| Company | CIK | Ticker Symbol | Document |
| D'Alessandro Garrett | 1517986 | | 3[html] |
| DAIS ANALYTIC CORP | 1125699 | | 8-K[html] |
| DAKE GARY C | 1231075 | | 4[html] |
| DALTON CHARLES E | 1246554 | | 4[html] |
| DALZELL RICHARD L | 1184753 | | 4[html] |
| DANA HOLDING CORP | 26780 | NYSE:DAN | 8-K[html] |
| DANAHER CORP /DE/ | 313616 | | 4[html] |
| DAUMAN PHILIPPE P | 1119834 | | 4[html] |
| DAVIS BRUCE L | 1218987 | | 4[html] 4[html] |
| DAVIS CHRIS A | 1211057 | | 4[html] |
| DAVIS EUGENE I | 1028689 | | 4[html] |
| DAVIS NANCY B | 1193290 | | 4[html] |
| DAVIS PETER B | 1222789 | | 4[html] |
| DAVISON C HAMILTON | 1270317 | | 4[html] |
| DAYBREAK OIL & GAS INC | 1164256 | | 10-K[html] |
| DBD Investors V Holdings, L.L.C. | 1510750 | | 4[html] |
| DBD Investors V, L.L.C. | 1427022 | | 4[html] SC 13D/A[html] |
| DCA Total Return Fund | 1310445 | NYSE:DCA | N-Q[html] |
| DE GREEF RODERICK | 1241181 | | 4[html] |
| DEANGELO LAWRENCE J | 1268928 | | 4[html] |
| DEERE & CO | 315189 | NYSE:DE | 10-Q[html] |
| DEERE JOHN CAPITAL CORP | 27673 | | 10-Q[html] |
| DELAWARE GROUP ADVISER FUNDS | 910682 | | 485BXT[html] |
| DELAWARE GROUP CASH RESERVE | 230173 | | NSAR-B[html] |
| DELAWARE GROUP EQUITY FUNDS IV | 778108 | | NSAR-A[html] |
| DELAWARE GROUP FOUNDATION FUNDS | 1048133 | | NSAR-A[html] |
| DELAWARE INVESTMENTS ARIZONA MUNICIPAL INCOME FUND, INC | 895577 | AMEX:VAZ | NSAR-B[html] |
| DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC | 895658 | AMEX:VMM | NSAR-B[html] |
| DELTA MUTUAL INC | 1112985 | | 8-K/A[html] 8-K/A[html] |
| DENDREON CORP | 1107332 | NASDAQ:DNDN | 4[html] 4[html] |
| DENHAM ROBERT E | 1195643 | | 4[html] |
| DENTSPLY INTERNATIONAL INC /DE/ | 818479 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| DERMA SCIENCES, INC. | 892160 | | 4[html] |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | 1159508 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| DEVITRE DINYAR S | 1025050 | | 4[html] |
| DEVRY INC | 730464 | NYSE:DV | 4[html] 4[html] |
| DEX ONE Corp | 30419 | | 4[html] |
| DGSE COMPANIES INC | 701719 | AMEX:DGC | 4[html] |
| DIGITAL CREATIVE DEVELOPMENT CORP | 1016951 | | 10-K[html] |
| DIGITALGLOBE INC | 1208208 | | 10-K/A[html] |
| DILLER JAMES | 1215805 | | 4[html] |
| DILLY ARTHUR H | 1244746 | | 4[html] |
| DIME COMMUNITY BANCSHARES INC | 1005409 | NASDAQ:DCOM | 4[html] |
| DIODES INC /DEL/ | 29002 | | 4[html] 4[html] 4[html] 4[html] |
| DIONEX CORP /DE | 708850 | | 15-12G[html] |
| DIRECT INSITE CORP | 879703 | | 8-K[html] |
| DISCOVER BANK | 894327 | | 424B2[html] 8-K[html] |
| DISCOVER CARD MASTER TRUST I | 894329 | | 424B2[html] 8-K[html] |
| DNA BRANDS INC | 1419995 | | S-1/A[html] |
| DOBSON JULIE A | 1178460 | | 4[html] |
| DOLLAR GENERAL CORP | 29534 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DONEGAL GROUP INC | 800457 | NASDAQ:DGICA NASDAQ:DGICB | 4[html] S-3[html] |
| DOOLAN MARTIN P | 1191871 | | 4[html] |
| DOOLEY THOMAS E | 1208414 | | 4[html] |
| DORAL FINANCIAL CORP | 840889 | NYSE:DRL | 8-K[html] |
| DOUGHERTY ROBERT A | 1237778 | | 4[html] |
| DRAUT ERIC JOHN | 1214020 | | 4[html] |
| DREYFUS HIGH YIELD STRATEGIES FUND | 1057861 | NYSE:DHF | N-CSR[html] |
| DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS | 1038520 | | NSAR-B[html] |
| DREYFUS INVESTMENT FUNDS | 799295 | | N-CSRS[html] |
| DREYFUS LIFETIME PORTFOLIOS INC | 909230 | | NSAR-A[html] |
| DREYFUS MANAGER FUNDS I | 1247088 | | N-CSR[html] |
| DREYFUS MUNICIPAL INCOME INC | 839122 | AMEX:DMF | N-CSRS[html] NSAR-A[html] |
