES TRUST | 351898 | | N-Q[html] |
| ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST | 1165382 | | N-Q[html] |
| ACTIVE ASSETS INSTITUTIONAL MONEY TRUST | 1096962 | | N-Q[html] |
| ACTIVE ASSETS MONEY TRUST | 351895 | | N-Q[html] |
| ACTIVE ASSETS TAX FREE TRUST | 351881 | | N-Q[html] |
| ACXIOM CORP | 733269 | NASDAQ:ACXM | 10-K[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ADAIR CHARLES E | 1183732 | | 4[html] |
| ADAMS GOLF INC | 1059763 | NASDAQ:ADGF | 4[html] |
| ADAMS JOHN A | 1282225 | | 4[html] |
| ADELMAN JASON T | 1247604 | | SC 13G[html] |
| ADOBE SYSTEMS INC | 796343 | NASDAQ:ADBE | S-8[html] |
| ADPT Corp | 709804 | NASDAQ:ADPT | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] SC 13D/A[html] |
| ADVANCED ANALOGIC TECHNOLOGIES INC | 1104042 | NASDAQ:AATI | 425[html] 425[html] 425[html] 425[html] 425[html] 425[html] 8-K[html] |
| ADVANCED BIONUTRITION CORP | 1165217 | | D[html] |
| ADVISORS DISCIPLINED TRUST 469 | 1475881 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 481 | 1475895 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 488 | 1479403 | | 497J[html] |
| ADVISORS DISCIPLINED TRUST 492 | 1479407 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 493 | 1479409 | | 485BPOS[html] |
| ADVISORS DISCIPLINED TRUST 495 | 1479411 | | 497J[html] |
| ADVISORS SERIES TRUST | 1027596 | | N-Q[html] NSAR-A[html] NSAR-B[html] |
| AG Advisors Strategic Investment Fund, L.P. | 1317334 | | D/A[html] |
| AGL RESOURCES INC | 1004155 | NYSE:AGL | 425[html] 425[html] 425[html] |
| AIM FUNDS GROUP (INVESCO FUNDS GROUP) | 19034 | | N-Q[html] |
| AIM GROWTH SERIES (INVESCO GROWTH SERIES) | 202032 | | N-Q[html] |
| AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) | 826644 | | N-Q[html] |
| AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITI | 842790 | | N-Q[html] NSAR-A[html] |
| AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) | 725781 | | N-Q[html] |
| AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) | 909466 | | N-Q[html] |
| AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUN | 896435 | | N-Q[html] |
| AIP Multi-Strategy Fund A | 1428690 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
| AIP Multi-Strategy Fund P | 1428688 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
| AIRGAS INC | 804212 | NYSE:ARG | 4[html] |
| AK STEEL HOLDING CORP | 918160 | NYSE:AKS | 4[html] 4[html] 4[html] 4[html] 4[html] |
| AKAMAI TECHNOLOGIES INC | 1086222 | NASDAQ:AKAM | S-8[html] |
| ALANCO TECHNOLOGIES INC | 98618 | NASDAQ:ALAN | CORRESP[html] CORRESP[html] CORRESP[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] UPLOAD[html] |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 1089511 | NASDAQ:ALSK | DEFA14A[html] |
| ALDA Pharmaceuticals Corp. | 1355736 | | 6-K[html] |
| ALFANO MICHAEL C | 1203448 | | 4[html] |
| ALIMERA SCIENCES INC | 1267602 | | S-3[html] |
| ALLEN DEAN K | 1187008 | | 4[html] |
| ALLETE INC | 66756 | NYSE:ALE | 8-K[html] |
| ALLIANCEBERNSTEIN EXCHANGE RESERVES | 917713 | | NSAR-A[html] |
| ALLIANCEBERNSTEIN INCOME FUND INC | 816754 | | N-Q[html] |
| ALLIANCEBERNSTEIN MUNICIPAL INCOME FUND II | 899774 | | NSAR-A[html] |
| ALLIED HEALTHCARE INTERNATIONAL INC | 890634 | NASDAQ:AHCI | SC 13D/A[html] |
| ALPS ETF Trust | 1414040 | | N-Q[html] |
| ALUMINA LTD | 857071 | NYSE:AWC | 20-F[html] |
| AMBASSADORS GROUP INC | 1162315 | NASDAQ:EPAX | SC 13D[html] |
| AMC Networks Inc. | 1514991 | | 10-12B/A[html] |
| AMEGY INVESTMENTS, INC. | 1175031 | | X-17A-5[html] |
| AMERICAN AFFORDABLE HOUSING II LIMITED PARTNERSHIP | 815024 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| AMERICAN BALANCED FUND | 4568 | | N-Q[html] |
