| Company | CIK | Ticker Symbol | Document |
| PAA NATURAL GAS STORAGE LP | 1481506 | | S-3[html] S-3[html] S-3ASR[html] SC 13G/A[html] |
| PACHOLDER HIGH YIELD FUND INC | 837951 | AMEX:PHF | N-30B-2[html] N-Q[html] |
| PACIFIC CAPITAL BANCORP /CA/ | 357264 | | S-3[html] |
| PACIFIC LIFE FUNDS | 1137761 | | NSAR-B[html] |
| PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS | 832908 | | N-6/A[html] |
| PAETEC Holding Corp. | 1372041 | NASDAQ:PAET | 4[html] |
| PALATIN TECHNOLOGIES INC | 911216 | AMEX:PTN | 8-K[html] |
| PANCHA GIRISH | 1202445 | | 4[html] |
| PANGIA ROBERT W | 1236188 | | 4[html] |
| PAPADOPOULOS STELIOS | 1202098 | | 4[html] |
| PAPETTIS HYGRADE EGG PRODUCTS INC | 1139440 | | S-4/A[html] |
| PAPPAJOHN JOHN | 897464 | | 4[html] |
| PARADIGM FUNDS | 1196878 | | N-Q[html] |
| PARAGON SEPARATE ACCOUNT B | 897956 | | 497[html] 497[html] |
| PARCUS MEDICAL LLC | 1443896 | | D[html] |
| PATRICK INDUSTRIES INC | 76605 | NASDAQ:PATK | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| PAYNE MELVIN C | 1024177 | | 4[html] |
| PDL BIOPHARMA, INC. | 882104 | NASDAQ:PDLI | 8-K[html] |
| PEAD PHILIP M | 1227485 | | 4[html] |
| PEEBLES ROBERT | 1263726 | | 4[html] |
| PEETS COFFEE & TEA INC | 917968 | | 4[html] |
| PEGASUS PARTNERS IV LP | 1431283 | | SC 13D/A[html] |
| PEGASYSTEMS INC | 1013857 | NASDAQ:PEGA | 4[html] 4[html] |
| PENN WEST PETROLEUM LTD. | 1334388 | NYSE:PWE | 6-K[html] |
| PENTAIR INC | 77360 | NYSE:PNR | 4[html] |
| PEOPLES BANCORPORATION INC /SC/ | 885542 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| PEOPLES LIBERATION INC | 791770 | | 3[html] |
| PEPSICO INC | 77476 | NYSE:PEP | SC 13D/A[html] |
| PERVASIP CORP | 90721 | | 4[html] |
| PETERS ADRIAN A | 1271196 | | 4[html] |
| PETERS LAUREN B | 1198872 | | 4[html] |
| PETRIK ANDREW C | 1177265 | | 4[html] |
| PETROCHINA CO LTD | 1108329 | NYSE:PTR | 6-K[html] |
| PETSMART INC | 863157 | NASDAQ:PETM | 10-Q[html] 4[html] |
| PEZZIMENTI WILLIAM | 1416151 | | 4[html] |
| PEiR Group International, LLC | 1354781 | | 424B4[html] |
| PEiR Group, LLC | 1354782 | | 424B4[html] |
| PFM Funds | 807878 | | N-Q[html] |
| PFS FUNDS | 1103243 | | N-Q[html] |
| PHARMACEUTICAL PRODUCT DEVELOPMENT INC | 1003124 | NASDAQ:PPDI | 4[html] |
| PHARMATHENE, INC | 1326190 | AMEX:PIP AMEX:PIP/WS | 4[html] |
| PHILLIPS DAVID P | 1215800 | | 4[html] |
| PHYSICIANS FORMULA HOLDINGS, INC. | 1269871 | NASDAQ:FACE | 8-K[html] |
| PIDWELL DAVID | 1199842 | | 4[html] |
| PIEDMONT INVESTMENT TRUST | 1311913 | | N-CSR[html] NSAR-B[html] |