| DREYFUS PREMIER SHORT INTERMEDIATE MUNICIPAL BOND FUND | 810305 | | N-CSR[html] |
| DREYFUS RESEARCH GROWTH FUND INC | 30162 | | 497[html] |
| DREYFUS STOCK FUNDS | 1199348 | | N-CSRS[html] NSAR-A[html] |
| DREYFUS STRATEGIC MUNICIPALS INC | 818972 | NYSE:LEO | N-CSRS[html] NSAR-A[html] |
| DRIESSNACK ROBERT | 1280543 | | 4[html] |
| DRILL SCOTT | 1122091 | | 4[html] |
| DRILLOCK DAVID M | 1205340 | | 4[html] |
| DRUGSTORE COM INC | 1086467 | NASDAQ:DSCM | 8-K[html] DEFA14A[html] |
| DUCEY MICHAEL E | 1272987 | | 4[html] |
| DWS ADVISOR FUNDS | 797657 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] |
| DWS COMMUNICATIONS FUND, INC. | 731129 | | N-Q[html] |
| DWS EQUITY 500 INDEX PORTFOLIO | 888568 | | N-Q[html] |
| DWS GLOBAL/INTERNATIONAL FUND, INC. | 793597 | | N-Q[html] |
| DWS HIGH INCOME SERIES | 225528 | | NSAR-A[html] |
| DWS INSTITUTIONAL FUNDS | 862157 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] |
| DWS INVESTMENT TRUST | 88064 | | N-Q[html] NSAR-A[html] |
| DWS INVESTMENTS VIT FUNDS | 1006373 | | N-Q[html] N-Q[html] |
| DWS MONEY MARKET TRUST | 703642 | | N-Q[html] |
| DWS RREEF REAL ESTATE FUND II, INC. | 1231160 | | N-Q[html] |
| DWS RREEF REAL ESTATE FUND, INC. | 1179126 | | N-Q[html] |
| DWS TARGET FUND | 854905 | | 497[html] |
| DWS VARIABLE SERIES I | 764797 | | N-Q[html] |
| DWS VARIABLE SERIES II | 810573 | | N-Q[html] |
| DYKSTRA KAREN E | 1198848 | | 4[html] |
| DYNAMIC MATERIALS CORP | 34067 | NASDAQ:BOOM | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| DYNAMIC VENTURES CORP. | 1454384 | | 8-K[html] |
| Dahlberg Burton F | 1293354 | | 4[html] |
| Davis Gregory S | 1405542 | | 4[html] |
| De Perio Joseph A | 1516297 | | 4[html] |
| DeJohn Joseph A. | 1440450 | | 4[html] |
| DealerTrack Holdings, Inc. | 1333513 | NASDAQ:TRAK | 8-K[html] |
| Death's Door Spirits, LLC | 1464971 | | D[html] D[html] |
| Deese Willie A | 1328766 | | 4[html] |
| Deily Linnet F | 1344863 | | 4[html] |
| Delaware Investments Colorado Municipal Income Fund, Inc. | 907573 | AMEX:VCF | NSAR-B[html] |
| Delaware Investments National Municipal Income Fund | 895574 | | NSAR-B[html] |
| Delek US Holdings, Inc. | 1351541 | NYSE:DK | 8-K[html] |
| Dennis Edward A | 1299118 | | 4[html] |
| Denton Matthew Todd | 1483125 | | 4[html] |
| Derba Laura A | 1455737 | | 4[html] |
| Derycz Peter | 1351848 | | 4[html] |
| Destra Investment Trust | 1492374 | | NSAR-A[html] |
| DigiLog Stressor Fund L.P. | 1463709 | | D/A[html] |
| Digimarc CORP | 1438231 | NASDAQ:DMRC | 4[html] 4[html] |
| Digitiliti Inc | 1411658 | | 8-K[html] |
| DirecTECH Holding Company, Inc. | 1427463 | | 4[html] |
| Discover Card Execution Note Trust | 1407200 | | 424B2[html] 8-K[html] |
| Discovery Group I, LLC | 1312548 | | SC 13D[html] |
| Diversified Opportunities, Inc. | 919175 | | 4[html] PRER14C[html] |
| Diversified Restaurant Holdings, Inc. | 1394156 | | 8-K[html] |
| Dividend Builder Portfolio | 912751 | | N-Q[html] |
| Dixon Denmar John | 1461836 | | 4[html] |
| Dolby Laboratories, Inc. | 1308547 | | 4[html] |
| Dolby Ray | 1316194 | | 4[html] |
| Donahoe John J | 1321240 | | 4[html] |
| Donovan Shawn M | 1464888 | | 4[html] |
| Dow 30 Enhanced Premium & Income Fund Inc. | 1390840 | | N-Q[html] |
| Dow 30 Premium & Dividend Income Fund Inc. | 1314128 | | N-Q[html] |
| Dunn Blue Print CO | 1354778 | | 424B4[html] |
| Dunston Steven Cary | 1378492 | | 4[html] |
| Dunvegan Associates, Inc. | 1344422 | | 13F-HR[html] |
| Dutch Gold Resources Inc | 928375 | | 10-Q/A[html] |
| Dyer Joseph Wendell | 1343118 | | 4[html] |