| Company | CIK | Ticker Symbol | Document |
| N-plex Inc | 1495060 | | D[html] |
| NABI BIOPHARMACEUTICALS | 72444 | NASDAQ:NABI | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| NALLEY GEORGE WESTON | 1330570 | | 4[html] |
| NASDAQ Premium Income & Growth Fund Inc. | 1381186 | | N-Q[html] |
| NATELLI THOMAS A | 1272211 | | 4[html] |
| NATHANS FAMOUS INC | 69733 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| NATIONAL BANK OF INDIANAPOLIS CORP | 912382 | | 13F-HR[html] |
| NATIONAL WESTERN LIFE INSURANCE CO | 70684 | NASDAQ:NWLI | 4[html] 4[html] |
| NAUTILUS, INC. | 1078207 | | 8-K[html] |
| NEEL C WARREN | 1190592 | | 4[html] |
| NELNET INC | 1258602 | NYSE:NNI | 8-K[html] |
| NEOPROBE CORP | 810509 | | 8-K[html] DEFA14A[html] |
| NETFABRIC HOLDINGS, INC | 1083220 | | PRER14C[html] |
| NETGEAR, INC | 1122904 | NASDAQ:NTGR | 8-K[html] |
| NETSCOUT SYSTEMS INC | 1078075 | NASDAQ:NTCT | 10-K[html] 4[html] |
| NETSUITE INC | 1117106 | NYSE:N | 4[html] |
| NETWORKING PARTNERS INC | 1518041 | | S-1/A[html] |
| NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST | 736913 | | N-Q[html] |
| NEULION, INC. | 1387713 | | 4[html] 4/A[html] |
| NEVADABOBS COM INC | 1130964 | | 15-12G[html] |
| NEW GERMANY FUND INC | 858706 | NYSE:GF | N-Q[html] |
| NEW PERSPECTIVE FUND INC | 71516 | | NSAR-A[html] |
| NEW ULM TELECOM INC | 71557 | | 8-K[html] |
| NEW YORK STOCK EXCHANGE LLC | 876661 | | 25-NSE[html] |
| NEWEGG INC | 1341704 | | RW[html] |
| NEWSOME MICHAEL J | 1024669 | | 4[html] |
| NEXSTAR BROADCASTING GROUP INC | 1142417 | NASDAQ:NXST | 4[html] 8-K[html] |
| NEXT GENERATION ENERGY CORP. | 356292 | | 10-Q[html] |
| NICHOLAS EQUITY INCOME FUND INC | 913131 | | N-CSR[html] NSAR-B[html] |
| NICHOLAS FUND INC | 71958 | | N-CSR[html] NSAR-B[html] |
| NICHOLAS II INC | 723455 | | N-CSRS[html] |
| NICOLOSI VINCENT F | 1237683 | | 4[html] |
| NICOR INC | 72020 | NYSE:GAS | 425[html] 425[html] 425[html] 8-K[html] DEFA14A[html] DEFA14A[html] DEFA14A[html] |
| NOBEL LEARNING COMMUNITIES INC | 721237 | NASDAQ:NLCI | 3[html] SC 13D[html] |
| NOBLE ROMANS INC | 709005 | | 4[html] |
| NOMURA PARTNERS FUNDS, INC. | 53192 | | NSAR-A[html] |
| NORCRAFT COMPANIES LP | 1288248 | | 8-K[html] |
| NORDSTROM INC | 72333 | NYSE:JWN | 4[html] |
| NORTH AMERICAN PALLADIUM LTD | 887701 | AMEX:PAL AMEX:PAL/WS | 6-K[html] |
| NORTH CAROLINA CAPITAL MANAGEMENT TRUST | 702149 | | N-Q[html] |
| NORTHEAST INVESTORS GROWTH FUND INC | 318192 | | N-Q[html] |
| NORTHEAST INVESTORS TRUST | 72760 | | NSAR-A[html] |
| NORTHERN FUNDS | 916620 | | NSAR-B[html] |
| NORTHERN STAR CO | 1139445 | | S-4/A[html] |
| NORTHWEST INDIANA BANCORP | 919864 | | 4[html] |
| NORTHWESTERN MUTUAL SERIES FUND INC | 742212 | | N-Q[html] |
| NTR METALS, LLC | 1492351 | | 4[html] |
| NUNEZ JUAN | 1203789 | | 4[html] |
| NUTRACEA | 1063537 | | 10-Q/A[html] 10-Q/A[html] 10-Q/A[html] |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1137888 | AMEX:NZH | 8-A12B[html] |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND | 1255821 | | N-Q[html] |
| NUVEEN INVESTMENT FUNDS INC | 820892 | | 24F-2NT[html] N-Q[html] |
| NUVEEN INVESTMENT TRUST | 1013881 | | N-Q[html] |
| NUVEEN INVESTMENT TRUST III | 1071336 | | 485BPOS[html] |
| NUVEEN MULTISTATE TRUST II /MA/ | 1018975 | | 24F-2NT[html] |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 | 1165383 | AMEX:NVJ | 4[html] |