| PIMCO ETF Trust | 1450011 | | N-Q[html] |
| PIMCO Equity Series | 1479360 | | N-Q[html] |
| PIMCO Equity Series VIT | 1479359 | | N-Q[html] |
| PIMCO FUNDS | 810893 | | 497[html] 497K[html] NSAR-B[html] |
| PIMCO VARIABLE INSURANCE TRUST | 1047304 | | N-Q[html] |
| PIONEER BOND FUND /DE/ | 276776 | | N-Q[html] |
| PIONEER FUND /MA/ | 78713 | | N-Q[html] |
| PIONEER HIGH INCOME TRUST | 1166258 | NYSE:PHT | N-CSR[html] NSAR-B[html] |
| PIONEER INDEPENDENCE FUND | 1051010 | | N-Q[html] |
| PIONEER MONEY MARKET TRUST | 812195 | | N-Q[html] |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST | 1258943 | NYSE:MAV | N-CSR[html] NSAR-B[html] |
| PIONEER REAL ESTATE SHARES | 908996 | | N-Q[html] |
| PIONEER RESEARCH FUND | 1094522 | | N-Q[html] |
| PIONEER SERIES TRUST II | 1265389 | | N-Q[html] |
| PIONEER SERIES TRUST X | 1174520 | | N-CSR[html] NSAR-B[html] |
| PIONEER STRATEGIC INCOME FUND | 1077452 | | N-CSR[html] NSAR-A[html] |
| PIONEER VALUE FUND | 78758 | | N-CSR[html] NSAR-A[html] |
| PIONEER VARIABLE CONTRACTS TRUST /MA/ | 930709 | | N-Q[html] |
| PIXELWORKS, INC | 1040161 | NASDAQ:PXLW | 4[html] 8-K[html] |
| PLAN INVESTMENT FUND INC | 774412 | | N-Q[html] |
| PLANTRONICS INC /CA/ | 914025 | | 4[html] |
| PLUG POWER INC | 1093691 | NASDAQ:PLUG | SC 13G[html] |
| PLUMAS BANCORP | 1168455 | NASDAQ:PLBC | 4[html] |
| PLX TECHNOLOGY INC | 850579 | NASDAQ:PLXT | 4[html] 4[html] |
| PMC SIERRA INC | 767920 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| PMFG, Inc. | 1422862 | NASDAQ:PMFG | 8-K[html] |
| PNG Finance Corp. | 1521034 | | S-3[html] S-3ASR[html] |
| PNI DIGITAL MEDIA INC | 1036642 | | 6-K/A[html] |
| POKUSA ROBERT E | 1280485 | | 4[html] |
| POPE GREGORY L | 1258032 | | 4[html] |
| PORTER MICHAEL E | 1108494 | | 4[html] |
| POSITIVEID Corp | 1347022 | NASDAQ:CHIP | 4[html] |
| POTASH CORP OF SASKATCHEWAN INC | 855931 | NYSE:POT | D[html] |
| POWELL WILLIAM P | 1232867 | | 4[html] |
| POWER SOLUTIONS INTERNATIONAL, INC. | 1137091 | | 3[html] 3[html] 8-K[html] |
| POWERSHARES DB AGRICULTURE FUND | 1383082 | | 8-K[html] |
| POWERSHARES DB BASE METALS FUND | 1383084 | | 8-K[html] |
| POWERSHARES DB SILVER FUND | 1383054 | | 8-K[html] |
| POWERSHARES DB US DOLLAR INDEX BEARISH FUND | 1383149 | | 8-K[html] |
| POWERSHARES EXCHANGE TRADED FUND TRUST | 1209466 | | 40-17G[html] |
| PPM AMERICA CAPITAL PARTNERS LLC | 1242313 | | 4[html] |
| PPM AMERICA PRIVATE EQUITY FUND LP | 1242315 | | 4[html] |
| PRATT JOHN A JR | 1191177 | | 4/A[html] |