| AMERICAN BEACON FUNDS | 809593 | | 485BXT[html] N-Q[html] |
| AMERICAN BEACON MASTER TRUST | 1001641 | | N-Q[html] |
| AMERICAN BEACON MILEAGE FUNDS | 943824 | | N-Q[html] |
| AMERICAN BEACON SELECT FUNDS | 1096012 | | N-Q[html] |
| AMERICAN CENTURY CAPITAL PORTFOLIOS INC | 908186 | | NSAR-B[html] |
| AMERICAN CENTURY GOVERNMENT INCOME TRUST | 773674 | | NSAR-B[html] |
| AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 880268 | | N-Q[html] |
| AMERICAN CENTURY INVESTMENT TRUST | 908406 | | NSAR-B[html] |
| AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. | 827060 | | N-Q[html] |
| AMERICAN CENTURY TARGET MATURITIES TRUST | 757928 | | NSAR-A[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 1124155 | | N-Q[html] |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 814680 | | N-Q[html] |
| AMERICAN CONSUMERS INC | 4811 | | CORRESP[html] UPLOAD[html] |
| AMERICAN DG ENERGY INC | 1378706 | | 8-K[html] |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS | 39473 | | N-Q[html] |
| AMERICAN FUNDS INSURANCE SERIES | 729528 | | N-Q[html] |
| AMERICAN HIGH INCOME TRUST | 823620 | | NSAR-A[html] |
| AMERICAN INTERNATIONAL GROUP INC | 5272 | NYSE:AFF NYSE:AIG NYSE:AIG^A NYSE:AVF | 4[html] 8-K[html] |
| AMERICAN MEDICAL SYSTEMS HOLDINGS INC | 1114200 | NASDAQ:AMMD | 8-K[html] |
| AMERICAN PENSION INVESTORS TRUST | 764859 | | 485BPOS[html] |
| AMERICAN PUBLIC EDUCATION INC | 1201792 | NASDAQ:APEI | 4[html] |
| AMERICAN SPECTRUM REALTY INC | 1121783 | AMEX:AQQ | 4[html] 8-K[html] |
| AMERICAN WAGERING INC | 1005214 | | PREM14C[html] |
| AMERICAN WOODMARK CORP | 794619 | NASDAQ:AMWD | 4[html] 4[html] 4[html] 4[html] 4[html] |
| AMERICAS CARMART INC | 799850 | | 8-K[html] |
| AMPHENOL CORP /DE/ | 820313 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ANADYS PHARMACEUTICALS INC | 1128495 | NASDAQ:ANDS | 4[html] 4[html] 4[html] 4[html] 4[html] |
| ANALYSTS INTERNATIONAL CORP | 6292 | NASDAQ:ANLY | 8-K[html] |
| ANCHOR SERIES TRUST | 726735 | | N-Q[html] |
| ANDELMAN DAVID R | 1204566 | | 4[html] |
| ANDERSONS INC | 821026 | | 4[html] |
| ANN INC. | 874214 | NYSE:ANN | 4[html] |
| ANOORAQ RESOURCES CORP | 1028277 | AMEX:ANO | 6-K[html] |
| ANTENNA SOFTWARE, INC. | 1107870 | | D[html] |
| ANTS SOFTWARE INC | 796655 | | 10-Q[html] |
| ANWORTH MORTGAGE ASSET CORP | 1047884 | NYSE:ANH NYSE:ANH^A NYSE:ANH^B | 424B2[html] 8-K[html] |
| AOL Inc. | 1468516 | | 10-Q/A[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| AON CORP | 315293 | NYSE:AOC | 8-K[html] |
| APACHE CORP | 6769 | NYSE:APA | 4[html] 4[html] 4[html] 4[html] 4[html] |
| APACHE DESIGN SOLUTIONS INC | 1280363 | | S-1/A[html] |
| AQR Funds | 1444822 | | N-Q[html] |
| ARADIGM CORP | 1013238 | | 8-K[html] |
| ARBOR REALTY TRUST INC | 1253986 | | 8-K[html] |
| ARC Acquisition CORP | 1354783 | | 424B4[html] |
| ARCH COAL INC | 1037676 | NYSE:ACI | 8-K/A[html] SC TO-T/A[html] |
| ARENDS MICHAEL A | 1282317 | | 4[html] |
| ARKANSAS BEST CORP /DE/ | 894405 | | 4[html] |
| ARROW FINANCIAL CORP | 717538 | NASDAQ:AROW | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ASAHI GLASS CO LTD/ADR/ | 7646 | | F-6EF[html] |
| ASHFORD HOSPITALITY TRUST INC | 1232582 | NYSE:AHT NYSE:AHT^A NYSE:AHT^D | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| ASIA PACIFIC FUND INC | 795618 | NYSE:APB | N-CSR[html] NSAR-B[html] |
| ASSOCIATED FINANCIAL SERVICES, INC. | 7948 | | X-17A-5[html] |
| ASSURED GUARANTY LTD | 1273813 | NYSE:AGO | 8-K[html] |
| ASTEA INTERNATIONAL INC | 945989 | NASDAQ:ATEA | 4[html] |
| ASTON FUNDS | 912036 | | 485BPOS[html] 485BPOS[html] |
| ASURE SOFTWARE INC | 884144 | NASDAQ:ASUR | 8-K[html] |
| ATHENAHEALTH INC | 1131096 | NASDAQ:ATHN | 8-K[html] DEFA14A[html] |