| NUVEEN QUALITY PREFERRED INCOME FUND | 1172168 | NYSE:JTP NYSE:JPS NYSE:JHP | N-Q[html] |
| NUVEEN QUALITY PREFERRED INCOME FUND 2 | 1176433 | NYSE:JPS | N-Q[html] |
| NUVEEN QUALITY PREFERRED INCOME FUND 3 | 1200446 | NYSE:JHP | N-Q[html] |
| NUVEEN REAL ESTATE INCOME FUND | 1158289 | | N-Q[html] |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND | 1265708 | | N-Q[html] |
| NUVO RESEARCH INC | 1371679 | | D[html] |
| NV ENERGY, INC. | 741508 | NYSE:NVE | 4[html] 4[html] |
| NVIDIA CORP | 1045810 | NASDAQ:NVDA | 10-Q[html] |
| Najafi Ramin | 1410081 | | 4[html] |
| Natixis Cash Management Trust | 317947 | | N-Q[html] |
| Natixis Funds Trust I | 770540 | | N-Q[html] NSAR-A[html] |
| Natixis Funds Trust II | 52136 | | N-Q[html] |
| Navios Maritime Acquisition CORP | 1437260 | NYSE:NNA NYSE:NNA/U NYSE:NNA/WS | 6-K[html] |
| Neenah Paper Inc | 1296435 | NYSE:NP | 4[html] 4[html] |
| Neiman Marcus, Inc. | 1358651 | | 8-K[html] |
| Nelson Cameron | 1324166 | | 4[html] |
| Net Element, Inc. | 1293330 | | 3[html] |
| Neutral Tandem Inc | 1292653 | NASDAQ:TNDM | 3[html] 3[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] SC TO-I/A[html] |
| Newport Roger K | 1298509 | | 4[html] |
| Nexxus Lighting, Inc. | 917523 | NASDAQ:NEXS | 8-K[html] |
| Nile Therapeutics, Inc. | 1133869 | NASDAQ:NLTX | 4[html] |
| Nissan Auto Lease Trust 2010-A | 1491323 | | 10-D[html] |
| Nissan Auto Lease Trust 2010-B | 1503467 | | 10-D[html] |
| Nissan Auto Receivables 2010-A Owner Trust | 1499548 | | 10-D[html] |
| Nissan Auto Receivables 2011-A Owner Trust | 1517598 | | 10-D[html] |
| Nobao Renewable Energy Holdings Ltd | 1489067 | | RW[html] RW[html] |
| Noble Corp / Switzerland | 1458891 | | 4[html] |
| Norcraft Holdings, L.P. | 1305018 | | 8-K[html] |
| Nordstrom James F JR | 1318745 | | 4[html] |
| Norkus Michael | 1299555 | | 4[html] |
| Norman Kim | 1346907 | | 4[html] |
| Northern Lights Fund Trust | 1314414 | | 485BPOS[html] 497[html] |
| NovaBay Pharmaceuticals, Inc. | 1389545 | AMEX:NBY | 4[html] 4[html] |
| Novelli William | 1470271 | | 4[html] |
| NuStar Energy L.P. | 1110805 | | 4[html] |
| Nuechterlein Jeffrey D | 1477953 | | 4[html] |
| Nuveen Core Equity Alpha Fund | 1385763 | NYSE:JCE | N-Q[html] |
| Nuveen Equity Premium & Growth Fund | 1338561 | | N-Q[html] |
| Nuveen Equity Premium Advantage Fund | 1320492 | NYSE:JLA | N-Q[html] |
| Nuveen Equity Premium Income Fund | 1298699 | NYSE:JPZ | N-Q[html] |
| Nuveen Equity Premium Opportunity Fund | 1308658 | NYSE:JSN | N-Q[html] |
| Nuveen Global Government Enhanced Income Fund | 1359816 | NYSE:JGG | N-Q[html] |
| Nuveen Global Value Opportunities Fund | 1363421 | NYSE:JGV | N-Q[html] |
| Nuveen Mortgage Opportunity Term Fund | 1472215 | | N-Q[html] |
| Nuveen Mortgage Opportunity Term Fund 2 | 1479238 | | N-Q[html] |
| Nuveen Multi-Currency Short-Term Government Income Fund | 1390109 | NYSE:JGT | N-Q[html] |
| Nuveen Multi-Strategy Income & Growth Fund | 1216583 | | N-Q[html] |
| Nuveen Multi-Strategy Income & Growth Fund 2 | 1227476 | | N-Q[html] |
| Nuveen Tax-Advantaged Dividend Growth Fund | 1397173 | NYSE:JTD | N-Q[html] |
| Nuveen Tax-Advantaged Floating Rate Fund | 1313259 | NYSE:JFP | N-Q[html] |
| NxStage Medical, Inc. | 1333170 | NASDAQ:NXTM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Nyblad Nels W | 1439069 | | 4[html] |