| PRAXAIR INC | 884905 | NYSE:PX | 11-K[html] 11-K[html] 11-K[html] 11-K[html] |
| PRESIDENTIAL LIFE CORP | 80124 | NASDAQ:PLFE | 8-K[html] |
| PRGX GLOBAL, INC. | 1007330 | NASDAQ:PRGX | 8-K[html] |
| PRICE T ROWE GROUP INC | 1113169 | | 4[html] |
| PRIDE INTERNATIONAL INC | 833081 | NYSE:PDE | DEFA14A[html] |
| PRIMEDIA INC | 884382 | NYSE:PRM | PREM14C[html] |
| PRIMEENERGY CORP | 56868 | NASDAQ:PNRG | 8-K[html] |
| PRIVATEBANCORP, INC | 889936 | NASDAQ:PVTB NASDAQ:PVTBP | 8-K[html] |
| PROCTER & GAMBLE CO | 80424 | NYSE:PG | 4[html] |
| PROFESSIONALLY MANAGED PORTFOLIOS | 811030 | | N-Q[html] N-Q[html] N-Q[html] N-Q[html] NSAR-A[html] NSAR-B[html] |
| PROSPECTOR FUNDS, INC. | 1402472 | | N-Q[html] |
| PROSPER MARKETPLACE INC | 1416265 | | 424B3[html] 424B3[html] 424B3[html] 424B3[html] |
| PROVIDENT FINANCIAL SERVICES INC | 1178970 | | 4[html] |
| PRUDENTIAL BANCORP INC OF PENNSYLVANIA | 1302324 | NASDAQ:PBIP | 4/A[html] |
| PRUDENTIAL INVESTMENT PORTFOLIOS, INC. | 949512 | | NSAR-A[html] |
| PRUDENTIAL PLC | 1116578 | | 6-K[html] |
| PRUDENTIAL SERIES FUND | 711175 | | N-Q[html] |
| PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. | 834126 | | N-Q[html] |
| PRYSTOWSKY ERIC N | 1389428 | | 4[html] |
| PSS WORLD MEDICAL INC | 920527 | NASDAQ:PSSI | 4[html] 4[html] |
| PUBLIC SERVICE CO OF NEW MEXICO | 81023 | | EFFECT[html] |
| PUBLIX SUPER MARKETS INC | 81061 | | 4[html] |
| PUCELLA MICHAEL | 1237123 | | 4[html] |
| PULTEGROUP INC/MI/ | 822416 | | 8-K[html] |
| PURFRESH, INC. | 1420897 | | D[html] |
| PUTNAM AMERICAN GOVERNMENT INCOME FUND | 759827 | | N-CSRS[html] |
| PUTNAM ASSET ALLOCATION FUNDS | 914209 | | N-CSRS[html] |
| PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST | 711402 | | N-CSRS[html] |
| PUTNAM DIVERSIFIED INCOME TRUST | 836622 | | N-CSRS[html] |
| PUTNAM EUROPE EQUITY FUND | 842940 | | N-Q[html] |
| PUTNAM FUNDS TRUST | 1005942 | | N-CSRS[html] N-Q[html] |
| PUTNAM INTERNATIONAL EQUITY FUND /MA/ | 868648 | | N-Q[html] |
| PUTNAM INVESTMENT FUNDS | 932101 | | N-CSRS[html] |
| PUTNAM MASTER INTERMEDIATE INCOME TRUST | 830622 | NYSE:PIM | N-CSRS[html] |
| PUTNAM MONEY MARKET FUND | 81248 | | N-CSRS[html] |
| PUTNAM MULTI-CAP GROWTH FUND | 865177 | | N-Q[html] |
| PUTNAM TAX EXEMPT INCOME FUND | 205802 | | N-CSRS[html] |
| PUTNAM TAX EXEMPT MONEY MARKET FUND | 806944 | | N-CSRS[html] |
| PUTNAM U S GOVERNMENT INCOME TRUST | 732337 | | N-CSRS[html] |
| PUTNAM VARIABLE TRUST | 822671 | | N-Q[html] |
| PVF CAPITAL CORP | 928592 | NASDAQ:PVFC | S-3[html] |