| ATLANTIC POWER CORP | 1419242 | | 8-K[html] |
| ATMEL CORP | 872448 | NASDAQ:ATML | 8-K[html] |
| ATMI INC | 1041577 | NASDAQ:ATMI | 3[html] 4[html] |
| ATP OIL & GAS CORP | 1123647 | NASDAQ:ATPG | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| ATRION CORP | 701288 | NASDAQ:ATRI | 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| AUDIOVOX CORP | 807707 | NASDAQ:VOXX | 4[html] |
| AUGHTRY PAUL C III | 1395694 | | 4[html] |
| AUTODESK INC | 769397 | NASDAQ:ADSK | 8-K[html] |
| AUTONATION, INC. | 350698 | | 4[html] 4[html] |
| AXA PREMIER VIP TRUST | 1160168 | | N-Q[html] |
| AZAZ Capital Corp. | 1500768 | | 10-Q/A[html] |
| AZZURRO CAPITAL INC | 1349132 | | 4[html] |
| Able Planet Inc | 1344214 | | D/A[html] |
| Abraham Todd | 1495747 | | 4[html] |
| Abrams Capital International, Ltd. | 1442184 | | 4[html] |
| Abrams Capital Partners I, L.P. | 1292421 | | 4[html] |
| Abrams Capital Partners II, L.P. | 1292420 | | 4[html] |
| Abrams David C | 1292250 | | 4[html] |
| Academic Acquisition Corp. | 1521884 | | 3[html] SC 13D[html] |
| Acebes Carl | 1405890 | | 3[html] |
| Adams Burt A | 1367368 | | 4[html] |
| Adante Richard M. | 1522022 | | 3[html] |
| Adirondack Funds | 1311981 | | NSAR-B[html] |
| Advanced Cloud Storage, Inc. | 1518238 | | S-1/A[html] |
| Advantage Funds, Inc. | 914775 | | 497[html] |
| Advaxis, Inc. | 1100397 | | D[html] |
| Advent/Claymore Global Convertible Securities & Income Fund | 1391461 | | 4[html] |
| Adviser Managed Trust | 1502608 | | 497[html] |
| Advisors Inner Circle Fund II | 890540 | | 485BPOS[html] |
| AeroVironment Inc | 1368622 | NASDAQ:AVAV | 4[html] |
| Agrawal Rajit Kumar | 1474288 | | 4[html] |
| Aircastle LTD | 1362988 | NYSE:AYR | 8-K[html] |
| Alafi Christopher D | 1299430 | | 4[html] |
| Alamo Energy Corp. | 1360334 | | 8-K[html] |
| Alexis Minerals Corp | 1503034 | | D[html] |
| Alison Taunton-Rigby | 1024054 | | 4[html] |
| Alternative Investment Partners Absolute Return Fund | 1327228 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
| Alternative Investment Partners Absolute Return Fund STS | 1343668 | | N-Q[html] SC TO-I[html] SC TO-I/A[html] |
| Altis Global Futures ASP Fund, a series of Alternative Strat | 1521635 | | D[html] |
| Ameresco, Inc. | 1488139 | | 4[html] 4[html] 4[html] 4[html] |
| American Funds Money Market Fund | 1454975 | | NSAR-A[html] |
| American Realty Capital Properties, Inc. | 1507385 | | S-11/A[html] |
| American Realty Capital Trust, Inc. | 1410997 | | 424B3[html] 8-K[html] |
| American Reprographics CO | 1305168 | NYSE:ARP | 424B4[html] |
| American Reprographics Company, L.L.C. | 1355090 | | 424B4[html] |
| Anacor Pharmaceuticals Inc | 1411158 | | 4[html] |
| Anchin Jerry M | 1394811 | | 4[html] |
| Angle Colin M | 1341689 | | 4[html] |
| Animal Health International, Inc. | 1372813 | NASDAQ:AHII | DEFA14A[html] |
| Anthera Pharmaceuticals Inc | 1316175 | | 4[html] |
| Aranzana Frank | 1438561 | | 4[html] |
| Arcade China Acquisition Corp | 1514786 | | S-1/A[html] |
| Arrow Alexander K. | 1497166 | | 4[html] |
| Artex Energy Group LLC | 1521049 | | D[html] |
| Artis Partners Ltd | 1404269 | | D/A[html] |
| Aryeh Jason | 1376960 | | 4[html] |
| Ascent Media CORP | 1437106 | NASDAQ:ASCMA | 8-K[html] |
| AsherXino Corp | 700890 | | 8-K[html] |
| Asset Allocation Trust - DE | 1336560 | | NSAR-A[html] |
| Associated Petroleum | 1500038 | | D[html] |
| Atkin Scott C. | 1427139 | | 4[html] |
| Atlantic Coast Financial CORP | 1404296 | | 4[html] |
| AuraSound, Inc. | 810208 | | 8-K[html] DEF 14C[html] |
| Auriel Diversified Equity Fund | 1491800 | | D/A[html] |
| Axion Power International, Inc. | 1028153 | | 4[html] DEF 14A[html] |