| Paccione Tracy | 1372407 | | 4[html] |
| Packard Dighton | 1346909 | | 4[html] |
| Packard Ronald J | 1420478 | | 4[html] |
| Paragon Shipping Inc. | 1401112 | NASDAQ:PRGN | 6-K[html] SC 13D/A[html] |
| Parks James C | 1368750 | | 4[html] |
| Parrett William G | 1418280 | | 4[html] |
| Passarella Michael J | 1299968 | | 4[html] |
| Pastore V Sebastian | 1438839 | | 4[html] |
| Paul Ray M Jr | 1465593 | | 4[html] |
| Pax World Funds Trust II | 1426870 | | N-Q[html] |
| Pear Tree Funds | 722885 | | NSAR-B[html] |
| Pebblebrook Hotel Trust | 1474098 | | 8-K[html] |
| Pepper Rock Resources Corp. | 1448242 | | 8-K[html] |
| Philip Frances P | 1519517 | | 3[html] |
| Pickering Vincent | 1502729 | | 4[html] |
| Pin Oak Links, Inc. | 1521958 | | D[html] |
| Pioneer Series Trust III | 1306349 | | N-Q[html] |
| Pioneer Series Trust IV | 1331854 | | 497[html] |
| Planwell, LLC | 1354885 | | 424B4[html] |
| Portal Resources Ltd. | 1326910 | | 6-K[html] |
| Posner Brian S | 1372455 | | 4[html] |
| Post High Yield Plus Fund, L.P. | 1463294 | | D/A[html] |
| Post High Yield Plus Offshore Fund, Ltd. | 1463295 | | D/A[html] |
| PowerDirect Marketing, LLC | 1521985 | | D[html] |
| PowerShares DB Commodity Index Tracking Fund | 1328237 | | 8-K[html] |
| PowerShares DB Energy Fund | 1383062 | | 8-K[html] |
| PowerShares DB G10 Currency Harvest Fund | 1354730 | | 8-K[html] |
| PowerShares DB Gold Fund | 1383055 | | 8-K[html] |
| PowerShares DB Multi-Sector Commodity Trust | 1367306 | | 8-K[html] |
| PowerShares DB Oil Fund | 1383058 | | 8-K[html] |
| PowerShares DB Precious Metals Fund | 1383057 | | 8-K[html] |
| PowerShares DB US Dollar Index Bullish Fund | 1383151 | | 8-K[html] |
| PowerShares DB US Dollar Index Trust | 1371571 | | 8-K[html] |
| PowerShares Exchange-Traded Fund Trust II | 1378872 | NASDAQ:PAGG NASDAQ:PBTQ NASDAQ:PKOL NASDAQ:PSAU NASDAQ:PSTL NASDAQ:PTRP | 40-17G[html] 485BXT[html] 485BXT[html] |
| PowerShares India Exchange-Traded Fund Trust | 1419139 | | 40-17G[html] |
| Powershares Actively Managed Exchange-Traded Fund Trust | 1418144 | | 40-17G[html] |
| Press Michael W | 1298453 | | 4[html] |
| Press Ventures, Inc. | 1506522 | | S-1/A[html] |
| Primoris Services Corp | 1361538 | NASDAQ:PRIM NASDAQ:PRIMU NASDAQ:PRIMW | S-3[html] |
| Providence Surgical Co-Management Company, LLC | 1520033 | | D[html] |
| Puissant Industries, Inc. | 1511618 | | S-1/A[html] |
| Pumphrey Ronald W | 1318918 | | 3[html] |
| Pylipow David E | 1307576 | | 4[html] |